基于ICESatGLAS的云南省森林地上生物量反演

结合机载、星载激光雷达对GLAS(地球科学激光测高系统)光斑范围内的森林地上生物量进行估测,并利用MODIS植被产品以及MERIS土地覆盖产品进行了云南省森林地上生物量的连续制图。机载LiDAR扫描的260个训练样本用于构建星载GLAS的森林地上生物量估测模型,模型的决定系数(R2)为0.52,均方根误差(RMSE)为31Mg/ha。研究结果显示,云南省总森林地上生物量为12.72亿t,平均森林地上生物量为94Mg/ha。估测的森林地上生物量空间分布情况与实际情况相符,森林地上生物量总量与基于森林资源清查数据的估测结果相符,表明了利用机载LiDAR与星载ICESatGLAS结合进行大区域森林地上生物量估测的可靠性。     

Estimation of forest leaf water content through inversion of a radiative transfer model from LiDAR and hyperspectral data

The accurate estimation of leaf water content (LWC) and knowledge about its spatial variation are important for forest and agricultural management since LWC provides key information for evaluating plant physiology. Hyperspectral data have been widely used to estimate LWC. However, the canopy reflectance can be affected by canopy structure, thereby introducing error to the retrieval of LWC from hyperspectral data alone. Radiative transfer models (RTM) provide a robust approach to combine LiDAR and hyperspectral data in order to address the confounding effects caused by the variation of canopy structure. In this study, the INFORM model was adjusted to retrieve LWC from airborne hyperspectral and LiDAR data. Two structural parameters (i.e. stem density and crown diameter) in the input of the INFORM model that affect canopy reflectance most were replaced by canopy cover which could be directly obtained from LiDAR data. The LiDAR-derived canopy cover was used to constrain in the inversion procedure to alleviate the ill-posed problem. The models were validated against field measurements obtained from 26 forest plots and then used to map LWC in the southern part of the Bavarian Forest National Park in Germany. The results show that with the introduction of prior information of canopy cover obtained from LiDAR data, LWC could be retrieved with a good accuracy (R² = 0.87, RMSE = 0.0022 g/cm², nRMSE = 0.13). The adjustment of the INFORM model facilitated the introduction of prior information over a large extent, as the estimation of canopy cover can be achieved from airborne LiDAR data.     

基于GPS-IR的归一化植被指数反演

针对利用GPS接收机在接收L波段信号时对周围植被水分含量较为敏感的特性,使用GPS反射信号的变化,进行测站归一化植被指数(NDVI)反演.利用2个GPS参考站近5年的连续观测数据计算的归一化微波反射指数(NMRI),构建了反演NDVI的一元线性模型.NMRI整体变化趋势与同时间段内中分辨率成像光谱仪(MODIS)NDV...     

Airborne LiDAR and Terrestrial Laser Scanning Derived Vegetation Obstruction Factors for Visibility Models

Research presented here explores the feasibility of leveraging vegetation data derived from airborne light detection and ranging (LiDAR) and terrestrial laser scanning (TLS) for visibility modeling. Using LiDAR and TLS datasets of a lodgepole pine (Pinus contorta) dominant ecosystem, tree canopy and trunk obstructions were isolated relevant to a discrete visibility beam in a short‐range line‐of‐sight model. Cumulative obstruction factors from vegetation were compared with reference visibility values from digital photographs along sightline paths. LiDAR‐derived tree factors were augmented with single‐scan TLS data for obstruction prediction. Good correlation between datasets was found up to 10 m from the terrestrial scanner, but fine scale visibility modeling was problematic at longer distances. Analysis of correlation and regression results reveal the influence of obstruction shadowing inherent to discrete LiDAR and TLS, potentially limiting the feasibility of modeling visibility over large areas with similar technology. However, the results support the potential for TLS‐derived subcanopy metrics for augmenting large amounts of aerial LiDAR data to significantly improve models of forest structure. Subtle LiDAR processing improvements, including more accurate tree delineation through higher point density aerial data, combined with better vegetation quantification processes for TLS data, will advance the feasibility and accuracy of data integration.     

