Dynamic response analysis of solitary flexible rocking bodies: modeling and behavior under pulse‐like ground excitation

Results obtained for rigid structures suggest that rocking can be used as seismic response modification strategy. However, actual structures are not rigid: structural elements where rocking is expected to occur are often slender and flexible. Modeling of the rocking motion and impact of flexible bodies is a challenging task. A non‐linear elastic viscously damped zero‐length spring rocking model, directly usable in conventional finite element software, is presented in this paper. The flexible rocking body is modeled using a conventional beam‐column element with distributed masses. This model is verified by comparing its pulse excitation response to the corresponding analytical solution and validated by overturning analysis of rocking blocks subjected to a recorded ground motion excitation. The rigid rocking block model provides a good approximation of the seismic response of solitary flexible columns designed to uplift when excited by pulse‐like ground motions. Guidance for development of rocking column models in ordinary finite element software is provided. Copyright © 2014 John Wiley & Sons, Ltd.     

Seismic fragilities of single-column highway bridges with rocking column-footing

Rocking isolation has been increasingly studied as a promising design concept to limit the earthquake damage of civil structures. Despite the difficulties and uncertainties of predicting the rocking response under individual earthquake excitations (due to negative rotational stiffness and complex impact energy loss), in a statistical sense, the seismic performance of rocking structures has been shown to be generally consistent with the experimental outcomes. To this end, this study assesses, in a probabilistic manner, the effectiveness of using rocking isolation as a retrofit strategy for single-column concrete box-girder highway bridges in California. Under earthquake excitation, the rocking bridge could experience multi-class responses (eg, full contacted or uplifting foundation) and multi-mode damage (eg, overturning, uplift impact, and column nonlinearity). A multi-step machine learning framework is developed to estimate the damage probability associated with each damage scenario. The framework consists of the dimensionally consistent generalized linear model for regression of seismic demand, the logistic regression for classification of distinct response classes, and the stepwise regression for feature selection of significant ground motion and structural parameters. Fragility curves are derived to predict the response class probabilities of rocking uplift and overturning, and the conditional damage probabilities such as column vibrational damage and rocking uplift impact damage. The fragility estimates of rocking bridges are compared with those for as-built bridges, indicating that rocking isolation is capable of reducing column damage potential. Additionally, there exists an optimal slenderness angle range that enables the studied bridges to experience much lower overturning tendencies and significantly reduced column damage probabilities at the same time.     

A finite element model for seismic response analysis of deformable rocking frames

A new finite element model to analyze the seismic response of deformable rocking bodies and rocking structures is presented. The model comprises a set of beam elements to represent the rocking body and zero‐length fiber cross‐section elements at the ends of the rocking body to represent the rocking surfaces. The energy dissipation during rocking motion is modeled using a Hilber–Hughes–Taylor numerically dissipative time step integration scheme. The model is verified through correct prediction of the horizontal and vertical displacements of a rigid rocking block and validated against the analytical Housner model solution for the rocking response of rigid bodies subjected to ground motion excitation. The proposed model is augmented by a dissipative model of the ground under the rocking surface to facilitate modeling of the rocking response of deformable bodies and structures. The augmented model is used to compute the overturning and uplift rocking response spectra for a deformable rocking frame structure to symmetric and anti‐symmetric Ricker pulse ground motion excitation. It is found that the deformability of the columns of a rocking frame does not jeopardize its stability under Ricker pulse ground motion excitation. In fact, there are cases where a deformable rocking frame is more stable than its rigid counterpart. Copyright © 2016 John Wiley & Sons, Ltd.     

Seismic response of a wobbling 3D frame

This paper investigates the 3D response of a slab supported by wobbling columns. The columns are not allowed neither to slide nor to roll out of their initial position. An analytical model is proposed, the equations of motion are derived, and they are solved numerically. The paper concludes that the addition of the slab makes the columns more stable. In fact, the system is almost equivalent to the response of a solitary column with the same aspect ratio yet larger size. However, it is also shown that the system is less stable than its planar counterpart and that planar analysis can only qualitatively describe the behavior of 3D structures. A case study shows that the concept could be used as a seismic isolation technique for bridges. However, more research need to be performed on defining proper intensity measures for uplifting structures, as it is shown that there is large record‐to‐record variability, even when intensity measures developed for rocking structures are used.     

