浅埋偏压隧道出口变形机理及稳定性分析

以皖南某公路浅埋偏压隧道出口段高边坡为研究对象,提出了零开挖进洞的施工方案,并结合洞口的工程地质条件,采取必要的加固措施。通过对该边坡现场工程地质条件的系统调查,首先对边坡的岩体结构类型及其成因机制、结构面与坡面组合特征进行细致研究,在此基础上通过FLAC3D数值模拟,结合工程地质条件分析,对其变形破坏机制进行深入探讨。研究结果表明,边坡的变形首先以隧道内侧存在的软弱岩体(挤压错动带、断层)的不均匀压缩为先导,进而引起上部岩体产生由NE向陡缓结构面构成的阶梯状滑动,这将会使隧道构筑物及隧道外壁承受较大的压应力,当压应力超过隧道构筑物及外壁的极限强度时将产生破坏,从而诱发上部岩体产生更大规模的地质灾害。基于此,隧道进洞开挖前首先应对上部岩体进行加固处理,避免隧道构筑物及隧道外壁产生应力集中现象。     

山脊急拐弯处地下局部含泥带揭露及成因解释——以广东CSNS场地为例

在广东南部低山丘陵区剥蚀卸荷作用或许会导致地下一定深度地应力弱化和局部破碎泥化带生成,这一猜想在中国散裂中子源（CSNS）场地工程地质勘察中得到了证实。电法物探剖面显示出地形上山脊由330°急转为220°向急拐弯处地下局部低阻区、4个钻孔中揭露了完整变粒岩中蚀变长英质变质石英砂岩部位30~40 m深度范围出现局部泥化带。后续施工开挖中也揭露出此现象。数值模拟表明,受剥蚀卸荷影响的山脊近直角拐弯处一定深度范围内应力降低,靠近岩脉与变粒岩接触带岩体质量局部变差,出现破碎带,并控制了地下水局部富集和邻近低洼沟谷中泉水的生成。本研究揭示了山脊突变对地应力和岩体结构的影响,可望为类似条件下地质异常分析提供一定借鉴。     

Comparison of Squeezing Prediction Methods: A Case Study on Nowsoud Tunnel

According to the International Society of Rock Mechanics, squeezing is a time dependent large deformation occurring during tunnel construction around the tunnel associated with creep caused by exceeding a limiting shear stress (Barla in ISRM News J 2:44–49, 1995). This research is conducted using a case study on the Nowsoud Tunnel, Iran. Being 14 km in length and 4.5 m in diameter, the tunnel is located in the western part of Iran near the Iraq border. Nowsoud tunnel, which was excavated using a double shield TBM, exhibited severe squeezing (with 8919 m) in its critical zone which resulted in excavation termination. In this research, the best approach for predicting squeezing among the recommended methods for reducing the damages caused by squeezing on TBM was determined. In this regard, approaches commonly used to predict squeezing are empirical, semi-empirical, and theoretical–analytical methods. Besides, these methods, numerical modeling is used to estimate convergence generated along the tunnel pathways, which is ultimately used to categorize squeezing. This paper compares squeezing prediction methods in 68 section of Nowsoud Tunnel. These 68 sections indicate that the empirical methods propose a general estimation/overview of squeezing. Among the semi-analytical approaches, the one proposed by Hoek and Marinos (Rock engineering in difficult rock conditions—soft rocks and karst, Taylor & Francis Group, London, pp 49–60, 2000) are compatible with the occurrence of squeezing in the critical zone. However, the degree of predicted squeezing is less than the real degree of squeezing in this zone. Based on the result of Aydan approach, 75 % of the tunnel sections are under squeezing condition. Theoretical–analytical approaches underestimate the possibility of squeezing in the critical zone. Barla?s approach (1995) demonstrated the possibility of squeezing in the critical zone with low intensity. The numerical computations in this paper were performed using Plaxis (version 8.5), a two-dimensional numerical program based on the finite element method. Plaxis results, classified by Hoek and Marinos (2000) method, show that 8800 m of the tunnel length is under the non-squeezing condition. According to all prediction methods, the squeezing zones depend on faulted zones, argillaceous limestone and shale formations such as J₁Kh, J₄Kh, J₅Kh, and Kgr. These formations were identified with a high quantity of shale and argillaceous limestone. Bedding of these geological formations is thin and their geotechnical properties are weaker than those of limestone formations. On the other hand, non-squeezing zones depend on limestone formations such as J₂Kh, J₃Kh, J₆Kh, K^abg, and Kbg. Moreover, all approaches predicted squeezing potential for the critical zone where TBM is jammed.     

