Assessing the effectiveness of non-structural flood management measures in the Thames Estuary under conditions of socio-economic and environmental change

Risk analysis and appraisal of the benefits of structural flood risk management measures such as embankments is well established. Here, a method to quantify, over extended timescales, the effectiveness of non-structural measures such as land use spatial planning, insurance and flood resilient construction is presented. The integrated approach couples socio-economic and climate change scenarios with long term land use modelling and flood risk analysis to generate maps and time series of expected annual damages. The analysis has been applied on a case study in the Thames Estuary in the UK. Stakeholders helped develop a number of scenarios that might lead to substantial changes in existing planning and insurance policies in the UK. The effectiveness of these changes was analysed and showed the substantial benefits in terms of reduction of future flood risks that are achievable with changes in planning policy, financial incentives and resilient property construction in the floodplain. Moreover, the reward can be increased through earlier action. Subsequently, the benefits of a range of policies are explored under the UK Foresight socio-economic scenarios. Different structural and non structural flood management interventions are tested and the results demonstrate that despite the potential for large increases in flood risk in the Thames Estuary, in all scenarios substantial flood risk reductions are possible. The effectiveness of non-structural measures is however sensitive to socio-economic changes and governance arrangements. The analysis described here will help to identify portfolios of non-structural and structural options that are robust to uncertainties.     

Major human Hepatitis A virus genotype in Hong Kong marine waters and detection by real-time PCR

Marine waters from seven sites around Hong Kong with varying levels of sewage pollution were analyzed for Hepatitis A virus (HAV) by PCR cloning and DNA sequencing of the highly variable VP1/2A junction of the HAV genome. Phylogenetic analysis of 10 PCR clones from each of the HAV-positive marine sites indicated that human HAV genotype IB is the most widely distributed type in Hong Kong waters. A sensitive and quantitative TaqMan-based PCR method targeting the 5′-noncoding region (5′-NCR) of HAV was used to quantify HAV particles in marine water samples along with the total Escherichiacoli counts being enumerated on TBX medium for comparison. Our results showed that no correlation of any significance between HAV and E. coli counts was observed which underscores the inadequacy in using E. coli as a sanitary standard to predict the levels of HAV in marine waters.     

Spatio-temporal changes in land cover and aquatic macrophytes of the Danube floodplain lake

The aquatic vegetation of ?í?ov Lake in the Danube floodplain, which is listed in the Ramsar Convention, was investigated to address three main questions: (1) how have landscape composition and the structures of the lake and its buffer zone changed from the mid-20th century; (2) how have species richness and the abundance of the aquatic macrophyte assemblage in this lake ecosystem changed over the last 34 years; and (3) which landscape metrics can best explain these temporal changes for floating-leaved macrophytes? Two methodological approaches, remote sensing and botanical field surveys, were applied. Historical (1949, 1970, 1990) and contemporary (2006) aerial photographs were analysed to determine land cover. Landscape configuration and structure were analysed using eight landscape metrics selected in advance to measure spatio-temporal changes and the fragmentation of the lake ecosystem and its corresponding buffer zone. The species diversity, abundance and distribution of true aquatic macrophytes were surveyed eleven times in five survey stretches between 1973 and 2007.At the landscape level, a decrease in the area covered by floating-leaved macrophytes, as well as an increase in open water surface and fragmentation of the land cover classes in the lake ecosystem, were recorded from 1949 to 2006. Overall, 30 true aquatic macrophytes were found from 1973 to 2007. Species richness did not change considerably, but the abundance of aquatic species fluctuated over the years. Three groups of true aquatic vegetation, based on common structural characteristics, were found in 1973–1983, 1989–2002, and 2004–2007 over the last 34 years. The landscape metrics NP, PD, LPI, and SHDI, which all express patterns of landscape fragmentation mostly indicate temporal changes in floating-leaved macrophytes.     

