Formation of surface spherical harmonic normal matrices and application to high-degree geopotential modeling

 The structure of normal matrices occurring in the problem of weighted least-squares spherical harmonic analysis of measurements scattered on a sphere with random noises is investigated. Efficient algorithms for the formation of the normal matrices are derived using fundamental relations inherent to the products of two surface spherical harmonic functions. The whole elements of a normal matrix complete to spherical harmonic degree L are recursively obtained from its first row or first column extended to degree 2L with only O(L ⁴) computational operations. Applications of the algorithms to the formation of surface normal matrices from geoid undulations and surface gravity anomalies are discussed in connection with the high-degree geopotential modeling. Received: 22 March 1999 / Accepted: 23 December 1999     

Methods of harmonic synthesis for global geopotential models and their first-, second- and third-order gradients

Four widely used algorithms for the computation of the Earth’s gravitational potential and its first-, second- and third-order gradients are examined: the traditional increasing degree recursion in associated Legendre functions and its variant based on the Clenshaw summation, plus the methods of Pines and Cunningham–Metris, which are free from the singularities that distinguish the first two methods at the geographic poles. All four methods are reorganized with the lumped coefficients approach, which in the cases of Pines and Cunningham–Metris requires a complete revision of the algorithms. The characteristics of the four methods are studied and described, and numerical tests are performed to assess and compare their precision, accuracy, and efficiency. In general the performance levels of all four codes exhibit large improvements over previously published versions. From the point of view of numerical precision, away from the geographic poles Clenshaw and Legendre offer an overall better quality. Furthermore, Pines and Cunningham–Metris are affected by an intrinsic loss of precision at the equator and suffer from additional deterioration when the gravity gradients components are rotated into the East-North-Up topocentric reference system. Electronic supplementary material  The online version of this article (doi:) contains supplementary material, which is available to authorized users.     

A unified approach to the Clenshaw summation and the recursive computation of very high degree and order normalised associated Legendre functions

 Spherical harmonic expansions form partial sums of fully normalised associated Legendre functions (ALFs). However, when evaluated increasingly close to the poles, the ultra-high degree and order (e.g. 2700) ALFs range over thousands of orders of magnitude. This causes existing recursion techniques for computing values of individual ALFs and their derivatives to fail. A common solution in geodesy is to evaluate these expansions using Clenshaw's method, which does not compute individual ALFs or their derivatives. Straightforward numerical principles govern the stability of this technique. Elementary algebra is employed to illustrate how these principles are implemented in Clenshaw's method. It is also demonstrated how existing recursion algorithms for computing ALFs and their first derivatives are easily modified to incorporate these same numerical principles. These modified recursions yield scaled ALFs and first derivatives, which can then be combined using Horner's scheme to compute partial sums, complete to degree and order 2700, for all latitudes (except at the poles for first derivatives). This exceeds any previously published result. Numerical tests suggest that this new approach is at least as precise and efficient as Clenshaw's method. However, the principal strength of the new techniques lies in their simplicity of formulation and implementation, since this quality should simplify the task of extending the approach to other uses, such as spherical harmonic analysis. Received: 30 June 2000 / Accepted: 12 June 2001     

Gravity/magnetic potential of uneven shell topography

 A fast spherical harmonic approach enables the computation of gravitational or magnetic potential created by a non-uniform shell of material bounded by uneven topographies. The resulting field can be evaluated outside or inside the sphere, assuming that density of the shell varies with latitude, longitude, and radial distance. To simplify, the density (or magnetization) source inside the sphere is assumed to be the product of a surface function and a power series expansion of the radial distance. This formalism is applied to compute the gravity signal of a steady, dry atmosphere. It provides geoid/gravity maps at sea level as well as satellite altitude. Results of this application agree closely with those of earlier studies, where the atmosphere contribution to the Earth's gravity field was determined using more time-consuming methods. Received: 14 August 2000 / Accepted: 19 March 2001     

Regularization of geopotential determination from satellite data by variance components

 Different types of present or future satellite data have to be combined by applying appropriate weighting for the determination of the gravity field of the Earth, for instance GPS observations for CHAMP with satellite to satellite tracking for the coming mission GRACE as well as gradiometer measurements for GOCE. In addition, the estimate of the geopotential has to be smoothed or regularized because of the inversion problem. It is proposed to solve these two tasks by Bayesian inference on variance components. The estimates of the variance components are computed by a stochastic estimator of the traces of matrices connected with the inverse of the matrix of normal equations, thus leading to a new method for determining variance components for large linear systems. The posterior density function for the variance components, weighting factors and regularization parameters are given in order to compute the confidence intervals for these quantities. Test computations with simulated gradiometer observations for GOCE and satellite to satellite tracking for GRACE show the validity of the approach. Received: 5 June 2001 / Accepted: 28 November 2001     

