Limitations of suction‐controlled triaxial tests in the characterization of unsaturated soils

Behavior of unsaturated soils is influenced by many factors, and the influences of these factors are usually coupled together. Suction‐controlled triaxial (SCTX) tests are considered to allow researchers to investigate influences of individual variables on unsaturated soils under specified stress path with controls of stresses, pore water, and air pressures. In the past 50 years, SCTX testing method has been established as a standard approach to characterize constitutive behavior of unsaturated soils. Most important concepts for modern unsaturated soil mechanics were developed upon results from the SCTX tests. Among these, one of the most important contributions in the constitutive modeling of elasto‐plastic behavior for unsaturated soils is the Barcelona basic model (BBM) proposed by Alonso et al. in 1990. The BBM successfully explained many features of unsaturated soils and received extensive acceptance. However, the SCTX tests are designed based upon the divide‐and‐conquer approach in which an implicit assumption is used: soil behavior is stress‐path independent. However, it is well‐established that unsaturated soil behavior is elasto‐plastic and stress‐path dependent. It is found that the SCTX tests in fact cannot control the stress path of an unsaturated soil during loading. This incapability, in combination with complicated loading/collapse behavior of unsaturated soils, makes the SCTX tests for characterizing unsaturated soil questionable. This paper discusses the limitations of the SCTX tests in the characterization of unsaturated soils. A possible solution to the problem was proposed based on a newly developed modified state surface approach. The discussions are limited for isotropic conditions. Copyright © 2015 John Wiley & Sons, Ltd.     

Characterisation of hydroclimatological trends and variability in the Lake Naivasha basin,Kenya

Recent hydro‐climatological trends and variability characteristics were investigated for the Lake Naivasha basin with the aim of understanding the changes in water balance components and their evolution over the past 50 years. Using a Bayesian change point analysis and modified Mann–Kendall tests, time series of annual mean, maximum, minimum, and seasonal precipitation and flow, as well as annual mean lake volumes, were analysed for the period 1960–2010 to uncover possible abrupt shifts and gradual trends. Double cumulative curve analysis was used to investigate the changes in hydrological response attributable to either human influence or climatic variability. The results indicate a significant decline in lake volumes at a mean rate of 9.35 × 10⁶ m³ year^?1. Most of the river gauging stations showed no evidence of trends in the annual mean and maximum flows as well as seasonal flows. Annual minimum flows, however, showed abrupt shifts and significant (upward/downward) trends at the main outlet stations. Precipitation in the basin showed no evidence of abrupt shifts, but a few stations showed gradual decline. The observed changes in precipitation could not explain the decline in both minimum flows and lake volumes. The findings show no evidence of any impact of climate change for the Lake Naivasha basin over the past 50 years. This implies that other factors, such as changes in land cover and infrastructure development, have been responsible for the observed changes in streamflow and lake volumes. Copyright © 2015 John Wiley & Sons, Ltd.     

Piecewise prediction model for watershed‐scale erosion and sediment yield of individual rainfall events on the Loess Plateau,China

Establishing a universal watershed‐scale erosion and sediment yield prediction model represents a frontier field in erosion and soil/water conservation. The research presented here was conducted on the Chabagou watershed, which is located in the first sub‐region of the hill‐gully area of the Loess Plateau, China. A back‐propagation artificial neural model for watershed‐scale erosion and sediment yield was established, with the accuracy of the model, then compared with that of multiple linear regression. The sensitivity degree of various factors to erosion and sediment yield was quantitatively analysed using the default factor test. On the basis of the sensitive factors and the fractal information dimension, the piecewise prediction model for erosion and sediment yield of individual rainfall events was established and further verified. The results revealed the back‐propagation artificial neural network model to perform better than the multiple linear regression model in terms of predicting the erosion modulus, with the former able to effectively characterize dynamic changes in sediment yield under comprehensive factor conditions. The sensitivity of runoff erosion power and runoff depth to the erosion and sediment yield associated with individual rainfall events was found to be related to the complexity of surface topography. The characteristics of such a hydrological response are thus closely related to topography. When the fractal information dimension is greater than the topographic threshold, the accuracy of prediction using runoff erosion power is higher than that of using runoff depth. In contrast, when the fractal information dimension is smaller than the topographic threshold, the accuracy of prediction using runoff depth is higher than that of using runoff erosion power. The developed piecewise prediction model for watershed‐scale erosion and sediment yield of individual rainfall events, which introduces runoff erosion power and runoff depth using the fractal information dimension as a boundary, can be considered feasible and reliable and has a high prediction accuracy. Copyright © 2013 John Wiley & Sons, Ltd.     