松散堆积体隧道围岩变形破坏细观特征研究

隧道穿越复杂松散堆积体地层时,如何确保隧道施工过程的安全是工程人员普遍关心的课题。依托云南省罗打拉隧道,基于Monte Carlo随机原理,结合数字图像处理技术,建立了考虑接触面单元及抗拉强度的堆积体地层隧道开挖细观结构模型,并探讨了隧道开挖引起的堆积体围岩变形、破坏过程以及失稳机制,并在现场进行应用验证。研究结果表明,构建的堆积体地层隧道开挖细观结构模型可有效反映隧道开挖过程中围岩的破坏过程,围岩位移等值线呈波动性与非对称性分布;围岩破坏以剪切破坏为主,局部存在拉裂?剪切复合破坏,且破坏区由边缘块石尖端向深层逐步扩展,形成包裹块石的剪切楔形区及拉剪松动圈,在施工扰动下易发生局部失稳。针对堆积体地层破坏特征,提出了围岩注浆加固措施,地层加固后土石颗粒间胶结良好,开挖轮廓周边形成有效的注浆加固圈,开挖支护过程围岩变形可控,支护结构稳定,效果良好,可为后续类似松散堆积体地层隧道的设计、施工提供新思路。     

A Completely 3D Model for the Simulation of Mechanized Tunnel Excavation

For long deep tunnels as currently under construction through the Alps, mechanized excavation using tunnel boring machines (TBMs) contributes significantly to savings in construction time and costs. Questions are, however, posed due to the severe ground conditions which are in cases anticipated or encountered along the main tunnel alignment. A major geological hazard is the squeezing of weak rocks, but also brittle failure can represent a significant problem. For the design of mechanized tunnelling in such conditions, the complex interaction between the rock mass, the tunnel machine, its system components, and the tunnel support need to be analysed in detail and this can be carried out by three-dimensional (3D) models including all these components. However, the state-of-the-art shows that very few fully 3D models for mechanical deep tunnel excavation in rock have been developed so far. A completely three-dimensional simulator of mechanised tunnel excavation is presented in this paper. The TBM of reference is a technologically advanced double shield TBM designed to cope with both conditions. Design analyses with reference to spalling hazard along the Brenner and squeezing along the Lyon–Turin Base Tunnel are discussed.     

莲花隧道软弱围岩大变形预测方法适用性评价研究

评估地质条件以及开挖风险是地下空间设计和施工中的重要阶段之一。在选择合适的开挖方法和支护系统时,识别和估计岩体的变形潜在趋势非常重要。在本研究中,对萍莲高速莲花隧道中的岩体变形潜在趋势进行了研究。首先介绍了莲花隧道的工程地质环境、隧道围岩工程特性、岩体质量评价以及现场实测的隧道变形情况,然后运用经验法和半经验-半理论法预测莲花隧道变形趋势,并将预测结果与实际变形监测情况进行对比。结果表明,莲花隧道的大变形主要受松散破碎、遇水膨胀的软弱围岩和丰富的地下与地表水以及断层破碎带与构造活动的影响。对于莲花隧道而言,现行大变形预测方法普遍存在一定问题:经验法主要依据岩体质量分级结果进行变形趋势预测,具有一定的主观性,其预测结果与实际变形情况存在一定偏差;半经验-半理论方法中运用围岩强度与应力关系进行预测效果较好,但基于围岩强度应力比的Jethwa法、Hoek法与ISRM法预测结果偏保守,且针对无变形段的预测效果较差。综上所述,在工程勘察与设计阶段,应客观、细致地进行围岩质量分级、地应力量测、地下水与地质构造勘探等工作,结合经验法、半经验-半理论方法对大变形趋势和变形量值进行预测,综合研判隧洞沿线变形趋势,为大变形支护结构设计、施工措施提供充分可靠的依据。     