Spherical harmonic analysis and synthesis for global multiresolution applications

 On the Earth and in its neighborhood, spherical harmonic analysis and synthesis are standard mathematical procedures for scalar, vector and tensor fields. However, with the advent of multiresolution applications, additional considerations about convolution filtering with decimation and dilation are required. As global applications often imply discrete observations on regular grids, computational challenges arise and conflicting claims about spherical harmonic transforms have recently appeared in the literature. Following an overview of general multiresolution analysis and synthesis, spherical harmonic transforms are discussed for discrete global computations. For the necessary multi-rate filtering operations, spherical convolutions along with decimations and dilations are discussed, with practical examples of applications. Concluding remarks are then included for general applications, with some discussion of the computational complexity involved and the ongoing investigations in research centers. Received: 13 November 2000 / Accepted: 12 June 2001     

The direct topographical correction in gravimetric geoid determination by the Stokes–Helmert method

 The direct topographical correction is composed of both local effects and long-wavelength contributions. This implies that the classical integral formula for determining the direct effect may have some numerical problems in representing these different signals. On the other hand, a representation by a set of harmonic coefficients of the topography to, say, degree and order 360 will omit significant short-wavelength signals. A new formula is derived by combining the classical formula and a set of spherical harmonics. Finally, the results of this solution are compared with the Moritz topographical correction in a test area. Received: 27 July 1998 / Accepted: 29 March 2000     

Two different methods of geoidal height determinations using a spherical harmonic representation of the geopotential, topographic corrections and the height anomaly–geoidal height difference

 It is suggested that a spherical harmonic representation of the geoidal heights using global Earth gravity models (EGM) might be accurate enough for many applications, although we know that some short-wavelength signals are missing in a potential coefficient model. A `direct' method of geoidal height determination from a global Earth gravity model coefficient alone and an `indirect' approach of geoidal height determination through height anomaly computed from a global gravity model are investigated. In both methods, suitable correction terms are applied. The results of computations in two test areas show that the direct and indirect approaches of geoid height determination yield good agreement with the classical gravimetric geoidal heights which are determined from Stokes' formula. Surprisingly, the results of the indirect method of geoidal height determination yield better agreement with the global positioning system (GPS)-levelling derived geoid heights, which are used to demonstrate such improvements, than the results of gravimetric geoid heights at to the same GPS stations. It has been demonstrated that the application of correction terms in both methods improves the agreement of geoidal heights at GPS-levelling stations. It is also found that the correction terms in the direct method of geoidal height determination are mostly similar to the correction terms used for the indirect determination of geoidal heights from height anomalies. Received: 26 July 2001 / Accepted: 21 February 2002     

The temporal variation of the spherical and Cartesian multipoles of the gravity field: the generalized MacCullagh representation

 The Cartesian moments of the mass density of a gravitating body and the spherical harmonic coefficients of its gravitational field are related in a peculiar way. In particular, the products of inertia can be expressed by the spherical harmonic coefficients of the gravitational potential as was derived by MacCullagh for a rigid body. Here the MacCullagh formulae are extended to a deformable body which is restricted to radial symmetry in order to apply the Love–Shida hypothesis. The mass conservation law allows a representation of the incremental mass density by the respective excitation function. A representation of an arbitrary Cartesian monome is always possible by sums of solid spherical harmonics multiplied by powers of the radius. Introducing these representations into the definition of the Cartesian moments, an extension of the MacCullagh formulae is obtained. In particular, for excitation functions with a vanishing harmonic coefficient of degree zero, the (diagonal) incremental moments of inertia also can be represented by the excitation coefficients. Four types of excitation functions are considered, namely: (1) tidal excitation; (2) loading potential; (3) centrifugal potential; and (4) transverse surface stress. One application of the results could be model computation of the length-of-day variations and polar motion, which depend on the moments of inertia. Received: 27 July 1999 / Accepted: 24 May 2000     

Assessment of three numerical solution strategies for gravity field recovery from GOCE satellite gravity gradiometry implemented on a parallel platform

