THE WARMING MECHANISM IN THE SOUTHERN ARABIAN SEA DURING THE DEVELOPMENT OF INDIAN OCEAN DIPOLE EVENTS

This study aims to explore the relative role of oceanic dynamics and surface heat fluxes in the warming of southern Arabian Sea and southwest Indian Ocean during the development of Indian Ocean Dipole (IOD) events by using National Center for Environmental Prediction/National Center for Atmospheric Research (NCEP/NCAR) daily reanalysis data and Global Ocean Data Assimilation System (GODAS) monthly mean ocean reanalysis data from 1982 to 2013, based on regression analysis, Empirical Orthogonal Function (EOF) analysis and combined with a 2? layer dynamic upper-ocean model. The results show that during the initial stage of IOD events, warm downwelling Rossby waves excited by an anomalous anticyclone over the west Indian Peninsula, southwest Indian Ocean and southeast Indian Ocean lead to the warming of the mixed layer by reducing entrainment cooling. An anomalous anticyclone over the west Indian Peninsula weakens the wind over the Arabian Sea and Somali coast, which helps decrease the sea surface heat loss and shallow the surface mixed layer, and also contributes to the sea surface temperature (SST) warming in the southern Arabian Sea by inhibiting entrainment. The weakened winds increase the SST along the Somali coast by inhibiting upwelling and zonal advection. The wind and net sea surface heat flux anomalies are not significant over the southwest Indian Ocean. During the antecedent stage of IOD events, the warming of the southern Arabian Sea is closely connected with the reduction of entrainment cooling caused by the Rossby waves and the weakened wind. With the appearance of an equatorial easterly wind anomaly, the warming of the southwest Indian Ocean is not only driven by weaker entrainment cooling caused by the Rossby waves, but also by the meridional heat transport carried by Ekman flow. The anomalous sea surface heat flux plays a key role to damp the warming of the west pole of the IOD.     

LINKAGE BETWEEN INDIAN OCEAN DIPOLE AND TWO TYPES OF El NI?O AND ITS POSSIBLE MECHANISMS

After compositing three representative ENSO indices,El Nio events have been divided into an eastern pattern(EP) and a central pattern(CP).By using EOF,correlation and composite analysis,the relationship and possible mechanisms between Indian Ocean Dipole(IOD) and two types of El Nio were investigated.IOD events,originating from Indo-Pacific scale air-sea interaction,are composed of two modes,which are associated with EP and CP El Ni o respectively.The IOD mode related to EP El Nio events(named as IOD1) is strongest at the depth of 50 to 150 m along the equatorial Indian Ocean.Besides,it shows a quasi-symmetric distribution,stronger in the south of the Equator.The IOD mode associated with CP El Nio(named as IOD2) has strongest signal in tropical southern Indian Ocean surface.In terms of mechanisms,before EP El Nio peaks,anomalous Walker circulation produces strong anomalous easterlies in equatorial Indian Ocean,resulting in upwelling in the east,decreasing sea temperature there;a couple of anomalous anticyclones(stronger in the south) form off the Equator where warm water accumulates,and thus the IOD1 occurs.When CP El Nio develops,anomalous Walker circulation is weaker and shifts its center to the west,therefore anomalous easterlies in equatorial Indian Ocean is less strong.Besides,the anticyclone south of Sumatra strengthens,and the southerlies east of it bring cold water from higher latitudes and northerlies west of it bring warm water from lower latitudes to the 15° to 25°S zone.Meanwhile,there exists strong divergence in the east and convergence in the west part of tropical southern Indian Ocean,making sea temperature fall and rise separately.Therefore,IOD2 lies farther south.     

