Can agriculture support climate change adaptation, greenhouse gas mitigation and rural livelihoods? insights from Kenya

Changes in the agriculture sector are essential to mitigate and adapt to climate change, meet growing food demands, and improve the livelihoods of poor smallholder producers. What agricultural strategies are needed to meet these challenges? To what extent are there synergies among these strategies? This paper examines these issues for smallholder producers in Kenya across several agroecological zones. Several practices emerge as triple wins, supporting climate adaptation, greenhouse gas mitigation, and profitability goals. In particular, integrated soil fertility management and improved livestock feeding are shown to provide multiple benefits across all agroecological zones examined. Triple wins of other agricultural practices are limited to specific agroecological zones. Irrigation and soil and water conservation, for example, are essential for adaptation, mitigation, and profitability in arid areas. The results suggest that agricultural investments targeted toward these triple-win strategies will have the greatest payoff in terms of increased resilience of farm and pastoralist households and global climate change mitigation. To reap the benefits of triple-win strategies will require that policymakers, researchers, and practitioners move away from isolated approaches focused on either adaptation or mitigation or rural income generation toward a more holistic assessment of joint strategies as well as their tradeoffs and synergies.     

Agricultural risk management policies under climate uncertainty

Climate change is forecasted to increase the variability of weather conditions and the frequency of extreme events. Due to potential adverse impacts on crop yields it will have implications for demand of agricultural risk management instruments and farmers’ adaptation strategies. Evidence on climate change impacts on crop yield variability and estimates of production risk from farm surveys in Australia, Canada and Spain, are used to analyse the policy choice between three different types of insurance (individual, area-yield and weather index) and ex post payments. The results are found to be subject to strong uncertainties and depend on the risk profile of different farmers and locations; the paper provides several insights on how to analyse these complexities. In general, area yield performs best more often across our countries and scenarios, in particular for the baseline and marginal climate change (without increases in extreme events). However, area yield can be very expensive if farmers have limited information on how climate change affects yields (misalignment in expectations), and particularly so under extreme climate change scenarios. In these more challenging cases, ex post payments perform well to increase low incomes when the risk is systemic like in Australia; Weather index performs well to reduce the welfare costs of risks when the correlation between yields and index is increased by the extreme events. The paper also analyses the robustness of different instruments in the face of limited knowledge of the probabilities of different climate change scenarios; highlighting that this added layer of uncertainty could be overcome to provide sound policy advice under uncertainties introduced by climate change. The role of providing information to farmers on impacts of climate change emerges as a crucial result of this paper as indicated by the significantly higher budgetary expenditures occurring across all instruments when farmers’ expectations are misaligned relative to actual impacts of climate change.     

Adaptation to climate change through the choice of cropping system and sowing date in sub-Saharan Africa

Multiple cropping systems provide more harvest security for farmers, allow for crop intensification and furthermore influence ground cover, soil erosion, albedo, soil chemical properties, pest infestation and the carbon sequestration potential. We identify the traditional sequential cropping systems in ten sub-Saharan African countries from a survey dataset of more than 8600 households. We find that at least one sequential cropping system is traditionally used in 35% of all administrative units in the dataset, mainly including maize or groundnuts. We compare six different management scenarios and test their susceptibility as adaptation measure to climate change using the dynamic global vegetation model for managed land LPJmL. Aggregated mean crop yields in sub-Saharan Africa decrease by 6–24% due to climate change depending on the climate scenario and the management strategy. As an exception, some traditional sequential cropping systems in Kenya and South Africa gain by at least 25%. The crop yield decrease is typically weakest in sequential cropping systems and if farmers adapt the sowing date to changing climatic conditions. Crop calorific yields in single cropping systems only reach 40–55% of crop calorific yields obtained in sequential cropping systems at the end of the 21st century. The farmers’ choice of adequate crops, cropping systems and sowing dates can be an important adaptation strategy to climate change and these management options should be considered in climate change impact studies on agriculture.     

