Evaluation of an empirical orthogonal function–based method to downscale soil moisture patterns based on topographical attributes

Soil moisture influences many hydrologic applications including agriculture, land management and flood prediction. Most remote‐sensing methods that estimate soil moisture produce coarse resolution patterns, so methods are required to downscale such patterns to the resolutions required by these applications (e.g. 10‐ to 30‐m grid cells). At such resolutions, topography is known to affect soil moisture patterns. Although methods have been proposed to downscale soil moisture based on topography, they usually require the availability of past high‐resolution soil moisture patterns from the application region. The objective of this article is to determine whether a single topographic‐based downscaling method can be used at multiple locations without relying on detailed local observations. The evaluated downscaling method is developed on the basis of empirical orthogonal function (EOF) analysis of space–time soil moisture data at a reference catchment. The most important EOFs are then estimated from topographic attributes, and the associated expansion coefficients are estimated on the basis of the spatial‐average soil moisture. To test the portability of this EOF‐based method, it is developed separately using four data sets (Tarrawarra, Tarrawarra 2, Cache la Poudre and Satellite Station), and the relationships that are derived from these data sets to estimate the EOFs and expansion coefficients are compared. In addition, each of these downscaling methods is applied not only for the catchment where it was developed but also to the other three catchments. The results suggest that the EOF downscaling method performs well for the location where it is developed, but its performance degrades when applied to other catchments. Copyright © 2011 John Wiley & Sons, Ltd.     

Development of a continuous soil moisture accounting procedure for curve number methodology and its behaviour with different evapotranspiration methods

The curve number (CN) method is widely used for rainfall–runoff modelling in continuous hydrologic simulation models. A sound continuous soil moisture accounting procedure is necessary for models using the CN method. For shallow soils and soils with low storage, the existing methods have limitations in their ability to reproduce the observed runoff. Therefore, a simple one‐parameter model based on the Soil Conservation Society CN procedure is developed for use in continuous hydrologic simulation. The sensitivity of the model parameter to runoff predictions was also analysed. In addition, the behaviour of the procedure developed and the existing continuous soil moisture accounting procedure used in hydrologic models, in combination with Penman–Monteith and Hargreaves evapotranspiration (ET) methods was also analysed. The new CN methodology, its behaviour and the sensitivity of the depletion coefficient (model parameter) were tested in four United States Geological Survey defined eight‐digit watersheds in different water resources regions of the USA using the SWAT model. In addition to easy parameterization for calibration, the one‐parameter model developed performed adequately in predicting runoff. When tested for shallow soils, the parameter is found to be very sensitive to surface runoff and subsurface flow and less sensitive to ET. Copyright © 2007 John Wiley & Sons, Ltd.     

Process identification at a slow‐moving landslide in the Vorarlberg Alps

A fine‐grained slope that exhibits slow movement rates was investigated to understand how geohydrological processes contribute to a consecutive development of mass movements in the Vorarlberg Alps, Austria. For that purpose intensive hydrometeorological, hydrogeological and geotechnical observations as well as surveying of surface movement rates were conducted during 1998–2001. Subsurface water dynamics at the creeping slope turned out to be dominated by a three‐dimensional pressure system. The pressure reaction is triggered by fast infiltration of surface water and subsequent lateral water flow in the south‐western part of the hillslope. The related pressure signal was shown to propagate further downhill, causing fast reactions of the piezometric head at 5·5 m depth on a daily time scale. The observed pressure reactions might belong to a temporary hillslope water body that extends further downhill. The related buoyancy forces could be one of the driving forces for the mass movement. A physically based hydrological model was adopted to model simultaneously surface and subsurface water dynamics including evapotranspiration and runoff production. It was possible to reproduce surface runoff and observed pressure reactions in principle. However, as soil hydraulic functions were only estimated on pedotransfer functions, a quantitative comparison between observed and simulated subsurface dynamics is not feasible. Nevertheless, the results suggest that it is possible to reconstruct important spatial structures based on sparse observations in the field which allow reasonable simulations with a physically based hydrological model. Copyright © 2004 John Wiley & Sons, Ltd.     

