An analytical approach to ascertain saturation‐excess versus infiltration‐excess overland flow in urban and reference landscapes

Uncontrolled overland flow drives flooding, erosion, and contaminant transport, with the severity of these outcomes often amplified in urban areas. In pervious media such as urban soils, overland flow is initiated via either infiltration‐excess (where precipitation rate exceeds infiltration capacity) or saturation‐excess (when precipitation volume exceeds soil profile storage) mechanisms. These processes call for different management strategies, making it important for municipalities to discern between them. In this study, we derived a generalized one‐dimensional model that distinguishes between infiltration‐excess overland flow (IEOF) and saturation‐excess overland flow (SEOF) using Green–Ampt infiltration concepts. Next, we applied this model to estimate overland flow generation from pervious areas in 11 U.S. cities. We used rainfall forcing that represented low‐ and high‐intensity events and compared responses among measured urban versus predevelopment reference soil hydraulic properties. The derivation showed that the propensity for IEOF versus SEOF is related to the equivalence between two nondimensional ratios: (a) precipitation rate to depth‐weighted hydraulic conductivity and (b) depth of soil profile restrictive layer to soil capillary potential. Across all cities, reference soil profiles were associated with greater IEOF for the high‐intensity set of storms, and urbanized soil profiles tended towards production of SEOF during the lower intensity set of storms. Urban soils produced more cumulative overland flow as a fraction of cumulative precipitation than did reference soils, particularly under conditions associated with SEOF. These results will assist cities in identifying the type and extent of interventions needed to manage storm water produced from pervious areas.     

Seasonal variations in infiltrability of moss‐dominated biocrusts on aeolian sand and loess soil in the Chinese Loess Plateau

Biocrust effects on soil infiltration have attracted increasing attention in dryland ecosystems, but their seasonal variations in infiltrability have not yet been well understood. On the Chinese Loess Plateau, soil infiltrability indicated by saturated hydraulic conductivity (K_s) of biocrusts and bare soil, both on aeolian sand and loess soil, was determined by disc infiltrometer in late spring (SPR), midsummer (SUM), and early fall (FAL). Then their correlations with soil biological and physiochemical properties and water repellency index (RI) were analysed. The results showed that the biocrusts significantly decreased K_s both on sand during SPR, SUM, and FAL (by 43%, 66%, and 35%, respectively; P < .05) and on loess (by 42%, 92%, and 10%, respectively; P <.05). As compared with the bare soil, the decreased K_s in the biocrusted surfaces was mostly attributed to the microorganism biomass and also to the increasing content of fine particles and organic matter. Most importantly, both the biocrusts and bare soil exhibited significant (F ≥ 11.89, P ≤ .003) seasonal variations in K_s, but their patterns were quite different. Specifically, the K_s of bare soil gradually decreased from SPR to SUM (32% and 42% for sand and loess, respectively) and FAL (29% and 39%); the K_s of biocrusts also decreased from SPR to SUM (59% and 92%) but then increased in FAL (36% and 588%). Whereas the seasonal variations in K_s of the biocrusts were closely correlated with the seasonal variations in RI, the RI values were not high enough to point at hydrophobicity. Instead of that, the seasonal variations of K_s were principally explained by the changes in the crust biomass and possibly by the microbial exopolysaccharides. We conclude that the biocrusts significantly decreased soil infiltrability and exhibited a different seasonal variation pattern, which should be carefully considered in future analyses of hydropedological processes.     

Bound and mobile soil water isotope ratios are affected by soil texture and mineralogy,whereas extraction method influences their measurement

Questions persist about interpreting isotope ratios of bound and mobile soil water pools, particularly relative to clay content and extraction conditions. Interactions between pools and resulting extracted water isotope composition are presumably related to soil texture, yet few studies have manipulated the bound pool to understand its influence on soil water processes. Using a series of drying and spiking experiments, we effectively labelled bound and mobile water pools in soils with varying clay content. Soils were first vacuum dried to remove residual water, which was then replaced with heavy isotope-enriched water prior to oven drying and spiking with heavy isotope-depleted water. Water was extracted via centrifugation or cryogenic vacuum distillation (at four temperatures) and analysed for oxygen and hydrogen isotope ratios via isotope ratio mass spectrometry. Water from centrifuged samples fell along a mixing line between the two added waters but was more enriched in heavy isotopes than the depleted label, demonstrating that despite oven drying, a residual pool remains and mixes with the mobile water. Soils with higher clay + silt content appeared to have a larger bound pool. Water from vacuum distillation samples have a significant temperature effect, with high temperature extractions yielding progressively more heavy isotope-enriched values, suggesting that Rayleigh fractionation occurred at low temperatures in the vacuum line. By distinctly labelling bound and mobile soil water pools, we detected interactions between the two that were dependent on soil texture. Although neither extraction method appeared to completely extract the combined bound and mobile (total water) pool, centrifugation and high temperature cryogenic vacuum distillations were comparable for both δ²H and δ¹⁸O of soil water isotope ratios.     

