System identification for evaluating soil–structure interaction effects in buildings from strong motion recordings

Parametric system identification is used to evaluate seismic soil–structure interaction effects in buildings. The input–output strong motion data pairs needed for evaluations of flexible- and fixed-base fundamental mode parameters are derived. Recordings of lateral free-field, foundation, and roof motions, as well as foundation rocking, are found to be necessary for direct evaluations of modal parameters for both cases of base fixity. For the common situation of missing free-field or base rocking motions, procedures are developed for estimating the modal parameters that cannot be directly evaluated. The accuracy of these estimation procedures for fundamental mode vibration period and damping is verified for eleven sites with complete instrumentation of the structure, foundation, and free-field. © 1998 John Wiley & Sons, Ltd.     

Dynamic soil–structure interaction effects on the seismic response of asymmetric buildings

An approach is formulated for the linear analysis of three-dimensional dynamic soil–structure interaction of asymmetric buildings in the time domain, in order to evaluate the seismic response behaviour of torsionally coupled buildings. The asymmetric building is idealized as a single-storey three-dimensional system resting on different soil conditions. The soil beneath the superstructure is modeled as linear elastic solid elements. The contact surface between foundation mat and solid elements of soil is discretised by linear plane interface elements with zero thickness. An interface element is further developed to function between the rigid foundation and soil. As an example, the response of soil–structure interaction of torsionally coupled system under two simultaneous lateral components of El Centro 1940 earthquake records has been evaluated and the effects of base flexibility on the response behaviour of the system are verified.     

Damage‐based seismic planar pounding analysis of adjacent symmetric buildings considering inelastic structure–soil–structure interaction

In cities and urban areas, building structures located at close proximities inevitably interact under dynamic loading by direct pounding and indirectly through the underlying soil. Majority of the previous adjacent building pounding studies that have taken the structure–soil–structure interaction (SSSI) problem into account have used simple lumped mass–spring–dashpot models under plane strain conditions. In this research, the problem of SSSI‐included pounding problem of two adjacent symmetric in plan buildings resting on a soft soil profile excited by uniaxial earthquake loadings is investigated. To this end, a series of SSSI models considering one‐directional nonlinear impact elements between adjacent co‐planar stories and using a method for direct finite element modeling of 3D inelastic underlying soil volume has been developed to accurately study the problem. An advanced inelastic structural behavior parameter, the seismic damage index, has been considered in this study as the key nonlinear structural response of adjacent buildings. Based on the results of SSSI and fixed base case analyses presented herein, two main problems are investigated, namely, the minimum building separation distance for pounding prevention and seismic pounding effects on structural damage in adjacent buildings. The final results show that at least three times, the International Building Code 2009 minimum distance for building separation recommended value is required as a clear distance for adjacent symmetric buildings to prevent the occurrence of seismic pounding. At the International Building Code‐recommended distance, adjacent buildings experienced severe seismic pounding and therefore significant variations in storey shear forces and damage indices. Copyright © 2016 John Wiley & Sons, Ltd.     

A hybrid time frequency domain formulation for non-linear soil–structure interaction

Methods that combine frequency and time domain techniques offer an attractive alternative for solving Soil–Structure-interaction problems where the structure exhibits non-linear behaviour. In the hybrid-frequency-time-domain procedure a reference linear system is solved in the frequency domain and the difference between the actual restoring forces and those in the linear model are treated as pseudo-forces. In the solution scheme explored in this paper, designated as the hybrid-time-frequency-domain (HTFD) procedure, the equations of motion are solved in the time domain with due consideration for non-linearities and with the unbounded medium represented by frequency-independent springs and dampers. The frequency dependency of the impedance coefficients is introduced by means of pseudo-forces evaluated in the frequency domain at the end of each iteration. A criterion of stability for the HTFD approach is derived analytically and its validity is sustained numerically. As is often the case, the criterion takes the form of a limit of unity on the spectral radius of an appropriately defined matrix. Inspection of the terms in this matrix shows that convergence can be guaranteed by suitable selection of the reference impedance. The CPU times required to obtain converged solutions with the HTFD are found, in a number of numerical simulations, to be up to one order of magnitude less than those required by the alternative hybrid-frequency-time-domain approach. © 1998 John Wiley & Sons, Ltd.     