Fault Roughness at Seismogenic Depths from LIDAR and Photogrammetric Analysis

Fault surface roughness is a principal factor influencing earthquake mechanics, and particularly rupture initiation, propagation, and arrest. However, little data currently exist on fault surfaces at seismogenic depths. Here, we investigate the roughness of slip surfaces from the seismogenic strike-slip Gole Larghe Fault Zone, exhumed from ca. 10 km depth. The fault zone exploited pre-existing joints and is hosted in granitoid rocks of the Adamello batholith (Italian Alps). Individual seismogenic slip surfaces generally show a first phase of cataclasite production, and a second phase with beautifully preserved pseudotachylytes of variable thickness. We determined the geometry of fault traces over almost five orders of magnitude using terrestrial laser-scanning (LIDAR, ca. 500 to <1 m scale), and 3D mosaics of high-resolution rectified digital photographs (10 m to ca. 1 mm scale). LIDAR scans and photomosaics were georeferenced in 3D using a Differential Global Positioning System, allowing detailed multiscale reconstruction of fault traces in Gocad^®. The combination of LIDAR and high-resolution photos has the advantage, compared with classical LIDAR-only surveys, that the spatial resolution of rectified photographs can be very high (up to 0.2 mm/pixel in this study), allowing for detailed outcrop characterization. Fourier power spectrum analysis of the fault traces revealed a self-affine behaviour over 3–5 orders of magnitude, with Hurst exponents ranging between 0.6 and 0.8. Parameters from Fourier analysis have been used to reconstruct synthetic 3D fault surfaces with an equivalent roughness by means of 2D Fourier synthesis. Roughness of pre-existing joints is in a typical range for this kind of structure. Roughness of faults at small scale (1 m to 1 mm) shows a clear genetic relationship with the roughness of precursor joints, and some anisotropy in the self-affine Hurst exponent. Roughness of faults at scales larger than net slip (>1–10 m) is not anisotropic and less evolved than at smaller scales. These observations are consistent with an evolution of roughness, due to fault surface processes, that takes place only at scales smaller or comparable to the observed net slip. Differences in roughness evolution between shallow and deeper faults, the latter showing evidences of seismic activity, are interpreted as the result of different weakening versus induration processes, which also result in localization versus delocalization of deformation in the fault zone. From a methodological point of view, the technique used here is advantageous over direct measurements of exposed fault surfaces in that it preserves, in cross-section, all of the structures which contribute to fault roughness, and removes any subjectivity introduced by the need to distinguish roughness of original slip surfaces from roughness induced by secondary weathering processes. Moreover, offsets can be measured by means of suitable markers and fault rocks are preserved, hence their thickness, composition and structural features can be characterised, providing an integrated dataset which sheds new light on mechanisms of roughness evolution with slip and concomitant fault rock production.     

Principal Slip Zones in Limestone: Microstructural Characterization and Implications for the Seismic Cycle (Tre Monti Fault, Central Apennines, Italy)

Earthquakes in central Italy, and in other areas worldwide, often nucleate within and rupture through carbonates in the upper crust. During individual earthquake ruptures, most fault displacement is thought to be accommodated by thin principal slip zones. This study presents detailed microstructural observations of the slip zones of the seismically active Tre Monti normal fault zone. All of the slip zones cut limestone, and geological constraints indicate exhumation from <2?km depth, where ambient temperatures are ?100°C. Scanning electron microscope observations suggest that the slip zones are composed of 100% calcite. The slip zones of secondary faults in the damage zone contain protocataclastic and cataclastic fabrics that are cross-cut by systematic fracture networks and stylolite dissolution surfaces. The slip zone of the principal fault has much more microstructural complexity, and contains a 2?C10?mm thick ultracataclasite that lies immediately beneath the principal slip surface. The ultracataclasite itself is internally zoned; 200?C300???m-thick ultracataclastic sub-layers record extreme localization of slip. Syn-tectonic calcite vein networks spatially associated with the sub-layers suggest fluid involvement in faulting. The ultracataclastic sub-layers preserve compelling microstructural evidence of fluidization, and also contain peculiar rounded grains consisting of a central (often angular) clast wrapped by a laminated outer cortex of ultra-fine-grained calcite. These ??clast-cortex grains?? closely resemble those produced during layer fluidization in other settings, including the basal detachments of catastrophic landslides and saturated high-velocity friction experiments on clay-bearing gouges. An overprinting foliation is present in the slip zone of the principal fault, and electron backscatter diffraction analyses indicate the presence of a weak calcite crystallographic preferred orientation (CPO) in the fine-grained matrix. The calcite c-axes are systematically inclined in the direction of shear. We suggest that fluidization of ultracataclastic sub-layers and formation of clast-cortex grains within the principal slip zone occurred at high strain rates during propagation of seismic ruptures whereas development of an overprinting CPO occurred by intergranular pressure solution during post-seismic creep. Further work is required to document the range of microstructures in localized slip zones that cross-cut different lithologies, and to compare natural slip zone microstructures with those produced in controlled deformation experiments.     

Phytoplankton abundance and contributions to suspended particulate matter in the Ohio,Upper Mississippi and Missouri Rivers