The ENSO Events in the Tropical Pacific and Dipole Events in the Indian Ocean

A depth map (close to that of the thermocline as defined by 20℃) of climatically maximum seatemperature anomaly was created at the subsurface of the tropical Pacific and Indian Ocean, based on which the evolving sea-temperature anomaly at this depth map from 1960 to 2000 was statistically analyzed. It is noted that the evolving sea temperature anomaly at this depth map can be better analyzed than the evolving sea surface one. For example, during the ENSO event in the tropical Pacific, the seatemperature anomaly signals travel counter-clockwise within the range of 10°S-10°N, and while moving, the signals change in intensity or even type. If Dipole is used in the tropical Indian Ocean for analyzing the depth map of maximum sea-temperature anomaly, the sea-temperature anomalies of the eastern and western Indian Oceans would be negatively correlated in statistical sense (Dipole in real physical sense), which is unlike the sea surface temperature anomaly based analysis which demonstrates that the inter-annual positive and negative changes only occur on the gradients of the western and eastern temperature anomalies. Further analysis shows that the development of ENSO and Dipole has a time lag features statistically, with the sea-temperature anomaly in the eastern equatorial Pacific changing earlier (by three months or so). And the linkage between these two changes is a pair of coupled evolving Walker circulations that move reversely in the equatorial Pacific and Indian Oceans.     

Influence of positive and negative Indian Ocean Dipoles on ENSO via the Indonesian Throughflow: Results from sensitivity experiments

The role of the Indonesian Throughflow(ITF) in the influence of the Indian Ocean Dipole(IOD) on ENSO is investigated using version 2 of the Parallel Ocean Program(POP2) ocean general circulation model. We demonstrate the results through sensitivity experiments on both positive and negative IOD events from observations and coupled general circulation model simulations. By shutting down the atmospheric bridge while maintaining the tropical oceanic channel, the IOD forcing is shown to influence the ENSO event in the following year, and the role of the ITF is emphasized. During positive IOD events,negative sea surface height anomalies(SSHAs) occur in the eastern Indian Ocean, indicating the existence of upwelling.These upwelling anomalies pass through the Indonesian seas and enter the western tropical Pacific, resulting in cold anomalies there. These cold temperature anomalies further propagate to the eastern equatorial Pacific, and ultimately induce a La Nia-like mode in the following year. In contrast, during negative IOD events, positive SSHAs are established in the eastern Indian Ocean, leading to downwelling anomalies that can also propagate into the subsurface of the western Pacific Ocean and travel further eastward. These downwelling anomalies induce negative ITF transport anomalies, and an El Nio-like mode in the tropical eastern Pacific Ocean that persists into the following year. The effects of negative and positive IOD events on ENSO via the ITF are symmetric. Finally, we also estimate the contribution of IOD forcing in explaining the Pacific variability associated with ENSO via ITF.     

The ISO Events in the Winter of 2007

The intraseasonal oscillation (ISO) events that occurred from November 2007 to February 2008 in the tropical Indian Ocean region were investigated by analyzing observational oceanic and atmospheric datasets.The results reveal that two ISO events were generated and developed from November 2007 to February 2008 in the tropical area of the Indian Ocean,which both originated from the southern African continent and propagated along a northeastward direction and finally penetrated into the equatorial eastern Indian Ocean.Compared with the general winter MJO event,which tended to travel along the equator from the western Indian Ocean into the western Pacific,the ISO of winter 2007 propagated not only along the equator into the eastern part of the Indian Ocean but was also transported northward into the subtropical region in the eastern Indian Ocean,which is more similar to the behavior of traditional summer ISO events.     

POSSIBLE INFLUENCES OF THE TROPICAL INDIAN OCEAN DIPOLE ON THE EASTWARD PROPAGATION OF MJO

Based on multiple datasets, correlation and composite analyses, and case studies, this paper investigated possible influences of the Indian Ocean dipole （IOD） mode on the eastward propagation of intraseasonal oscillation in the tropical atmosphere. The results showed that （1） the 30-60 day outgoing longwave radiation anomalies in the southeastern Indian Ocean and the 30-60 day 850-hPa zonal wind anomalies over the equatorial central Indian Ocean were significantly correlated with the IOD index; （2） during positive IOD years, the anomalously cold water in the southeastern Indian Ocean and the 850-hPa anomalous easterlies over the equatorial central Indian Ocean might act as barriers to the continuously eastward propagation of the intraseasonal convection, which interrupts the Madden-Julian oscillation （MJO） propagation in the eastern equatorial Indian Ocean and western Pacific; and （3） during negative IOD years, the anomalously warm water in the southeastern Indian Ocean and the low-level westerly anomalies over the equatorial central Indian Ocean favor the eastward movement of MJO.     