Economic Implications of Potential ENSO Frequency and Strength Shifts

Some argue that global climate change may alter the frequency and strength of extreme events. This paper examines the economic damages in the agricultural sector arising from a shift in El Niño Southern Oscillation (ENSO) event frequency and strength. The assumptions about the frequency of ENSO shift are motivated by an article by Timmermann etal. (1999). The damage estimates reported here are in the context of the global agricultural system. Annual damages in the 3 to 4 hundred million U.S. dollar range are found if only the frequency of ENSO events changes. However, annual damages rise to over $1 billion if the events also intensify in strength. Event anticipation and crop mix adaption on the part of farmers can help offset the damages but cannot fully alleviate them.     

USE OF A STOCHASTIC WEATHER GENERATOR IN THE DEVELOPMENT OF CLIMATE CHANGE SCENARIOS

Climate change scenarios with a high spatial and temporal resolution are required in the evaluation of the effects of climate change on agricultural potential and agricultural risk. Such scenarios should reproduce changes in mean weather characteristics as well as incorporate the changes in climate variability indicated by the global climate model (GCM) used. Recent work on the sensitivity of crop models and climatic extremes has clearly demonstrated that changes in variability can have more profound effects on crop yield and on the probability of extreme weather events than simple changes in the mean values. The construction of climate change scenarios based on spatial regression downscaling and on the use of a local stochastic weather generator is described. Regression downscaling translated the coarse resolution GCM grid-box predictions of climate change to site-specific values. These values were then used to perturb the parameters of the stochastic weather generator in order to simulate site-specific daily weather data. This approach permits the incorporation of changes in the mean and variability of climate in a consistent and computationally inexpensive way. The stochastic weather generator used in this study, LARS-WG, has been validated across Europe and has been shown to perform well in the simulation of different weather statistics, including those climatic extremes relevant to agriculture. The importance of downscaling and the incorporation of climate variability are demonstrated at two European sites where climate change scenarios were constructed using the UK Met. Office high resolution GCM equilibrium and transient experiments.     

Archival explorations of climate variability and social vulnerability in colonial Mexico

In this paper, unpublished archival documentary sources are used to explore the vulnerability to–and implications of–climatic variability and extreme weather events in colonial Mexico. Attention focuses on three regions covering a variety of environmental, social, economic, and political contexts and histories and located at key points along a north-south rainfall gradient: Chihuahua in the arid north, Oaxaca in the wetter south and Guanajuato located in the central Mexican highlands. A number of themes are considered. First, the significance of successive, prolonged, or combined climate events as triggers of agrarian crisis. Second, a case study demonstrating the national and regional impacts of a particularly devastating climate induced famine, culminating with the so-called ‘Year of Hunger’ between 1785 and 1786, is presented. The way in which social networks and community engagement were rallied as a means of fortifying social resilience to this and other crises will be highlighted. Third, the impacts of selected historical flood events are explored in order to highlight how the degree of impact of a flood was a function of public expectation, preparedness and also the particular socio-economic and environmental context in which the event took place. An overview of the spatial and temporal variations in vulnerability and resilience to climatic variability and extreme weather events in colonial Mexico is then provided, considering those recorded events that could potentially relate to broader scale, possibly global, climate changes.     

Farm-scale adaptation and vulnerability to environmental stresses: Insights from winegrowing in Northern California

The wine industry is increasingly recognized as especially vulnerable to climate change due to the climate sensitivity of both winegrape yields and quality, making it an important model system for the agricultural impacts of global changes. However, agricultural production is strongly influenced by the management decisions of growers, including their practices to modify the microclimate experienced by the growing crop; these adaptations have not been studied at the vineyard level, where managers on the ground are on the front lines of responding to global change.We conducted 20 in-depth interviews with winegrowers to examine farm-scale adaptive responses to environmental stresses, to understand the views and motivations of agricultural managers, and to explore adaptive capacity in practice. We found that growers tend to respond to stresses individually rather than collectively, except when facing severe, unfamiliar pests and diseases. Responses may be reactive or anticipatory; most anticipatory strategies have been short-term, in response to imminent threats. Growers tend to rely on their own experience to guide their management decisions, which may offer poor guidance under novel climate regimes. From using a Vulnerability Scoping Diagram, we find that changing exposure (vineyard location) and sensitivity (planting choices such as vine variety) have the biggest impact on reducing vulnerability, but that adaptations in growing or processing the crop in the vineyard and winery are easier to implement, much more commonly undertaken, and may also offer substantial adaptive capacity. Understanding the context of adaptations, as well as the decision-making processes motivating them, is important for understanding responses to global change.These findings highlight some innovations in adapting to global change, as well as some of the barriers, and point to the need for strategic investments to enhance agricultural resilience to climate change. In particular, strategies to enhance both effective and easy to implement farming adaptations, as well as broader-scale anticipatory, collective responses, could reduce vulnerability in the context of climate change.     