The three‐dimensional behavior of inverted pendulum cylindrical structures during earthquakes

In order to use rocking as a seismic response modification strategy along both directions of seismic excitation, a three‐dimensional (3D) rocking model should be developed. Since stepping or rolling rocking structural members out of their initial position is not a desirable performance, a rocking design should not involve these modes of motion. To this end, a model that takes the aforementioned constraint into account needs to be developed. This paper examines the 3D motion of a bounded rigid cylinder that is allowed to uplift and sustain rocking and wobbling (unsteady rolling) motion without sliding or rolling out of its initial position (i.e., a 3D inverted pendulum). Thus, the cylinder is constrained to zero residual displacement at the end of its 3D motion. This 3D dynamic model of the rocking rigid cylinder has two DOFs (three when damping is included), making it the simplest 3D extension of Housner's classical two‐dimensional (2D) rocking model. The development of models with and without damping is presented first. They are simple enough to perform extensive parametric analyses. Modes of motion of the cylinder are identified and presented. Then, 3D rocking and wobbling earthquake response spectra are constructed and compared with the classical 2D rocking earthquake response spectra. The 3D bounded rocking earthquake response spectra for the ground motions considered seem to have a very simple linear form. Finally, it is shown that the use of a 2D rocking model may lead to unacceptably unconservative estimates of the 3D rocking and wobbling seismic response. Copyright © 2017 John Wiley & Sons, Ltd.     

Dynamically equivalent rocking structures

Predicting the rocking response of structures to ground motion is important for assessment of existing structures, which may be vulnerable to uplift and overturning, as well as for designs which employ rocking as a means of seismic isolation. However, the majority of studies utilize a single rocking block to characterize rocking motion. In this paper, a methodology is proposed to derive equivalence between the single rocking block and various rocking mechanisms, yielding a set of fundamental rocking parameters. Specific structures that have exact dynamic equivalence with a single rocking block, are first reviewed. Subsequently, approximate equivalence between single and multiple block mechanisms is achieved through local linearization of the relevant equations of motion. The approximation error associated with linearization is quantified for three essential mechanisms, providing a measure of the confidence with which the proposed methodology can be applied. Copyright © 2014 John Wiley & Sons, Ltd.     

Analysis of the rocking response of rigid blocks standing free on a seismically isolated base

This paper examines the rocking response and stability of rigid blocks standing free on an isolated base supported: (a) on linear viscoelastic bearings, (b) on single concave and (c) on double concave spherical sliding bearings. The investigation concludes that seismic isolation is beneficial to improve the stability only of small blocks. This happens because while seismic isolation increase the ‘static’ value of the minimum overturning acceleration, this value remains nearly constant as we move to larger blocks or higher frequency pulses; therefore, seismic isolation removes appreciably from the dynamics of rocking blocks the beneficial property of increasing stability as their size increases or as the excitation pulse period decreases. This remarkable result suggests that free‐ standing ancient classical columns exhibit superior stability as they are built (standing free on a rigid foundation) rather than if they were seismically isolated even with isolation system with long isolation periods. The study further confirms this finding by examining the seismic response of the columns from the peristyle of two ancient Greek temples when subjected to historic records. Copyright © 2011 John Wiley & Sons, Ltd.     

