滑坡风险评价的理论与方法研究

作为防灾减灾的重要措施之一,滑坡风险评价已经成为近年来国际上滑坡研究的热点,并形成了较为完备的滑坡风险管理体系。国内的滑坡风险研究则起步较晚,滑坡风险评价的关键支撑技术体系尚未建立。本文对滑坡风险评价中的关键理论和方法进行梳理,阐述了国际滑坡风险评价的理论框架和技术流程,介绍了国内外滑坡易发性、危险性和风险评价的最新进展,评述了滑坡易发性评价、扩展范围预测、频率分析以及承灾体易损性评价的主要方法,阐明了现阶段滑坡风险评价的重点领域和前沿科学问题,并对滑坡灾害的风险评价提出了三点展望。     

RS与GIS支持下的汶川县城周边地质灾害危险性评价

地质灾害危险性评价是防灾减灾工作的重要依据。本文以汶川县城周边64 km2为例,应用遥感信息提取技术与GIS空间分析方法,根据IKONOS遥感图像和地形图及野外调查资料,提取了崩塌和滑坡易发性评价因子,采用信息量法确定了因子分值,计算了崩塌和滑坡易发性,并分别提出崩塌和滑坡的危险性计算方法,形成了汶川地区崩塌和滑坡危险性分区图。研究结果表明:新的崩塌和滑坡危险性评价方法能够反映区内地质灾害危险程度,该方法可行,结果合理,这为中、大比例尺区域范围内地质灾害危险性研究提供了有益的思路。     

基于信息量法模型与GIS的滑坡地质灾害风险性评价

为查明理县滑坡地质灾害总体风险水平,根据滑坡高易发的特征,选取坡度、坡向、构造、岩性、水系、降雨、地震、人类活动等8个因子作为滑坡危险性评价指标,选取人口密度、单位面积GDP和土地资源作为易损性评价指标,基于层次分析法-信息量法模型,使用GIS技术开展理县滑坡地质灾害风险评价。地质灾害风险性评价结果符合理县滑坡地质灾害现状,具有较高的准确性,为理县有效防治滑坡地质灾害提供了科学依据。     

陕北黄土崩塌灾害风险评价指标体系构建

在滑坡的易发性、危险性和风险评价中,评价指标的选取和定量化是非常关键的。目前国内外采取的主要方法是利用GIS工具提取地形、岩性、距河流或断层带的距离、土地类型、植被、降雨、河流密度等因子进行分析和计算。这些指标在滑坡易发性和危险性区划中得到了广泛应用并取得了丰硕的成果,但也有一些局限性,具体表现在3个方面:一是不能针对不同的滑坡类型提供不同的评价指标体系;二是提取的这些因子中在区域上有些是共性因子,如岩性、降雨等;三是尚未建立一个完整的风险评价指标体系。本次研究专门针对陕西北部地区广泛发育的一种称之为"黄土崩塌"的滑坡类型,运用国际上流行的滑坡风险管理理论,确定其风险评价总体指标体系;基于大量野外调查数据的统计规律,分析了黄土崩塌危险性的主要来源和影响危害性的主要因素,从失稳可能性评价指标、崩塌强度评价指标、承灾体评价指标和易损性评价指标4个方面共确定了16大类36个评价指标。该指标体系的构建可为进一步的陕北黄土地区斜坡单元崩塌灾害风险评价提供基础。     

滑坡泥石流风险评估框架体系

滑坡泥石流灾害风险评估目前没有一个统一的概念体系和理论框架.从滑坡泥石流风险评估的基本概念出发,综合分析不确定性与灾害以及灾害与风险之间的关系,明确区分了“灾害体”、“灾害事件”和“灾害现象”三种含义,界定了灾害易发性、危险性和风险性的内涵.然后从这些明确的概念出发,提出了危险性和易损性的数学表达形式,由此构建了滑坡泥石流风险评估的理论框架,以期能够为今后的滑坡泥石流风险研究工作提供参考.     