2010年冬春气候异常对锡林郭勒盟农牧业的影响

气候异常常出现极端天气气候事件和严重的气象灾害,对人类活动和农业生产有严重影响。锡林郭勒盟2009年冬至2010年春气温异常偏低,降水多,一些地区冬季的极端最低气温突破了历史极值。低温多雨的春季气候虽然为牧草生长和农作物播种提供了较好的水分条件,但异常偏低的气温造成严重的热量条件不足,导致锡林郭勒盟大部地区牧草返青期推迟了15~20天,主要作物播种期推迟了10~15天,影响了牧草和农作物生产,推迟了牲畜采青。     

气候恢复力及其在极端天气气候灾害管理中的应用

恢复力（resilience）一词自1973年进入生态学领域以来,在生态环境和自然资源管理以及社会经济可持续发展相关研究和实践中得到了广泛应用。随着人类对全球气候变化及其影响的认识不断加深,气候恢复力也逐渐成为应对气候变化的一个重要理念。本文首先系统阐述了气候恢复力概念的实质及与其密切相关的其他几个重要概念,然后在系统评估恢复力概念及其内涵的历史演变基础上,提出了一个实施气候恢复力建设的通用框架。尽管气候恢复力涉及行动主体的不同方面,而且还关系到不同部门和/或不同层次/尺度的优先选项,但希望此框架仍能对各部门、各尺度/层次的气候恢复力建设提供重要借鉴。最后以极端天气气候灾害管理为例,通过对英国皇家学会发布的《极端天气恢复力》报告进行述评,并对中国应对极端天气气候灾害的管理框架进行分析,进一步探讨了该框架的实用性。     

Reducing Vulnerability of Agriculture and Forestry to Climate Variability and Change: Workshop Summary and Recommendations