张集线旧堡隧道工程地质条件和岩体结构特征研究

新建的张集铁路（张家口 集宁段）旧堡隧道是全线关键性控制工程,位于河北省万全县旧堡乡与尚义县土夭村之间,隧道穿越由晚太古代马市口组(Arm)麻粒岩和黑云母斜长片麻岩组成的一套高级变质岩建造,断裂构造极为发育,岩体破碎。原设计Ⅱ、Ⅲ级围岩洞段占隧道线路总长的71.8%,而已施工揭露的工程地质条件较差,全部变更为Ⅲ级加强及Ⅳ、Ⅴ级围岩,变更率高达80.3%。施工过程中多次发生挤压大变形、塌方、突涌水等施工地质灾害,共处理大塌方段8处小塌方21处计130m,处理大变形18段计550m。本文分析了DK30+520～910洞段地层岩性、地质构造、地应力、地下水等隧道围岩主要工程地质条件,从结构面和工程地质岩组的物理力学特性出发,研究了该洞段特殊的岩体结构,指出该隧道围岩岩体结构特征主要受与隧道轴线小角度相交的构造挤压破碎带及软硬交替产出的岩组控制,隧道围岩变形破坏受岩体结构控制作用明显,并总结了施工中可能遇到的几种岩体结构。该研究对类似工程地质条件地区隧道工程围岩分类、支护设计和施工有一定的借鉴意义。     

Application of rock mass index (RMi) to the rock mass excavatability assessment in open face excavations

Earthwork and surface excavation activities play an important role in construction projects. Selecting the best technique to loosen the overburden material within the surface excavation in open mining and geotechnical projects is of great importance from economical and technical viewpoints. Surface excavation includes direct digging, ripping and blasting. To select the most effective method and plan for excavation, geotechnical investigation is very important. It is also a big help in avoiding conflict between contractors and clients when they do not reach mutual agreement regarding the price of rock and soil excavation. There are many engineering classification systems used to assess rock masses for excavation purposes. All of these systems consider several geotechnical parameters to assess the earth masses. This study reviews these systems and then offers a new categorization based on the Rock Mass index (RMi) classification system and block volume to assess excavation in rock masses. The original dataset was obtained from the literature review as well as the surface excavation in Upper Gotvand dam and Hydro Power Plant (HPP). The offered system was also validated through the data extracted from the surface excavation in Sardasht dam and HPP in Iran.     

The squeezing potential of rocks around tunnels; Theory and prediction

Summary The deformational behaviour of tunnels, which underwent large deformations, socalled squeezing, have been recently receiving great attention in the field of rock mechanics and tunnelling. Contrary to rockbursting phenomenon in which the deformation of the medium takes place instantaneously, the deformation of the surrounding rock in squeezing phenomenon takes place slowly and gradually when the resulting stress state following the excavation exceeds the strength of the surrounding medium. Although there are some proposals for the definition of squeezing rocks and prediction of their squeezing potential and deformations of tunnels in literature, it is difficult to say that they are concise and appropriate.In the first half of this paper, the squeezing phenomenon of rock about tunnels and its mechanism and associated factors are clarified by studying carefully observed failures in-situ and laboratory model tests. Then, an extensive survey of tunnels in squeezing rocks in Japan is presented and the results of this survey are summarised. In the second half of the paper, a new method is proposed to predict the squeezing potential and deformations of tunnels in squeezing rock. Then, the method is applied to actual tunnelling projects, where squeezing problems have been encountered, to check its validity and applicability. As a concrete example, an application of the method to predict the squeezing potential and deformations of the rock along a 300 m long section of an actual tunnel was made.     