Influence of the soil–structure interaction on the fundamental period of buildings

This paper includes an investigation of the influence of the soil–structure interaction (SSI) on the fundamental period of buildings. The behaviour of both the soil and the structure is assumed to be elastic. The soil‐foundation system is modelled using translational and rotational discrete springs. Analysis is first conducted for one‐storey buildings. It shows that the influence of the SSI on the fundamental frequency of building depends on the soil–structure relative rigidity K_ss. Analysis is then extended for multi‐storey buildings. It allows the generalization of the soil–structure relative rigidity K_s to such complex structures. Charts are proposed for taking into account the influence of the SSI in the calculation of the fundamental frequency of a wide range of buildings. Copyright © 2007 John Wiley & Sons, Ltd.     

Dynamic soil–structure interaction effects on the seismic response of suspension bridges

A stochastic approach has been formulated for the linear analysis of suspension bridges subjected to earthquake excitations. The transfer functions of various responses have been formulated while including the effects of dynamic Soil–Structure Interaction (SSI) via the use of the fixed-base modes of the structure. The excitation has been characterized by the ‘equivalent stationary’ processes corresponding to the free-field motions at each support and by an assumed coherency function between these motions. The proposed formulation considers the non-stationarity in the structural response due to sudden application of excitation by considering (i) the time-dependent frequency response functions, and (ii) the order statistics formulation for the peak factors in evolutionary response processes. The formulation has been illustrated by analysing the seismic response of the Golden Gate Bridge at San Francisco for two example excitations conforming to USNRC-specified design spectra. The significance of various governing parameters on the dynamic soil–structure interaction effects on the seismic response of suspension bridges has also been studied. It has been found that the contribution of the vertical component of ground motion to the bridge response increases with increasing soil compliance. Also, the extent to which the spatial variation of ground motion affects the bridge response depends on how significant the SSI effects are. Copyright © 1999 John Wiley & Sons Ltd.     

Probabilistic evaluation of soil–foundation–structure interaction effects on seismic structural response

Complex seismic behaviour of soil–foundation–structure (SFS) systems together with uncertainties in system parameters and variability in earthquake ground motions result in a significant debate over the effects of soil–foundation–structure interaction (SFSI) on structural response. The aim of this study is to evaluate the influence of foundation flexibility on the structural seismic response by considering the variability in the system and uncertainties in the ground motion characteristics through comprehensive numerical simulations. An established rheological soil‐shallow foundation–structure model with equivalent linear soil behaviour and nonlinear behaviour of the superstructure has been used. A large number of models incorporating wide range of soil, foundation and structural parameters were generated using a robust Monte‐Carlo simulation. In total, 4.08 million time‐history analyses were performed over the adopted models using an ensemble of 40 earthquake ground motions as seismic input. The results of the analyses are used to rigorously quantify the effects of foundation flexibility on the structural distortion and total displacement of the superstructure through comparisons between the responses of SFS models and corresponding fixed‐base (FB) models. The effects of predominant period of the FB system, linear vs nonlinear modelling of the superstructure, type of nonlinear model used and key system parameters are quantified in terms of different probability levels for SFSI effects to cause an increase in the structural response and the level of amplification of the response in such cases. The results clearly illustrate the risk of underestimating the structural response associated with simplified approaches in which SFSI and nonlinear effects are ignored. Copyright © 2010 John Wiley & Sons, Ltd.     

The influence of dynamic soil–structure interaction on traffic induced vibrations in buildings

This paper deals with the dynamic response of buildings due to traffic induced wave fields. The response of a two-storey single family dwelling due to the passage of a two-axle truck on a traffic plateau is computed with a model that fully accounts for the dynamic interaction between the soil and the structure. The results of three cases where the structure is founded on a slab foundation, a strip foundation and a box foundation are calculated and a comprehensive analysis of the dynamic structural response is performed. A methodology is also proposed to calculate the structural response, neglecting the effects of dynamic soil–structure interaction. A comparison with the results of calculations where dynamic soil–structure interaction is accounted for shows that a good approximation is obtained in the case of a rigid structure resting on a soft soil.     

A discontinuous Galerkin method for seismic soil–structure interaction analysis in the time domain

A technique for modeling transient wave propagation in unbounded media is extended and applied to seismic soil–structure interaction analysis in the time domain. The technique, based on the discontinuous Galerkin method, requires lower computational cost and less storage than the boundary element method, and the time‐stepping scheme resulting from Newmark's method in conjunction with the technique is unconditionally stable, allowing for efficient and robust time‐domain computations. To extend the technique to cases characterized by seismic excitation, the free‐field motion is used to compute effective forces, which are introduced on the boundary of the computational domain containing the structure and the soil in the vicinity of the structure. A numerical example on a dam–foundation system subjected to seismic excitation demonstrates the performance of the method. Copyright © 2003 John Wiley & Sons, Ltd.     

