沉积岩的一种各向异性模型

给出了沉积岩的一种各向异性模型。用一个各向异性参数描述这类材料的固有各向异性，各向异性参数和单轴抗压强度是一个分布函数，其分布用一个微结构张量和加载方向表示。建立了一个描述各向异性沉积岩变形过程的全塑性模型。用该模型对这一些三轴试验进行了模拟，结果表明该模型能有效地描述沉积岩的固有各向异性。     

Comparison of alternative representations of hydraulic-conductivity anisotropy in folded fractured-sedimentary rock: modeling groundwater flow in the Shenandoah Valley (USA)

A numerical representation that explicitly represents the generalized three-dimensional anisotropy of folded fractured-sedimentary rocks in a groundwater model best reproduces the salient features of the flow system in the Shenandoah Valley, USA. This conclusion results from a comparison of four alternative representations of anisotropy in which the hydraulic-conductivity tensor represents the bedrock structure as (model A) anisotropic with variable strikes and dips, (model B) horizontally anisotropic with a uniform strike, (model C) horizontally anisotropic with variable strikes, and (model D) isotropic. Simulations using the US Geological Survey groundwater flow and transport model SUTRA are based on a representation of hydraulic conductivity that conforms to bedding planes in a three-dimensional structural model of the valley that duplicates the pattern of folded sedimentary rocks. In the most general representation, (model A), the directions of maximum and medium hydraulic conductivity conform to the strike and dip of bedding, respectively, while the minimum hydraulic-conductivity direction is perpendicular to bedding. Model A produced a physically realistic flow system that reflects the underlying bedrock structure, with a flow field that is significantly different from those produced by the other three models.     

Modeling of inherent anisotropic behavior of partially saturated clayey rocks

Clayey rocks are frequently chosen as a geological barrier material for underground repositories. The inherent anisotropic mechanical behavior and the evolution of mechanical behavior with water content are two crucial material properties for the safety analysis of these structures. The present paper focuses on numerical modeling of the inherent anisotropy and the effect of water content, as well as the interactions of these properties in partially saturated clayey rocks with preferably oriented bedding planes. A discrete thermodynamic approach is adopted for describing the inherent anisotropic mechanical behavior, and the anisotropy of the elastic parameters, plastic evolution and damage evolution are considered. Capillary pressure is introduced to describe the effect of the water content with the help of the effective stress concept, and a procedure for the identification of the model parameters is presented. Finally, the proposed model is applied to a study of triaxial compression tests of argillite with different orientations of the bedding planes and variable water content. In summary, the main features of the studied material are well reproduced by the model.     

Study of desaturation and resaturation in brittle rock with anisotropic damage

This paper deals with numerical modelling of anisotropic damage induced by desaturation and resaturation processes in a brittle rock. This study is conducted in the framework of geological barrier safety analysis for deep disposal of nuclear waste. A non-linear poroelastic model coupled with anisotropic damage is proposed for constitutive modelling of unsaturated rock. A fully coupled FEM method is used for modelling of hydromechanical coupling problems. Instantaneous phase change without dissipation between water liquid phase and vapour is included. Parametric studies are performed to investigate influences of main factors involved in such processes. Rock damage induced by excavation, desaturation and resaturation is evaluated. Finally, we analyse the importance of taking into account the correlation between induced damage and rock permeability.     

A discrete approach for anisotropic plasticity and damage in semi-brittle rocks

In this paper, we propose an anisotropic plastic damage model for semi-brittle geomaterials based on a discrete thermodynamic approach. The macroscopic plastic deformation is generated by frictional sliding of weakness planes. The evolution of damage is related to growth of such weakness planes. The local frictional sliding in each family of weakness planes is described by a non-associated plastic model taking into account material softening and volumetric dilatancy. The damage evolution is coupled with plastic deformation and modelled by an isotropic damage criterion. The proposed model is applied to modelling mechanical responses of typical sandstone under different loading paths. There is good agreement between numerical predictions and experimental data. Further, the anisotropic distributions of plastic deformation and induced damage are analysed and discussed.     

Evolution of anisotropy with saturation and its implications for the elastoplastic responses of clay rocks

Many clay rocks have distinct bedding planes. Experimental studies have shown that their mechanical properties evolve with the degree of saturation (DOS), often with higher stiffness and strength after drying. For transversely isotropic rocks, the effects of saturation can differ between the bed-normal (BN) and bed-parallel (BP) directions, which gives rise to saturation-dependent stiffness and strength anisotropy. Accurate prediction of the mechanical behavior of clay rocks under partially saturated conditions requires numerical models that can capture the evolving elastic and plastic anisotropy with DOS. In this study, we present an anisotropy framework for coupled solid deformation-fluid flow in unsaturated elastoplastic media. We incorporate saturation-dependent strength anisotropy into an anisotropic modified Cam-Clay (MCC) model and consider the evolving anisotropy in both the elastic and plastic responses. The model was calibrated using experimental data from triaxial tests to demonstrate its capability in capturing strength anisotropy at various levels of saturation. Through numerical simulations, we demonstrate the role of evolving stiffness and strength anisotropy in the mechanical behavior of clay rocks. Plane strain simulations of triaxial compression tests were also conducted to demonstrate the impacts of material anisotropy and DOS on the mechanical and fluid flow responses.     