The International Workshop on Reducing Vulnerability of Agriculture and Forestry to Climate Variability and Climate Change held in Ljubljana, Solvenia, from 7 to 9 October 2002 addressed a range of important issues relating to climate variability, climate change, agriculture, and forestry including the state of agriculture and forestry and agrometeological information, and potential adaptation strategies for agriculture and forestry to changing climate conditions and other pressures. There is evidence that global warming over the last millennium has already resulted in increased global average annual temperature and changes in rainfall, with the 1990s being likely the warmest decade in the Northern Hemisphere at least. During the past century, changes in temperature patterns have, for example, had a direct impact on the number of frost days and the length of growing seasons with significant implications for agriculture and forestry. Land cover changes, changes in global ocean circulation and sea surface temperature patterns, and changes in the composition of the global atmosphere are leading to changes in rainfall. These changes may be more pronounced in the tropics. For example, crop varieties grown in the Sahel may not be able to withstand the projected warming trends and will certainly be at risk due to projected lower amounts of rainfall as well. Seasonal to interannual climate forecasts will definitely improve in the future with a better understanding of dynamic relationships. However, the main issue at present is how to make better use of the existing information and dispersion of knowledge to the farm level. Direct participation by the farming communities in pilot projects on agrometeorological services will be essential to determine the actual value of forecasts and to better identify the specific user needs. Old (visits, extension radio) and new (internet) communication techniques, when adapted to local applications, may assist in the dissemination of useful information to the farmers and decision makers. Some farming systems with an inherent resilience may adapt more readily to climate pressures, making long-term adjustments to varying and changing conditions. Other systems will need interventions for adaptation that should be more strongly supported by agrometeorological services for agricultural producers. This applies, among others, to systems where pests and diseases play an important role. Scientists have to guide policy makers in fostering an environment in which adaptation strategies can be effected. There is a clear need for integrating preparedness for climate variability and climate change. In developed countries, a trend of higher yields, but with greater annual fluctuations and changes in cropping patterns and crop calendars can be expected with changing climate scenarios. Shifts in projected cropping patterns can be disruptive to rural societies in general. However, developed countries have the technology to adapt more readily to the projected climate changes. In many developing countries, the present conditions of agriculture and forestry are already marginal, due to degradation of natural resources, the use of inappropriate technologies and other stresses. For these reasons, the ability to adapt will be more difficult in the tropics and subtropics and in countries in transition. Food security will remain a problem in many developing countries. Nevertheless, there are many examples of traditional knowledge, indigenous technologies and local innovations that can be used effectively as a foundation for improved farming systems. Before developing adaptation strategies, it is essential to learn from the actual difficulties faced by farmers to cope with risk management at the farm level. Agrometeorologists must play an important role in assisting farmers with the development of feasible strategies to adapt to climate variability and climate change. Agrometeorologists should also advise national policy makers on the urgent need to cope with the vulnerabilities of agriculture and forestry to climate variability and climate change. The workshop recommendations were largely limited to adaptation. Adaptation to the adverse effects of climate variability and climate change is of high priority for nearly all countries, but developing countries are particularly vulnerable. Effective measures to cope with vulnerability and adaptation need to be developed at all levels. Capacity building must be integrated into adaptation measures for sustainable agricultural development strategies. Consequently, nations must develop strategies that effectively focus on specific regional issues to promote sustainable development.     

The effect of rate of change, variability, and extreme events on the pace of adaptation to a changing climate

When is it time to adopt different technologies, management strategies, and resource use practices as underlying climate change occurs? We apply risk and decision analysis to test hypotheses about the timing and pace of adaption in response to different profiles of climate change and extremes expressed as yield and income variation for a simulated dryland wheat farm in the United States Great Plains. Climate scenarios include gradual change with typical or increased noise (standard deviation), rapid and large change, and gradual change with extreme events stepped through the simulation. We test decision strategies that might logically be utilized by farmers facing a climate trend that worsens crop enterprise outcomes. Adaptation quickens with the rate of change, especially for decision strategies based on performance thresholds, but is delayed by larger climate variability, especially for decision strategies based on recognizing growing differential between adaptive and non-adaptive performance. Extreme events evoke adaptation sooner than gradual change alone, and in some scenarios extremes evoke premature, inefficient, adaptation.     

Smallholder farmer cropping decisions related to climate variability across multiple regions

A long history of household-level research has provided important local-level insights into climate adaptation strategies in the agricultural sector. It remains unclear to what extent these strategies are generalizable or vary across regions. In this study we ask about three potential key factors influencing farming households’ ability to adapt: access to weather information, household and agricultural production-related assets, and participation in local social institutions. We use a 12-country data set from sub-Saharan Africa and South Asia to explore the links between these three potential drivers of agricultural change and the likelihood that farmers made farm-associated changes, such as adopting improved crop varieties, increasing fertilizer use, investing in improved land management practices, and changing the timing of agricultural activities. We find evidence that access to weather information, assets, and participation in social institutions are associated with households that have reported making farming changes in recent years, although these results vary across countries and types of practices. Understanding these drivers and outcomes of farm-associated changes across different socio-economic and environmental conditions is critical for ongoing dialogues for climate-resilient strategies and policies for increasing the adaptive capacity of smallholders under climate change.     