Decadal and interannual variability of the Indian Ocean Dipole

This study investigates the decadal and interannual variability of the Indian Ocean Dipole （IOD）. It is found that the long-term IOD index displays a decadal phase variation. Prior to 1920 negative phase dominates but after 1960 positive phase prevails. Under the warming background of the tropical ocean, a larger warming trend in the western Indian Ocean is responsible for the decadal phase variation of the IOD mode. Due to reduced latent heat loss from the local ocean, the western Indian Ocean warming may be caused by the weakened Indian Ocean westerly summer monsoon. The interannual air-sea coupled IOD mode varies on the background of its decadal variability. During the earlier period （1948-1969）, IOD events are characterized by opposing SST anomaly （SSTA） in the western and eastern Indian Ocean, with a single vertical circulation above the equatorial Indian Ocean. But in the later period （1980-2003）, with positive IOD dominating, most IOD events have a zonal gradient perturbation on a uniform positive SSTA. However, there are three exceptionally strong positive IOD events （1982, 1994, and 1997）, with opposite SSTA in the western and eastern Indian Ocean, accompanied by an El Nifio event. Consequently, two anomalous reversed Walker cells are located separately over the Indian Ocean and western-eastern Pacific; the one over the Indian Ocean is much stronger than that during other positive IOD events.     

Role of the oceanic channel in the relationships between the basin/dipole mode of SST anomalies in the tropical Indian Ocean and ENSO transition

The relationships between the tropical Indian Ocean basin(IOB)/dipole(IOD) mode of SST anomalies(SSTAs) and ENSO phase transition during the following year are examined and compared in observations for the period 1958–2008.Both partial correlation analysis and composite analysis show that both the positive(negative) phase of the IOB and IOD(independent of each other) in the tropical Indian Ocean are possible contributors to the El Nio(La Nia) decay and phase transition to La Nia(El Nio) about one year later. However, the influence on ENSO transition induced by the IOB is stronger than that by the IOD. The SSTAs in the equatorial central-eastern Pacific in the coming year originate from subsurface temperature anomalies in the equatorial eastern Indian and western Pacific Ocean, induced by the IOB and IOD through eastward and upward propagation to meet the surface. During this process, however the contribution of the oceanic channel process between the tropical Indian and Pacific oceans is totally different for the IOB and IOD. For the IOD, the influence of the Indonesian Throughflow transport anomalies could propagate to the eastern Pacific to induce the ENSO transition. For the IOB, the impact of the oceanic channel stays and disappears in the western Pacific without propagation to the eastern Pacific.     

Warming in the Northwestern Indian Ocean Associated with the El Nio Event

This paper investigates possible warming effects of an El Nino event on the sea surface temperature anomaly (SSTA) in the northwestern Indian Ocean. Most pure positive Indian Ocean dipole (IOD) events (without an El Nino event co-occurring) have a maximum positive SSTA mainly in the central Indian Ocean south of the equator, while most co-occurrences with an El Nino event exhibit a northwest-southeast typical dipole mode. It is therefore inferred that warming in the northwestern Indian Ocean is closely related to the El Nino event. Based on the atmospheric bridge theory, warming in the northwestern Indian Ocean during co-occurring cases may be primarily caused by relatively less latent heat loss from the ocean due to reduced wind speed. The deepened thermocline also contributes to the warming along the east coast of Africa through the suppressed upwelling of the cold water. Therefore, the El Nino event is suggested to have a modulating effect on the structure of the dipole mode in the tropical Indian Ocean.     