Dynamic response of a pile considering the interaction of pile variable cross section with the surrounding layered soil

Assuming that the pile variable cross section interacts with the surrounding soil in the same way as the pile toe does with the bearing stratus, the interaction of pile variable cross section with the surrounding soil is represented by a Voigt model, which consists of a spring and a damper connected in parallel, and the spring constant and damper coefficient are derived. Thus, a more rigid pile–soil interaction model is proposed. The surrounding soil layers are modeled as axisymmetric continuum in which its vertical displacements are taken into account and the pile is assumed to be a Rayleigh–Love rod with material damping. Allowing for soil properties and pile defects, the pile–soil system is divided into several layers. By means of Laplace transform, the governing equations of soil layers are solved in frequency domain, and a new relationship linking the impedance functions at the variable‐section interface between the adjacent pile segments is derived using a Heaviside step function, which is called amended impedance function transfer method. On this basis, the impedance function at pile top is derived by amended impedance function transfer method proposed in this paper. Then, the velocity response at pile top can be obtained by means of inverse Fourier transform and convolution theorem. The effects of pile–soil system parameters are studied, and some conclusions are proposed. Then, an engineering example is given to confirm the rationality of the solution proposed in this paper. Copyright © 2017 John Wiley & Sons, Ltd.     

A probabilistic approach for computing water retention of particulate systems from statistics of grain size and tessellated pore network

The paper offers an analytical determination of the hydraulic properties of an unsaturated soil with reference to its retention curve, which describes the relationship between the volumetric water content and capillarity through matric suction. The analysis combines a particulate approach focused on the physics at the pore scale, including microstructural aspects, with a probabilistic approach where the void space and grain size are considered as random variables. In the end, the soil water characteristic curve of an unsaturated granular medium along a drying path can be derived analytically based on the sole information of particle size distribution. The analysis hinges on the tessellation of a wet granular system into an assemblage of tetrahedral unit cells revealing a pore network upon which capillary physics are computed with respect to pore throat invasion by a non-wetting fluid with evolving pendular capillary bridges. The crux of the paper is to pass from particle size probability distribution to a matching void space distribution to eventually reveal key information such as void cell and solid volume statistics. Making reasonable statistically based assumptions to render calculations tractable, the water retention curve can be readily constructed. Model predictions compare quite favourably with experimental data available for actual soils, especially in the high saturation range. Having a sound scientific basis, the model can be made amenable to address a variety of soils with a wider range of particle sizes.     

Soil pipe flow tracer experiments: 1. Connectivity and transport characteristics

Much debate has occurred in catchment hydrology regarding the connectivity of flow paths from upslope areas to catchment outlets. This study was conducted in two catchments, one with three upper branches, in a loess soil with a fragipan that fosters lateral flow and exhibits an extensive distribution of soil pipe collapse features. The study aimed to determine the connectivity of multiple soil pipe networks as well as determine pipe flow velocities during storm events. Fluorescein dye was injected directly into soil pipes at the upper most pipe collapse feature of four different hillslopes. Breakthrough curves (BTC) were determined by sampling multiple pipe collapse features downslope. The BTCs were used to determine the ‘average’ (centre of mass) and ‘maximum’ (first arrival) flow velocities. This study confirmed that these catchments contain individual continuous soil pipe networks that extend over 190 m and connect the upper most hillslopes areas with the catchment outlet. While the flow paths are continuous, the individual pipe networks consist of alternating reaches of subsurface flow through soil pipes and reaches of surface flow through gullies formed by pipe collapses. In addition, flow can be occurring both through the subsurface soil pipes simultaneous with surface flow generated by artesian flow from the soil pipes. The pipe flow velocities were as high as 0.3 m/s, which was in the range of streamflow velocities. These pipe flow velocities were also in the range of velocities observed in pinhole erosion tests suggesting that these large, mature soil pipes are still actively eroding. Copyright © 2015 John Wiley & Sons, Ltd.     

Linking tracers,water age and conceptual models to identify dominant runoff processes in a sparsely monitored humid tropical catchment

Assessing catchment runoff response remains a key research frontier because of limitations in current observational techniques to fully characterize water source areas and transit times in diverse geographical environments. Here, we report a study that combines empirical data with modelling to identify dominant runoff processes in a sparsely monitored humid tropical catchment. The analysis integrated isotope tracers into conceptual rainfall–runoff models of varying complexity (from 5 to 11 calibrated parameters) that are able to simulate discharge and tracer concentrations and track the evolving age of stream water exiting the catchment. The model structures can be seen as competing hypotheses of catchment functioning and were simultaneously calibrated against uncertain streamflow gaugings and a 2‐year daily isotope rainfall–runoff record. Comparison of the models was facilitated using global parameter sensitivity analysis and the resulting effect on calibration. We show that a variety of tested model structures reproduced water and tracer dynamics in stream, but the simpler models failed to adequately reproduce both. The resulting water age distributions of the tested models varied significantly with little similarity between the stream water age and stored water age distributions. The sensitivity analysis revealed that only some of the more complex models (from eight parameters) could be better constrained to infer more plausible water age distributions and catchment storage estimates. These models indicated that the age of water stored in the catchment is generally older compared with the age of water fluxes, with evapotranspiration age being younger compared with streamflow. However, the water age distributions followed a similar temporal behaviour dominated by climatic seasonality. Stream water ages increased during the dry season (greater than 1 year) and decreased with increased streamflow (a few weeks old) during the wet season. We further show that the ratios of the streamwater age to stored water age distribution and the water age distribution of actual evapotranspiration to the stored water age distribution from constrained models could potentially serve as useful hydrological indicators of catchment functioning. Copyright © 2016 John Wiley & Sons, Ltd.     

