Estimation of potential evapotranspiration over the Yellow River basin: reference crop evaporation or Shuttleworth–Wallace?

Potential evapotranspiration (PET) is a key input to hydrological models. Its estimation has often been via the Penman–Monteith (P–M) equation, most recently in the form of an estimate of reference evapotranspiration (RET) as recommended by FAO‐56. In this paper the Shuttleworth–Wallace (S–W) model is implemented to estimate PET directly in a form that recognizes vegetation diversity and temporal change without reference to experimental measurements and without calibration. The threshold values of vegetation parameters are drawn from the literature based on the International Geosphere–Biosphere Programme land cover classification. The spatial and temporal variation of the LAI of vegetation is derived from the composite NOAA‐AVHRR normalized difference vegetation index (NDVI) using a method based on the SiB2 model, and the Climate Research Unit database is used to provide the required meteorological data. All these data inputs are publicly and globally available. Consequently, the implementation of the S–W model developed in this study is applicable at the global scale, an essential requirement if it is to be applied in data‐poor or ungauged large basins. A comparison is made between the FAO‐56 method and the S–W model when applied to the Yellow River basin for the whole of the last century. The resulting estimates of RET and PET and their association with vegetation types and leaf area index (LAI) are examined over the whole basin both annual and monthly and at six specific points. The effect of NDVI on the PET estimate is further evaluated by replacing the monthly NDVI product with the 10‐day product. Multiple regression relationships between monthly PET, RET, LAI, and climatic variables are explored for categories of vegetation types. The estimated RET is a good climatic index that adequately reflects the temporal change and spatial distribution of climate over the basin, but the PET estimated using the S–W model not only reflects the changes in climate, but also the vegetation distribution and the development of vegetation in response to climate. Although good statistical relationships can be established between PET, RET and/or climatic variables, applying these relationships likely will result in large errors because of the strong non‐linearity and scatter between the PET and the LAI of vegetation. It is concluded that use of the implementation of the S–W model described in this study results in a physically sound estimate of PET that accounts for changing land surface conditions. Copyright © 2006 John Wiley & Sons, Ltd.     

Simulated impacts of irrigation on evapotranspiration in a strongly exploited region: a case study of the Haihe River basin,China

Irrigation is the major water supply for crop production in water‐limited regions. However, this important water component is usually neglected or simplified in hydrological modelling primarily because information concerning irrigation is notably difficult to collect. To assess real effects of irrigation on the simulation of evapotranspiration (ET) in water‐limited region, the Community Land Model version 4 was established over a typical semi‐humid agricultural basin in the northern China – the Haihe River basin. In the irrigated cropland, incorporating an irrigation scheme can enhance the simulated ET and improve the simulation of spatial variability of soil moisture content. We found that different configurations in the irrigation scheme do not cause significant differences in the simulated annual ET. However, simulated ET with simulated irrigation differs clearly from that with observed irrigation in mean annual magnitude, long‐term trend and spatial distribution. Once the irrigation scheme is well‐calibrated against observations, it reasonably reproduces the interannual variability of annual irrigation, when irrigation water management is relatively stable. More importantly, parameter calibration should be consistent with the configuration of the source of irrigation water. However, an irrigation scheme with a constant parameter value cannot capture the trend in the annual irrigation amount caused by abrupt changes in agricultural water management. Compared with different remotely sensed ET products, the enhancement in the simulated ET by irrigation is smaller than the differences among these products, and the trend in simulated ET with the observed irrigation cannot be captured correctly by the remotely sensed ET. Copyright © 2014 John Wiley & Sons, Ltd.     

Trends in precipitation extremes over the Yellow River basin in North China: Changing properties and causes

The Mann–Kendall test, composite analysis, and 68 high‐quality meteorological stations were used to explore the spatiotemporal variations and causes of precipitation extremes over the Yellow River basin (YRB) during the period of 1960–2011. Results showed that (a) the YRB is characterized by decreases of most precipitation indices, excluding the simple daily intensity index, which has increasing trends in most locations, suggesting that the intensity of rainfall and the probability of occurrence of droughts have increased during the last decades. (b) Trends of extreme precipitation show mixed patterns in the lower reach of the YRB, where drought–flood disasters have increased. The increases in heavy rainfall and decreases in consecutive wet days in recent years over the northwestern portions of the YRB indicate that the intensity and frequency of above‐normal precipitation have been trending upward in domains. In the central‐south YRB, the maximum 1‐day precipitation (RX1day) and precipitation on extremely wet days (R99p) have significantly increased, whereas the number of consecutive dry days has declined; these trends suggest that the intensity of precipitation extremes has increased in those regions, although the frequency of extreme and total rainfall has decreased. (c) The spatial distributions of seasonal trends in RX1day and maximum 5‐day precipitation (RX5day) exhibited less spatial coherence, and winter is becoming the wettest season regionwide, particularly over the central‐south YRB. (d) There were multiple and overlapping cycles of variability for most precipitation indices, indicating variations of time and frequency. (e) Elevation is intimately correlated with precipitation indices, and a weakening East Asian summer monsoon during 1986–2011 compared to that in 1960–1985 may have played an important role in the declines in most indices over the YRB. Therefore, the combined effects from local and teleconnection forcing factors have collectively influenced the variations in precipitation extremes across the YRB. This study may provide valuable evidence for the effective management of water resources and the conduct of agricultural activities at the basin scale.     