Least‐square support vector machine applied to settlement of shallow foundations on cohesionless soils

This paper examines the potential of least‐square support vector machine (LSVVM) in the prediction of settlement of shallow foundation on cohesionless soil. In LSSVM, Vapnik's ε‐insensitive loss function has been replaced by a cost function that corresponds to a form of ridge regression. The LSSVM involves equality instead of inequality constraints and works with a least‐squares cost function. The five input variables used for the LSSVM for the prediction of settlement are footing width (B), footing length (L), footing net applied pressure (P), average standard penetration test value (N) and footing embedment depth (d). Comparison between LSSVM and some of the traditional interpretation methods are also presented. LSSVM has been used to compute error bar. The results presented in this paper clearly highlight that the LSSVM is a robust tool for prediction of settlement of shallow foundation on cohesionless soil. Copyright © 2008 John Wiley & Sons, Ltd.     

土壤含水量对桉树幼苗生长及生物量分配的影响

以尾叶桉U6无性系为研究材料,盆栽于土壤含水量分别为田间持水量的100%(Ⅰ)、80%(Ⅱ,CK)、60%(Ⅲ)和40%(Ⅳ)条件下30 d,研究不同土壤含水量对桉树幼苗生长和生物量分配的影响.结果表明:不同土壤含水量显著影响桉树幼苗的生长和生物量分配.与对照组相比,60%和40%土壤含水量下桉树幼苗的株高、地径、叶片数、叶面积、根长和侧根数分别减少37.8%、33.6%、52.1%、68.9%、44.0%、37.5%和44.4%、40.4%、60.8%、77.5%、51.6%、48.9% ;总生物量、根、茎、叶生物量分别减少53 .5%、22.4%、57.9%、62.0%和63.9%、26.2%、59.7%、78.9% .100%土壤含水量下上述各项指标值均有所增加,说明桉树幼苗仍有一定增长潜力,然其水分利用效率不高,生产上不实用.水分亏缺使桉树幼苗倾向于将更多的资源分配给根系生长,增大根/茎比,降低其利用价值.     

Numerical simulation of fully saturated porous materials

Fully coupled, porous solid–fluid formulation, implementation and related modeling and simulation issues are presented in this work. To this end, coupled dynamic field equations with u?p?U formulation are used to simulate pore fluid and soil skeleton (elastic–plastic porous solid) responses. Present formulation allows, among other features, for water accelerations to be taken into account. This proves to be useful in modeling dynamic interaction of media of different stiffnesses (as in soil–foundation–structure interaction). Fluid compressibility is also explicitly taken into account, thus allowing excursions into modeling of limited cases of non‐saturated porous media. In addition to these features, present formulation and implementation models in a realistic way the physical damping, which dissipates energy. In particular, the velocity proportional damping is appropriately modeled and simulated by taking into account the interaction of pore fluid and solid skeleton. Similarly, the displacement proportional damping is physically modeled through elastic–plastic processes in soil skeleton. An advanced material model for sand is used in present work and is discussed at some length. Also explored in this paper are the verification and validation issues related to fully coupled modeling and simulations of porous media. Illustrative examples describing the dynamical behavior of porous media (saturated soils) are presented. The verified and validated methods and material models are used to predict the behavior of level and sloping grounds subjected to seismic shaking. Copyright © 2008 John Wiley & Sons, Ltd.     

A new soil freeze/thaw discriminant algorithm using AMSR‐E passive microwave imagery

The soil freeze–thaw controls the hydrological and carbon cycling and thus affects water and energy exchanges at land surface. This article reported a newly developed algorithm for distinguishing the freeze/thaw status of surface soil. The algorithm was based on information from Advanced Microwave Scanning Radiometer Enhanced (AMSR‐E) which records brightness temperature (Tb) in the afternoon and after midnight. The criteria and discriminant functions were obtained from both radiometer observations and model simulations. First of all, the microwave radiation from freeze–thaw soil was examined by carrying out experimental measurements at 18·7 and 36·5 GHz using a Truck‐mounted Multi‐frequency Microwave Radiometer (TMMR) in the Heihe River of China. The experimental results showed that the soil moisture is a key component that differentiates the microwave radiation behaviours during the freeze–thaw process, and the differences in soil temperature and emissivity between frozen and thawed soils were found to be the most important criteria. Secondly, a combined model was developed to consider the impacts of complex ground surface conditions on the discrimination. The model simulations quite followed the trend of in situ observations with an overall relation coefficient (R) of approximately 0·88. Finally, the ratio of Tb18·7H (horizontally polarized Tb at 18·7 GHz) to Tb36·5V was considered primarily as the quasi‐emissivity, which is more reasonable and explicit in measuring the microwave radiation changes in soil freezing and thawing than the spectral gradient. By combining Tb36·5V to indicate the soil temperature variety, a Fisher linear discrimination analysis was used to establish the discriminant functions. After being corrected by TMMR measurements, the new discriminant algorithm had an overall accuracy of 86% when validated by 4‐cm soil temperature. The multi‐year discriminant results also provided a good agreement with the classification map of frozen ground in China. Copyright © 2011 John Wiley & Sons, Ltd.     