安徽省安庆市岳西县1:50000地质灾害风险评价

作为安徽省内地质灾害易发地区,以中低山地地形为主体的岳西县主要发育崩塌、滑坡及泥石流地质灾害,对当地群众的人身和财产安全构成潜在风险。为进一步落实防灾减灾管理规划要求,需要在岳西县全域开展地质灾害风险评价,以预测可能发生的不同强度的地质灾害及估算地质灾害造成的损失。根据已完成的1∶50 000地质灾害调查和已取得的岳西县地质灾害易发性评价成果,本文分别开展了地质灾害危险性和易损性评价,并通过对危险性和易损性进行综合叠加,得到了岳西县高、中、低3个风险等级的评价分区。岳西县地质灾害风险评价工作具备科学性和系统性,为岳西县加强地质灾害的综合防治明确了具体方向,也为岳西县城乡建设规划提供了地质参考。     

综合统计模型和物理模型的地质灾害精细评估——以福建省龙山社区为例

地质灾害易发性和危险性评价对象相同但评价内容有差异,即两者表达地质灾害的时间、空间和强度信息各有不同。本文将崩塌滑坡易发性中的统计模型和危险性评价中的物理模型进行结合,综合统计模型客观预测空间位置信息的优点以及物理模型模拟包含地质灾害发生机制的优势,弥补了区域统计模型无法预测灾害强度信息的不足,也对物理模型模拟的空间位置进行了有效的控制和修正,进而完成区域崩塌滑坡的易发性和危险性等级综合分析,实现对区域崩塌滑坡潜在高风险位置的精细评估。本文以福建省福鼎市龙山社区为例,利用野外获取的高清影像、地形、钻孔和地质灾害等数据,通过综合统计模型评价和物理模型危险性评估,完成潜在高风险位置的精细化分析。研究结果表明:需要进行重点排查治理的区域约占社区附近山体总面积的26.92%;研究区域内需要进行集中排查与治理的区域有5个,其中3个区域需要进行重点治理,其潜在高风险区域与野外地质灾害调查区域隐患点吻合;5个高风险区域直接对180幢左右楼房（约360余户居民）的安全构成威胁,该评估将野外调研中划定的大范围高风险区域精细化处理,并验证了该评价方法体系的可行性。该评价方法体系为区域崩塌滑坡地质灾害精细化排查和治理提供了工作思路和指导。     

滑坡易发性评价方法和精度比较——以贵州省大方县为例

近年来贵州省突发性滑坡地质灾害时有发生,除在册滑坡隐患外,还有不少斜坡存在着滑坡的孕灾环境条件,通过新一轮的地质灾害风险评价发现,选用不同的风险评价体系对地质灾害易发性的影响很大,从而影响地质灾害防治、国土空间规划和政府决策等基础数据。本次以大方县滑坡数据为例,选取与滑坡相关的7个影响因子:坡度、坡向、相对高差、工程地质岩组、距水系距离、距构造距离以及土地利用类型,采用层次分析法(AHP)、信息量模型(I)及耦合模型(AHP-I)对研究区进行滑坡易发性评价,并采用滑坡点频率统计和成功率曲线(ROC)对3种模型的评价精度进行检验。通过比较,选取精度高的耦合模型(AHP-I)作为滑坡易发性评价方法,从而能更加精确地评价大方县的滑坡易发性,为山区县级区域滑坡灾害的防灾减灾提供决策依据与参考。     

基于集成学习与径向基神经网络耦合模型的三峡库区滑坡易发性评价

准确的滑坡易发性评价结果是滑坡风险评价的重要基础.为提升滑坡易发性评价精度,以三峡库区龙驹坝为例,选取坡度等10个因子构建滑坡易发性评价指标体系,应用频率比方法定量分析各指标与滑坡发育的关系.在此基础上,随机选取70%/30%的滑坡数据作为训练/测试样本,应用径向基神经网络和Adaboost集成学习耦合模型(RBNN-Adaboost),径向基神经网络和逻辑回归模型分别开展易发性评价.结果显示:水系距离、坡度等是滑坡发育的主控因素;RBNN-Adaboost耦合模型的预测精度最高(0.820),优于RBNN模型和LR模型的0.781和0.748.Adaboost集成算法能进一步提升模型的预测性能,所提出的耦合模型结合了两者的优点,具有更强的预测能力,是一种可靠的滑坡易发性评价模型.      

