A review on the behavior of helical piles as a potential offshore foundation system

Abstract

Helical piles are used mainly to resist tension forces generated by uplift and overturning moments of various structures, therefore they have been suggested as a potential alternative to driven piles as offshore pile because they provide a large uplift capacity due to the anchor effect of the helix. To date no standards are available for the assessment of the use of helical piles in the offshore environment. State-of-the art installation and uplift capacity assessment is based on field onshore tests on small helical piles. The purpose of this review is to critically evaluate the current knowledge on helical piles considering uplift capacity, cyclic load, installation torque models and the parameters affecting the installation torque, to understand whether they can be considered for potential offshore applications. The paper could be of valuable interest for engineers and contractors involved in the offshore installation of piles.     

A CPT-based model to predict the installation torque of helical piles in sand

Helical piles present a possible alternative to driven displacement piles in the offshore sector. While this type of pile is used widely in the onshore environment, design methods tend to be highly empirical and there is considerable uncertainty around the bearing resistance and the installation resistance required to install large diameter piles necessary to resist uplift. The paper combines a theoretical model for estimating torque resistance from the literature with a cone penetration test (CPT)-based model originally developed to estimate the axial resistance of helical piles and to predict the installation torque required to install piles in sand. The model appears to be able to capture the general installation behavior of piles across a range of scales and in various sand states.     

Numerical analysis of bearing capacity of drilled displacement piles with a screw-shaped shaft in sand

Drilled displacement (DD) piles with a screw-shaped shaft (referred to as DD piles) are installed using a continuous full thread hollow rod (without a displacement body) inserted and advanced in the soil by both a vertical force and a torque. As a type of newly developed pile, current understanding of the bearing mechanism of DD piles is unsatisfactory, which restricts their further applications in engineering. The primary aim of this paper is to study the bearing mechanism of this type of pile using a numerical method. First, a numerical model for calculating the bearing capacity of the DD piles was created and validated by a laboratory test. Then, the effects of the parameters of pile–soil interface, soil strength, and pile geometrical parameters on the bearing mechanism of the DD piles were investigated in parametric studies. The results of parametric studies show that the limit shear stress on the pile–soil interface, the friction angle of surrounding sand, screw pitch, and thread width significantly influence the bearing capacity of the DD piles, whereas the friction coefficient at the pile–soil interface and the thread thickness have little effect. Based on the results of the parametric studies, the failure mechanism of the DD piles under vertical load is analyzed. Finally, an equation for predicting the ultimate bearing capacities of helical piles based on cylindrical shear failure was used for estimating the bearing capacity of the DD piles, and the calculated results were verified with the numerical results.     

Postgrouted helical piles behavior through physical modeling by FCV

Piling procedure may disturb the surrounding soil, due to the installation particularly for cast-in-place piles. It causes a reduction in the soil strength parameters and, consequently, pile capacity. To overcome shortcomings and also for improving piles’ capacity, postgrouting as a compensation method is recognized and more developed in recent years. Helical piles, those are used widely in marine and land projects, although, are driven by torque implementation, but soil disturbance is noticed, where number of the helices become up to 3 and more. In this paper, an experimental study program is performed by frustum-confined vessel (FCV) to investigate bearing capacity of model helical piles and also postgrouted cases’ performance. FCV has been used because of its linear distribution of vertical and horizontal stresses from zero at top to maximum at bottom which simulates real field stress conditions. Through experimental study, small-scale helical model piles were made of 4-mm-thick steel plate and have been used with a length of 750?mm. The shaft and helix diameters of model piles have been 32 and 89?mm, respectively. So, the helix-to-shaft ratio (wing ratio) was about 2.8. The helical model piles installed in fine-grained sand as a surrounding soil and then axial loading tests before and after grouting were performed to achieve ultimate pile capacity. Results indicated postgrouting can improve both ratios of toe and frictional soil–pile interactions including upgrading β and N_t factors. In addition, the post grouting phenomena can change the pile geometry due to treated soil bond, resulting better functioning. Therefore, it is a proper method to improve helical piles performance and compensate installation effects in capacity mobilization.     

