基本流场切变对赤道长Rossby波的影响

文中应用赤道β平面近似 ,建立一个简单的斜压大气半地转模式 ,在热力学方程中引入表征基本位温场 (θ)经向分布特征的无量纲参数 σ,对线性化的扰动方程进行了频率分析 ,研究基本位温场经向非均匀分布以及基本气流垂直切变对赤道纬向超长尺度 Rossby波动的影响 ,并指出仅考虑基本气流垂直切变或者基本位温场变化的作用是不合适的。定性分析结果表明 :基本位温场经向温差必然有基本气流垂直切变与其相匹配 ,而基本气流垂直切变将导致赤道长 Rossby波动不稳定并影响其纬向传播速度     

Meso-scale perturbations and thermohaline fronts in the south atlantic ocean

A linear quasi-geostrophic model and a non-linear balanced model are used to study the properties of the oceanic baroclinic waves. From a linear point of view, the oceanic meso-scale (200–400 km) disturbances found near the Brazil and Falkland currents confluence zone seem to be generated by baroclinic instability. Non-geostrophic and non-linear effects due to a single original wave are superimposed on the linear fields associated with the most unstable wave. Characteristics very similar to observations are obtained in the evolution to finite amplitude. The evolution of oceanic thermal rings is very well reproduced by the non-linear model. However, the stage of saturation is not reached in the model results since the feedback to the thermal basic state is not included.     

高原热力作用下的非绝热Rossby波

从含非绝热项的准地转运动方程组出发，分析了青藏高原大尺度热力作用下非绝热Rossby波的一些性质。从理论上证明当背景西风气流为正压时，冬季高原冷却作用有利于Roosby波的经向传播。又由非绝热Rossby波的频率方程说明冬季高原的热力作用是中高纬季节内振荡的重要激发机制。此外，当背景西风气流为斜压时，求解了高原热力作用下非绝热Rossby波的频率，并由频率方程说明冬季高原冷却作用有利于波动向不稳定方向发展，而夏季高原的大尺度热力作用对波动稳定性的影响存在临界值。     

简单的热带海气耦合波——Rossby和Kelvin波的相互作用

本文分析了当大气和海洋中未经耦合前的自由波分别为Kelvin波和Rossby波,经相互作用后所产生的耦合波的性质。结果表明,不管大气的自由波为Kelvin波或Rossby波,而海洋的自由波为Rossby波或Kelvin波,经相互作用后的耦合波可以分成两类。一类耦合波的色散关系接近自由的Kelvin波;另一类则由不同经圈模的Rossby波经相互作用后的耦合波。这两类波都具有不稳定性。文中讨论了耦合波的传播和不稳定的物理机制,并指出这类不稳定的热带耦合波,对研究ENSO事件中的某些现象有一定的参考意义。     

青藏高原热力作用下的非绝热Rossby波

从含非绝热项的准地转运动方程组出发，分析了青藏高原大尺度热力作用下非绝热Rossby波的一些性质，从理论上证明当背景西风气流为正压时，冬季高原冷却作用有利于Rossby波的经向传播，夏季高原大尺度热力作用不利于波动的经向传播。非绝热Rossby波的频率方程说明冬季高原的热力作用是中纬季节内振荡的重要激发机制。同时，在背景西风气流为纯斜压条件下，求解了高原热力作用下非绝热Rossby波的频率，并由频率方程说明冬季高原热力作用有利于波动向不稳定方向发展，而夏季高原的大尺度热力作用对波动稳定性的影响存在临界值。     