Main channel habitats of the Ohio, Missouri, and Upper Mississippi Rivers were surveyed during the summers of 2004, 2005 and 2006 using a probability-based sampling design to characterize inter-annual and inter-river variation in suspended chlorophyll a (CHLa) and related variables. Large (fivefold) differences in CHLa were observed with highest concentrations in the Upper Mississippi (32.3 ± 1.8 μg L⁻¹), intermediate values in the Missouri (19.7 ± 1.1 μg L⁻¹) and lowest concentrations in the Ohio (6.8 ± 0.5 μg L⁻¹). Inter-annual variation was small in comparison to inter-river differences suggesting that basin-specific factors exert greater control over river-wide CHLa than regional-scale processes influencing climate and discharge. The rivers were characterized by variable but generally low light conditions as indicated by depth-averaged underwater irradiance <4 E m⁻² day⁻¹ and high ratios of channel depth to euphotic depth (>3). Despite poor light conditions, regression analyses revealed that TP was the best single predictor of CHLa (R ² = 0.40), though models incorporating both light and TP performed better (R ² = 0.60). Light and nutrient conditions varied widely within rivers and were inversely related, suggesting that riverine phytoplankton may experience shifts in resource limitation during transport. Inferred grazing and sedimentation losses were large yet CHLa concentrations did not decline downriver indicating that growth and loss processes were closely coupled. The contribution by algae to suspended particulate organic matter in these rivers (mean = 41%) was similar to that of lakes (39%) but lower relative to reservoirs (61%).     

On the observational determination of climate sensitivity and its implications

We estimate climate sensitivity from observations, using the deseasonalized fluctuations in sea surface temperatures (SSTs) and the concurrent fluctuations in the top-of-atmosphere (TOA) outgoing radiation from the ERBE (1985–1999) and CERES (2000–2008) satellite instruments. Distinct periods of warming and cooling in the SSTs were used to evaluate feedbacks. An earlier study (Lindzen and Choi, 2009) was subject to significant criticisms. The present paper is an expansion of the earlier paper where the various criticisms are taken into account. The present analysis accounts for the 72 day precession period for the ERBE satellite in a more appropriate manner than in the earlier paper. We develop a method to distinguish noise in the outgoing radiation as well as radiation changes that are forcing SST changes from those radiation changes that constitute feedbacks to changes in SST. We demonstrate that our new method does moderately well in distinguishing positive from negative feedbacks and in quantifying negative feedbacks. In contrast, we show that simple regression methods used by several existing papers generally exaggerate positive feedbacks and even show positive feedbacks when actual feedbacks are negative. We argue that feedbacks are largely concentrated in the tropics, and the tropical feedbacks can be adjusted to account for their impact on the globe as a whole. Indeed, we show that including all CERES data (not just from the tropics) leads to results similar to what are obtained for the tropics alone — though with more noise. We again find that the outgoing radiation resulting from SST fluctuations exceeds the zerofeedback response thus implying negative feedback. In contrast to this, the calculated TOA outgoing radiation fluxes from 11 atmospheric models forced by the observed SST are less than the zerofeedback response, consistent with the positive feedbacks that characterize these models. The results imply that the models are exaggerating climate sensitivity.     

Comparing gravity and gravity gradient surveys

Noise levels in marine and airborne full tensor gravity gradiometer surveys together with conventional land, marine and airborne gravity surveys are estimated and analysed in gridded form, resulting in relations that detail how these different survey systems can be compared analytically. After defining survey parameters including line spacing, speed and instrument bandwidth, the relations estimate the noise levels that result on either grids of gravity (gz) or gravity gradient (Gzz) as a function of the spatial filtering often applied during geological interpretation. Such comparisons are believed to be a useful preliminary guide for survey selection and planning.     

Grain boundary and volume diffusion experiments in yttrium aluminium garnet bicrystals at 1,723 K: a miniaturized study

Yb-Y inter-diffusion along a single grain boundary of a synthetic yttrium aluminium garnet (YAG) bicrystal has been studied using analytical transmission electron microscopy (ATEM). To investigate the diffusion, a thin-film containing Yb as the diffusant was deposited perpendicular to the bicrystal grain boundary by pulsed laser deposition (PLD). Structural properties and their change with time in both the diffusant source and the grain boundary are reported. The diffusion profiles are incorporated in a numerical diffusion model, which is applied to determine the grain boundary diffusion coefficient, D _gb , at 1.723 K it is equal to 3 × 10⁻¹⁵ m²/s. We find that grain boundary diffusion is 4.85 orders of magnitude faster than volume diffusion, which was determined from the same diffusion experiment. This result is discussed in the context of special versus general grain boundaries. Finally, we successfully tested the capability of synchrotron-based nano-X-ray fluorescence analysis to map micro-chemical patterns in two dimensions with sub-micrometre resolution.     

An agent-based model for risk-based flood incident management

Effective flood incident management (FIM) requires successful operation of complex, interacting human and technological systems. A dynamic agent-based model of FIM processes has been developed to provide new insights which can be used for policy analysis and other practical applications. The model integrates remotely sensed information on topography, buildings and road networks with empirical survey data to fit characteristics of specific communities. The multiagent simulation has been coupled with a hydrodynamic model to estimate the vulnerability of individuals to flooding under different storm surge conditions, defence breach scenarios, flood warning times and evacuation strategies. A case study in the coastal town of Towyn in the United Kingdom has demonstrated the capacity of the model to analyse the risks of flooding to people, support flood emergency planning and appraise the benefits of flood incident management measures.