Impact of flooded rice paddy on remotely sensed evapotranspiration in the Krishna River basin,India

Evapotranspiration (ET) is one of the major water exchange processes between the earth's surface and the atmosphere. ET is a combined process of evaporation from open water bodies, bare soil and plant surfaces, and transpiration from vegetation. Remote sensing-based ET models have been developed to estimate spatially distributed ET over large regions, however, many of them reportedly underestimate ET over semi-arid regions (Jamshidi et al., Journal of Hydrometeorology, 2019, 20, 947–964). In this work, we show that underestimation of ET can occur due to the open water evaporation from flooded rice paddies ignored in the existing ET models. To address the gap in ET estimation, we have developed a novel approach that accounts for the missing ET component over flooded rice paddies. Our method improved ET estimates by a modified Penman-Monteith algorithm that considered the fraction of open water evaporation from flooded rice paddies. Daily ET was calculated using ground based meteorological data and the MODIS satellite data over the Krishna River Basin. Seasonal and annual ET values over the Krishna Basin were compared with two different ET algorithms. ET estimates from these two models were also compared for different crop combinations. Results were validated with flux tower-based measurements from other studies. We have identified a 17 mm/year difference in average annual ET over the Krishna River Basin with this new ET algorithm. This is very critical in basin scale water balance analysis and water productivity studies.     

Assessment of surface water resources and evapotranspiration in the Haihe River basin of China using SWAT model

Quantitative assessment of surface water resources (SWRs) and evapotranspiration (ET) is essential and significant for reasonably planning and managing water resources in the Haihe River basin which is facing severe water shortage. In this study, a distributed hydrological model of the Haihe River basin was constructed using the Soil and Water Assessment Tool, well considering the reservoirs and agricultural management practices for reasonable simulation. The crop parameters were independently calibrated with the observed crop data at six experimental stations. Then, sensitivity ranks of hydrological parameters were analysed, which suggested the important parameters used for calibration. The model was successfully calibrated using the monthly observed data of discharge in around 1970–1991 and actual ET (ET_a) in 2002–2004 for the mountainous area and Haihe plain, respectively. Meanwhile, good agreements between the simulated and statistical crop yields in 1985–2005 further verified the model's appropriateness. Finally, the calibrated model was used to assess SWRs and ET_a in time and space during 1961–2005. Results showed that the average annual natural SWRs and the ET_a were about 17.5 billion cubic metre and 542 mm, respectively, both with a slight downward trend. The spatial distributions of both SWRs and ET_a were significantly impacted by variations of precipitation and land use. Moreover, the reservoir in operation was the main factor for the noticeable decline of actual SWRs. In the Haihe plain, the ET_a with irrigation was increased by 46% compared with that under rainfed conditions. In addition, this study identified the regions with potential to improve the irrigation effects on water use. Copyright © 2012 John Wiley & Sons, Ltd.     

The temporal trends of reference evapotranspiration and its sensitivity to key meteorological variables in the Yellow River Basin,China