Properties and stability of a meso-scale line-form disturbance

By using the 3D dynamic equations for small- and meso-scale disturbances, an investigation is performed on the heterotropic instability (including symmetric instability and traversal-type instability) of a zonal line-like disturbance moving at any angle with respect to basic flow, arriving at the following results: (1) with linear shear available, the heterotropic instability of the disturbance will occur only when flow shearing happens in the direction of the line-like disturbance movement or in the direction perpendicular to the disturbance movement, with the heterotropic instability showing the instability of the internal inertial gravity wave; (2) in the presence of second-order non-linear shear, the disturbance of the heterotropic instability includes internal inertial gravity and vortex Rossby waves. For the zonal line-form disturbance under study, the vortex Rossby wave has its source in the second-order shear of meridional basic wind speed in the flow and propagates unidirectionally with respect to the meridional basic flow. As a mesoscale heterotropic instable disturbance, the vortex Rossby wave has its origin from the second shear of the flow in the direction perpendicular to the line-form disturbance and is independent of the condition in the direction parallel to the flow; (3) for general zonal line-like disturbances, if the second-order shear happens in the meridional wind speed, i.e., the second shear of the flow in the direction perpendicular to the line-form disturbance, then the heterotropic instability of the disturbance is likely to be the instability of a mixed Rossby–internal inertial gravity wave; (4) the symmetric instability is actually the instability of the internal inertial gravity wave. The second-order shear in the flow represents an instable factor for a symmetric-type disturbance; (5) the instability of a traversal-type disturbance is the instability of the internal inertial gravity wave when the basic flow is constant or only linearly sheared. With a second or nonlinear vertical shear of the basic flow taken into account, the instability of a traversal-type disturbance may be the instability of a mixed vortex Rossby – gravity wave.     

Normal mode theory of lee cyclogenesis and the initial value problem

Summary An initial value problem is proposed to study the influence of mountains upon atmospheric flows. The normal mode, quasigeostrophic theory of lee cyclogenesis is revisited; in order to model Alpine cyclogenesis, the flow, upon which the mountain acts, should represent a cyclone wave propagating eastward in a sheared zonal current. Two different models are considered in order to describe cyclone waves: an unstable Eady normal mode and a finite amplitude, neutral Rossby mode in the two layer model. It is shown that the topographic modifications proper of normal modes emerge very rapidly from the integration of the initial value problem. It is also shown that an enhanced deepening of the upper level trough can occur when finite amplitude effects are taken into account.With 8 Figures     

Stable and unstable Rossby waves in the North Pacific current as inferred from the mean stratification

We have determined free Rossby waves in the North Pacific Current by numerical methods. We have found only two stable solutions — the barotropic and first-order baroclinic Rossby shear modes. The influence of the current on the dispersion features of these waves is small for the barotropic shear mode, but is significant for the baroclinic shear mode. An explicit comparison of the dispersion relations for the baroclinic wave in case of vanishing and non-vanishing current is given. We have found at most one unstable solution per wave number. The unstable wave with largest growth rate has an e-folding time of 1.1 year. We have calculated vertical profiles of the stream function and the temperature for the various shear modes at various wave numbers. The temperature shear modes have been calculated for later usage in a Rossby wave model to be fitted to observed temperature data from the North Pacific Current area.     

The effect of barotropic shear on baroclinic instability Part I: Normal mode problem

The effect of barotropic shear in the basic flow on baroclinic instability is investigated using a linear multilevel quasi-geostrophic β-plane channel model and a nonlinear spherical primitive equation model. Barotropic shear has a profound effect on baroclinic instability. It reduces the growth rates of normal modes by severely restricting their structure, confirming earlier results with a two-layer model. Dissipation, in the form of Ekman pumping and Newtonian cooling, does not change the main characteristics of the effect of the shear on normal mode instability.Barotropic shear in the basic state, characterized by large shear vorticity with small horizontal curvature, also effects the nonlinear development of baroclinic waves. The shear limits the energy conversion from the zonal available potential energy to eddy energy, reducing the maximum eddy kinetic energy level reached by baroclinic waves. Barotropic shear, which controls the level of eddy activity, is a major factor which should be considered when parameterizing the eddy temperature and momentum fluxes induced by baroclinic waves in a climate model.     

Resonance of baroclinic waves in the tropical oceans: The Indian Ocean and the far western Pacific

The Indian Ocean has a particularity, its width is close to half the wavelength of a Rossby wave of biannual frequency, this coincidence having been capitalized on by several authors to give the observations a physical basis. The purpose of this article is to show that this is not the case since the resonance of tropical baroclinic waves occurs in all three oceans. This is because the westward-propagating Rossby wave is retroflexed at the western boundary to form off-equatorial Rossby waves dragged by countercurrents before receding and turning back as a Kelvin wave. Thus a quasi-stationary baroclinic wave is formed, whose mean period is tuned to the forcing period. Two independent basin modes resonantly forced are highlighted – 1) a nearly symmetric zonal 1/2-yr period Quasi-Stationary Wave (QSW) that is resonantly forced by the biannual monsoon. It is formed from first baroclinic mode equatorial-trapped Rossby and Kelvin waves and off-equatorial Rossby waves at the western antinode. This QSW controls the Equatorial Counter Current at the node. The Indian Ocean Dipole (IOD) results from a subharmonic mode locking resulting from the coupling of this QSW and the 2nd, 3rd and 4th baroclinic modes - 2) a 1-yr period QSW formed from an off-equatorial baroclinic Rossby wave, which is induced from the southernmost current of the Indonesian Throughflow through the Timor passage, propagating in the southern and northern hemispheres: the drivers are south-easterlies in the southern hemisphere and monsoon wind in the northern hemisphere.     