A Study on the Effect of Spring Indian Ocean SSTA on Summer Extreme Precipitation Events Over the Eastern NW China

Based on monthly mean wind, geopotential height, specific humidity, and surface pressure of NCAR/NCEP reanalysis, NOAA-reconstructed sea surface temperature (SST) of the Indian Ocean, and daily precipitation data at 97 meteorological stations over the eastern NW China in the past 47 years, the threshold values for extreme precipitation events (EPE) are defined using the percentile method. Singular Value Decomposition and synthetic analysis methods are used to analyze the relationship between summer EPE in the eastern NW China and SSTA in the preceding fall, winter, spring, and the concurrent summer. The result shows that preceding spring SST anomalies (SSTA) in the Indian Ocean are clear indicators for the forecast of summer EPE in the eastern NW China, and a key area of impact is located in the equatorial Indian Ocean. When spring SST is anomalously high in the equatorial Indian Ocean, the meridional circulation averaged over 100°E–110°E will be anomalously ascending near the equator but anomalously descending near 30°N in the middle and upper troposphere from the concurrent to the subsequent summer. In the meantime, the Southwest Monsoon from the Indian Ocean will be anomalously weak and there will be no anomalous water vapor transport to the eastern NW China, resulting in a lack of EPE in the subsequent summer, and vice versa. In addition, in response to anomalously high SST in the equatorial Indian Ocean in spring, the South Asia high pressure tends to be strong in the subsequent summer and more to the west. In the anomalously low SST year, however, the South Asia high tends to be weak in the subsequent summer and more to the east. This is another possible cause of the variation of summer EPE in the eastern NW China.     

Generation and termination of Indian Ocean dipole events in 2003, 2006 and 2007

Evolution of Indian Ocean Dipole (IOD) events in 2003, 2006 and 2007 is investigated using observational and re-analysis data products. Efforts are made to understand various processes involved in three phases of IOD events; activation, maturation and termination. Three different triggers are found to activate the IOD events. In preceding months leading to the IOD evolution, the thermocline in southeastern Indian Ocean shoals by reflection of near equatorial upwelling Rossby waves at the East African coast into anomalous upwelling equatorial Kelvin waves. Strengthening (weakening) of northern (southern) portion of ITCZ in March/April and May/June of IOD years, leads to strengthening of alongshore winds along Sumatra/Java coasts. With the combined shallow thermocline and increased latent heat flux due to enhanced wind speeds, the SST in the southeastern Indian Ocean cools in following months. On intraseasonal time scales convection-suppressing phase of Madden-Julian oscillation (MJO) propagates from west to east in May/June of IOD year, and easterlies associated with this phase of MJO causes further shoaling of thermocline in southeastern Indian Ocean, through anomalous upwelling Kelvin wave. All these three mechanisms appear to be involved in initiating IOD event in 2006. On the other hand, except the strengthening/weakening of ITCZ, all other mechanisms are involved in activation of 2003 IOD event. Activation of 2007 IOD event was due to propagation of convection-suppressing MJO in May/June and strengthening of mean winds along Sumatra/Java coast from March to June through changes in convection. The IOD events matured into full-fledged events in the following months after activation, by surface heat fluxes, vertical and horizontal advection of cool waters supported by local along-shore upwelling favorable winds and remote equatorial easterly wind anomalies through excitation of upwelling Kelvin waves. Propagating MJO signals in the tropical Indian Ocean brings significant changes in evolution of IOD events on MJO time scales. Termination of 2003 and 2007 IOD events is achieved by strong convection-enhancing MJOs propagating from west to east in the tropical Indian Ocean which deepen the thermocline in the southeastern equatorial Indian Ocean. IOD event in 2006 was terminated by seasonal reversal of monsoon winds along Sumatra/Java coasts which stops the local coastal upwelling.     