北京地面沉降风险评价与管理

本文在阐述地面沉降风险基本内涵基础上,以北京市为例,介绍了地面沉降风险评价的三大要素：易发性、危险性及易损性。详细说明了地面沉降风险评价的评价体系、评价指标及评价方法及过程。以地面沉降风险评价结果为基础,结合北京市目前地面沉降防治工作体系,将地面沉降风险评价与地面沉降防治管理主体相结合,提出了各个防治区的地面沉降防治工作重点。     

Landslide hazard and risk assessment: a?case study from the Hlohovec–Sered’ landslide area in south-west Slovakia

Landslide hazard or susceptibility assessment is based on the selection of relevant factors which play a role on the slope instability, and it is assumed that landslides will occur at similar conditions to those in the past. The selected statistical method compares parametric maps with the landslide inventory map, and results are then extrapolated to the entire evaluated territory with a final product of landslide hazard or susceptibility map. Elements at risk are defined and analyzed in relation with landslide hazard, and their vulnerability is thus established. The landslide risk map presents risk scenarios and expected financial losses caused by landslides, and it utilizes prognoses and analyses arising from the landslide hazard map. However, especially the risk scenarios for future in a selected area have a significant importance, the literature generally consists of the landslide susceptibility assessment and papers which attempt to assess and construct the map of the landslide risk are not prevail. In the paper presented herein, landslide hazard and risk assessment using bivariate statistical analysis was applied in the landslide area between Hlohovec and Sered?? cities in the south-western Slovakia, and methodology for the risk assessment was explained in detail.     

A review of assessing landslide frequency for hazard zoning purposes

The probability of occurrence is one of the key components of the risk equation. To assess this probability in landslide risk analysis, two different approaches have been traditionally used. In the first one, the occurrence of landslides is obtained by computing the probability of failure of a slope (or the reactivation of existing landslides). In the second one, which is the objective of this paper, the probability is obtained by means of the statistical analysis of past landslide events, specifically by the assessment of the past landslide frequency. In its turn, the temporal frequency of landslides may be determined based on the occurrence of landslides or from the recurrence of the landslide triggering events over a regional extent. Hazard assessment using frequency of landslides, which may be taken either individually or collectively, requires complete records of landslide events, which is difficult in some areas. Its main advantage is that it may be easily implemented for zoning. Frequency assessed from the recurrence of landslide triggers, does not require landslide series but it is necessary to establish reliable relations between the trigger, its magnitude and the occurrence of the landslides. The frequency of the landslide triggers can be directly used for landslide zoning. However, because it does not provide information on the spatial distribution of the potential landslides, it has to be combined with landslide susceptibility (spatial probability analysis) to perform landslide hazard zoning. Both the scale of work and availability of data affect the results of the landslide frequency and restrict the spatial resolution of frequency zoning as well. Magnitude–frequency relationships are fundamental elements for the quantitative assessment of both hazard and risk.     

基于分形理论的南江县滑坡敏感性分析与易发性评价

定量分析滑坡发生的敏感性,能为易发性区划、危险性评价、风险性评估等提供定量依据,对研究滑坡的成灾背景、发育规律具有重要意义。文章基于ArcGIS技术应用“累计和分形理论”对滑坡的敏感性进行了分析,得到各致灾因子的累计和分维值及滑坡发生对各致灾因子的敏感性;基于滑坡对致灾因子的敏感性绘制南江县易发性区划图,将南江县滑坡易发性等级分为极高易发区、高易发区、中易发区、较低易发区、极低易发区五个等级。     