A further investigation of the decadal variation of ENSO characteristics with instability analysis

Based on instability theory and some former studies, the Simple Ocean Data Assimilation （SODA） data are analyzed to further study the difference between the propagation of the ENSO-related oceanic anomaly in the off-equatorial North Pacific Ocean before and after 1976. The investigation shows that after 1976 in the off-equatorial North Pacific Ocean, there is a larger area where the necessary conditions for baroclinic and/or barotropic instability are satisfied, which may help oceanic anomaly signals propagating in the form of Rossby waves to absorb energy from the mean currents so that they can grow and intensify. The baroclinic energy conversion rate in the North Pacific after 1976 is much higher than before 1976, which indicates that the baroclinic instability has intensified since 1976. Prom another perspective, the instability analysis gives an explanation of the phenomena that the ENSO-related oceanic anomaly signal in the North Pacific has intensified since 1976.     

相当正压Rossby波和斜压Rossby波相互转换的分析

利用由两层准地转模式简化的低谱模式，得知相当正压结构Ｒｒｏｓｓｂｙ波为平衡态，讨论了具有相当正压结构的Ｒｏｓｓｂｙ波存在所需条件；并以定常Ｒｏｓｓｂｙ波（相当正压结构）为基态，导出反映高低层Ｒｏｓｓｂｙ波位相变化的振荡方程，指出高低层位相差的变化与垂直切交流的扰动、平均层上流函数和热成风流函数波动部分振幅扰动（Ａ’和Ｂ’）的关系，说明相当正压结构和斜医结构的Ｒｏｓｓｂｙ波是相互转换的。     

Stationary Rossby wave propagation in a shear flow along a reflective boundary

Summary This study investigates the impact of lateral boundary conditions on the propagation and dispersion of locally excited Rossby waves in a zonally periodic, barotropic, quasigeostrophic channel model on the β-plane. We use basic flows with either a linear meridional shear or a jet-like profile. On the southern boundary of the channel we impose either a rigid wall or a radiation condition, whereas the northern sidewall is permeable for Rossby waves. We compare the numerical solutions found for a reflecting southern boundary in a weakly dissipative flow to the solutions obtained from a WKB-analysis for the corresponding unforced nondissipative situation. Furthermore, we compare the generalized Eliassen-Palm flux vectors to the ray paths of Rossby wave packets, obtained from WKB ray tracing. In particular, we focus our investigation on the two-dimensional structure of trapped modal waves and wavetrains in a simple linear numerical model. Summarizing our results, we find that along the reflective wall, trapped modal wave structures as well as reflected wavetrains occur with characteristics (e.g., wavenumbers, turning latitudes) similar to the ones computed using asymptotic methods. In a linear sheared flow wave packets are trapped for all zonal wave numbers in contrast to a jet-like mean flow which has a selective effect on the waves; i.e., a turning latitudes phenomenon between the coast and the flow maximum occurs for short waves, while long waves can propagate freely across the zonal mean flow. This comes out clearly when studying the stream lines of the Eliassen-Palm flux vectors of the numerical model simulations. Furthermore, due to the reflected wave activity, the dispersion of Rossby waves is influenced by the southern boundary condition not only in the vicinity of the border but also in regions away from the boundary. These results appear to be important on the one hand for the existence of trapped Rossby waves in large-scale oceanic shear flows along a zonally oriented coast. And, on the other hand for large-scale boundary waves in conceptional atmospheric channel models which can lead to unwanted resonance effects. Received July 18, 2000/Revised June 9, 2001     