Dynamics of rocking podium structures

A rocking podium structure is a class of structures consisting of a superstructure placed on top of a rigid slab supported by free‐standing columns. The free‐standing columns respond to sufficiently strong ground motion excitation by uplifting and rocking. Uplift works as a mechanical fuse that limits the forces transmitted to the superstructure, while rocking enables large lateral displacements. Such ‘soft‐story’ system runs counter to the modern seismic design philosophy but has been used to construct several hundred buildings in countries of the former USSR following Polyakov's rule‐of‐thumb guidelines: (i) that the superstructure behave as a rigid body and (ii) that the maximum lateral displacement of the rocking podium frame be estimated using elastic earthquake displacement response spectra. The objectives of this paper are to present a dynamic model for analysis of the in‐plane seismic response of rocking podium structures and to investigate if Polyakov's rule‐of‐thumb guidelines are adequate for the design of such structures. Examination of the rocking podium structure response to analytical pulse and recorded ground motion excitations shows that the rocking podium structures are stable and that Polyakov's rule‐of‐thumb guidelines produce generally conservative designs. Copyright © 2017 John Wiley & Sons, Ltd.     

Seismic protection of rocking structures with inerters

The seismic behaviour of a wide variety of structures can be characterized by the rocking response of rigid blocks. Nevertheless, suitable seismic control strategies are presently limited and consist mostly on preventing rocking motion all together, which may induce undesirable stress concentrations and lead to impractical interventions. In this paper, we investigate the potential advantages of using supplemental rotational inertia to mitigate the effects of earthquakes on rocking structures. The newly proposed strategy employs inerters, which are mechanical devices that develop resisting forces proportional to the relative acceleration between their terminals and can be combined with a clutch to ensure their rotational inertia is only employed to oppose the motion. We demonstrate that the inclusion of the inerter effectively reduces the frequency parameter of the block, resulting in lower rotation seismic demands and enhanced stability due to the well-known size effects of the rocking behaviour. The effects of the inerter and inerter-clutch devices on the response scaling and similarity are also studied. An examination of their overturning fragility functions reveals that inerter-equipped structures experience reduced probabilities of overturning in comparison with uncontrolled bodies, while the addition of a clutch further improves their seismic stability. The concept advanced in this paper is particularly attractive for the protection of rocking bodies as it opens the possibility of nonlocally modifying the dynamic response of rocking structures without altering their geometry.     

Planar rocking response and stability analysis of an array of free‐standing columns capped with a freely supported rigid beam

This paper investigates the planar rocking response of an array of free‐standing columns capped with a freely supported rigid beam in an effort to explain the appreciable seismic stability of ancient free‐standing columns that support heavy epistyles together with the even heavier frieze atop. Following a variational formulation, the paper concludes to the remarkable result that the dynamic rocking response of an array of free‐standing columns capped with a rigid beam is identical to the rocking response of a single free‐standing column with the same slenderness yet with larger size, that is a more stable configuration. Most importantly, the study shows that the heavier the freely supported cap beam is (epistyles with frieze atop), the more stable is the rocking frame regardless of the rise of the center of gravity of the cap beam, concluding that top‐heavy rocking frames are more stable than when they are top light. This ‘counter intuitive’ finding renders rocking isolation a most attractive alternative for the seismic protection of bridges with tall piers, whereas its potential implementation shall remove several of the concerns associated with the seismic connections of prefabricated bridges. Copyright © 2012 John Wiley & Sons, Ltd.     

The interaction of elasticity and rocking in flexible structures allowed to uplift

Numerous structures uplift under the influence of strong ground motion. Although many researchers have investigated the effects of base uplift on very stiff (ideally rigid) structures, the rocking response of flexible structures has received less attention. Related practical analysis methods treat these structures with simplified ‘equivalent’ oscillators without directly addressing the interaction between elasticity and rocking. This paper addresses the fundamental dynamics of flexible rocking structures. The nonlinear equations of motion, derived using a Lagrangian formulation for large rotations, are presented for an idealized structural model. Particular attention is devoted to the transition between successive phases; a physically consistent classical impact framework is utilized alongside an energy approach. The fundamental dynamic properties of the flexible rocking system are compared with those of similar linear elastic oscillators and rigid rocking structures, revealing the distinct characteristics of flexible rocking structures. In particular, parametric analysis is performed to quantify the effect of elasticity on uplift, overturning instability, and harmonic response, from which an uplifted resonance emerges. The contribution of stability and strength to the collapse of flexible rocking structures is discussed. Copyright © 2012 John Wiley & Sons, Ltd.     

