基于DEA和Malmquist指数模型的中国资源型城市效率及其变化(英文)

Employing DEA model and Malmquist productivity index, this paper probes into the urban efficiencies of 24 typical resources-based cities in China and their changes from 2000 to 2008. The research finds that the overall efficiencies of the resources-based cities are just at a general level, and only a few of them reach the optimal level. The scale efficiency is the major determining factor of the achievement of overall efficiency, the effect of which, never-theless, is reducing. From the perspective of classification characteristics, the re-sources-based cities in northeastern region have been in the front rank in terms of overall efficiency, pure technical efficiency and scale efficiency. There is a certain positive correlation between urban population scale and urban efficiency. The analysis of urban efficiency changes shows that the changes in overall efficiency of resources-based cities from 2000 to 2008 had a weak improving tendency. Both the technical change index and productivity change index decreased, indicating that the urban efficiency did not improve during this pe-riod, and the tendency of technical recession and productivity decline was obvious. In terms of the classification of urban efficiency changes, the urban overall efficiency improved in each of the four regions from 2000 to 2008, among which western region witnessed the greatest increase. Cities with different resource types have improved their urban overall efficiencies except steel-based cities. The urban overall efficiency increased in resources-based cities of different scales, with greater improvement in small and medium-sized cities than in big cities.     

中国海洋生态效率时空分异及其与海洋产业结构响应关系识别

采用超效率DEA模型对中国海洋生态效率进行测算,运用标准差椭圆对其进行空间可视化表达,最后运用VAR模型对海洋产业结构和海洋生态效率进行脉冲响应分析,以评测中国海洋生态效率时空差异并探究其与海洋产业结构响应关系。结论如下：中国沿海省份海洋第三产业比重占海洋生产总值较大,在研究期内呈现增长趋势;大多数省份海洋产业结构熵值下降,说明该类省份海洋产业发展平稳;在时间上,海洋生态效率总体上处于无效状态,海洋第三产业占比重高的年份,海洋生态效率相对较高;在空间上,海洋生态效率重心总体呈现向北移动趋势,表明北方海洋生态效率的优化进度快于南方;基于沿海各省脉冲响应图可以得出,各省份海洋产业结构对海洋生态效率的冲击最后都趋于平稳,主要原因在于随着中国海洋产业结构升级变动稳定,其对海洋生态效率的影响越来越小;在方差分解部分,沿海各省份海洋产业结构升级对海洋生态效率方差分解的贡献度较高,且呈现增长趋势,说明海洋产业结构升级对海洋生态效率的提升有一定的作用。     

中国区域投入产出效率的综合测度与时空格局

改革开放40多年来,中国经济发展与资源环境之间的矛盾日益突出,资源环境安全面临严峻的挑战。在此背景下,基于要素投入和经济、环境总产出的综合视角,构建区域投入产出效率评价指标体系,应用数据包络分析方法,采用CCR模型、Super-CCR模型,测算1995-2015年间不同时期中国各省区市的投入产出效率,并对其变化趋势及空间分异进行分析。结果表明,全国投入产出效率在波动中呈上升态势,特别是2010年之后投入产出效率提升较明显;2015年,中国区域投入产出效率呈较明显的由东向西、由北向南逐渐降低的空间格局分异。分区域看,东部地区投入产出效率相对最高,其中北京、天津、广东等省市的上升态势明显;东北地区投入产出效率整体偏低,特别是黑龙江的投入产出效率表现为持续下降;中部各省投入产出效率普遍不高,但河南相对较高且2010年较之前提升明显;西部地区投入产出效率的省际差异明显,其中西南各省投入产出效率下降态势较明显。     

20世纪90年代中国城市效率的时空变化

尝试采用DEA测评中国202个地级及其以上城市的效率,进而探索中国城市效率在1990~2000年间的时空变化,结果发现：目前中国城市效率较低,而且呈现与三大地带经济发展格局和城市行政等级相一致的空间格局。另外,进一步把城市效率分解为规模效率、利用效率和纯技术效率,发现中国城市的利用效率和纯技术效率普遍较高,但规模效率是影响中国城市效率空间格局和时空变化的主要因素;正是由于规模效率在1990~2000年的下降抵消了利用效率、纯技术效率上升所带来的影响,造成目前中国城市效率普遍较低。因此,从规模效率的角度看中国城市目前还具有很大的发展潜力。     

基于DEA模型的中国城市资源环境效率评价(英文)