Engineering geological studies of the diversion tunnel, focusing on stabilization analysis and support design, Iran

In this paper a detailed engineering geological assessment of rock masses and support design studies at Garmi Chay dam site, has been carried out. This project is located in the northwest of Iran and will be used for flow control and water storage. The diversion tunnel of the dam has a diameter of 5.5 m and a length of 420 m and will be driven in slightly to highly weathered micaschist and trachy andesite rock units. The geological studies include field and laboratory investigations that based on the results; for more exact investigation, tunnel alignment was divided into three geotechnical zones. These zones consist mainly of highly weathered gray micaschists, dark red trachy andesites and slightly weathered gray micaschists, respectively. Then, for every zone, support capacity of rock masses was evaluated by means of empirical and numerical methods. The rock mass classification systems (RMR, Q, GSI, RSR, SRC and RMi), the convergence–confinement method and a 2D finite element computer software, Phase² were used for empirical and numerical method, respectively. According to the results acquired from these methods some stability problems were expected in the tunnel especially in highly weathered micaschist zone, so that in practice two big collapses occurred. Because of high weathering, low constants of rock masses and their soil-like behavior, the stability analysis by analytical method does not give illogical results in lightly weathered micaschist zone. The support system, suggested by empirical method, was applied and its performance was evaluated by means of numerical modeling. After installation the support suggested by Phase² program, the thickness of plastic zone and deformations around the tunnel decreased significantly. Consequently the agreement of these methods with each other was resulted and using combination of them was recommended for more reliable support design.     

Geo-stress Characteristics of Schist of Erdaoya Tunnel and Physical Properties of Rock Masses

Erdaoya tunnel in the highway connecting Shiyan (Hubei province) and Manchuan, (Shanxi province) was studied in the study. Various problems occurred in the construction of the tunnel, including large deformation of surrounding rocks, cracks of preliminary supports and secondary linings as well as creeping down and collapse of surrounding rock masses along schistosity planes. In which, the most serious problem was large deformation of surrounding rocks, which not only dramatically delayed the normal construction progress of the tunnel, but also brought a huge challenge for the safety of builders. In order to solve this problem, detailed investigations were made on site in the study to reveal the regional geological, engineering geological and hydrogeological conditions of the tunnel. By conducting geo-stress measurement on site, the characteristics of geo-stress field of Erdaoya tunnel were analyzed from four aspects, including magnitudes of stress, coefficient of lateral pressure, orientation of stress and the relationship between magnitudes of geo-stresses and depths. By applying the DIPS software for interactively analyzing geological locator data, structure characteristics of rock masses were analyzed for preferred structural planes and schistosity planes in the tunnel site. Furthermore, the authors tested the physical and hydrological properties of the rock specimens collected on-site. So various physical properties (density, void fraction, and wave velocity) and water absorption hydrological property of schist were obtained, which provide underlying parameters support for the deformation and support of surrounding rocks of the tunnel.     

川藏铁路廊道板块缝合带对软岩分布的控制效应及其工程影响

软岩长期以来都是工程建设中重点关注的对象,在具有高地应力、高温、高水压等复杂环境特点的川藏铁路廊道更是不可忽视的难题,但目前区域软岩的发育分布特征及其工程效应还未有深入的研究。本文在铁路廊道及邻区地质填图成果的基础上,结合岩体结构调查、岩石回弹测试以及微观分析,发现缝合带对软岩发育有着明显的控制效应。取得如下认识:(1)铁路廊道发育金沙江、澜沧江、怒江及雅鲁藏布江等板块缝合带,受缝合带特殊的构造活动形式与温压条件等影响,泥岩、片岩、板岩等软弱岩石及糜棱岩、碎裂岩和损伤岩带等构造软岩主要分布在缝合带内部及其边界断裂两侧;(2)板块碰撞运动控制了区域岩石建造特征,并造成岩石变形变质和构造损伤,使得岩石力学性质劣化,导致区域内软岩广泛发育;(3)川藏铁路廊道软岩工程地质问题主要有受缝合带控制的软弱岩石区段隧道工程大变形风险较高,隧道工程穿越缝合带活动性边界断裂构造软岩时易出现突水突泥灾害,软岩发育且外动力作用强烈的区段频发的山地灾害将严重威胁地表线路及临辅工程。本研究成果可为川藏铁路廊道软岩工程地质问题的预测及防治提供科学依据,也能为板块碰撞挤压作用下软岩的变形机制和工程防控技术等方面研究奠定基础。     