机载LiDAR技术

机载LiDAR集成了GPS、IMU、激光扫描仪新一代航空遥感系统,能利用飞行获取的原始数据直接生成DEM和正射影像图,而无需任何或仅需少量的地面控制点。与传统的摄影测量技术相比,机载LiDAR可以节省大量的人力、时间和经费。在过去十年,机载LiDAR作为精确、快速的地球表面三维测量方法已得到广泛的认同,本文详细介绍了机载LiDAR的基本原理、技术结构及数据处理流程。     

The use of local indicators of spatial association to improve LiDAR-derived predictions of potential amphibian breeding ponds

We examined whether spatially explicit information improved models that use LiDAR return signal intensity to discriminate in-pond habitat from terrestrial habitat at 24 amphibian breeding ponds. The addition of Local Indicators of Spatial Association (LISA) to LiDAR return intensity data significantly improved predictive models at all ponds, reduced residual error by as much as 74%, and appeared to improve models by reducing classification errors associated with types of in-pond vegetation. We conclude that LISA statistics can help maximize the information content that can be extracted from time resolved LiDAR return data in models that predict the occurrence of small, seasonal ponds.      

高分二号异轨立体数据的森林高度提取

森林植被碳储量的空间分布格局及其动态变化是陆地生态系统碳收支核算的基础。作为森林地上生物量的重要指示因子,森林高度的精确估算是提高森林植被碳储量估算精度的关键。现有研究已证明,由专业星载摄影测量系统获取的立体观测数据可用于森林高度提取,但光学遥感数据最大的问题是受云雨等天气因素的影响严重。区域森林地上生物量产品的生产需要充分挖掘潜在数据源。国产高分二号卫星(GF-2)虽然不是为获取立体观测数据而设计的专业星载摄影测量系统,但其获取的图像空间分辨率可达0.8 m,且具备±35°的的侧摆能力,在重复观测区域可构成异轨立体观测。本文以分别获取于2015年6月20日和2016年7月19的GF-2数据作为立体像对,其标称轨道侧摆角分别为0.00118°和20.4984°,以激光雷达数据获取的林下地形(DEM)和森林高度(CHM)为参考,对利用GF-2立体观测数据进行森林高度提取进行了研究。通过对立体处理得到的摄影测量点云的栅格化得到DSM,以激光雷达数据提供的DEM作为林下地形,得到了GF-2的CHM。结果表明GF-2提取的CHM与激光雷达CHM空间分布格局较为一致,两者之间存在明显的相关性,像素对像素的线性相关性(R2)达到0.51,均方根误差(RMSE)为3.6 m。研究结果表明,在林下地形已知的情况下,GF-2立体观测数据可用于森林高度估算。     

Retrieving aboveground biomass of wetland Phragmites australis (common reed) using a combination of airborne discrete-return LiDAR and hyperspectral data

Wetland biomass is essential for monitoring the stability and productivity of wetland ecosystems. Conventional field methods to measure or estimate wetland biomass are accurate and reliable, but expensive, time consuming and labor intensive. This research explored the potential for estimating wetland reed biomass using a combination of airborne discrete-return Light Detection and Ranging (LiDAR) and hyperspectral data. To derive the optimal predictor variables of reed biomass, a range of LiDAR and hyperspectral metrics at different spatial scales were regressed against the field-observed biomasses. The results showed that the LiDAR-derived H_p99 (99th percentile of the LiDAR height) and hyperspectral-calculated modified soil-adjusted vegetation index (MSAVI) were the best metrics for estimating reed biomass using the single regression model. Although the LiDAR data yielded a higher estimation accuracy compared to the hyperspectral data, the combination of LiDAR and hyperspectral data produced a more accurate prediction model for reed biomass (R² = 0.648, RMSE = 167.546 g/m², RMSE_r = 20.71%) than LiDAR data alone. Thus, combining LiDAR data with hyperspectral data has a great potential for improving the accuracy of aboveground biomass estimation.     

The effect of leaf-on and leaf-off forest canopy conditions on LiDAR derived estimations of forest structural diversity