A modi?ed failure criterion for transversely isotropic rocks

A modified failure criterion is proposed to determine the strength of transversely isotropic rocks. Me-chanical properties of some metamorphic and sedimentary rocks including gneiss, slate, marble, schist, shale, sandstone and limestone, which show transversely isotropic behavior, were taken into consider-ation. Afterward, introduced triaxial rock strength criterion was modified for transversely isotropic rocks. Through modification process an index was obtained that can be considered as a strength reduction parameter due to rock strength anisotropy. Comparison of the parameter with previous anisotropy in-dexes in literature showed reasonable results for the studied rock samples. The modified criterion was compared to modified Hoek-Brown and Ramamurthy criteria for different transversely isotropic rocks. It can be concluded that the modified failure criterion proposed in this study can be used for predicting the strength of transversely isotropic rocks.     

Discrete element method modeling of inherently anisotropic rocks under uniaxial compression loading

A new numerical approach is proposed in this study to model the mechanical behaviors of inherently anisotropic rocks in which the rock matrix is represented as bonded particle model, and the intrinsic anisotropy is imposed by replacing any parallel bonds dipping within a certain angle range with smooth‐joint contacts. A series of numerical models with β = 0°, 15°, 30°, 45°, 60°, 75°, and 90° are constructed and tested (β is defined as the angle between the normal of weak layers and the maximum principal stress direction). The effect of smooth‐joint parameters on the uniaxial compression strength and Young's modulus is investigated systematically. The simulation results reveal that the normal strength of smooth‐joint mainly affects the behaviors at high anisotropy angles (β > 45°), while the shear strength plays an important role at medium anisotropy angles (30°–75°). The normal stiffness controls the mechanical behaviors at low anisotropy angles. The angle range of parallel bonds being replaced plays an important role on defining the degree of anisotropy. Step‐by‐step procedures for the calibration of micro parameters are recommended. The numerical model is calibrated to reproduce the behaviors of different anisotropic rocks. Detailed analyses are conducted to investigate the brittle failure process by looking at stress‐strain behaviors, increment of micro cracks, initiation and propagation of fractures. Most of these responses agree well with previous experimental findings and can provide new insights into the micro mechanisms related to the anisotropic deformation and failure behaviors. The numerical approach is then applied to simulate the stress‐induced borehole breakouts in anisotropic rock formations at reduced scale. The effect of rock anisotropy and stress anisotropy can be captured. Copyright © 2015 John Wiley & Sons, Ltd.     

Numerical simulation of the undrained stability of slopes in anisotropic fine-grained soils

The undrained stability of slopes in anisotropic fine-grained soils is studied in this paper using the finite element method (FEM). A constitutive model is presented, able to account for the observed variation of undrained strength with loading direction. The model is able to encompass the different strength distributions observed in normally, slightly overconsolidated and heavily overconsolidated soils. A series of stability analyses have been performed to explore the effect of the type of undrained strength anisotropy on the stability and failure mechanisms of slopes of different inclinations. In addition, a real case study of the failure of an underwater slope is analysed with the numerical approach presented. It suggests that, by considering undrained strength anisotropy, the failure can be satisfactorily explained.     

Constitutive modeling of principal stress rotation by considering inherent and induced anisotropy of soils

In order to simulate the soil response during principal stress rotation, anisotropic unified hardening (UH) model is developed within the framework of elastoplastic theory. Without introducing any additional mechanism to display the role of stress rotation specifically, this model achieves the simulation by considering the material anisotropy. The effect of inherent anisotropy is reflected using the anisotropic transformed stress method, but a new formula for the stress mapping is adopted to keep the mean stress unchanged. Analysis indicates that from the view of the transformed stress tensor, the anisotropic soil is subjected to loading during pure rotation of principal stress axes, so that plastic strains can be calculated. To represent the induced anisotropy, a fabric evolution law is proposed based on laboratory and numerical test results. At the critical state, the fabric tensor reaches a stable value determined by the stress state, while the critical state line is unique in the plane of void ratio versus mean stress. The anisotropic UH model has concise formulation and explicit elastoplastic flexibility matrix and can provide reasonable predictions for the deformation of anisotropic soils when principal stresses rotate.     