Tier-based approaches for landslide susceptibility assessment in Europe

In the framework of the European Soil Thematic Strategy and the associated proposal of a Framework Directive on the protection and sustainable use of soil, landslides were recognised as a soil threat requiring specific strategies for priority area identification, spatial hazard assessment and management. This contribution outlines the general specifications for nested, Tier-based geographical landslide zonings at small spatial scales to identify priority areas susceptible to landslides (Tier 1) and to perform quantitative susceptibility evaluations within these (Tier 2). A heuristic, synoptic-scale Tier 1 assessment exploiting a reduced set of geoenvironmental factors derived from common pan-European data sources is proposed for the European Union and adjacent countries. Evaluation of the susceptibility estimate with national-level landslide inventory data suggests that a zonation of Europe according to, e.g. morphology and climate, and performing separate susceptibility assessments per zone could give more reliable results. To improve the Tier 1 assessment, a geomorphological terrain zoning and landslide typology differentiation are then applied for France. A multivariate landslide susceptibility assessment using additional information on landslide conditioning and triggering factors, together with a historical catalogue of landslides, is proposed for Tier 2 analysis. An approach is tested for priority areas in Italy using small administrative mapping units, allowing for relating socioeconomic census data with landslide susceptibility, which is mandatory for decision making regarding the adoption of landslide prevention and mitigation measures. The paper concludes with recommendations on further work to harmonise European landslide susceptibility assessments in the context of the European Soil Thematic Strategy.     

Assessing landslide exposure in areas with limited landslide information

Landslide risk assessment is often a difficult task due to the lack of temporal data on landslides and triggering events (frequency), run-out distance, landslide magnitude and vulnerability. The probability of occurrence of landslides is often very difficult to predict, as well as the expected magnitude of events, due to the limited data availability on past landslide activity. In this paper, a qualitative procedure for assessing the exposure of elements at risk is presented for an area of the Apulia region (Italy) where no temporal information on landslide occurrence is available. Given these limitations in data availability, it was not possible to produce a reliable landslide hazard map and, consequently, a risk map. The qualitative analysis was carried out using the spatial multi-criteria evaluation method in a global information system. A landslide susceptibility composite index map and four asset index maps (physical, social, economic and environmental) were generated separately through a hierarchical procedure of standardising and weighting. The four asset index maps were combined in order to obtain a qualitative weighted assets map, which, combined with the landslide susceptibility composite index map, has provided the final qualitative landslide exposure map. The resulting map represents the spatial distribution of the exposure level in the study area; this information could be used in a preliminary stage of regional planning. In order to demonstrate how such an exposure map could be used in a basic risk assessment, a quantification of the economic losses at municipal level was carried out, and the temporal probability of landslides was estimated, on the basis of the expert knowledge. Although the proposed methodology for the exposure assessment did not consider the landslide run-out and vulnerability quantification, the results obtained allow to rank the municipalities in terms of increasing exposure and risk level and, consequently, to identify the priorities for designing appropriate landslide risk mitigation plans.     

A Hazard Assessment Method for Potential Earthquake-Induced Landslides – A Case Study in Huaxian County, Shaanxi Province

The hazard assessment of potential earthquake-induced landslides is an important aspect of the study of earthquake-induced landslides. In this study, we assessed the hazard of potential earthquake-induced landslides in Huaxian County with a new hazard assessment method. This method is based on probabilistic seismic hazard analysis and the Newmark cumulative displacement assessment model. The model considers a comprehensive suite of information, including the seismic activities and engineering geological conditions in the study area, and simulates the uncertainty of the intensity parameters of the engineering geological rock groups using the Monte Carlo method. Unlike previous assessment studies on ground motions with a given exceedance probability level, the hazard of earthquake-induced landslides obtained by the method presented in this study allows for the possibility of earthquake-induced landslides in different parts of the study area in the future. The assessment of the hazard of earthquake-induced landslides in this study showed good agreement with the historical distribution of earthquake-induced landslides. This indicates that the assessment properly reflects the macroscopic rules for the development of earthquake-induced landslides in the study area, and can provide a reference framework for the management of the risk of earthquake-induced landslides and land planning.     