Role of thermocline–SST coupling in the evolution of IOD events and their regional impacts

The evolution of sea surface temperature (SST) and thermocline (represented by 20 °C isotherm depth, D20) in the east equatorial Indian Ocean (EIO) associated with the Indian Ocean Dipole (IOD) years is studied for the period of 50 years from 1958 to 2007. A new IOD index based on combined anomalies of surface winds, D20 and SST over the equatorial Indian Ocean is defined to identify strong and weak IOD events. It is found that the evolution of strong IOD events is driven by ocean dynamics in the form of thermocline–SST coupling and is strongly interactive with the atmosphere, whereas the weak IOD events are mere response to surface winds without such dynamical coupling. The easterly wind anomalies extend up to the western equatorial Indian Ocean (WIO) during strong IOD years and support enhanced EIO air–sea interactions. On the other hand, the evolution of zonal wind anomalies is weak during the weak IOD years. Thermocline–SST coupling is robust in both EIO and WIO during strong IOD years, which is primarily responsible for the enhanced SST gradient, strong enough to establish anomalous Walker circulation within the Indian Ocean. The strong convection over the WIO associated with the Indian Ocean Walker cell triggers a secondary cell with subsidence over the African landmass. This double cell structure over the equatorial Indian Ocean is not reported before. Such double cell structure is not evident in weak IOD years and instead the convection over WIO extends up to African landmass. These are well supported by the spatial pattern of anomalous precipitable water during strong and weak IOD years. Strengthening of monsoon flow and local Hadley cell associated with strong IOD events enhances precipitation over the Indian subcontinent, whereas weak IOD years have less impact on the Indian summer monsoon circulation and rainfall. Analysis reveals that the EIO thermocline index and combined index could be potential predictors for the central Indian rainfall during summer.     

A dynamic link between the basin-scale and zonal modes in the Tropical Indian Ocean

Summary The interannual variability of sea surface temperature (SST) anomalies in the tropical Indian Ocean is dominated mainly by a basin-scale mode (BM) and partly by an east–west contrast mode (zonal mode, ZM). The BM reflects the basin-scale warming or cooling and is highly correlated with El Nino with 3- to 6-month lags, while the ZM is marginally correlated with El Nino with 9-month lags.During an El Nino, large-scale anomalous subsidence over the maritime continent occurs as a result of an eastward shift in the rising branch of the Walker circulation suppresses convection over the eastern Indian Ocean, allowing more solar radiation over the eastern Indian Ocean. At the same time, the anomalous southeasterly wind over the equatorial Indian Ocean forces the thermocline over the western Indian Ocean to deepen, especially in the southern part. As a result, SST over the whole basin increases. As El Nino decays, the subsidence over the maritime continent ceases and so does the anomalous southeasterly wind. However, the thermocline perturbation does not quickly shoal back to normal because of inertia and it disperses as Rossby waves. These Rossby waves are reflected back as an equatorial Kelvin wave, causing deepening of the thermocline in the eastern Indian Ocean, and preventing SSTs from cooling in that region. Moreover, the weaker wind speed of the monsoon circulation results in less latent heat loss, and thus warms the eastern Indian Ocean. These two processes therefore help to maintain warm SSTs over the eastern Indian Ocean until fall. During the fall, the warm SST over the eastern Indian Ocean and the cold SST over the western Indian Ocean are enhanced by air–sea interaction and the ZM returns. The ZM dissipates through the seasonal reversal of the monsoon atmospheric circulation and the boundary-reflected Kelvin wave. In the same manner, a basin-scale cooling in the tropical Indian Ocean can induce the ZM warming in the west and cooling in the east.     