An analytical model of a deformable cantilever structure rocking on a rigid surface: development and verification

This paper extends previously developed models to account for the influence of the column and the foundation masses on the behavior of top‐heavy deformable elastic cantilever columns rocking on a rigid support surface. Several models for energy dissipation at impact are examined and compared. A novel Vertical Velocity Energy Loss model is introduced. Rocking uplift and overturning spectra for the deformable elastic cantilever model excited by sinusoidal ground motions are constructed. The effects of non‐dimensional model parameter variations on the rocking spectra and the overturning stability of the model are presented. It is shown that the remarkable overturning stability of dynamically excited large cantilever columns is not jeopardized by their deformability. Copyright © 2015 John Wiley & Sons, Ltd.     

Seismic performance of an existing bridge with scoured caisson foundation

A three-dimensional rigid body on the shape of a parallelepiped is modelled in order to rock on a side or a vertex of the base,in order to evaluate the seismic response of rigid blocks lying on a horizontal support.The center of mass of the body is considered as eccentric with respect to its geometric center.As seismic input,three Italian recorded accelerograms,with different spectral content,are used.The study is mainly conducted to highlight the differences between the seismic response of 2D and 3D models of rigid blocks,with the aim to understand if,in some cases,the use of the 3D model of rigid block is required to obtain safer results.In fact,the outcomes show that in some ranges of the geometrical and mechanical parameters that characterize the excitation and the body,a two-dimensional model,which is not able to consider the 3D rocking on a vertex,can provide unsafe results.In particular,it is found that the overturning process of the three-dimensional block can occur under excitations which are lower than those which overturn a corresponding two-dimensional block.     

Dynamics and seismic performance of rocking bridges accounting for the abutment-backfill contribution

The present study explores analytically the concept of rocking isolation in bridges considering for the first time the influence of the abutment-backfill system. The dynamic response of rocking bridges with free-standing piers of same height and same section is examined assuming negligible deformation for the substructure and the superstructure. New relationships for the prediction of the bridge rocking motion are derived, including the equation of motion and the restitution coefficient at each impact at the rocking interfaces. The bridge structure is found to be susceptible to a failure mode related to the failure of the abutment-backfill system, which can occur prior to the well-known overturning of the rocking piers. Thus, a new failure spectrum is proposed called Failure Minimum Acceleration Spectrum (FMAS) which extends the overturning spectrum put forward in previous studies, and it differs in principle from the latter. The comparison with the dynamic response of bridges modelled as rocking frames without abutments reveals not only that seat-type abutments and their backfill have a generally beneficial effect on the seismic performance of rocking pier bridges by suppressing the free rocking motion of the frame system, but also that the simple frame model cannot capture all salient features of the rocking bridge response as it misses potential failure modes, overestimating the rocking bridge's safety when these modes are critical.     

Seismic control of flexible rocking structures using inerters

Allowing flexible structures to uplift and rock during earthquakes can significantly reduce the force demands and residual displacements. However, such structures are still susceptible to large deformations and accelerations that can compromise their functionality. In this paper, we examine the dynamic response of elastic rocking oscillators and suggest that their lateral drifts and accelerations can be limited effectively by using inerter devices. To this end, we offer a detailed examination of the effects of structural flexibility on the efficiency of the proposed system. The analytical expressions governing the motion of deformable structures with base uplift are revisited to incorporate the effects of the supplemental rotational inertia. The proposed model is then used to study the structural demands of flexible rocking structures under coherent pulses as well as noncoherent real pulse-like ground motions. Our results show that combining rocking with inerters can be an efficient strategy to control the deformation and acceleration demands in uplifting flexible systems.     