Constitutive modeling of inherent anisotropy in a strain space multiple mechanism model for granular materials

Consideration of fabric anisotropy is crucial to gaining an improved understanding of the behavior of granular materials. This paper presents a constitutive model to describe the sand behavior associated with fabric anisotropy within a framework of a strain space multiple mechanism model. In the proposed model, a second-order fabric tensor is extended by incorporating a new function that represents the effect of inherent (or initial fabric) anisotropy, along with three additional parameters: two of them, a₁ and a₂ , control the degree of anisotropy, and the second mode of inherent anisotropy can be expressed by introducing the parameter a₂ as well as the first mode by the parameter a₁ . The third parameter, θ₀ , expresses the principal direction of inherent anisotropy (eg, the normal vector direction of bedding planes relative to horizontal axis). The formulation of the dilative component of dilatancy (ie, positive dilatancy) is also extended to consider the effect of inherent anisotropy based on the interlocking mechanism. Experimental data on the complex anisotropic responses of Fraser River sand and Toyoura sand under monotonic loading is used to validate this model. The proposed model is shown to successfully capture anisotropic responses, which become contractive or dilative depending on different principal-stress directions, with a single set of anisotropy parameters; thus, the model is considered to possess the capability to simulate the anisotropic behaviors of granular materials. In addition to different loadings on the same fabric, the effects of different fabric anisotropies upon the sand behavior under the same loadings are also investigated.     

一种适用于饱和黏土循环动力分析边界面塑性模型的隐式积分算法

修正了传统隐式回映算法,建立了适用于饱和黏土循环动力分析的边界面塑性模型的完全隐式积分格式。该模型基于无弹性域概念和临界状态理论,采用各向同性、运动硬化准则、旋转的边界面,并引入表征土体结构损伤和重塑程度的损伤变量以反映循环载荷作用下饱和黏土的各向异性、刚度、强度软化及塑性变形累积等特征。针对等压固结 和偏压固结 的饱和高岭黏土的不排水三轴试验进行模拟,采用不同的应变增量步长进行计算,并与试验数据对比,结果表明,修正隐式回映算法应用于该类边界面模型的合理性、积分格式的精确性和稳定性;另外,结合有限元软件自动时间步长的增量迭代解法,对饱和黏土应力控制的不排水动三轴试验进行预测,结果表明,修正的适用于该边界面的塑性模型隐式回映算法可以得到比较合理的数值分析结果,能够反映饱和黏土的循环刚度的退化和强度的弱化等动力特性。     

Simplified Method for the Assessment of the Stiffness Anisotropy of Rocks at Small Strains

Summary A new, practically applicable method for characterizing the stiffness anisotropy of rocks is presented. The anisotropy of geo-materials is often ignored in engineering applications, with potentially serious ramifications, because of the number of parameters required for characterization. The elastic anisotropy has often been considered to be a function of mathematical symmetry, and the restrictions due to layering, microcracking and granularity of the materials have not been considered in the assessment of the anisotropy. The practicality of the method proposed here is achieved by rationally reducing the number of independent anisotropy parameters, typically 9 for orthotropic anisotropy, to a system of 4 independent parameters through a systematic theoretical and experimental analysis of these structural restrictions. These 4 parameters are shown to be sufficient for describing the anisotropy of some rocks and sands at small strains, and parameter determination by back-analysis is demonstrated to be stable using appropriate measurement systems involving 9 elastic wave velocities even when the directions of anisotropic axes are unknown and the velocity data contains appreciable error.     

Coupling between anisotropic damage and permeability variation in brittle rocks

In this paper, a coupled constitutive model is proposed for anisotropic damage and permeability variation in brittle rocks under deviatoric compressive stresses. The formulation of the model is based on experimental evidences and main physical mechanisms involved in the scale of microcracks are taken into account. The proposed model is expressed in the macroscopic framework and can be easily implemented for engineering application. The macroscopic free enthalpy of cracked solid is first determined by approximating crack distribution by a second‐order damage tensor. The effective elastic properties of damaged material are then derived from the free enthalpy function. The damage evolution is related to the crack growth in multiple orientations. A pragmatic approach inspired from fracture mechanics is used for the formulation of the crack propagation criterion. Compressive stress induced crack opening is taken into account and leads to macroscopic volumetric dilatancy and permeability variation. The overall permeability tensor of cracked material is determined using a micro–macro averaging procedure. Darcy's law is used for fluid flow at the macroscopic scale whereas laminar flow is assumed at the microcrack scale. Hydraulic connectivity of cracks increases with crack growth. The proposed model is applied to the Lac du Bonnet granite. Generally, good agreement is observed between numerical simulations and experimental data. Copyright © 2005 John Wiley & Sons, Ltd.     