对IPCC AR6报告中有关农业系统结论的解读

与IPCC第五次评估报告相比,第六次评估报告（AR6）有关农业的评估对象由作物生产系统延伸到粮食供应链系统,气候变化对作物生产不利影响的证据在加强。气候变化改变了作物适宜种植区,使中高纬度及温带地区作物种植界限向高纬度、高海拔地区推移。人为引起的气候变暖阻碍了作物产量的增长,地表O₃浓度增加使作物产量降低,CH₄排放加剧了这种不利影响。气候变化加剧作物病虫草害,极端气候事件高发加剧了粮食不安全,推升了国际粮食价格。适应措施有助于减缓气候变化不利影响,基于自然的适应方案在增强作物生产系统气候恢复力和保障粮食安全方面具有较高潜力。从保障国家粮食安全和重大战略需求出发,AR6报告对我国农业应对气候变化相关工作的启示如下：需要高度重视气候变化背景下作物种植适宜区转变与种植带北移的重要战略价值,合理规划农业生产布局;加强农业气象灾害和病虫害防治体系和能力建设,保障粮食生产稳定性;关注气候变化对国际作物生产和谷物贸易的影响,统筹国内、国际市场粮食资源,保障粮食安全;推进农业温室气体减排与作物生产高效协同,为实现国家减排目标做出贡献。     

Smallholder Maize Production and Climatic Risk: A Case Study from Mexico

The article explores the strategies employed by smallholder farmers in Mexico to cope with the affects of climatic variability, and how seasonal climate forecasts may assist these farmers in mitigating climatic risk. Recognizing that the decisions of smallholder farmers are intricately tied to the political-economic circumstances in which they operate, the article discusses how agricultural policy in Mexico affects the vulnerability of small-scale producers and may inhibit their ability to use climatic forecasts to their advantage. The article first reviews the literature on smallholder adaptation in Mexico, and discusses briefly policy and institutional issues affecting adaptation at the farm-level. Using the case of small-scale maize producers in Tlaxcala, Mexico, as an illustration, the article then argues that political-economic uncertainty outweighs climatic variability as a determinant of the production strategies of small-scale producers. In these circumstances, the farmers are unlikely to use new seasonal climate forecasts.     

Predicting the future climatic suitability for cocoa farming of the world’s leading producer countries, Ghana and Côte d’Ivoire

Ghana and Côte d’Ivoire are the world’s leading cocoa (Thebroma cacao) producing countries; together they produce 53 % of the world’s cocoa. Cocoa contributes 7.5 % of the Gross Domestic Product (GDP) of Côte d’Ivoire and 3.4 % of that of Ghana and is an important cash crop for the rural population in the forest zones of these countries. If progressive climate change affected the climatic suitability for cocoa in West Africa, this would have implications for global cocoa output as well as the national economies and farmer livelihoods, with potential repercussions for forests and natural habitat as cocoa growing regions expand, shrink or shift. The objective of this paper is to present future climate scenarios for the main cocoa growing regions of Ghana and Côte d’Ivoire and to predict their impact on the relative suitability of these regions for growing cocoa. These analyses are intended to support the respective countries and supply chain actors in developing strategies for reducing the vulnerability of the cocoa sector to climate change. Based on the current distribution of cocoa growing areas and climate change predictions from 19 Global Circulation Models, we predict changes in relative climatic suitability for cocoa for 2050 using an adapted MAXENT model. According to the model, some current cocoa producing areas will become unsuitable (Lagunes and Sud-Comoe in Côte d’Ivoire) requiring crop change, while other areas will require adaptations in agronomic management, and in yet others the climatic suitability for growing cocoa will increase (Kwahu Plateu in Ghana and southwestern Côte d’Ivoire). We recommend the development of site-specific strategies to reduce the vulnerability of cocoa farmers and the sector to future climate change.     

Adaptive capacity and its assessment

This paper reviews the concept of adaptive capacity and various approaches to assessing it, particularly with respect to climate variability and change. I find that adaptive capacity is a relatively under-researched topic within the sustainability science and global change communities, particularly since it is uniquely positioned to improve linkages between vulnerability and resilience research. I identify opportunities for advancing the measurement and characterization of adaptive capacity by combining insights from both vulnerability and resilience frameworks, and I suggest several assessment approaches for possible future development that draw from both frameworks and focus on analyzing the governance, institutions, and management that have helped foster adaptive capacity in light of recent climatic events.     