The temporal trends of reference evapotranspiration (ET_ref) reflect the combined effects of radiometric and aerodynamic variables, such as global solar radiation (R_s), wind speed, relative humidity and air temperature. The temporal trends of annual ET_ref during 1961–2006 calculated by Penman‐Monteith method were explored and the underlying causes for these trends were analysed in the Yellow River Basin (YRB). The contributions of key meteorological variables to the temporal trend of ET_ref were detected using the detrended method and then sensitivity coefficients of ET_ref to meteorological variables were determined. For ET_ref, positive trends in the upper, middle and whole of YRB, and significant negative trend (P = 0·05) in the lower basin were obtained by the linear fitted model. Significant increasing trend (P = 0·05) in air temperature and decreasing trend in relative humidity were the main causes for the increasing trends of ET_ref in the upper, middle and whole basins. For the whole basin, the increasing trend of ET_ref was mainly caused by the significant increase (P = 0·05) in air temperature and to a lesser extent by a decrease in the relative humidity, decreasing trends of R_s and wind speed reduced ET_ref. The spatial distribution of sensitivity coefficients addressed that the sensitive regions for ET_ref response to the changes of the four meteorological variables are different in the YRB. The sensitive region lay in the upper basin for R_s, the northwest portion of the middle basin for wind speed, the south portion of YRB for relative humidity and the west portion of the upper basin and the north portion of the middle basin for air temperature. In general, R_s was the most sensitive variable for ET_ref, followed by relative humidity, air temperature and wind speed in the basin scale. Copyright © 2010 John Wiley & Sons, Ltd.     

Estimation of annual actual evapotranspiration from nonsaturated land surfaces with conventional meteorological data

Land surface evapotranspiration is an important component both in earth surface heat and water bal-ance, on whose budgets weather and climate depend, to a great extent, for their changes are responsible for the formation and variation of vegetation features on the globe. Besides, the evapotranspiration is an im-portant topic of short-term flood forecasting and the estimation of runoff from mountainous sides. As a result, the problem as to the evapotranspiration has been one of the concerns in …     

The wind-water two-phase erosion and sediment-producing processes in the middle Yellow River basin, China

Based on data from the middle Yellow River basin, a wind-water two-phase mechanism for erosion and sediment-producing processes has been found. By using this mechanism, the extremely strong erosion and sediment yield in the study area can be better explained. The operation of wind and water forces is different in different seasons within a year. During winter and spring, strong wind blows large quantities of eolian sand to gullies and river channels, which are temporally stored there. During the next summer, rainstorms cause runoff that contains much fine loessic material and acts as a powerful force to carry the previously prepared coarse material. As a result, hyperconcentrated flows occur, resulting in high-intensity erosion and sediment yield.     

Temporal trends of hydro‐climatic variables and runoff response to climatic variability and vegetation changes in the Yiluo River basin,China

The Yiluo River is the largest tributary for the middle and lower reaches of the Yellow River below Sanmenxia Dam. Changes of the hydrological processes in the Yiluo River basin, influenced by the climatic variability and human activities, can directly affect ecological integrity in the lower reach of the Yellow River. Understanding the impact of the climatic variability and human activities on the hydrological processes in the Yiluo River basin is especially important to maintain the ecosystem integrity and sustain the society development in the lower reach of the Yellow River basin. In this study, the temporal trends of annual precipitation, air temperature, reference evapotranspiration (ET₀) and runoff during 1961–2000 in the Yiluo River basin were explored by the Mann‐Kendall method (M‐K method), Yamamoto method and linear fitted model. The impacts of the climatic variability and vegetation changes on the annual runoff were discussed by the empirical model and simple water balance model and their contribution to change of annual runoff have been estimated. Results indicated that (i) significant upwards trend for air temperature and significant downwards trend both for precipitation and ET₀ were detected by the M‐K method at 95% confidence level. And the consistent trends were obtained by the linear fitted model; (ii) the abrupt change started from 1987 detected by the M‐K method and Yamamoto method, and so the annual runoff during 1961–2000 was divided into two periods: baseline period (1961–1986) and changeable period (1987–2000); and (iii) the vegetation changes were the main cause for change of annual runoff from baseline period to changeable period, and climatic variability contributed a little to the change of annual runoff of the Yiluo River. Copyright © 2009 John Wiley & Sons, Ltd.     

A distributed approach for estimating catchment evapotranspiration: comparison of the combination equation and the complementary relationship approaches

In large river basins, there may be considerable variations in both climate and land use across the region. The evapotranspiration that occurs over a basin may be drastically different from one part of the region to another. The potential influence of these variations in evapotranspiration estimated for the catchment is weakened by using a spatially based distributed hydrological model in such a study. Areal evapotranspiration is estimated by means of approaches requiring only meteorological data: the combination equation (CE) model and the complementary relationship approach—the complementary relationship areal evapotranspiration (CRAE) and advection–aridity (AA) models. The capability of three models to estimate the evapotranspiration of catchments with complex topography and land‐use classification is investigated, and the models are applied to two catchments with different characteristics and scales for several representative years. Daily, monthly, and annual evapotranspiration are estimated with different accuracy. The result shows that the modified CE model may underestimate the evapotranspiration in some cases. The CRAE and AA models seem to be two kinds of effective alternatives for estimating catchment evapotranspiration. Copyright © 2003 John Wiley & Sons, Ltd.     