Hazards of mechanized tunnel excavation in H<Subscript>2</Subscript>S bearing ground in Aspar tunnel,Iran

Occurrence of hydrogen sulfide gas (H₂S) is one of the most important engineering geological hazards during tunneling. Its hazards and consequent challenges are very difficult and costly to solve. During site investigation, one of the tasks for engineering geologists is prediction and evaluation of the risk of H₂S gas in the underground spaces. In this study, water conveyance tunnel of Aspar, which was excavated in H₂S-bearing environments, is discussed. The tunnel is excavated in the hydrocarbon formations. Applied experiments suggest that geological formations pertaining to hydrocarbon resources are crucial in formation and reservation of H₂S gas. This paper briefly discusses hazards and geological sources of H₂S, as well as remedial measures for decreasing the risks and problems in excavation of the tunnel. To predict the risk of H₂S gas in the underground spaces, it is possible to use some precursors such as: sulfur springs, organic traces, organic argillaceous rocks, exposure of H₂S odor from fresh surface of rock and smell of H₂S during boreholes drilling. Controlling the inflow of groundwater into the excavation, diluting the concentration of H₂S, training the personnel and utilization of some proper safety equipment have been used to mitigate risks and problems in tunnel excavation.     

基于能量增减法的深埋绿片岩隧洞稳定性评价方法

基于对现场地质条件和开挖响应的直观认识和对岩石室内试验所得物理力学特性的深刻揭示,建立了深埋条件下软弱围岩大变形挤压程度分级方法及相对应的安全系数计算方法。该方法考虑到隧洞原岩集聚的能量过大是造成开挖后围岩失稳的根本原因,将隧洞原岩能量和围岩的总变形与弹性变形之比相结合,分析了隧洞的围岩稳定性状况,并在此基础上通过增减隧洞原岩能量得到了其安全系数。通过实际工程应用及与传统经验评价方法的对比,验证了该方法的合理性与适用性。该方法考虑了围岩的地质情况、断面形状、尺寸、开挖方式等多种因素,弥补了传统经验评价方法无法适应复杂多变的现场工程施工情况的不足,更加贴近实际。可为大变形隧洞的安全预测、开挖方案、支护设计等提供重要参考依据。     

Predicting tunnel squeezing using support vector machine optimized by whale optimization algorithm

Acta Geotechnica - The squeezing behavior of surrounding rock can be described as the time-dependent large deformation during tunnel excavation, which appears in special geological conditions, such...     

不同倾角多层节理深部岩体开挖变形破坏规律模型试验研究

深部资源开发中地下洞室围岩稳定控制必须面对峰后碎裂岩体的变形和破坏问题,目前深部多裂隙岩体开挖强卸荷引起的围岩变形破坏规律尚不清楚,常导致大体积塌方、大变形等重大工程事故。采用大尺度三维模型相似试验系统,分析具有不同倾角的多层节理的岩体在高地应力下开挖变形破坏规律。试验结果表明：裂隙倾角较小时,隧道上、下侧围岩主要发生大变形,左、右侧围岩呈现分层破裂现象,随着裂隙倾角增大,破裂区从洞室左、右两侧逐渐扩展到洞室全周,顶部岩体越容易发生大体积滑塌;隧道围岩由内向外应力和位移值呈波动状分布;洞周塑性区范围随裂隙倾角增大而增大,裂隙倾角越大,洞周塑性区越容易与洞室上、下侧裂隙面连通。该研究为保障深部工程的安全修建与运营提供了试验基础。     