Displacement analytical prediction of shallow tunnel based on unified displacement function under slope boundary

For slope condition of ground surface, the asymmetrical deformation about the vertical center line and the horizontal center line of the tunnel cross section can be formed. A unified displacement function expressed by the Fourier series is presented to express the asymmetrical deformation of the tunnel cross section. Five basic deformation modes corresponding to the expansion order 2 are a complete deformation mode to reflect deformation behaviors of the tunnel cross section under slope boundary. Such this complete displacement mode is implemented into the complex variable solution for analytically predicting tunneling-induced ground deformation under slope boundary. All of these analytical solutions are verified by good agreements of the comparison between the analytical solutions and finite element method results. A parameter study is carried out to investigate the influence of deformation modes of the tunnel cross section, geometrical conditions of the tunnel and the slope angle, and “Buoyancy effect” on the displacement field. Finally, the proposed method is consistent with measured data of the Hejie tunnel in China qualitatively. The presented solution can provide a simplified indication for evaluating the ground deformation under slope condition of ground surface.     

New graphical methods for estimating aquifer hydraulic parameters using pumping tests with exponentially decreasing rates

Actual pumping tests may involve continuously decreasing rates over a certain period of time, and the hydraulic conductivity (K) and specific storage (S_s) of the tested confined aquifer cannot be interpreted from the classical constant‐rate test model. In this study, we revisit the aquifer drawdown characteristics of a pumping test with an exponentially decreasing rate using the dimensionless analytical solution for such a variable‐rate model. The drawdown may decrease with time for a short period of time at intermediate pumping times for such pumping tests. A larger ratio of initial to final pumping rate and a smaller radial distance of the observation well will enhance the decreasing feature. A larger decay constant results in an earlier decrease, but it weakens the extent of such a decrease. Based on the proposed dimensionless transformation, we have proposed two graphical methods for estimating K and S_s of the tested aquifer. The first is a new type curve method that does not employ the well function as commonly done in standard type curve analysis. Another is a new analytic method that takes advantage of the decreasing features of aquifer drawdown during the intermediate pumping stage. We have demonstrated the applicability and robustness of the two new graphical methods for aquifer characterization through a synthetic pumping test.     

Root‐zone moisture replenishment in a native vegetated catchment under Mediterranean climate

The root‐zone moisture replenishment mechanisms are key unknowns required to understand soil hydrological processes and water sources used by plants. Temporal patterns of root‐zone moisture replenishment reflect wetting events that contribute to plant growth and survival and to catchment water yield. In this study, stable oxygen and hydrogen isotopes of twigs and throughfall were continuously monitored to characterize the seasonal variations of the root‐zone moisture replenishment in a native vegetated catchment under Mediterranean climate in South Australia. The two studied hillslopes (the north‐facing slope [NFS] and the south‐facing slope [SFS]) had different environmental conditions with opposite aspects. The twig and throughfall samples were collected every ~20 days over 1 year on both hillslopes. The root‐zone moisture replenishment, defined as percentage of newly replenished root‐zone moisture as a complement to antecedent moisture for plant use, calculated by an isotope balance model, was about zero (±25% for the NFS and ± 15% for the SFS) at the end of the wet season (October), increased to almost 100% (±26% for the NFS and ± 29% for the SFS) after the dry season (April and May), then decreased close to zero (±24% for the NFS and ± 28% for the SFS) in the middle of the following wet season (August). This seasonal pattern of root‐zone moisture replenishment suggests that the very first rainfall events of the wet season were significant for soil moisture replenishment and supported the plants over wet and subsequent dry seasons, and that NFS completed replenishment over a longer time than SFS in the wet season and depleted the root zone moisture quicker in the dry season. The stable oxygen isotope composition of the intraevent samples and twigs further confirms that rain water in the late wet season contributed little to root‐zone moisture. This study highlights the significant role of the very first rain events in the early wet season for ecosystem and provides insights to understanding ecohydrological separation, catchment water yield, and vegetation response to climate changes.