软黏土中成桩工艺对HSCM桩抗压承载性能影响的模型试验研究

螺旋桩芯劲性复合桩（helix stiffened cement mixing pile,简称HSCM桩）是一种新型复合桩,其成桩工艺会对桩身及其承载性能有较大影响。为验证HSCM桩在软黏土中同步旋进注浆工艺的可行性,并研究其成桩参数对抗压承载性能的影响,设计了2组缩尺模型试验,包括不同叶片数量与钻进速度的HSCM桩与对比螺旋桩。通过在高岭土制备的软黏土中成桩,并进行抗压承载性能及桩身几何尺寸测试,分析HSCM桩的成桩参数与水泥土桩身间的关系。试验结果表明：同步旋进注浆工艺能够在螺旋桩周围形成倒圆台状的水泥土桩身,水泥土桩身的平均黏结直径约为叶片直径的1.17～1.35倍;适当增加叶片数量能够使水泥与土体充分拌和,提高水泥土桩身的完整性与连续性,以改善HSCM桩的成桩质量;钻进速度大幅提高会导致注浆量不足,减小水泥土桩身的黏结直径与刚度;试验条件下HSCM桩的抗压极限承载力是螺旋桩的3.83～3.93倍,桩径扩大提高了侧摩阻力,注浆工艺加固并提高了土体强度,弥补了叶片在旋进过程中扰动土体造成强度降低的问题。     

Closure to discussion “A review on the behavior of helical piles as a potential offshore foundation system”

Abstract

A closure on the recent discussion regarding the review on the behavior of helical piles as a potential offshore foundation system by the Authors is presented. Installation torque, uplift capacity, installation effects, model pile, installation speed and results proposed by Discussers are commented.     

大直径钢管桩土塞效应的判断和沉桩过程分析

港口工程和海洋工程中出现了越来越多的大直径超长钢管桩。由于这种桩直径较大,土塞的形成对桩的可打入性和承载力有较大的影响。鉴于此,根据大直径和超大直径钢管桩土塞性状的特殊性,考虑了桩直径对侧壁摩阻力、端阻力的影响,引入了尺寸效应系数,重新建立了土塞微分体的静力平衡方程,提出了采用改进的静力平衡法进行土塞效应判断,同时采用波动方程法近似模拟土塞与桩管内壁的相互作用,建立了简化的土塞与桩壁相互作用模型,并用该方法进行实际工程的打桩分析,分析结果表明该方法对土塞效应的判断、打桩过程的预测等与工程实测数据吻合较好。     

Model tests on open-ended concrete pipe piles jacked in sand

Abstract

An experimental study of the performance of concrete pipe piles during installation under different penetration speeds and static load tests on the piles in sand is presented. The applied jacking force, the amount of pile penetration, length of soil plug formed and ultimate bearing capacity were measured during the model tests. The results showed that the concrete pipe piles were partially plugged and the behavior of the soil plug was significantly affected by the penetration speed. The lower the penetration speed, the larger the soil plug formed which in turn leads to a greater ultimate bearing capacity. The size of soil plug can be evaluated by the m value defined as the ratio of the volume of the soil plug to that of the penetrated pile wall. The relationship between the m value and the penetration speeds can be used to estimate the amount of soil plug and the depth of penetration for an open-ended concrete pipe pile jacked into sand.     

A new look at the phenomenon of offshore pile plugging

Abstract

Open‐pipe piles are widely used for offshore structures. During the initial stage of installation, soil enters the pile at a rate equal to the pile penetration. As penetration continues, the inner soil cylinder may develop sufficient frictional resistance to prevent further soil intrusion, causing the pile to become plugged. The open‐ended pile then assumes the penetration characteristics of a closed‐ended pile. The mode of pile penetration significantly alters the soil‐pile interaction during and after installation. This affects the ultimate static bearing capacity (mainly in granular materials), the time‐dependent pile capacity (in clays), and the dynamic behavior and analysis of the piles.