Proposed methods for potential evapotranspiration calculation of the Red River basin (North Vietnam)

Potential evapotranspiration (ETP) is an important part of a climatic water balance and a crucial variable in many kinds of models in computing actual evapotranspiration. The objective of this study was to find a reasonable approach of ETP calculation for a height‐differentiated landscape in subtropical climate. From the pool of diverse approaches, six common methods [Hamon, Priestley–Taylor, Thornthwaite, Blaney–Criddle, Turc and Food and Agricultural Organization Irrigation and Drainage Paper No. 56 (FAO‐56)] were selected. With the meteorological data for long‐term period (1964–2008), the calculation of ETP values was performed for 12 different meteorological stations in the Red River basin. Among the applied ETP calculation methods, the Turc and the FAO‐56 methods agreed well at most stations and represent best the expectations for the ETP values of the Thao and Da subbasins. The findings of our investigations indicate that in highly structured (land use and elevation) regions, not all methods provide satisfying results. Copyright © 2011 John Wiley & Sons, Ltd.     

Analysis of long‐term water balance in the source area of the Yellow River basin

To analyse the long‐term water balance of the Yellow River basin, a new hydrological model was developed and applied to the source area of the basin. The analysis involved 41 years (1960–2000) of daily observation data from 16 meteorological stations. The model is composed of the following three sub‐models: a heat balance model, a runoff formation model and a river‐routing network model. To understand the heat and water balances more precisely, the original model was modified as follows. First, the land surface was classified into five types (bare, grassland, forest, irrigation area and water surface) using a high‐resolution land‐use map. Potential evaporation was then calculated using land‐surface temperatures estimated by the heat balance model. The maximum evapotranspiration of each land surface was calculated from potential evaporation using functions of the leaf area index (LAI). Finally, actual evapotranspiration was estimated by regulating the maximum evapotranspiration using functions of soil moisture content. The river discharge estimated by the model agreed well with the observed data in most years. However, relatively large errors, which may have been caused by the overestimation of surface flow, appeared in some summer periods. The rapid decrease of river discharge in recent years in the source area of the Yellow River basin depended primarily on the decrease in precipitation. Furthermore, the results suggested that the long‐term water balance in the source area of the Yellow River basin is influenced by land‐use changes. Copyright © 2007 John Wiley & Sons, Ltd.     

对黄河流域水资源保护的探索与实践

黄河水资源贫乏,水污染严重,水资源供需矛盾日益尖锐,黄河流域水资源保护面临着诸多的困难和压力.新《水法》的颁布,给黄河水资源保护带来新的机遇和挑战,依法建立法制化、社会化的流域与区域相结合的水资源保护管理体系,完善法规,建立健全执法体系,以水功能区划管理为重心,实施入河总量控制,建立和完善重大水污染事件快速反应机制,加强水质监测机制与技术创新,加强水资源保护前期和科研工作,建设水资源保护信息管理系统,采取多部门联合治污等项措施,是做好黄河流域水资源保护工作的重要前提和任务.     

Impact of projected climate change on the hydrology in the headwaters of the Yellow River basin

Located in the northeast of the Tibetan Plateau, the headwaters of the Yellow River basin (HYRB) are very vulnerable to climate change. In this study, we used the Soil and Water Assessment Tool (SWAT) model to assess the impact of future climate change on this region's hydrological components for the near future period of 2013–2042 under three emission scenarios A1B, A2 and B1. The uncertainty in this evaluation was considered by employing Bayesian model averaging approach on global climate model (GCM) multimodel ensemble projections. First, we evaluated the capability of the SWAT model for streamflow simulation in this basin. Second, the GCMs' monthly ensemble projections were downscaled to daily climate data using the bias‐correction and spatial‐disaggregation method and then were utilized as input into the SWAT model. The results indicate the following: (1) The SWAT model exhibits a good performance for both calibration and validation periods after adjusting parameters in snowmelt module and establishing elevation bands in sub‐basins. (2) The projected precipitation suggests a general increase under all three scenarios, with a larger extent in both A1B and B1 and a slight variation for A2. With regard to temperature, all scenarios show pronounced warming trends, of which A2 displays the largest amplitude. (3) In the terms of total runoff from the whole basin, there is an increasing trend in the future streamflow at Tangnaihai gauge under A1B and B1, while the A2 scenario is characterized by a declining trend. Spatially, A1B and B1 scenarios demonstrate increasing trends across most of the region. Groundwater and surface runoffs indicate similar trends with total runoff, whereas all three scenarios exhibit an increase in actual evapotranspiration. Generally, both A1B and B1 scenarios suggest a warmer and wetter tendency over the HYRB in the forthcoming decades, while the case for A2 indicates a warmer and drier trend. Findings from this study can provide beneficial reference to water resource and eco‐environment management strategies for governmental policymakers. Copyright © 2015 John Wiley & Sons, Ltd.     