本研究以全国地级以上城市为实证数据,试图刻画我国城市资源-环境效率的空间差异并分析影响这一空间格局的主要因素。研究中采用数据包络分析法(DEA),对全国285个城市的资源-环境效率进行了评价。结果表明,城市平均资源-环境效率指数为0.6381,该指数的分解结果表明城市的纯技术效率指数为0.6964,低于规模效率指数0.9225。对城市资源-环境效率影响因素的回归分析结果表明,城市资源-环境效率与城市收入水平呈U形关系。经济增长可以通过三个渠道影响城市的资源-环境效率:规模效应(包括人口规模和城市化水平)、经济结构效应以及空间效应。城市资源-环境效率的提高并不是自然发生的,而需依赖于技术创新和有效管治等手段。因此各级政府、企业和组织必须实施一系列应对措施才能确保城市的高效发展。     

Finding a balance between economic performance and capacity efficiency for sustainable fisheries: Case of the Da Nang gillnet fishery,Vietnam

Marine capture fisheries in Vietnam are small-scale, multi-species, multi-gear, and open access regime. Under numerous governmental promotion programs, Vietnamese fishing fleets have expanded at an uncontrollable rate. This research analyzes the economic performance and capacity efficiency of the Da Nang gillnet fishery. Data were obtained from 45 gillnetters in Da Nang using questionnaires, which were administered between April and July of 2011. The results showed that large-scale vessels (engine power≥90 hp) had better economic performance than small-scale vessels (engine power<90 hp) with average gross revenue flows of 1346.7 and 750.7 million VND, respectively. The large-scale vessels further actualized positive profits (15% gross revenue), while the small-scale vessels demonstrated negative results (−0.4% gross revenue). The main operating costs of fuel and labor accounted for 44% and 26%, respectively, of the total operating expenses. However, the results of the data envelopment analysis (DEA) showed that the Da Nang gillnet fishery did not operate at full capacity and that the unused capacity and the technical inefficiency rates were approximately 21.2% and 10.8%, respectively. The over-use of fuel, net sheets, and number of days at sea in the large-scale vessels were 7%, 10%, and 3%, respectively, while these ratios in the small-scale vessels were 7%, 3%, and 7%, respectively. Overcapacity may be separated into two parts, one part resulting from the optimal technical use of inputs and a second part resulting from enhancing the current policies. As such, feasible policies may include implementing the buyback of small and unprofitable vessels, and reviewing subsidy programs.     

污水处理厂规模与技术相对有效评估研究

首先使用数据包络分析方法建立一个污水处理厂的效率评价模型，然后对天津、上海、海口等7个污水处理的实况进行测评分析。     

Double-epoch algorithm in rapid positioning using single frequency GPS receivers

A new algorithm, called as Double-Epoch Algorithm (DEA) is proposed in GPS rapid positioning using two epoch single frequency phase data in this paper. Firstly, the structure characteristic of the normal matrix in GPS rapid positioning is analyzed. Then, in the light of the characteristic, based on TIK-HONOV regularization theorem, a new regularizer is designed to mitigate the ill-condition of the normal matrix. The accurate float ambiguity solutions and their MSEM (Mean Squared Error Matrix) are obtained, using two epoch single frequency phase data. Combined with LAMBDA method, DEA can fix the integer ambiguities correctly and quickly using MSEM instead of the covariance matrix of the ambiguities. Compared with the traditional methods, DEA can improve the efficiency obviously in rapid positioning. So, the new algorithm has an extensive application outlook in deformation monitoring, pseudokinematic relative positioning and attitude determination, etc.     

中国外资利用效率测评及其时空变化研究

提高外资利用效率是实现中国外资利用模式从数量型向质量型战略转变的关键途径,具有重要的现实和理论意义。基于此理,本文引入DEA模型,选取劳动、资本、资金3 项投入指标和技术溢出、经济和社会产出3 项产出指标构建评价体系,对中国FDI利用效率的时空变化特征进行了实证分析。结果显示:①近10 年全国外资利用效率普遍偏低且变动幅度不大,外资利用技术效率>规模效率>综合效率。②中国外资利用效率空间分异的变化显著,由2000 年“大集中-小分散”与“大分散-小集中”并存空间分布特征转变为2009 年“大集中-小分散”的空间分布格局,且西部外资利用效率长期大于东部和中部地区,在全国规模收益递减和不变地区长期占主导地位;③外资利用技术效率和规模效率共同决定着综合效率,而技术效率的决定作用稍微较强。对于外资利用效率有待优化的地区应重视外资管理和引导外资从冗余地区逐步迁移,对外资流向和流量进行监控。