Human Strategies for Coping with El Niño Related Drought in Amazônia

This article reports on findings of a research project examining farmers' coping strategies in the Brazilian Amazon in response to El Niño related weather events. We examine the extent of vulnerability of small and large farmers to these events in a tropical rainforest environment. Little attention has been given to the impact of ENSO events in Amazônia, despite evidence for devastating fires during ENSOs. Although we found a range of locally developed forecasting techniques and coping mechanisms, farmers have sustained significant losses, and we suggest that increased access to scientific forecasts would greatly enhance the ability of the farmers in our study area to cope with El Niño related weather events. In Amazônia the El Niño phase of the El Niño-Southern Oscillation (ENSO) climate pattern leads to an extended period of reduced rainfall (Hobbs et al., 1998). This period of reduced rainfall can result in significant agricultural losses for farmers and ranchers in the area and in increased forest flammability. We have found that the majority of our study population uses several methods of forecasting, coping with, and adapting to drought events – and they recognize the economic losses they can experience and the loss of forests through the accidental spread of fire. The poorest farmers in our study area experience El Niño related drought events as a serious threat to their livelihoods. Their vulnerability is heightened during extreme climate events and our observations revealed that all of the farmers in our study would benefit from increased availability of improved forecast information relevant to their locality and their current farming strategies. This paper examines the availability and use of forecasts, the occurrence of accidental fires and techniques to prevent fire related losses, and the coping mechanisms for dealing with El Niño related drought in the agricultural regions surrounding the cities of Altamira and Santarém, in Pará State, Brazil. Distribution of an El Niño Prediction Kit at the end of the study and a series of workshops may lead to better local information on rainfall variability and create a farmer-maintained grid of collecting stations to sensitize farmers to the variability of precipitation in the region, and on their property.     

Invasive species and climate change: an agronomic perspective

In the current review we wish to draw attention to an additional aspect of invasive species and climate change, that of agricultural productivity and food security. We recognize that at present, such a review remains, in part, speculative, and more illustrative than definitive. However, recent events on the global stage, particularly in regard to the number of food riots that occurred during 2008, even at a time of record harvests, have prompted additional interest in those factors, including invasive species, which could, through climatic uncertainty, alter food production. To that end, as agricultural scientists, we wish to begin an initial evaluation of key questions related to food production and climate change including: how vulnerable is agriculture to invasive species?; are current pest management strategies sufficient to control invasive outbreaks in the future?; what are the knowledge gaps?; can we provide initial recommendations for scientists, land managers and policy makers in regard to available resources? Our overall goals are to begin a synthesis of potential impacts on productivity, to identify seminal research areas that can be addressed in future research, and to provide the scientific basis to allow agronomists and land managers to formulate mitigation and adaptation options regarding invasive species and climate change as a means to maintain food security.     

极端天气气候事件变化对荒漠化、土地退化和粮食安全的影响

土地是人类赖以生存的重要资源,在受气候变化影响的同时其状况变化也在气候系统中起着关键作用。IPCC最新发布的气候变化与土地特别报告（SRCCL）系统反映了关于荒漠化、土地退化、可持续土地管理、粮食安全和陆地生态系统碳通量方面的最新科学认知,并探讨了如何进行更加可持续性的土地利用和管理以应对与土地相关的气候变化问题。文中从极端事件变化及其影响的角度,结合SRCCL与其他相关文献,予以分析和总结。结果表明,在全球变暖的背景下,极端天气气候事件的变化已经并将继续影响荒漠化和土地退化进程并对粮食安全造成冲击;而土地对气候系统的反馈作用,又会加剧气候变化并提高极端事件发生的概率和严重程度。面对气候变化尤其是极端事件给土地带来的巨大压力,必须坚持可持续的土地管理,通过减少包括土地和粮食系统在内的所有行业的排放,才有可能实现到21世纪末将全球平均升温控制在相对工业化前水平2℃以内的目标,以减轻气候变化对土地和粮食系统的负面影响。