Following a summary demonstrating the effects of pile plugging, a review of the common view of offshore pile plugging is undertaken. The interpretation of plugging by referring to the average plug length has led to the erroneous conclusion that in most piles significant plugging action does not occur.

Establishment of an analogy between soil samplers and open‐ended piles enabled correct identification of plugging by referring to the incremental changes in plug length. Examination of case histories of plugging of offshore piles revealed that beyond a certain penetration depth‐to‐diameter ratio, most piles are plugged.     

Degradation of lateral bearing capacity of piles in soft clay subjected to cyclic lateral loading

Abstract

In this article, the degradation of the lateral bearing capacity of piles in soft clay subjected to cyclic lateral loading is studied numerically. A modified kinematic hardening constitutive model is employed to simulate the degradation of soft clay after cyclic loading. The modified model is verified by comparing the numerical simulation results with the results of centrifuge model tests. Furthermore, the modified model is applied to numerical simulations for evaluating the lateral bearing capacity of piles in soft clay subjected to cyclic lateral loading. The degradation of the lateral bearing capacity of piles in soft clay after different cyclic displacement levels and different numbers of cycles is investigated. The study reveals that the modified kinematic hardening constitutive model can effectively estimate the cyclic degradation behavior of piles in soft clay subjected to cyclic lateral loading. The degradation of the ultimate lateral bearing capacity progresses slowly with increasing cyclic displacement level for fewer cycles, and the degradation develops significantly at higher levels of cyclic displacement after applying a larger number of cycles.     

Field study of set-up effect in open-ended PHC pipe piles

Large-scale field tests were conducted to study set-up effect in open-ended prestressed high-strength concrete pipe piles jacked into stratified soil. Four open-ended prestressed high-strength concrete pipe piles with 13 and 18 m in embedment depth were fully instrumented with fiber Bragg grating sensors and installed. Several restrike dynamic tests were performed on each test pile, with the time interval from 21.5 to 284 hours after installation. Static loading tests (SLTs) were later performed on each test pile at 408 hours after installation to substantiate the dynamic tests. Changes with time in pile bearing capacity and in the shaft and toe resistances were studied based on the results of the pile tests. The development of shaft resistance set-up in different layers was studied in particular. It was found that set-up effect in the shaft resistance is significant and the toe resistance increment was minor. The overall set-up factor of total bearing capacity was found to range from 0.09 to 0.53, and the set-up effect of friction pile is much larger than the end bearing pile. More significant set-up in shaft resistance was observed in fill and alluvium layer. The dimensionless set-up factor A for shaft resistance in marine deposits ranges from 0.5 to 1.43, and it contributes the most to the shaft resistance as the shaft resistance in marine deposits is higher.     

Axial compressive bearing capacity of piles in ‎oil-contaminated sandy soil using FCV

ABSTRACT

Oil and its derivatives contaminate many soils and not only affect their chemical and biological properties but also their geotechnical properties. As oil contamination may deteriorate the functioning of piles, this paper addresses the effects of oil contamination on soil–pile interactions. Axial compressive bearing capacities of two close-ended, instrumented piles were investigated in different oil-contaminated sand using frustum confining vessel. Three different oils (gasoil, crude oil, and used motor oil) at different contamination levels were considered and using some strain gauges, the toe, shaft, and the net total bearing capacity of piles, as well as load distributions along the pile length, were derived. The results show that the presence of oil between soil particles has considerable adverse effects on bearing capacities of model piles, especially the shaft bearing capacity. The oil viscosity and percentage, as well as the contaminated sand bed thickness around the piles, are the most influential parameters. The higher the oil viscosity and oil content, the lower the values of the piles’ bearing capacities in comparison to the uncontaminated sand. With some modifications on the bearing capacity parameters of CFEM method, a good agreement was observed between measured and calculated bearing capacity values.     