On the Second-Year Warming in Late 2019 over the Tropical Pacific and Its Attribution to an Indian Ocean Dipole Event※

After its maturity, El Ni?o usually decays rapidly in the following summer and evolves into a La Ni?a pattern. However, this was not the case for the 2018/19 El Ni?o event. Based on multiple reanalysis data sets, the space-time evolution and triggering mechanism for the unusual second-year warming in late 2019, after the 2018/19 El Ni?o event, are investigated in the tropical Pacific. After a short decaying period associated with the 2018/19 El Ni?o condition, positive sea surface temperature anomalies (SSTAs) re-intensified in the eastern equatorial Pacific in late 2019. Compared with the composite pattern of El Ni?o in the following year, two key differences are evident in the evolution of SSTAs in 2019. First, is the persistence of the surface warming over the central equatorial Pacific in May, and second, is the re-intensification of the positive SSTAs over the eastern equatorial Pacific in September. Observational results suggest that the re-intensification of anomalous westerly winds over the western and central Pacific, induced remotely by an extreme Indian Ocean Dipole (IOD) event, acted as a triggering mechanism for the second-year warming in late 2019. That is, the IOD-related cold SSTAs in the eastern Indian Ocean established and sustained anomalous surface westerly winds over the western equatorial Pacific, which induced downwelling Kelvin waves propagating eastward along the equator. At the same time, the subsurface ocean provided plenty of warm water in the western and central equatorial Pacific. Mixed-layer heat budget analyses further confirm that positive zonal advection, induced by the anomalous westerly winds, and thermocline feedback played important roles in leading to the second-year warming in late 2019. This study provides new insights into the processes responsible for the diversity of El Ni?o evolution, which is important for improving the physical understanding and seasonal prediction of El Ni?o events.     

初夏孟加拉湾东部降水异常对印度洋海温偶极子的触发作用

基于1982—2013年逐月NCEP资料及GODAS资料,采用回归分析、合成分析以及2.5层简化海洋模式数值模拟等方法,研究了热带东印度洋的大气和海洋过程对印度洋海温偶极子(IOD,Indian Ocean Dipole)东极(IODE,IOD East pole)海温异常的影响。结果表明,IODE海温异常的演变超前IOD西极(IODW,IOD West pole)海温异常的演变,并对IOD事件的生成和发展起到关键作用。初夏,来自阿拉伯海、中南半岛地区以及孟加拉湾西南部的水汽输送,导致孟加拉湾东部出现强降水。降水释放的潜热在热带东印度形成了一个跨越赤道的经向环流,有利于加强赤道东印度洋的过赤道气流,并在苏门答腊沿岸形成偏南风异常。该异常偏南风通过影响混合层垂向夹卷混合过程和纬向平流过程,导致IODE海温迅速下降。随后赤道东南印度洋异常东南风迅速增强以及赤道中印度洋东风异常的出现,增强了自东南印度洋向西印度洋的水汽输送,削弱了向孟加拉湾的水汽输送,使西南印度洋的降水增强,孟加拉湾东部的降水减弱。因此,IOD达到盛期前孟加拉湾东部的降水通过局地经向环流在苏门答腊沿岸形成偏南风异常,导致苏门答腊沿岸迅速的降温,并最终导致IOD事件的发生。     

Indian Ocean dipole interpreted in terms of recharge oscillator theory

In this paper we use sea surface height (SSH) derived from satellite altimetry and an analytical linear equatorial wave model to interpret the evolution of the Indian Ocean Dipole (IOD) in the framework of recharge oscillator theory. The specific question we address is whether heat content in the equatorial band, for which SSH is a proxy, is a predictor of IOD development as it is for El Niño and the Southern Oscillation (ENSO) in the Pacific. We find that, as in the Pacific, there are zonally coherent changes in heat content along the equator prior to the onset of IOD events. These changes in heat content are modulated by wind-forced westward propagating Rossby waves in the latitude band 5°–10°S, which at the western boundary reflect into Kelvin waves trapped to the equator. The biennial character of the IOD is affected by this cycling of wave energy between 5° and 10°S and the equator. Heat content changes are a weaker leading indicator of IOD sea surface temperature anomaly development than is the case for ENSO in the Pacific though because other factors are at work in generating IOD variability, one of which is ENSO forcing itself through changes in the Walker Circulation.