石灰岩细观力学特性的颗粒流模拟

岩体地区地质灾害的发生和发展取决于岩石细观组分的运动学行为。研究岩石运动学行为时通常将岩石作为整体研究对象较多,而直接以细观组分为对象的研究较少。以石灰岩为例,根据室内试验获得的岩石力学性质指标,使用基于非连续介质理论的颗粒流方法,将材料离散成刚性颗粒组成的模型,把颗粒细观变化与宏观力学特性联系起来,建立了石灰岩的细观结构模型,获得了颗粒接触力、颗粒接触模量、接触连接强度和连接刚度比等细观力学参数。由于文中直接以细观成分为研究对象、反映了岩石和岩体组成的本质特点,所得结论不仅对含裂隙岩石本构关系研究具有广阔的应用前景,而且对岩体工程性质和地质灾害机制研究也具有重要的理论意义。     

云南西北部铁路隧道地应力测试及工程应用

通过地应力测量,确定出工程区隧道围岩现今地壳应力状态,即原地应力的大小和方向.根据地应力分布特征,结合隧道围岩的力学参数,利用三维有限元对工程隧道区进行了应力场模拟.根据原地应力测量及三维计算结果进行综合分析,给出了工程区地应力的赋存规律和基本特征,并进一步分析了隧道开挖中发生岩爆等地质灾害的可能性,同时为隧道的衬砌设计、断面选择及轴线方位的确定提供可靠的科学依据.      

乌东德水电站左岸拱座长大结构面工程地质特征及其影响研究

拱坝所承受的荷载大部分都通过拱的作用传到两岸拱座岩体,拱坝所具有的一切优点都是建立在拱座稳定的基础上的,因此拱座是确定拱坝稳定的关键部位,拱座变形及抗滑稳定问题是拱坝建设中的关键工程地质问题之一。乌东德水电站左岸拱座在开挖过程中揭露两条长大结构面。本文从工程地质条件着手,在可研阶段的研究基础上,布置专项勘探,并充分利用施工揭露,查明了结构面的空间分布特征;利用大比例尺编录及物探测试,实现了结构面充填物性状的定量化研究;在此基础上,结合工程地质评价及数值计算分析结构面对拱座稳定性的影响。研究结果表明,这两条结构面为典型灰岩地区后期溶蚀作用改造前期构造痕迹形成的溶蚀性小断层,充填物以钙质胶结为主,胶结紧密,局部溶蚀性状较差,充填物中软弱物质断续分布,多为坚硬岩体直接接触;受其空间分布特征影响,结构面会引起拱座岩体局部应力集中,但对拱座抗滑稳定性无影响。所获得的成果基本形成了拱座岩体长大结构面工程地质特征及其影响研究的系统方法,可应用于现场实际工程,对拱坝的勘测、设计等具有重要的理论和实践意义。     

Toppling and stabilization of the intake slope for the Fengtan Hydropower Station enlargement project, Mid-South China

The intake slope for the Fengtan Hydropower Station enlargement project is composed of thickly bedded sedimentary rock. During excavation of the intake slope and tunnels, toppling was observed in the rock masses of the intake slope. Research was conducted to study the engineering geological conditions and the deformation characteristics of the slope during excavation. The in situ monitoring data and possible causes for toppling were analyzed. A method for analyzing monitoring data was proposed, which can be used to calculate the depth and rotation angle of block toppling. The monitoring results showed that toppling occurred only at a shallow depth, and induced local instability of the slope. Deformation had been controlled and the slope tended to be stable after reinforcement. Through this case study, it can be seen that the stability of the slope and underground openings during and after excavation is variable, especially when the loading conditions and topography are changed. A proper construction sequence is essential, i.e., excavation from the inside toward the free slope surface; excavating the slope above the tunnel after the tunnel lining is in place. This is particularly important for the excavation of multiple tunnels at the slope toe.