Numerical and theoretical research on stress distribution in the loosening zone of the trapdoor problem

The traditional theory of soil arching effect was developed on the assumption that stress distribution in the loosening zone is uniform. However, because of the deflection of principal stress' direction, the stress distribution in the loosening zone is actually ununiform. For the evaluation of principal stress axis deflection and stress redistribution, a discrete element method numerical model of trapdoor problem is established for the simulation of soil arching effect. Based on the numerical results, an arc shape of major principal stress trajectory and uniform horizontal stress distribution at the same depth of the loosening zone are adopted. An analytical model is raised to estimate the average loosening earth pressure acting on the trapdoor and stress distribution in the loosening zone at a limit state. In addition, comparison studies are carried out between the predictions of the proposed solutions and discrete element method numerical results as well as available model test results, thereby validating the accuracy of the proposed theoretical model. Both numerical and theoretical results indicate that the vertical stress distribution in the loosening zone is obviously ununiform. The load acting in the middle of loosening zone is transferred toward two sides so that the vertical stress distribution in loosening zone is concave.     

Alteration of hydrological processes and streamflow with juniper (Juniperus virginiana) encroachment in a mesic grassland catchment

To understand the effect of woody plant encroachment on hydrological processes of mesic grasslands, we quantified infiltration capacity in situ, the temporal changes in soil water storage, and streamflow of a grassland catchment and a catchment heavily encroached by juniper (Juniperus virginiana, eastern redcedar) in previously cultivated, non‐karst substrate grasslands in north‐central Oklahoma for 3 years. The initial and steady‐state infiltration rates under the juniper canopy were nearly triple to that of the grassland catchment and were intermediate in the intercanopy spaces within the encroached catchment. Soil water content and soil water storage on the encroached catchment were generally lower than on the grassland catchment, especially when preceding the seasons of peak rainfall in spring and fall. Frequency and magnitude of streamflow events were reduced in the encroached catchment. Annual runoff coefficients for the encroached catchment averaged 2.1%, in contrast to 10.6% for the grassland catchment. Annual streamflow duration ranged from 80 to 250 h for the encroached catchment compared with 600 to 800 h for the grassland catchment. Our results showed that the encroachment of juniper into previously cultivated mesic grasslands fundamentally alters catchment hydrological function. Rapid transformation of mesic grassland to a woodland state with juniper encroachment, if not confined, has the potential to drastically reduce soil water, streamflow and flow duration of ephemeral streams in the Southern Great Plains. Copyright © 2013 John Wiley & Sons, Ltd.     

Analysis of rectangular piles subjected to lateral loads in nonhomogeneous soil using a Winkler model approach

An analytical approach using a Winkler model based on two lateral soil displacement components in a three‐dimensional soil is investigated to provide analytical solutions of horizontal response of a rectangular pile subjected to lateral loads in nonhomogeneous soil. The two lateral displacement components of a soil surrounding the rectangular pile are represented by the Fourier series of displacement potential functions in the elastic three‐dimensional analysis. The lateral stiffness coefficient of the rectangular pile shaft in nonhomogeneous soil is derived from the rocking stiffness coefficient taking into account rocking rotation of a rigid pile shaft. The relationship between horizontal displacement, rotation, moment, and shear force for the rectangular pile subjected to horizontal loads in nonhomogeneous soil is obtainable in the form of the recurrence equation. The formulation of lateral displacement and rotation for a rectangular pile subjected to lateral loads on the pile base in nonhomogeneous soil is proposed by taking into account Mindlin's equation and the equivalent thickness for soil layers in the equivalent elastic method. The difference of lateral behavior between square and circular piles subjected to lateral loads is insignificant. The effect of aspect ratio of the rectangular pile on the lateral behavior is great for the lower stiffness ratio between pile and soil and the larger length–equivalent diameter ratio. The effect of the value of Poisson's ratio of soil on lateral stiffness coefficient is relatively small except Poisson's ratio close to 0.5. The comparison of the results calculated by the current method for a rectangular pile subjected to lateral loads in nonhomogeneous soil has shown good agreement with those obtained from the analytical methods and the finite element method. Copyright © 2015 John Wiley & Sons, Ltd.     

