Limitations of suction‐controlled triaxial tests in the characterization of unsaturated soils

Behavior of unsaturated soils is influenced by many factors, and the influences of these factors are usually coupled together. Suction‐controlled triaxial (SCTX) tests are considered to allow researchers to investigate influences of individual variables on unsaturated soils under specified stress path with controls of stresses, pore water, and air pressures. In the past 50 years, SCTX testing method has been established as a standard approach to characterize constitutive behavior of unsaturated soils. Most important concepts for modern unsaturated soil mechanics were developed upon results from the SCTX tests. Among these, one of the most important contributions in the constitutive modeling of elasto‐plastic behavior for unsaturated soils is the Barcelona basic model (BBM) proposed by Alonso et al. in 1990. The BBM successfully explained many features of unsaturated soils and received extensive acceptance. However, the SCTX tests are designed based upon the divide‐and‐conquer approach in which an implicit assumption is used: soil behavior is stress‐path independent. However, it is well‐established that unsaturated soil behavior is elasto‐plastic and stress‐path dependent. It is found that the SCTX tests in fact cannot control the stress path of an unsaturated soil during loading. This incapability, in combination with complicated loading/collapse behavior of unsaturated soils, makes the SCTX tests for characterizing unsaturated soil questionable. This paper discusses the limitations of the SCTX tests in the characterization of unsaturated soils. A possible solution to the problem was proposed based on a newly developed modified state surface approach. The discussions are limited for isotropic conditions. Copyright © 2015 John Wiley & Sons, Ltd.     

Elastoplastic model with loading memory surfaces (LMS) for monotonic and cyclic behaviour of geomaterials

A new elastoplastic model called loading memory surface based on the critical state concept and the multi‐surface framework is proposed for geomaterials. The model uses a hypoelastic formulation and two plastic mechanisms. The formulations of the model are made in three‐dimensional stress–strain space and work under both monotonic and cyclic loadings. A newly introduced formalism makes it possible to obtain the cyclic response directly from the monotonic loading one. This formalism gives a three‐dimensional generalization of the well‐known Masing rule. The model has been validated against test results of Hostun sand under several conditions: monotonic and cyclic, drained and undrained, tests in compression and in extension, and at different confining pressures and different densities. Copyright © 2014 John Wiley & Sons, Ltd.     

The effective stress concept and the evaluation of changes in pore air pressure under jacketed isotropic compression tests for dry sand based on the 2‐phase porous theory

The effective stress concept for solid‐fluid 2‐phase media was revisited in this work. In particular, the effects of the compressibility of both the pore fluid and the soil particles were studied under 3 different conditions, i.e., undrained, drained, and unjacketed conditions based on a Biot‐type theory for 2‐phase porous media. It was confirmed that Terzaghi effective stress holds at the moment when soil grains are assumed to be incompressible and when the compressibility of the pore fluid is small enough compared to that of the soil skeleton. Then, isotropic compression tests for dry sand under undrained conditions were conducted within the triaxial apparatus in which the changes in the pore air pressure could be measured. The ratio of the increment in the cell pressure to the increment in the pore air pressure, m, corresponds to the inverse of the B value by Bishop and was obtained during the step loading of the cell pressure. In addition, the m values were evaluated by comparing them with theoretically obtained values based on the solid‐fluid 2‐phase mixture theory. The experimental m values were close to the theoretical values, as they were in the range of approximately 40 to 185, depending on the cell pressure. Finally, it was found that the soil material with a highly compressible pore fluid, such as air, must be analyzed with the multi‐phase porous mixture theory. However, Terzaghi effective stress is practically applicable when the compressibilities of both the soil particles and the pore fluid are small enough compared to that of the soil skeleton.     

Higher tritium concentrations measured in permafrost thaw lakes in northern Alberta

Tritium concentrations were measured in a survey of 24 lakes, 15 wetlands, and 133 groundwaters in the oil sands region of northeastern Alberta and compared with both recent precipitation and precipitation sampled during the 1960s tritium peak caused by atmospheric thermonuclear weapons testing. Water samples from lakes included a group of 14 thaw lakes that had higher runoff attributed to melting of permafrost in peat plateaus within their watersheds. While tritium in all lakes was found to be intermediate between recent and 1960s concentrations, the thaw lakes were found to be significantly enriched in tritium compared with other lakes, as were unfrozen wetlands characterized by a thick sequence of low‐hydraulic conductivity peat. The results provide further evidence of different water sources to the thaw lakes and may indicate that melting of modern permafrost in part formed since the 1950s is occurring in these systems. Copyright © 2015 John Wiley & Sons, Ltd.     

Energy partitioning over a semi‐arid shrubland in northern China

During the last decade, the widely distributed shrublands in northern China have shown significant signs of recovery from desertification, the result of widespread conservation practices. However, to support the current efforts in conservation, more knowledge is needed on surface energy partitioning and its biophysical controls. Using eddy‐covariance measurements made over a semi‐arid shrubland in northwest China in 2012, we examined how surface energy‐balance components vary on diurnal and seasonal scales, and how biophysical factors control bulk surface parameters and energy exchange. Sensible heat flux (H) exceeded latent heat flux (λE) during most of the year, resulting in an annual Bowen ratio (β, i.e. H/λE) of 2.0. λE exceeded H only in mid‐summer when frequent rainfall co‐occurred with the seasonal peak in leaf area index (LAI). Evapotranspiration reached a daily maximum of 3.3 mm day^?1, and summed to 283 mm yr^?1. The evaporative fraction (EF, i.e. λE/R_n), Priestley–Taylor coefficient (α), surface conductance (g_s) and decoupling coefficient (Ω) were all positively correlated with soil water content (SWC) and LAI. The direct enhancement of λE by high vapour pressure deficit (VPD) was buffered by a concurrent suppression of g_s. The g_s played a direct role in controlling EF and α by mediating the effects of LAI, SWC and VPD. Our results highlight the importance of adaptive plant responses to water scarcity in regulating ecosystem energy partitioning, and suggest an important role for revegetation in the reversal of desertification in semi‐arid areas. Copyright © 2015 John Wiley & Sons, Ltd.     