Forest structural diversity metrics describing diversity in tree size and crown shape within forest stands can be used as indicators of biodiversity. These diversity metrics can be generated using airborne laser scanning (LiDAR) data to provide a rapid and cost effective alternative to ground-based inspection. Measures of tree height derived from LiDAR can be significantly affected by the canopy conditions at the time of data collection, in particular whether the canopy is under leaf-on or leaf-off conditions, but there have been no studies of the effects on structural diversity metrics. The aim of this research is to assess whether leaf-on/leaf-off changes in canopy conditions during LiDAR data collection affect the accuracy of calculated forest structural diversity metrics. We undertook a quantitative analysis of LiDAR ground detection and return height, and return height diversity from two airborne laser scanning surveys collected under leaf-on and leaf-off conditions to assess initial dataset differences. LiDAR data were then regressed against field-derived tree size diversity measurements using diversity metrics from each LiDAR dataset in isolation and, where appropriate, a mixture of the two. Models utilising leaf-off LiDAR diversity variables described DBH diversity, crown length diversity and crown width diversity more successfully than leaf-on (leaf-on models resulted in R² values of 0.66, 0.38 and 0.16, respectively, and leaf-off models 0.67, 0.37 and 0.23, respectively). When LiDAR datasets were combined into one model to describe tree height diversity and DBH diversity the models described 75% and 69% of the variance (R² of 0.75 for tree height diversity and 0.69 for DBH diversity). The results suggest that tree height diversity models derived from airborne LiDAR, collected (and where appropriate combined) under any seasonal conditions, can be used to differentiate between simple single and diverse multiple storey forest structure with confidence.     

机载LiDAR系统定位方程、误差分析与精度评定

本文从机载LiDAR系统几何定位方程出发、基于误差传播规律推导了机载LiDAR系统的综合误差计算公式,分别研究了IMU测角、GPS、激光测距、扫描角等多种误差源对激光脚点定位精度的影响规律,从理论上分析了机载LiDAR系统定位精度.本文的结果对实际应用具有重要的参考价值.     

高光谱和LiDAR联合反演森林生物量研究

估算森林地上生物量(AGB)对于全球实现碳中和目标至关重要。本文以美国缅因州Howland森林为研究区域,借助地面实测样地数据,对比分析协同不同数据源(高光谱和LiDAR)和机器学习算法(随机森林、支持向量机、梯度提升决策树和K最邻近回归)的研究,以改善Howland森林的生物量估计精度。结果表明,采用LiDAR和高光谱植被指数变量模型的最佳精度分别为0.874和0.868,协同高光谱和LiDAR变量并采用梯度提升决策树回归模型的精度为0.927,即多源遥感数据要优于单一数据源。高光谱和LiDAR数据的协同使用对于提高类似于Howland地区或更广泛区域的生物量估计的准确性,具有普遍的适用性与一定的应用前景。     

Scaling estimates of vegetation structure in Amazonian tropical forests using multi-angle MODIS observations

Detailed knowledge of vegetation structure is required for accurate modelling of terrestrial ecosystems, but direct measurements of the three dimensional distribution of canopy elements, for instance from LiDAR, are not widely available. We investigate the potential for modelling vegetation roughness, a key parameter for climatological models, from directional scattering of visible and near-infrared (NIR) reflectance acquired from NASA’s Moderate Resolution Imaging Spectroradiometer (MODIS). We compare our estimates across different tropical forest types to independent measures obtained from: (1) airborne laser scanning (ALS), (2) spaceborne Geoscience Laser Altimeter System (GLAS)/ICESat, and (3) the spaceborne SeaWinds/QSCAT. Our results showed linear correlation between MODIS-derived anisotropy to ALS-derived entropy (r² = 0.54, RMSE = 0.11), even in high biomass regions. Significant relationships were also obtained between MODIS-derived anisotropy and GLAS-derived entropy (0.52 ≤ r² ≤ 0.61; p < 0.05), with similar slopes and offsets found throughout the season, and RMSE between 0.26 and 0.30 (units of entropy). The relationships between the MODIS-derived anisotropy and backscattering measurements (σ⁰) from SeaWinds/QuikSCAT presented an r² of 0.59 and a RMSE of 0.11. We conclude that multi-angular MODIS observations are suitable to extrapolate measures of canopy entropy across different forest types, providing additional estimates of vegetation structure in the Amazon.     