Dynamics of a sliding-rocking block considering impact with an adjacent wall

A freestanding rigid block subjected to base excitation can exhibit complicated motion described by five response modes: rest, pure rocking, pure sliding, combined sliding-rocking, and free flight. Previous studies on the dynamics of a rocking block have assumed that the block does not interact with neighboring objects. However, there are many applications in which the block may start or come in contact with an adjacent boundary during its motion, for example, a bookcase or cabinet colliding with a partition wall in an earthquake. This paper investigates the dynamics of a sliding-rocking block considering impact with an adjacent wall. A model is developed in which the base and wall are assumed rigid, and impact is treated using the classical impulse and momentum principle. The model is verified by comparing its predictions in numerical simulations against those of an existing general-purpose rigid-body model in which impact is treated using a viscoelastic impact model. The developed model is used to investigate the effects of different parameters on the stability of a block subjected to analytical pulse excitations. It is found that wall placement (left or right) has a dominant effect on the shape of the overturning acceleration spectra for pulse excitations. In general, decreasing the gap distance, base friction coefficient, and wall coefficient of restitution enhance the stability of the block. Similar observations are made when evaluating the overturning probability of a block using earthquake floor motions.     

Neural network analysis of overturning response under near-fault type excitation

Under strong seismic excitation, a rigid block will uplift from its support and undergo rocking oscillations which may lead to （complete） overturning. Numerical and analytical solutions to this highly nonlinear vibration problem are first highlighted in the paper and then utilized to demonstrate how sensitive the overturning behavior is not only to the intensity and frequency content of the base motion, but also to thc presence of strong pulses, to their detailed sequence, and even to their asymnletry. Five idealised pulses capable of representing ＂rupture-directivity＂ and ＂fling＂ affected ground motions near the fault, are utilized to this end ： the one-cycle sinus, the one-cycle cosinus, the Ricker wavelet, the truncated （T）-Ricker wavelet, and the rectangular pulse ＂Overturning-Acceleration Amplification＂ and ＂Rotation＂ spectra are introduced and presented. Artificial neural network modeling is then developed as an alternative numerical solution. The neural network analysis leads to closed-form expressions for predicting the overturning failure or survival of a rigid block, as a function of its geometric properties and the characteristics of the excitation time history. The capability of the developed neural network modeling is validated through comparisons with the numerical solution. The derived analytical expressions could also serve as a tool for assessing the destructiveness of near-fault ground motions, for structures sensitive to rocking with foundation uplift.     

Seismic response of slender rigid structures with foundation uplifting

The rocking of rigid structures uplifting from their support under strong earthquake shaking is investigated. The structure is resting on the surface of either a rigid base or a linearly elastic continuum. A large-displacement approach is adopted to extract the governing equations of motion allowing for a rigorous calculation of the nonlinear response even under near-overturning conditions. Directivity-affected near-fault ground motions, idealized as Ricker wavelets or trigonometric pulses, are used as excitation. The conditions under which uplifting leads to large angles of rotation and eventually to overturning are investigated. A profoundly nonlinear rocking behavior is revealed for both rigid and elastic soil conditions. This geometrically nonlinear response is further amplified by unfavorable sequences of long-duration pulses in the excitation. Moreover, through the overturning response of a toppled tombstone, it is concluded that the practice of estimating ground accelerations from overturning observations is rather misleading and meaningless.     

Rocking amplification and strong‐motion duration

This paper characterizes the ability of natural ground motions to induce rocking demands on rigid structures. In particular, focusing on rocking blocks of different size and slenderness subjected to a large number of historic earthquake records, the study unveils the predominant importance of the strong‐motion duration to rocking amplification (ie, peak rocking response without overturning). It proposes original dimensionless intensity measures (IMs), which capture the total duration (or total impulse accordingly) of the time intervals during which the ground motion is capable of triggering rocking motion. The results show that the proposed duration‐based IMs outperform all other examined (intensity, frequency, duration, and/or energy‐based) scalar IMs in terms of both “efficiency” and “sufficiency.” Further, the pertinent probabilistic seismic demand models offer a prediction of the peak rocking demand, which is adequately “universal” and of satisfactory accuracy. Lastly, the analysis shows that an IM that “efficiently” captures rocking amplification is not necessarily an “efficient” IM for predicting rocking overturning, which is dominated by the velocity characteristics (eg, peak velocity) of the ground motion.