垂直切变基流中非地转涡旋波的不稳定

利用Boussinesq方程研究了扰动传播方向与垂直切变基流有一夹角时的不稳定问 题，即斜交型不稳定问题。当Richardson数不大时，在α中尺度波段其增长率最大，此时该斜交型不稳定的性质既不同于重力惯性波的对称不稳定，也与Rossby波的斜压不稳定有差异，而是非地转涡旋波的不稳定。     

赤道两层海洋模式中基本流的切变不稳定性

设计了一个热带赤道β-平面的两层海洋模式,在准长波近似下,应用最大截断模分析赤道波的基本形态,指出无论是正压模或斜压模Kelvin波、Rossby波及基本流所对应的“地形Rossby波”是最基本的波系,在基本流的一定切变条件下,它们之间可以耦合出一类不稳定波。在浅混合层近似和“快波近似”下,正压模和斜压模是可以分离的,因此可以分别分析它们的色散特征,由于它们的特征量不同,在同样波长(扰动的纬向尺度)下,扰动的增长率也不同,通过分析得出在一定参数下,斜压模扰动增长率为正压模的2倍。近似分析表明,混合层中流场的增长要快于温跃层,但温跃层的温度增长要比混合层明显。     

Inertial instability of large Rossby number horizontal shear flows in a thin homogeneous layer

A horizontal shear flow having a Rossby number, Ro, greater than unity on a rotating plane can become unstable when its shear value is less than −f, the Coriolis frequency. In this paper, this instability is investigated for an O(10 km) submesoscale, sinusoidal shear flow in a thin homogeneous fluid layer as in an oceanic mixed layer or a shallow sea. The most unstable mode is shown by a linear analysis to occur in a narrow localized region centered around the maximum anticyclonic current shear. However, nonlinear numerical calculations show that the instability can grow to encompass both unstable and stable regions of the current. A consequence of this finite-amplitude evolution is the formation of surface convergence/shear fronts. The possibility that inertial instability mechanism is a source of some surface convergence/shear features seen in remote sensing images of the sea surface is discussed. A comparison is made with the shear-flow instability that can occur concurrently in a sinusoidal shear current, and inertial instability is shown to be the dominant instability mechanism in the immediate range above Ro=2.     

Potential vorticity and the PV perspective

This paper highlights some theoretical aspects of potential vorticity(PV) and discusses some of the insights the PV perspective has given us. The topics covered include the nature of PV, its controlling role in the symmetric stability of the atmosphere, its inversion to give the flow field, Rossby waves and their coupling to give baroclinic instability, PV and midlatitude weather systems and, finally, insights into tropical motions.     

简单的热带海气耦合波——Rossby波的相互作用

在本文中分析了当大气和海洋中未经耦合前的自由波均为Rossby模时,经相互作用后所激发出的耦合波的物理性质。结果表明,由于大气和海洋的背景状态不同,可以激发出两类不稳定耦合Rossby波。一类波要求大气的背景场是斜压的,而海洋的混合层较深,即热容量较大。这是一类弱相互作用的不稳定波。另一类要求大气的背景场趋于正压性,而海洋的混合层较浅,即热容量较小。这是一类强相互作用的不稳定波。色散关系的计算表明,这两类不稳定波产生的物理机制也不相同。文中对解不同截断模的本征值问题提出了几种数学方法,同时还进一步提出了一种使大气和海洋自由Rossby模的色散关系不受歪曲的处理方法。     

线性和非线性地形罗斯贝波

本文在半地转概念下,讨论了线性和非线性地形罗斯贝波的稳定性及其解。指出:线性和非线性稳定性判据形式一致。在线性时,地形东西向及南北向坡度对稳定波动的周期和传播速度有明显影响,其解为周期函数;在不稳定时,解为非周期函数。二级近似时其解为孤立波形式——不稳定时,在地形不同位置可形成东移或西移的孤立波槽或孤立波脊;而在稳定时只形成孤立波槽。三级近似时解出现间断点。     

简单热带海气耦合模型中不同扰动形式间的耦合作用

在局地热平衡情况下研究了简单热带海气耦合模式中不同扰动形式间的耦合，依次讨论了由大气准定常Kelvin波与海洋R0ssby波、大气准定常Rossby波与海洋Kelvin波、大气准定常Kelvin波与海洋KelVin波、大气准定常Rossby波与海洋Rossby波组成的耦合系统的性质，并研究了存在于其中的耦合扰动的特征。