Effects of differing coverage of moss‐dominated soil crusts on hydrological processes and implications for disturbance in the Mu Us Sandland,China

To study the effects of biological soil crusts (BSCs) on hydrological processes and their implications for disturbance in the Mu Us Sandland, the water infiltration, evaporation and soil moisture of high coverage (100% BSCs), middle coverage (40% BSCs) and low coverage (0% BSCs, bare sand) of moss‐dominated crusts were conducted in this study, respectively. The conclusions are as follows: (1) the main effects of moss‐dominated crusts in the Mu Us Sandland on the infiltration of rainwater were to reduce the infiltration depths and to retain the limited rainwater in shallow soil; (2) moss‐dominated crusts have no significant effects on daily evaporation when the volumetric water content at 4 cm depth in 100% BSCs (VWC4) was over 24.7%, on enhanced daily evaporation when the VWC4 ranged from 6.5% to 24.7% and on reduced daily evaporation when the VWC4 was less than 6.5%; and (3) decreasing the coverage of moss‐dominated crusts (from 100% to 40%) did not significantly change its effects on infiltration, evaporation and soil moisture. Our results demonstrated that for the growth and regeneration of shrubs, which were dominated by Artemisia ordosica in the Mu Us Sandland, high coverage of moss‐dominated crusts has negative effects on hydrological processes, and these negative effects could not be significantly reduced by decreasing the coverage of moss‐dominated crusts from 100% to 40%. Therefore, for the sustained and healthy development of shrub communities in the Mu Us Sandland, it is necessary to take appropriate measures for the well‐developed BSCs in the sites with high vegetation coverage in the rainy season. Copyright © 2015 John Wiley & Sons, Ltd.     

Response of soil aggregate disintegration to the different content of organic carbon and its fractions during splash erosion

Aggregate disintegration is a critical process in soil splash erosion. However, the effect of soil organic carbon (SOC) and its fractions on soil aggregates disintegration is still not clear. In this study, five soils with similar clay contents and different contents of SOC have been used. The effects of slaking and mechanical striking on splash erosion were distinguished by using deionized water and 95% ethanol as raindrops. The simulated rainfall experiments were carried out in four heights (0.5, 1.0, 1.5 and 2.0 m). The result indicated that the soil aggregate stability increased with the increases of SOC and light fraction organic carbon (LFOC). The relative slaking and the mechanical striking index increased with the decreases of SOC and LFOC. The reduction of macroaggregates in eroded soil gradually decreased with the increase of SOC and LFOC, especially in alcohol test. The amount of macroaggregates (>0.25 mm) in deionized water tests were significantly less than that in alcohol tests under the same rainfall heights. The contribution of slaking to splash erosion increased with the decrease of heavy fractions organic carbon. The contribution of mechanical striking was dominant when the rainfall kinetic energy increased to a range of threshold between 9 J m⁻² mm⁻¹ and 12 m⁻² mm⁻¹. This study could provide the scientific basis for deeply understanding the mechanism of soil aggregates disintegration and splash erosion.     

A plasticity constitutive model for unsaturated,anisotropic, nonexpansive soils

The paper describes and evaluates an incremental plasticity constitutive model for unsaturated, anisotropic, nonexpansive soils (CMUA). It is based on the modified Cam-Clay (MCC) model for saturated soils and enhances it by introducing anisotropy (via rotation of the MCC yield surface) and an unsaturated compressibility framework describing a double dependence of compressibility on suction and on the degree of saturation of macroporosity. As the anisotropic and unsaturated features can be activated independently, the model is downwards compatible with the MCC model. The CMUA model can simulate effectively: the dependence of compressibility on the level of developed anisotropy, uniqueness of critical state independent of the initial anisotropy, an evolving compressibility during constant suction compression, and a maximum of collapse. The model uses Bishop's average skeleton stress as its first constitutive variable, favouring its numerical implementation in commercial numerical analysis codes (eg, finite element codes) and a unified treatment of saturated and unsaturated material states.     

Water mining from the deep critical zone by apple trees growing on loess

There have been significant recent advances in understanding the ecohydrology of deep soil. However, the links between root development and water usage in the deep critical zone remains poorly understood. To clarify the interaction between water use and root development in deep soil, we investigated soil water and root profiles beyond maximum rooting depth in five apple orchards planted on farmland with stand ages of 8, 11, 15, 18, and 22 years in a subhumid region on the Chinese Loess Plateau. Apple trees rooted progressively deeper for water with increasing stand age and reached 23.2 ± 0.8 m for the 22‐year‐old trees. Soil water deficit in deep soil increased with tree age and was 1,530 ± 43 mm for a stand age of 22 years. Measured root deepening rate was far great than the reported pore water velocity, which demonstrated that trees are mining resident old water. The deficits are not replenished during the life‐span of the orchard, showing a one‐way mining of the critical zone water. The one‐way root water mining may have changed the fine root profile from an exponential pattern in the 8‐year‐old orchard to a relative uniform distribution in older orchards. Our findings enhance our understanding of water‐root interaction in deep soil and reveal the unintended consequences of critical zone dewatering during the lifespan of apple trees.