Wave dispersion in high‐rise buildings due to soil–structure interaction

Nonparametric techniques for estimation of wave dispersion in buildings by seismic interferometry are applied to a simple model of a soil–structure interaction (SSI) system with coupled horizontal and rocking response. The system consists of a viscously damped shear beam, representing a building, on a rigid foundation embedded in a half‐space. The analysis shows that (i) wave propagation through the system is dispersive. The dispersion is characterized by lower phase velocity (softening) in the band containing the fundamental system mode of vibration, and little change in the higher frequency bands, relative to the building shear wave velocity. This mirrors its well‐known effect on the frequencies of vibration, i.e. reduction for the fundamental mode and no significant change for the higher modes of vibration, in agreement with the duality of the wave and vibrational nature of structural response. Nevertheless, the phase velocity identified from broader band impulse response functions is very close to the superstructure shear wave velocity, as found by an earlier study of the same model. The analysis reveals that (ii) the reason for this apparent paradox is that the latter estimates are biased towards the higher values, representative of the higher frequencies in the band, where the response is less affected by SSI. It is also discussed that (iii) bending flexibility and soil flexibility produce similar effects on the phase velocities and frequencies of vibration of a building. Copyright © 2014 John Wiley & Sons, Ltd.     

Influence of dynamic soil–structure interaction on the nonlinear response and seismic reliability of multistorey systems

A set of reinforced concrete structures with gravitational loads and mechanical properties (strength and stiffness) representative of systems designed for earthquake resistance in accordance with current criteria and methods is selected to study the influence of dynamic soil–structure interaction on seismic response, ductility demands and reliability levels. The buildings are considered located at soft soil sites in the Valley of Mexico and subjected to ground motion time histories simulated in accordance with characteristic parameters of the maximum probable earthquake likely to occur during the system's expected life. For the near‐resonance condition the effects of soil–structure interaction on the ductility demands depend mainly on radiation damping. According to the geometry of the structures studied this damping is strongly correlated with the aspect ratio, obtained by dividing the building height by its width. In this way, for structures with aspect ratio greater than 1.4 the storey and global ductility demands increase with respect to those obtained with the same structures but on rigid base, while for structures with aspect ratio less than 1.4 the ductility demands decrease with respect to those for the structures on rigid base. For the cases when the fundamental period of the structure has values very different from the dominant ground period, soil–structure interaction leads in all cases to a reduction of the ductility demands, independently of the aspect ratio. The reliability index β is obtained as a function of the base shear ratio and of the seismic intensity acting on the nonlinear systems subjected to the simulated motions. The resulting reliability functions are very similar for systems on rigid or on flexible foundation, provided that in the latter case the base rotation and the lateral displacement are removed from the total response of the system. Copyright © 2006 John Wiley & Sons, Ltd.     

Probabilistic estimation of inelastic displacement demands in soil–structure interaction systems on cohesive soils

Inelastic displacement ratios (IDRs) of nonlinear soil–structure interaction (SSI) systems located at sites with cohesive soils are investigated in this study. To capture the effects of inelastic cyclic behavior of the supporting soil, the Beam on Nonlinear Winkler Foundation (BNWF) model is used. The superstructure is modeled using an inelastic single-degree-of-freedom (SDOF) system model. Nonlinear SSI systems representing various combinations of unconfined compressive strengths and shear wave velocities are considered in the analysis. A set of strong ground motions recorded at sites with soft to stiff soils is used for considering the record-to-record variability of IDRs. It is observed that IDRs for nonlinear SSI systems are sensitive to the strength and the stiffness properties of both the soil and the structure. For the case of SSI systems on the top of cohesive soils, the compressive strength of the soil has a significant impact on the IDRs, which cannot be captured by considering only the shear wave velocity of the soil. Based on the results of nonlinear time-history analysis, a new equation is proposed for estimating the mean and the dispersion of IDRs of SSI systems depending on the characteristic properties of the supporting soil, dimensions of the foundation, and properties of the superstructure. A probabilistic framework is presented for the performance-based seismic design of SSI systems located at sites with cohesive soils.     