Analysis of the factors affecting LiDAR DTM accuracy in a steep shrub area

The creation of a quality Digital Terrain Model (DTM) is essential for representing and analyzing the Earth in a digital form. The continuous improvements in the acquisition and the potential of airborne Light Detection and Ranging (LiDAR) data are increasing the range of applications of this technique to the study of the Earth surface. The aim of this study was to determine the optimal parameters for calculating a DTM by using an iterative algorithm to select minimum elevations from LiDAR data in a steep mountain area with shrub vegetation. The parameters were: input data type, analysis window size, and height thresholds. The effects of slope, point density, and vegetation on DTM accuracy were also analyzed. The results showed that the lowest root mean square error (RMSE) was obtained with an analysis window size of 10 m, 5 m, and 2.5 m, rasterized data as input data, and height thresholds equal to or greater than 1.5 m. These parameters showed a RMSE of 0.19 m. When terrain slope varied from 0–10% to 50–60%, the RMSE increased by 0.11 m. The RMSE decreased by 0.06 m when point density was increased from 4 to 8 points/m², and increased by 0.05 m in dense vegetation areas.     

多源遥感数据支持下的区域性森林冠层高度估测

结合机载LiDAR数据,提出了一种改进的GLAS光斑点冠层高度地形校正模型,以校正后的GLAS光斑点作为输入样本,结合MODIS遥感影像,利用支持向量回归（SVR）的方法对研究区森林冠层高度进行分生态区估测,并利用野外调查数据和机载LiDAR冠层高度结果对估测结果进行验证。结果显示:研究区的坡度等级直接影响GLAS光斑点森林冠层高度估测精度,改进的地形校正模型可以较好的减小坡度对GLAS光斑点森林冠层高度估测的影响,模型精度RMSE稳定在3.25~3.48 m;不同生态分区的SVR模型估测精度较为稳定,其RMSE=6.41~7.56 m;与算数平均高相比,样地的Lorey's高与制图结果拟合最好,不同生态分区平均估测精度为80.3%。机载LiDAR冠层高度结果的验证平均精度为79.5%,和Lorey's高验证结果呈现较好的一致性。     

Characterization of the horizontal structure of the tropical forest canopy using object-based LiDAR and multispectral image analysis

This article's goal is to explore the benefits of using Digital Surface Model (DSM) and Digital Terrain Model (DTM) derived from LiDAR acquisitions for characterizing the horizontal structure of different facies in forested areas (primary forests vs. secondary forests) within the framework of an object-oriented classification. The area under study is the island of Mayotte in the western Indian Ocean. The LiDAR data were the data originally acquired by an airborne small-footprint discrete-return LiDAR for the “Litto3D” coastline mapping project. They were used to create a Digital Elevation Model (DEM) at a spatial resolution of 1 m and a Digital Canopy Model (DCM) using median filtering. The use of two successive segmentations at different scales allowed us to adjust the segmentation parameters to the local structure of the landscape and of the cover. Working in object-oriented mode with LiDAR allowed us to discriminate six vegetation classes based on canopy height and horizontal heterogeneity. This heterogeneity was assessed using a texture index calculated from the height-transition co-occurrence matrix. Overall accuracy exceeds 90%. The resulting product is the first vegetation map of Mayotte which emphasizes the structure over the composition.     

机载LiDAR生成亚热带森林林下DTM的地面误差分析

目前LiDAR技术已经成为DTM的主要生产方法。地面误差对LiDAR生成DTM的精度影响比较明显,特别是由于亚热带森林植被覆盖区LiDAR激光点云少,生成的DTM更复杂,需要分析地面误差对LiDAR生成林下DTM的精度影响。本文以华南农业大学增城教学科研基地为研究对象,从森林郁闭度和坡度两个方面探讨了地面误差对机载LiDAR数据生成林下DTM精度的影响。研究结果发现高程误差会随郁闭度的增大而增大;而随坡度变化趋势不明显,但是坡度为15°时成为误差的分水岭,其前后误差差异比较明显。总体而言,郁闭度的影响更为明显。     

机载LiDAR数据估算样地和单木尺度森林地上生物量

利用机载激光雷达点云数据,结合大量实测单木结构信息,分别从样地和单木尺度估算了森林地上生物量AGB。首先,利用局部最大值单木提取算法提取了每个样地内的单木结构参数,并针对样地和单木尺度分别计算了一组激光雷达变量。然后,利用激光雷达变量和地上生物量及其两者的对数形式,从样地和单木尺度分别构建了估算模型。最后,针对两种尺度估算过程中存在的不确定性进行了详细讨论。结果表明:(1)样地和单木尺度模型估算的森林地上生物量与地面实测值都具有明显的相关性,且对数模型估算效果要优于非对数模型;(2)样地尺度模型估算效果(R2=0.84,rRMSE=0.23)明显优于单木尺度模型(R2=0.61,rRMSE=0.46);(3)按树木类型分别进行估算可以提高单木地上生物量的估算精度;(4)不论是样地还是单木尺度地上生物量估算都存在一定的不确定性,与样地尺度相比,单木尺度估算过程的不确定性更大,这种不确定性主要来自单木识别过程。     