Sediment transferring function of the lower reaches of the Yellow River influenced by drainage basin factors and human activities

Since 1986, with a sharp decrease in water dis-charges, the Yellow River has entered a period charac-terized by low discharges and seasonally occurring dry-ups[1,2]. Since 1999, more strict management of water diversion has been imposed, and therefore the dry-ups have been well under control. However, the lower reaches of the Yellow River is still predominated by low-discharges, and has become a man-induced shrinking river. In the past 40 years, significant effect of soil and water conservat…     

黄河中游汾河入黄口湿地水源组成与地表-地下水转化关系

水源动态补给和转化是影响湿地水文过程及其生态效应的重要机制,在黄河流域生态保护和高质量发展的战略背景下,开展沿黄湿地多水源组成分析及转化关系研究,是揭示干旱半干旱区水量转化及湿地生态系统演变机制的关键.本文根据山西省汾河入黄口湿地的水文节律变化特征,选择2019年旱季(5月)、主汛期(7月)和汛末(9月)作为典型时期,...     

Assessment of hydrological droughts for the Yellow River,China, using copulas

Droughts are one of the normal and recurrent climatic phenomena on Earth. However, recurring prolonged droughts have caused far‐reaching and diverse impacts because of water deficits. This study aims to investigate the hydrological droughts of the Yellow River in northern China. Since drought duration and drought severity exhibit significant correlation, a bivariate distribution is used to model the drought duration and severity jointly. However, drought duration and drought severity are often modelled by different distributions; the commonly used bivariate distributions cannot be applied. In this study, a copula is employed to construct the bivariate drought distribution. The copula is a function that links the univariate marginal distributions to form the bivariate distribution. The bivariate return periods are also established to explore the drought characteristics of the historically noticeable droughts. The results show that the return period of the drought that occurred in late 1920s to early 1930s is 105 years. The significant 1997 dry‐up phenomenon that occurred in the downstream Yellow River (resulting from the 1997–1998 drought) only has a return period of 4·4 years and is probably induced by two successive droughts and deteriorated by other factors, such as human activities. Copyright © 2007 John Wiley & Sons, Ltd.     

Equilibrium relations for water and sediment transport in the Yellow River

The equilibrium relations for water and sediment transport refer to the relative balance of sediment transport and the relative stability of river courses formed by the automatic adjustment of riverbeds.This is the theoretical basis for the comprehensive management of sediment in the Yellow River.Based on the theories of sediment carrying capacity and the delayed response of riverbed evolution,in this study,the equilibrium relations for water and sediment transport in the Yellow River are established.These relations include the equilibrium relationships between water and sediment transport and bankfull discharge in the upper and lower Yellow River and between water and sediment transport and the Tongguan elevation in the middle Yellow River.The results reveal that for the Ningmeng reach,the Tongguan reach,and the lower Yellow River,erosion and deposition in the riverbeds are adjusted automatically,and water and sediment transport can form highly constrained equilibrium relationships.These newly established equilibrium relationships can be applied to calculate the optimal spatial allocation scheme for sediment in the Yellow River.     

Performance evaluation of satellite-based approaches for the estimation of daily air temperature and reference evapotranspiration

Different satellite-based radiation (Makkink) and temperature (Hargreaves-Samani, Penman-Monteith temperature, PMT) reference evapotranspiration (ET_o) models were compared with the FAO56-PM method over the Cauvery basin, India. Maximum air temperature (T_max) required in the ET_o models was estimated using the temperature–vegetation index (TVX) and an advanced statistical approach (ASA), and evaluated with observed T_max obtained from automatic weather stations. Minimum air temperature (T_min) was estimated using ASA. Land surface temperature was employed in the ET_o models in place of air temperature (T_a) to check the potency of its applicability. The results suggest that the PMT model with T_a as input performed better than the other ET_o models, with correlation coefficient (r), averaged root mean square error (RMSE) and mean bias error (MBE) of 0.77, 0.80 mm d^?1 and ?0.69 for all land cover classes. The ASA yielded better T_max and T_min values (r and RMSE of 0.87 and 2.17°C, and 0.87 and 2.27°C, respectively).