Seismic response analysis of highway overcrossings including soil–structure interaction

This paper presents a systematic procedure for the seismic response analysis of highway overcrossings. The study employs an elementary stick model and a more sophisticated finite element formulation to compute response quantities. All dynamic stiffnesses of approach embankments and pile groups are approximated with frequency‐independent springs and dashpots that have been established elsewhere. A real eigenvalue analysis confirms the one‐to‐one correspondence between modal characteristics obtained with the three‐dimensional finite element solutions and the result of the simpler stick‐model idealization. A complex eigenvalue analysis yields modal damping values in the first six modes of interest and shows that modal damping ratios assume values much higher than those used by Caltrans. The validity of the proposed method is examined by comparing the computed time response quantities with records from the Meloland Road and Painter Street overcrossings located in southern and northern California, respectively. The proposed procedure allows for inexpensive parametric analysis that examines the importance of considering soil–structure interaction at the end abutments and centre bent. Results and recommendations presented by past investigations are revisited and integrated in comprehensive tables that improve our understanding of the dynamic characteristics and behaviour of freeway overcrossings. The study concludes with a step‐by‐step methodology that allows for a simple, yet dependable dynamic analysis of freeway overcrossings, that involves a stick model and frequency‐independent springs and dashpots. Copyright © 2002 John Wiley & Sons, Ltd.     

Influence of frequency‐dependent soil–structure interaction on the fragility of R/C bridges

Bridge performance under earthquake loading can be significantly influenced by the interaction between the structure and the supporting soil. Even though the frequency dependence of the interaction mentioned in this study has long been documented, the simplifying assumption that the dynamic stiffness is dominated by the mean or predominant excitation frequency is still commonly made, primarily as a result of the associated numerical difficulties when the analysis has to be performed in the time domain. This study makes use of the advanced lumped parameter models recently developed 1 in order to quantify the impact of the assumption on the predicted fragility of bridges mentioned in this study. This is achieved by comparing the predicted vulnerability for the case of a reference, well studied, actual bridge using both conventional, frequency‐independent, Kelvin–Voigt models and the aforementioned lumped parameter formulation. Analysis results demonstrate that the more refined consideration of frequency dependence of soil–structure interaction at the piers and the abutments of a bridge not only leads to different probabilities of failure for given intensity measures but also leads to different hierarchy and distribution of damage within the structure for the same set of earthquake ground motions even if the overall probability of exceeding a given damage state is the same. The paper concludes with the comparative assessment of the effect for different soil conditions, foundation configurations, and ground motion characteristics mentioned in this study along with the relevant analysis and design recommendations. Copyright © 2016 John Wiley & Sons, Ltd.     

Simulation analyses of buildings damaged in the 1995 Kobe,Japan, earthquake considering soil–structure interaction

A series of studies was conducted on three buildings of steel reinforced concrete structures with RC shear walls damaged in the 1995 Hyogo-ken Nanbu earthquake. These buildings are located in an area where structural damage centred around. Two of these buildings suffered severe damage, while the third was not structurally damaged. Our studies deal with site inspections, including micro-tremor measurement of buildings, the evaluation of input motions, and the response analyses considering soil–structure interaction. The results of simulation analyses of the two severely damaged buildings correspond to their actual damage state. From the response analyses of the one slender building with no structural damage, it was concluded that uplifting is the main reason it did not suffer any structural damage. Through these studies, the importance of soil–structure interaction and effective input motion is fully understood. Copyright © 1999 John Wiley & Sons, Ltd.     

Seismic effectiveness of tuned mass dampers considering soil–structure interaction

This paper presents how soil–structure interaction affects the seismic performance of Tuned Mass Dampers (TMD) when installed on flexibly based structures. Previous studies on this subject have led to inconsistent conclusions since the soil and structure models employed considerably differ from each other. A generic frequency-independent model is used in this paper to represent a general soil–structure system, whose parameters cover a wide spectrum of soil and structural characteristics. The model structure is subjected to a stationary random excitation and the root-mean-square responses of engineering interest are used to measure the TMD's performance. Extensive parametric studies have shown that strong soil–structure interaction significantly defeats the seismic effectiveness of TMD systems. As the soil shear wave velocity decreases, TMD systems become less effective in reducing the maximum response of structures. For a structure resting on soft soil, the TMD system can hardly reduce the structural seismic response due to the high damping characteristics of soil–structure systems. The model structure is further subjected to the NS component of the 1940 El Centro, California earthquake to confirm the TMD's performance in a more realistic environment. Copyright © 1999 John Wiley & Sons Ltd.     