Evidence for anisotropy in the super-thick sedimentary basin,Bay of Bengal

Evidence for anisotropy in the super-thick sedimentary basin under the northern Bay of Bengal is presented. Surface wave group velocity data given by Brune and Singh (1986) is better fit by an anisotropic model than an isotropic one. This lends support to the hypothesis that the mid-crustal rocks are metasediments and that the section of sediments and metasediments is more than 20 km thick.     

岩土材料的各向异性强度准则

岩土材料的强度往往表现出很强的各向异性,而已有的各向同性强度准则不能够描述这一特性。提出一个岩土材料的各向异性强度准则。为了描述材料的各向异性,引入了一个由应力张量和组构张量的联合不变量表达的各向异性参数。该参数可以描述加载方向和材料组构方向的夹角。强度准则是基于材料在子午面和偏平面上的破坏特性而建立的,这为描述广义的材料强度各向异性提供了方便。与原各向同性强度准则相比,各向异性强度准则只引入了两个新的模型参数,而且所有的模型参数都可以通过常规的室内试验结果确定。该准则的预测结果与砂土、黏土、天然黏土和岩石的试验结果比较表明,它能够很好地描述岩土材料强度的各向异性     

Measurement of Indirect Tensile Strength of Anisotropic Rocks by the Ring Test

Summary This paper presents a new approach, combined with the Boundary Element Method (BEM) analysis and the diametrical compression on a thin disc with a small central hole, referred to as the ring test, for determining the indirect tensile strength of anisotropic rocks. The stress distribution around the hole can be successfully obtained by the proposed single-domain BEM. The complex variable function method was used for conveniently computing the tractions and displacements of a two-dimensional anisotropic body. If we assume that the tensile strength is given by the maximum absolute value of stress in the direction perpendicular to the loaded diameter at the intersection of loaded diameter and the hole, then from the failure load recorded by laboratory testing of ring (disc), the indirect tensile strength of rocks could be obtained. A marble from Hualien (Taiwan) with clearly black-white foliation, which was assumed to be transversely isotropic, was selected to conduct both ring tests and Brazilian tests for evaluating the tensile strength. The variation of the marble tensile strength with the inclination angle of foliation and with the hole size was also investigated. In general, the tensile strength of anisotropic rocks determined by ring test is not a constant, but depends on the elastic properties of rocks, the angle between the planes of rock anisotropy and the loading direction, the diameter of the central hole, and the contact condition of loading.     

History matching of statistically anisotropic fields using the Karhunen-Loeve expansion-based global parameterization technique

Traditional ensemble-based history matching method, such as the ensemble Kalman filter and iterative ensemble filters, usually update reservoir parameter fields using numerical grid-based parameterization. Although a parameter constraint term in the objective function for deriving these methods exists, it is difficult to preserve the geological continuity of the parameter field in the updating process of these methods; this is especially the case in the estimation of statistically anisotropic fields (such as a statistically anisotropic Gaussian field and facies field with elongated facies) with uncertainties about the anisotropy direction. In this work, we propose a Karhunen-Loeve expansion-based global parameterization technique that is combined with the ensemble-based history matching method for inverse modeling of statistically anisotropic fields. By using the Karhunen-Loeve expansion, a Gaussian random field can be parameterized by a group of independent Gaussian random variables. For a facies field, we combine the Karhunen-Loeve expansion and the level set technique to perform the parameterization; that is, for each facies, we use a Gaussian random field and a level set algorithm to parameterize it, and the Gaussian random field is further parameterized by the Karhunen-Loeve expansion. We treat the independent Gaussian random variables in the Karhunen-Loeve expansion as the model parameters. When the anisotropy direction of the statistically anisotropic field is uncertain, we also treat it as a model parameter for updating. After model parameterization, we use the ensemble randomized maximum likelihood filter to perform history matching. Because of the nature of the Karhunen-Loeve expansion, the geostatistical characteristics of the parameter field can be preserved in the updating process. Synthetic cases are set up to test the performance of the proposed method. Numerical results show that the proposed method is suitable for estimating statistically anisotropic fields.     

A discrete thermodynamic approach for anisotropic plastic–damage modeling of cohesive‐frictional geomaterials

A discrete plastic–damage model is developed for cohesive‐frictional geomaterials subjected to compression‐dominated stresses. Macroscopic plastic strains of material are physically generated by frictional sliding along weakness planes. The evolution of damage is related to the evolution of weakness planes physically in connection with the propagation of microcracks. A discrete approach is used to account for anisotropic plastic flow and damage evolution, by introducing two stress invariants and one plastic hardening variable for each family of sliding weakness planes. Plastic flow in each family is coupled with damage evolution. The proposed model is applied to typical geomaterials and comparisons between numerical predictions and experimental data are presented. Copyright © 2009 John Wiley & Sons, Ltd.