Regional assessment of landslide impact in the Three Gorges area, China, using ASTER data: Wushan-Zigui

This paper is focussed on the hazard impact of landslides in the Three Gorges, and represents the progression of our ongoing study on regional land instability assessment in the Three Gorges area using imagery data from the Advanced Spaceborne Thermal Emission Radiometer (ASTER). The key development here is the establishment of a model that integrates land instability with several factors that can relate hazard to human life, such as slope failures occurring in proximity to built-up areas and roads, and areas of high landslide risk along the bank of Yangtze and its major tributaries. The method correctly identifies some of the known destructive landslides in the region, like Qianjiangping and Huangtupo, as belonging to areas of potentially high landslide impact. Our results suggest that several population centres, including the towns of Wushan and Badong, are rated at high landslide hazard levels. This study highlights the importance of differentiating between landslide types within susceptibility assessment, and identifies those locations in the Three Gorges where the probability of landslide occurrence with negative impact to life and property is greatest.     

暴雨诱发滑坡致灾机理与减灾方法研究进展

暴雨滑坡是多发性的地质灾害.阐述了暴雨诱发滑坡致灾机理、风险评估与减灾方法研究的重要意义.分别从暴雨诱发滑坡的地质力学机制、暴雨诱发滑坡的机理、暴雨诱发滑坡演化过程的数值模拟方法、暴雨滑坡动态风险评估方法以及暴雨诱发滑坡灾害的减灾方法5个方面,详细综述了国内外研究的主要成果和进展.在此基础上,指出了目前暴雨诱发滑坡灾害研究中存在的主要问题.最后,提出了在暴雨诱发滑坡灾害的研究中应以暴雨作用下的斜坡演化动力学过程为主线,以暴雨诱发滑坡的地质力学机制研究为基础,以暴雨诱发滑坡机理研究为核心,以暴雨诱发滑坡灾害的风险评估为手段,以最大可能地防灾减灾为目标.     

基于斜坡单元的山区城镇滑坡灾害易发性评价：以康定为例

山区地质灾害易发性评价对城镇地质灾害风险管理具有重要意义。本文以康定市为例,以斜坡单元为最小评价单元,选取高程、坡度、坡向、曲率、工程地质岩组、距道路距离、距断裂距离、距水系距离和斜坡结构等9个滑坡影响因子,根据各因子滑坡面积比曲线与证据权值曲线的突变点,划分滑坡影响因子二级状态,并对各影响因子进行相关性分析,剔除相关性较高的距道路距离因子,在此基础上,采用证据权模型进行滑坡易发性评价。对已有治理工程的斜坡单元,本文尝试利用折减系数法对其易发性进行进一步评价。结合现场调查,将研究区滑坡易发性程度划分为：极高易发、高易发、中等易发、低易发。评价结果表明,自然工况下极高易发区主要位于康定市炉城镇以及研究区北侧二道桥村一带,高易发区主要位于雅拉河、折多河与瓦斯沟河谷两侧,对治理工程所在的斜坡单元进行折减后,极高易发区面积由11.21%降至8.42%,滑坡比率由4.03降低至2.3,研究结果符合实际情况,模型精度达77.8%。评价结果较好地反映了康定市区的滑坡易发性分布情况,可为城镇精细化评价提供一定的参考依据。     

基于多期DEM和滑坡强度的滑坡风险评估

滑坡危险性定量评估是滑坡风险评估中的关键和难点,也是当前国际风险管理研究中的热点问题.以滑坡密集分布的黑方台南塬为研究区,以32处典型滑坡为研究对象,依据多期三维数字高程模型(DEM),提出了一种基于强度的滑坡危险性定量评估技术方法.根据多期三维地形信息的解译及野外调查,编制多期滑坡分布图,计算滑坡活动的频率.利用GIS技术,利用滑坡体积与速度的乘积计算滑坡强度.将滑坡危险性定义为滑坡频率和滑坡强度的乘积,同时调查和分析了黑方台地区各类承灾体的类型、价值及其在相应滑坡强度下的易损性,在此基础上开展了单体滑坡风险评估和黑方台南塬滑坡风险区划.