Three-dimensional dynamic soil–structure interaction analysis in the time domain

A new numerical procedure is proposed for the analysis of three-dimensional dynamic soil–structure interaction in the time domain. In this study, the soil is modelled as a linear elastic solid, however, the methods developed can be adapted to include the effects of soil non-linearities and hysteretic damping in the soil. A substructure method, in which the unbounded soil is modelled by the scaled boundary finite-element method, is used and the structure is modelled by 8–21 variable-number-node three-dimensional isoparametric or subparametric hexahedral curvilinear elements. Approximations in both time and space, which lead to efficient schemes for calculation of the acceleration unit-impulse response matrix, are proposed for the scaled boundary finite-element method resulting in significant reduction in computational effort with little loss of accuracy. The approximations also lead to a very efficient scheme for evaluation of convolution integrals in the calculation of soil–structure interaction forces. The approximations proposed in this paper are also applicable to the boundary element method. These approximations result in an improvement over current methods. A three-dimensional Dynamic Soil–Structure Interaction Analysis program (DSSIA-3D) is developed, and seismic excitations (S-waves, P-waves, and surface waves) and externally applied transient loadings can be considered in analysis. The computer program developed can be used in the analysis of three-dimensional dynamic soil–structure interaction as well as in the analysis of wave scattering and diffraction by three-dimensional surface irregularities. The scattering and diffraction of seismic waves (P-, S-, and Rayleigh waves) by various three-dimensional surface irregularities are studied in detail, and the numerical results obtained are in good agreement with those given by other authors. Numerical studies show that the new procedure is suitable and very efficient for problems which involve low frequencies of interest for earthquake engineering. Copyright © 1999 John Wiley & Sons Ltd     

Inelastic dynamic analysis of RC bridges accounting for spatial variability of ground motion,site effects and soil–structure interaction phenomena. Part 2: Parametric study

The methodology for dealing with spatial variability of ground motion, site effects and soil–structure interaction phenomena in the context of inelastic dynamic analysis of bridge structures, and the associated analytical tools established and validated in a companion paper are used herein for a detailed parametric analysis, aiming to evaluate the importance of the above effects in seismic design. For a total of 20 bridge structures differing in terms of structural type (fundamental period, symmetry, regularity, abutment conditions, pier‐to‐deck connections), dimensions (span and overall length), and ground motion characteristics (earthquake frequency content and direction of excitation), the dynamic response corresponding to nine levels of increasing analysis complexity was calculated and compared with the ‘standard’ case of a fixed base, uniformly excited, elastic structure for which site effects were totally ignored. It is concluded that the dynamic response of RC bridges is indeed strongly affected by the coupling of the above phenomena that may adversely affect displacements and/or action effects under certain circumstances. Evidence is also presented that some bridge types are relatively more sensitive to the above phenomena, hence a more refined analysis approach should be considered in their case. Copyright @ 2003 John Wiley & Sons, Ltd.     

Seismic soil–structure interaction in multi‐span bridges: Application to a railway bridge

The effects of soil‐structure interaction on the seismic response of multi‐span bridges are investigated by means of a modelling strategy based on the domain decomposition technique. First, the analysis methodology is presented: kinematic interaction analysis is performed in the frequency domain by means of a procedure accounting for radiation damping, soil–pile and pile‐to‐pile interaction; the seismic response of the superstructure is evaluated in the time domain by means of user‐friendly finite element programs introducing suitable lumped parameter models take into account the frequency‐dependent impedances of the soil–foundation system. Second, a real multi‐span railway bridge longitudinally restrained at one abutment is analyzed. The input motion is represented by two sets of real accelerograms: one consistent with the Italian seismic code and the other constituted by five records characterized by different frequency contents. The seismic response of the compliant‐base model is compared with that obtained from a fixed‐base model. Pile stress resultants due to kinematic and inertial interactions are also evaluated. The application demonstrates the importance of performing a comprehensive analysis of the soil–foundation–structure system in the design process, in order to capture the effects of soil‐structure interaction in each structural element that may be beneficial or detrimental. Copyright © 2011 John Wiley & Sons, Ltd.     

Inelastic dynamic analysis of RC bridges accounting for spatial variability of ground motion,site effects and soil–structure interaction phenomena. Part 1: Methodology and analytical tools

During strong ground motion it is expected that extended structures (such as bridges) are subjected to excitation that varies along their longitudinal axis in terms of arrival time, amplitude and frequency content, a fact primarily attributed to the wave passage effect, the loss of coherency and the role of local site conditions. Furthermore, the foundation interacts with the soil and the superstructure, thus significantly affecting the dynamic response of the bridge. A general methodology is therefore set up and implemented into a computer code for deriving sets of appropriately modified time histories and spring–dashpot coefficients at each support of a bridge with account for spatial variability, local site conditions and soil–foundation–superstructure interaction, for the purposes of inelastic dynamic analysis of RC bridges. In order to validate the methodology and code developed, each stage of the proposed procedure is verified using recorded data, finite‐element analyses, alternative computer programs, previous research studies, and closed‐form solutions wherever available. The results establish an adequate degree of confidence in the use of the proposed methodology and code in further parametric analyses and seismic design. Copyright © 2003 John Wiley & Sons, Ltd.