Extraction and motion estimation of vehicles in single-pass airborne LiDAR data towards urban traffic analysis

Airborne LiDAR data are characterized by involving not only rich spatial but also temporal information. It is possible to extract vehicles with motion artifacts from single-pass airborne LiDAR data, based on which the motion state and velocity of vehicles can be identified and derived. In this paper, a complete strategy for urban traffic analysis using airborne LiDAR data is presented. An adaptive 3D segmentation method is presented to facilitate the task of vehicle extraction. The method features an ability to detect local arbitrary modes at multi scales, thereby making it particularly appropriate for partitioning complex point cloud data. Vehicle objects are then extracted by a binary classification using object-based features. Furthermore, the motion analysis for extracted vehicles is performed to distinguish between moving and stationary ones. Finally, the velocity is estimated for moving vehicles. The applicability and efficiency of the presented strategy is demonstrated and evaluated on three ALS datasets acquired for the propose of city mapping, where up to 87% of vehicles have been extracted and up to 83% of moving traffic can be recovered together with reasonable velocity estimates. It can be concluded that airborne LiDAR data can provide value-added products for traffic monitoring applications, including vehicle counts, location and velocity, along with traditional products such as building models, DEMs and vegetation models.     

Backscattering of individual LiDAR pulses from forest canopies explained by photogrammetrically derived vegetation structure

In recent years, airborne LiDAR sensors have shown remarkable performance in the mapping of forest vegetation. This experimental study looks at LiDAR data at the scale of individual pulses to elucidate the sources behind interpulse variation in backscattering. Close-range photogrammetry was used for obtaining the canopy reference measurements at the ratio scale. The experiments illustrated different orientation techniques in the field, LiDAR acquisitions and photogrammetry in both leaf-on and leaf-off conditions, and two-waveform recording LiDAR sensors. The intrafootprint branch silhouettes in zenith-looking images, in which the camera, footprint, and LiDAR sensor were collinear, were extracted and contrasted with LiDAR backscattering. An enhanced planimetric match (refinement of strip matching) was achieved by shifting the pulses in a strip and searching for the maximal correlation between the silhouette and LiDAR intensity. The relative silhouette explained up to 80–90% of the interpulse variation. We tested whether accounting for the Gaussian spread of intrafootprint irradiance would improve the correlations, but the effect was blurred by small-scale geometric noise. Accounting for receiver gain variations in the Leica ALS60 sensor data strengthened the dependences. The size of the vegetation objects required for triggering a LiDAR observation was analyzed. We demonstrated the use of LiDAR pulses adjacent to canopy vegetation, which did not trigger a canopy echo, for canopy mapping. Pulses not triggering an echo constitute the complement to the actual canopy. We conclude that field photogrammetry is a useful tool for mapping forest canopies from below and that quantitative analysis is feasible even at the scale of single pulses for enhanced understanding of LiDAR observations from vegetation.     

Fine-resolution forest tree height estimation across the Sierra Nevada through the integration of spaceborne LiDAR,airborne LiDAR,and optical imagery

ABSTRACT

Forests of the Sierra Nevada (SN) mountain range are valuable natural heritages for the region and the country, and tree height is an important forest structure parameter for understanding the SN forest ecosystem. There is still a need in the accurate estimation of wall-to-wall SN tree height distribution at fine spatial resolution. In this study, we presented a method to map wall-to-wall forest tree height (defined as Lorey’s height) across the SN at 70-m resolution by fusing multi-source datasets, including over 1600 in situ tree height measurements and over 1600?km² airborne light detection and ranging (LiDAR) data. Accurate tree height estimates within these airborne LiDAR boundaries were first computed based on in situ measurements, and then these airborne LiDAR-derived tree heights were used as reference data to estimate tree heights at Geoscience Laser Altimeter System (GLAS) footprints. Finally, the random forest algorithm was used to model the SN tree height from these GLAS tree heights, optical imagery, topographic data, and climate data. The results show that our fine-resolution SN tree height product has a good correspondence with field measurements. The coefficient of determination between them is 0.60, and the root-mean-squared error is 5.45?m.