Limiting equilibrium method for slope/drilled shaft system

The use of drilled shafts to stabilize an unstable slope has been a widely accepted practice. There are two basic design and analysis issues involved: one is to determine the global factor of safety of the drilled shafts stabilized slope and the other one is to determine the design earth thrust on the drilled shafts for structural design of the shafts. In this paper, a limiting equilibrium method of slices based solution for calculating global factor of safety (FS) of a slope with the presence of a row of drilled shafts is developed. The arching mechanisms due to the presence of the drilled shafts on slope were taken into account by a load transfer factor. The method for calculating the net force applied to the drilled shaft from the soil mass was also developed. The interrelationships among the drilled shaft location on the slope, the load transfer factor, and the global FS of the slope/shaft system were derived utilizing the developed numerical closed‐form solution. An illustrative example is presented to elucidate the use of the solution in optimizing the location of the drilled shafts on slope to achieve the desired global factor of safety of the slope/shaft system. Copyright © 2009 John Wiley & Sons, Ltd.     

A density‐dependent elastoplastic hydro‐mechanical model for unsaturated compacted soils

This paper presents a three‐dimensional elastoplastic constitutive model for predicting the hydraulic and mechanical behaviour of unsaturated soils. It is based on experimental results obtained from a series of controlled‐suction triaxial tests on unsaturated compacted clay with different initial densities. Hydraulic hysteresis in the water‐retention behaviour is modelled as an elastoplastic process, with the elastic part modelled by a series of scanning curves and the elastoplastic part modelled by the main drying and wetting curves. The effect of void ratio on the water‐retention behaviour is studied using data obtained from controlled‐suction wetting–drying cyclic tests on unsaturated compacted clay with different initial densities. The effect of the degree of saturation on the stress–strain‐strength behaviour and the effect of void ratio on the water‐retention behaviour are considered in the model, as is the effect of suction on the hydraulic and mechanical behaviour. The initial density dependency of the compacted soil behaviour is modelled by experimental relationships between the initial density and the corresponding yield stress and, thereby, between the initial density and the normal compression line. The model is generalized to three‐dimensional stress states by assuming that the shapes of the failure and yield surfaces in the deviatoric stress plane are given by the Matsuoka–Nakai criterion. Model predictions of the stress–strain and water‐retention behaviour are compared with those obtained from triaxial tests with different initial densities under isotropic compression, triaxial compression and triaxial extension, with or without variation in suction. The comparisons indicate that the model accurately predicts the hydraulic and mechanical behaviour of unsaturated compacted soils with different initial densities using the same material constant. Copyright © 2006 John Wiley & Sons, Ltd.     

Importance of footing–soil separation on dynamic stiffness of piled embedded footings

Different phenomena such as soil consolidation, erosion, and scour beneath an embedded footing supported on piles may lead to loss of contact between soil and the pile cap underside. The importance of this separation on the dynamic stiffness and damping of the foundation is assessed in this work. To this end, a numerical parametric analysis in the frequency domain is performed using a rigorous three‐dimensional elastodynamic boundary element–finite element coupling scheme. Dimensionless plots relating dynamic stiffness functions computed with and without separation effects are presented for different pile–soil configurations. Vertical, horizontal and rocking modes of oscillation are analyzed for a wide range of dimensionless frequencies. It is shown that the importance of separation is negligible for frequencies below those for which dynamic pile group effects start to become apparent. Redistribution of stiffness contributions between piles and footing is also addressed. Copyright © 2009 John Wiley & Sons, Ltd.