A plasticity constitutive model for unsaturated,anisotropic, nonexpansive soils

The paper describes and evaluates an incremental plasticity constitutive model for unsaturated, anisotropic, nonexpansive soils (CMUA). It is based on the modified Cam-Clay (MCC) model for saturated soils and enhances it by introducing anisotropy (via rotation of the MCC yield surface) and an unsaturated compressibility framework describing a double dependence of compressibility on suction and on the degree of saturation of macroporosity. As the anisotropic and unsaturated features can be activated independently, the model is downwards compatible with the MCC model. The CMUA model can simulate effectively: the dependence of compressibility on the level of developed anisotropy, uniqueness of critical state independent of the initial anisotropy, an evolving compressibility during constant suction compression, and a maximum of collapse. The model uses Bishop's average skeleton stress as its first constitutive variable, favouring its numerical implementation in commercial numerical analysis codes (eg, finite element codes) and a unified treatment of saturated and unsaturated material states.     

A smoothed cap model for variably saturated soils and its robust numerical implementation

This paper deals with the numerical implementation of a cap model for unsaturated soils. It provides a brief review of existing cap model approaches, based on which an improved model formulated in terms of generalised effective stress and matric suction is derived and described in detail. Although the proposed model is a multisurface plasticity model, it can efficiently be implemented using only single‐surface projections because of the smoothness of the model, which is obtained by construction. Numerical algorithms are provided for these single‐surface stress projections, using a single‐equation approach whenever possible. The robustness of the utilised single‐equation approaches is enhanced by proposing problem‐fitted start‐up procedures based on investigations of the nonlinear projection equations. A comparison of the model response with extensive material test data is used to validate the model and to demonstrate the robust application of the approach to silty sands and low to medium plasticity clays. Copyright © 2015 John Wiley & Sons, Ltd.     

Application of the numerical manifold method for stress wave propagation across rock masses

In this paper, the numerical manifold method (NMM) is extended to study wave propagation across rock masses. First, improvements to the system equations, contact treatment, and boundary conditions of the NMM are performed, where new system equations are derived based on the Newmark assumption of the space–time relationship, the edge‐to‐edge contact treatment is further developed for the NMM to handle stress wave propagation across discontinuities, and the viscous non‐reflection boundary condition is derived based on the energy minimisation principle. After the modification, numerical comparisons between the original and improved NMM are presented. The results show that the original system equations result in artificial numerical damping, which can be overcome by the Newmark system equations. Meanwhile, the original contact scheme suffers some calculation problems when modelling stress wave propagation across a discontinuity, which can be solved by the proposed edge‐to‐edge contact scheme. Subsequently, the influence of the mesh size and time step on the improved NMM for stress wave propagation is studied. Finally, 2D wave propagation is modelled, and the model's results are in good agreement with the analytical solution. Copyright © 2013 John Wiley & Sons, Ltd.     

Predicting the dependency of a degree of saturation on void ratio and suction using effective stress principle for unsaturated soils

The paper presents an approach to predicting variation of a degree of saturation in unsaturated soils with void ratio and suction. The approach is based on the effective stress principle for unsaturated soils and several underlying assumptions. It focuses on the main drying and wetting processes and does not incorporate the effects of hydraulic hysteresis. It leads to the dependency of water retention curve (WRC) on void ratio, which does not require any material parameters apart from the parameters specifying WRC for the reference void ratio. Its validity is demonstrated by comparing predictions with the experimental data on four different soils taken over from the literature. Good correlation between the measured and predicted behaviour indirectly supports applicability of the effective stress principle for unsaturated soils. Copyright © 2009 John Wiley & Sons, Ltd.     

Borehole failure analysis in a sandstone under anisotropic stresses

Borehole failure under anisotropic stresses in a sandstone is analyze numerically for various borehole sizes using a nonlinear elastic–plastic constitutive model for a Cosserat continuum. Borehole failure is identified as macroscopic failure of the borehole through the development of shear bands and breakouts. The results compare well both qualitatively and quantitatively with experimental results from polyaxial tests on Red Wildmoor sandstone. They show that the hole size effect of the borehole failure strength is independent of the far‐field stress anisotropy and follows a ? power law of the hole size. A similar scale effect equation with a ? power law is proposed for the scale effect of the maximum plastic shear strain at failure. This equation can be useful for better predicting hole‐size‐dependent failure with standard codes based on classical continua. The effect of stress anisotropy on the borehole failure stress is found to be independent of the hole size. The failure stress decreases linearly to 40% as the stress anisotropy increases. However, the maximum plastic shear strain at failure is stress anisotropy independent and therefore the critical plastic shear strain for failure is only hole‐size dependent. Copyright © 2009 John Wiley & Sons, Ltd.