Empirical evaluation of microtremor H/V spectral ratio

The objective of this work is to perform a purely empirical assessment of the actual capabilities of the horizontal-to-vertical (H/V) spectral ratio technique to provide reliable and relevant information concerning site conditions and/or site amplification. This objective has been tackled through the homogeneous (re)processing of a large volume of earthquakes and ambient noise data recorded by different research teams in more than 200 sites located mainly in Europe, but also in the Caribbean and in Tehran. The original recordings were first gathered in a specific database with information on both the sites and recorded events. Then, for all sites close to an instrumented reference, average site-to-reference spectral ratios (“spectral ratio method” (SSR)) were derived in a homogeneous way (window selection, smoothing, signal-to-noise ratio threshold, averaging), as well as H/V ratios (“HVSRE–RF”) on earthquake recordings. H/V ratios were also obtained from noise recordings at each site (either specific measurements, or extracted from pre- or post-event noise windows). The spectral curves resulting from these three techniques were estimated reliable for a subset of 104 sites, and were thus compared in terms of fundamental frequency, amplitude and amplification bandwidth, exhibiting agreements and disagreements, for which interpretations are looked for in relation with characteristics of site conditions. The first important result consists in the very good agreement between fundamental frequencies obtained with either technique, observed for 81% of the analyzed sites. A significant part of the disagreements correspond to thick, low frequency, continental sites where natural noise level is often very low and H/V noise ratios do not exhibit any clear peak. The second important result is the absence of correlation between H/V peak amplitude and the actual site amplification measured on site-to-reference spectral ratios. There are, however, two statistically significant results about the amplitude of the H/V curve: the peak amplitude may be considered as a lower bound estimate of the actual amplification indicated by SSR (it is smaller for 79% of the 104 investigated sites), and, from another point of view, the difference in amplitude exhibits a questioning correlation with the geometrical characteristics of the sediment/basement interface: large SSR/HV differences might thus help to detect the existence of significant 2D or 3D effects.     

Evaluation of the influence of experimental conditions on H/V results from ambient noise recordings

The H/V-noise technique is now widely used to estimate site effect parameters (fundamental frequency and sometimes the associated soil amplification), and many surveys using this technique have provided convincing results. However, a general agreement on a methodology for data acquisition, data processing and result interpretation has yet to be found. H/V measurements from ambient noise recordings imply both reliability of the results and rapidity of data collection. It is therefore important to understand which experimental conditions (1) influence data quality and reliability, and (2) can help speeding up the recording process. Within the framework of the SESAME European project, a specific task was defined to investigate the reliability of the H/V spectral ratio technique in assessing the site effects. The aim of WP02, one specific Work Package of the SESAME project, is to study the effects of experimental conditions on both stability and reproducibility of H/V results. This study has been conducted in a purely experimental way, by testing the possible influence of various experimental conditions on H/V results both on the frequency peak value and on its amplitude. WP02 results help setting up the experimental conditions under which ambient noise recordings have to be performed in order to provide reproducible, reliable and meaningful H/V results. In this paper we present the results of the WP02 SESAME project concerning the evaluation of the influence of experimental conditions of ambient noise recording on H/V results.     

Scratch hardness–strength solutions for cohesive‐frictional materials

In this paper we develop analytical solutions for scratch hardness–strength relations for cohesive‐frictional materials of the Mohr–Coulomb and Drucker–Prager type. Based on the lower bound yield design approach, closed‐form solutions are derived for frictionless scratch devices, and validated against computational upper bound and elastoplastic finite element solutions. The influence of friction at the blade–material interface is also investigated, for which a simple computational optimization is proposed. Illustrated for scratch tests on cement paste, we show that the proposed solutions provide a convenient way to determine estimates of cohesion and friction parameters from scratch data, and may serve as a benchmark to identify the relevance of strength models for scratch test analysis. Copyright © 2011 John Wiley & Sons, Ltd.     

Natural iodine in a clay formation: Implications for iodine fate in geological disposals

Iodine is one of the most problematic radioisotopes in the context of nuclear waste geological disposal due to its high mobility. Considerable effort has been dedicated to the measurement of its potential retardation during diffusive transport leading to conflicting results, from no retardation to significant retardation, leading in turn to considerable debate. The present study aims at providing new insights into this aspect of the iodine problem by careful quantification of iodine reservoirs in the Callovian-Oxfordian (COx) clay rock taken here as model material for these studies. The present study confirmed the ubiquitous presence of iodine at 1-5 mg kg⁻¹ level in the COx clayey formation. The iodide concentration level in the porewater is also confirmed at a value in the range ∼20-40 μmol L⁻¹, i.e. higher than the expected range of radio-iodine concentration in the far-field of the storage. Surprisingly, most of the iodine was found not to be associated with organic matter but rather in an inorganic form associated with carbonate minerals. This result has potentially significant implications for the fate of radio-iodine. In undisturbed far-field conditions, most natural iodine would not be accessible for isotopic exchange with radioactive iodine, reducing the effective Kd to negligible values. During laboratory experiments, good monitoring of the geochemical parameters (at least the Eh, pH, P_CO2, [Ca] and [Mg]) is mandatory to avoid iodine-bearing carbonate precipitation and to enable rigorous interpretation of the iodide diffusion/retention experiments.     