多向不规则波作用下九桩群桩效应试验研究

小尺度群桩应用广泛,一直是学者研究的重点,小尺度有别于大尺度桩柱,由于桩柱周围存在漩涡的脱落,使得受力特性复杂。以往的研究过程中,波浪主要采用单向不规则波浪,并且试验模型多以两桩或三桩组成的群桩结构为主,桩数相对较少。多向不规则波与群桩结构的作用特点有别于单向不规则波且研究较少。通过物理模型试验,针对多向不规则波对于9桩桩排群桩结构的作用进行了研究。首先综合考虑KC1/3数和相对桩径的影响,提出以参数KCLD 1/3数来衡量群桩的效应,并分析了正向力与横向力随着参数KCLD 1/3数和相对桩距的变化关系,研究了群桩中不同桩位桩柱波浪力的变化规律和方向分布宽度对于群桩波浪力的影响。研究结果表明,群桩中各桩的正向力随着方向分布标准差的增大而减小,而横向力在相对桩距较大时随着方向分布标准差的增大而增大,同时群桩中不同位置桩上的波浪力具有较大的差异。     

Field Evaluation of the Vertical Bearing Capacity of a Screw Pretensioned Spun High-Strength Concrete Pile

This study has evaluated the vertical bearing capacity by conducting static load tests for noise-free and vibration-free screw pretensioned spun high-strength concrete (PHC) piles installed using two different methods (end-squirting shoe and pre-boring methods). Vertical bearing capacity differences seem to occur due to the displacement of soils near the external circumference of a pile, depending on the installation method. A method by which to evaluate the bearing capacity of screw concrete piles is suggested by considering the equations that already have been used to calculate the bearing capacity of piles. Based on static load tests and analysis, the pile installed using the end-squirting shoe method was assumed to be a bored pile and it was reasonable to use the equation proposed by the Japanese Geotechnical Society. At the same time, the pile installed using the pre-boring method was deemed a low soil displacement pile and so it was reasonable to apply the equations proposed for calculating the bearing capacity of the driven pile suggested by the Architectural Institute of Japan.     

Discussion: A review on the behaviour of helical piles as a potential offshore foundation system

Abstract

Helical piles have emerged as an attractive foundation system for offshore applications with renewed interest from the offshore community. Significant research gap currently exists in transferring this technology offshore and this paper discusses how existing and emerging knowledge can be successfully used to bridge some of the gaps. We focus on the Coupled Eulerian Lagrangian (CEL) large deformation finite element (LDFE) modelling technique that is commercially available and can be used to model the three-dimensional installation process with consideration of strain rate and softening effects in soft offshore clays. A helical pile of L?=?7.5?m long is modelled with one or two large-diameter helices (D?=?2?m) attached to a central shaft of d?=?0.5?m in diameter.The net effect of strain rate and softening is to increase the installation torque. The measured torque is within the range of 200–400?kN.m for the offshore clay and the pile geometry studied. Additional helices increase the uplift force but to a lesser degree than that of the measured torque. Remoulding induced strength reduction is found to be within the range of 25–33% of the intact clay strength. Issues of extracting and reusing offshore helical pile foundations are discussed.     

海上风电嵌岩桩水平抗力影响因素研究

桩基础是我国海上风电工程中应用最为广泛的基础形式,其中嵌岩桩因其施工难度大,承载力高备受关注。与其他类型的桩基础不同,嵌岩桩的水平承载力不仅受到围岩强度的影响,更与其成桩质量与灌浆材料的强度相关。采用有限元方法分析了嵌岩深度、桩基直径与壁厚、桩身倾斜度等多种因素对嵌岩桩水平承载力的影响,提出了确定嵌岩桩水平极限抗力的标准。研究表明：桩与围岩间的灌浆环会先于桩身发生破坏,因此可将灌浆环受拉破坏作为判断嵌岩桩达到水平极限承载力的标准;桩身倾斜度对嵌岩桩的水平极限承载力影响较大,直径和壁厚的增加,均能提高桩基的水平承载力。     

Direct CPT and CPTu methods for determining bearing capacity of helical piles

Helical piles are structural deep foundation elements, which can be categorized as torque-driven piles without any limitations to implement in marine situations. Different methods are used to predict the axial capacity of helical piles, such as static analysis, but have some limitation for this type of piles on marine conditions. In situ testing methods as supplement of static analysis have been rarely used for helical piles. In geotechnical engineering practice, the most common in situ tests particularly applicable for coastal or offshore site investigation are cone penetration test (CPT) and piezocone penetration test (CPTu). The CPT is simple, repeatable, and prepares the continuous records of soil layers. In this paper, a data bank has been compiled by collecting the results of static pile load tests on thirty-seven helical piles in ten different sites including CPT or CPTu data. Axial capacities of thirty-seven helical piles in different sites were predicted by direct CPT methods and static analysis. Accuracy estimation of ten direct CPT methods to predict the axial capacity of helical piles was investigated in this study. Comparisons have been made among predicted values and measured capacity from the pile load tests. Results indicated that the recently developed methods such as NGI-05 (2005), ICP-05 (2005), and UWA-05 (2005) predicted axial capacity of helical piles more accurately than the other methods such as Meyerhof (1983), Schmertmann (1978), Dutch (1979), LCPC (1982), or Unicone (1997). However, more investigations are required to establish better correlation between CPT data and axial capacity of helical piles.     

A simplified calculation method for axial cyclic degradation of offshore wind turbine foundations in clay

Abstract

Pile foundation is the most popular option for the foundation of offshore wind turbines. The degradation of stiffness and bearing capacity of pile foundation induced by cyclic loading will be harmful for structure safety. In this article, a modified undrained elastic–plastic model considering the cyclic degradation of clay soil is proposed, and a simplified calculation method (SCM) based on shear displacement method is presented to calculate the axial degradated capacity of a single pile foundation for offshore wind turbines resisting cyclic loadings. The conception of plastic zone thickness R_p is introduced to obtain the function between accumulated plastic strain and displacement of soil around pile side. The axial ultimate capacity of single piles under axial cyclic loading calculated by this simplified analysis have a good consistency with the results from the finite element analysis, which verifies the accuracy and reliability of this method. As an instance, the behavior of pile foundation of an offshore wind farm under cyclic load is studied using the proposed numerical method and SCM. This simplified method may provide valuable reference for engineering design.     

压力注浆螺旋钢管桩抗拔承载性能试验研究

针对海相软土地区螺旋钢管桩承载力低与腐蚀问题,提出一种新型压力注浆螺旋钢管桩,并设计5根足尺试验桩,进行现场抗拔承载性能试验,研究螺旋叶片直径与排布方式对成桩直径与桩基抗拔承载性能的影响.结果表明,成桩直径与螺旋叶片直径呈正相关,在每节延长段钢管末端设置螺旋叶片利于提高水泥土柱完整性,使成桩直径更为饱满,提高桩基的抗拔承载性能.将试验结果和现行规范抗拔极限承载力计算结果进行对比,计算结果约为实测平均值的94％,在此基础上提出压力注浆螺旋钢管桩抗拔承载力计算参数修正建议,为后续的设计提供参考.     

海上复杂地质条件下大直径钢管桩时效性试验研究

通过对3根海上复杂地质条件下的大直径钢管桩采取高应变初打与不同休止时间复打相结合的试验方法,得到不同休止时间钢管桩承载力、侧阻力及端阻力大小,以此对不同桩侧土及持力层对钢管桩时效性的影响进行了研究。研究结果表明:1)钢管桩承载力时效性现象明显,且随时间增长迅速; 2)钢管桩侧阻力的恢复系数远大于端阻力; 3)桩侧黏性土强度的恢复是钢管桩侧阻力增加的主要原因; 4)砂土层虽提供的侧阻力较大,但其对侧阻力增长的贡献不如黏性土; 5)持力层越硬,端阻力与承载力的恢复性越差。