Assessing neuroprotective P-glycoprotein activity at the blood-brain barrier in killifish (Fundulus heteroclitus) using behavioural profiles

The neuroprotective role of P-glycoprotein, a multixenobiotic resistance transporter (ABCB1/MDR1), in the blood-brain barrier in fish was examined using behavioural toxicological assays. P-glycoprotein acts as cellular efflux pump to prevent substrates from accumulating in the brain, including environmental contaminants such as ivermectin, a common aquaculture pesticide and mammalian anti-parasitic drug. The behavioural toxicological assays were developed to determine the neuropathological effect of ivermectin in killifish (Fundulus heteroclitus). P-glycoprotein function and thus blood-brain barrier integrity can be compromised by chemosensitizers that inhibit transport activity. Fish treated with ivermectin and the P-glycoprotein inhibitor cyclosporin A were significantly more sensitive and succumbed more rapidly to tilting, lethargy, slowing of pectoral-fin movement and loss of haptic-reactivity compared to fish treated with ivermectin-only. P-glycoprotein inhibition is associated with significantly earlier onset and increased mortality in ivermectin-exposed fish. Our results suggest that P-glycoprotein confers resistance against ivermectin-induced behavioural neuropathology and mortality in fish. This assay provides us with a non-invasive tool to study P-glycoprotein function in the blood-brain barrier and evaluate the behavioural effects of potential environmental neurotoxins.     

Robustness and uncertainties of seismic damage estimates at urban scale: a methodological comparison on the example of the city of Oran (Algeria)

The city of Oran is exposed to a significant seismic hazard, as almost all the northern Algeria territory, where numerous casualties and severe damage occurred in the last decades due to several moderate to large earthquakes. A mitigation policy should include the establishment of priorities to reduce the vulnerability of existing buildings based on the knowledge of the actual urban fabrics. The complexity of vulnerability assessment requires a gradual approach from the urban scale to the building scale. The study reported in this paper corresponds to the first step of such an approach, i.e., a preliminary study of the seismic vulnerability and expected damage within an urban district of the city of Oran, based on a non-dedicated data base from a building survey previously performed for other purposes. The main goals of this study are twofold: (1) an assessment of the degree of uncertainty and robustness of such results through a comparison of the results derived from different urban vulnerability methods (GNDT 2; RISK-UE LM1; and VULNERALP 2.0) and (2) an assessment of the actual level of seismic risk in the city of Oran. Cross-method comparisons and correlations highlight a satisfactory agreement between mean damage estimates at the urban scale, despite significant scattering at the single building scale, and uncertainty levels which vary significantly from one method to the other. For a given scenario, the three methods provide damage estimates lying within half an EMS damage degree of one another, with some systematic positive bias for VULNERALP and negative bias for RISK-UE LM1, especially for masonry buildings. The expected mean damage is very important for intensities 9 and 10, with an average damage grade around 3–4 for intensity 9 and 4–5 for intensity 10. The spatial distribution of damage systematically exhibits larger values in the northern, older, commercial area, than in the southern, more recent and more residential area, in relation to the building typology and the existence of several aggravating factors. Some areas of higher vulnerability / damage can be distinguished, which should receive particular attention for retrofitting priorities or urban planning decisions, also taking into account their cultural heritage value.     

Site effect assessment using KiK-net data: Part 1. A simple correction procedure for surface/downhole spectral ratios

When data is available, the estimation of site effects is usually performed using the “standard spectral ratio” (SSR) technique with respect to an outcropping, reference rock site. This study uses the Japanese KiK-net network, which has more than 600 pairs of surface-downhole stations allowing the computation of empirical borehole transfer functions, consisting of mean spectral ratios of surface over downhole recordings. The borehole transfer function deviates from the SSR in two respects: the reference is located at depth, and the downhole velocity varies from one site to another. These differences bias the estimation of the transfer function with reference to a standard outcrop rock site. The goal of this paper is to develop a simple and robust methodology to correct for such bias. The proposed correction procedure consists of two steps: a depth correction designed to account, in a simplified and physically acceptable way, for the existence at depth of destructive interferences and the absence of free-surface effects in the high-frequency range; and an impedance correction designed to normalize the shear wave velocity at depth. The depth correction involves a simple, frequency-dependent curve to be adapted for each site as a function of the first destructive interference frequency at depth. The impedance normalization combines the use of “generic” rock velocity profiles and a quarter-wavelength approach, resulting in a smooth frequency-dependent amplitude correction. The proposed methodology is applied on a large subset of KiK-net data in view of analysing the correlation between site amplification factors and site parameters in a companion paper.     

Ground motion prediction in Beirut: a multi-step procedure coupling empirical Green’s functions,ground motion prediction equations and instrumental transfer functions

The strike slip Yammouneh fault is the longest fault in Lebanon, crossing the territory from South to North. It was responsible for major historical earthquakes like the 1202 A.D. earthquake, estimated to M_s7.6. This paper presents a site-specific estimation of the ground motion caused by a potential M_w7.5 earthquake on the Yammouneh fault, similar to the 1202 event, for various sites within the Beirut area. The empirical Green’s function technique EGF is used to estimate the median and the standard deviations of the seismic ground motion at the reference station BHL, taking into account epistemic and aleatory uncertainties related to source parameters. These uncertainties were quantified through a sensitivity analysis of the position of the rupture nucleation X_nuc, the slip roughness parameter K, the corner frequency f_c and the magnitude M_c of the EGF. The rock ground motion is then transferred to various other sites within the Beirut area, using instrumental Fourier transfer functions. Site amplification factors are next deduced by computing the ratio between response spectra at sediment sites and at a reference rock station. Considering the limits of the EGF method in the near field of extended sources, the EGF approach is considered only up to a magnitude M_w of 6.5. Selected Ground Motion Predictive Equations are then used to simulate a M_w7.5 event at a reference station. By applying the amplification factors, the response spectra at the different sites of Beirut are also calculated and compared with the actual response spectra used in the Lebanese regulations.