 The recovery of a full set of gravity field parameters from satellite gravity gradiometry (SGG) is a huge numerical and computational task. In practice, parallel computing has to be applied to estimate the more than 90 000 harmonic coefficients parameterizing the Earth's gravity field up to a maximum spherical harmonic degree of 300. Three independent solution strategies (preconditioned conjugate gradient method, semi-analytic approach, and distributed non-approximative adjustment), which are based on different concepts, are assessed and compared both theoretically and on the basis of a realistic-as-possible numerical simulation regarding the accuracy of the results, as well as the computational effort. Special concern is given to the correct treatment of the coloured noise characteristics of the gradiometer. The numerical simulations show that the three methods deliver nearly identical results—even in the case of large data gaps in the observation time series. The newly proposed distributed non-approximative adjustment approach, which is the only one of the three methods that solves the inverse problem in a strict sense, also turns out to be a feasible method for practical applications. Received: 17 December 2001 / Accepted: 17 July 2002 Acknowledgments. We would like to thank Prof. W.-D. Schuh, Institute of Theoretical Geodesy, University of Bonn, for providing us with the serial version of the PCGMA algorithm, which forms the basis for the parallel PCGMA package developed at our institute. This study was partially performed in the course of the GOCE project `From E?tv?s to mGal+', funded by the European Space Agency (ESA) under contract No. 14287/00/NL/DC. Correspondence to: R. Pail     

Green's function solution to spherical gradiometric boundary-value problems

 Three independent gradiometric boundary-value problems (BVPs) with three types of gradiometric data, {Γ _rr }, {Γ _{r θ},Γ _{r λ}} and {Γ_θθ−Γ_λλ,Γ_θλ}, prescribed on a sphere are solved to determine the gravitational potential on and outside the sphere. The existence and uniqueness conditions on the solutions are formulated showing that the zero- and the first-degree spherical harmonics are to be removed from {Γ _{r θ},Γ _{r λ}} and {Γ_θθ−Γ_λλ,Γ_θλ}, respectively. The solutions to the gradiometric BVPs are presented in terms of Green's functions, which are expressed in both spectral and closed spatial forms. The logarithmic singularity of the Green's function at the point ψ=0 is investigated for the component Γ _rr . The other two Green's functions are finite at this point. Comparisons to the paper by van Gelderen and Rummel [Journal of Geodesy (2001) 75: 1–11] show that the presented solution refines the former solution. Received: 3 October 2001 / Accepted: 4 October 2002     

Spatially restricted data distributions on the sphere: the method of orthonormalized functions and applications

 In many geoscientific applications data are irregularly distributed and not globally available, e.g. caps around the poles which are uncovered due to non-polar satellite orbits, or signals being defined solely on bounded regions on the globe. Starting from a sequence of base functions with global support, which in the present case is composed of spherical harmonics being initially non-orthogonal on a bounded subdomain, a set of functions is generated that constitutes an orthonormal basis. Different approaches to realize this transformation are studied and compared with respect to numerical stability and computational effort, and the corresponding effects on the coefficient recovery are investigated. A number of synthetic tests demonstrate the applicability, the benefit, but also the limitations, of this method. Received: 24 March 2000 / Accepted: 9 October 2000     

How to handle topography in practical geoid determination: three examples

 Three different methods of handling topography in geoid determination were investigated. The first two methods employ the residual terrain model (RTM) remove–restore technique, yielding the quasigeoid, whereas the third method uses the classical Helmert condensation method, yielding the geoid. All three methods were used with the geopotential model Earth Gravity Model (1996) (EGM96) as a reference, and the results were compared to precise global positioning system (GPS) levelling networks in Scandinavia. An investigation of the Helmert method, focusing on the different types of indirect effects and their effects on the geoid, was also carried out. The three different methods used produce almost identical results at the 5-cm level, when compared to the GPS levelling networks. However, small systematic differences existed. Received: 18 March 1999 / Accepted: 21 March 2000     

Somigliana–Pizzetti gravity: the international gravity formula accurate to the sub-nanoGal level

 The Somigliana–Pizzetti gravity field (the International gravity formula), namely the gravity field of the level ellipsoid (the International Reference Ellipsoid), is derived to the sub-nanoGal accuracy level in order to fulfil the demands of modern gravimetry (absolute gravimeters, super conducting gravimeters, atomic gravimeters). Equations (53), (54) and (59) summarise Somigliana–Pizzetti gravity Γ(φ,u) as a function of Jacobi spheroidal latitude φ and height u to the order ?(10⁻¹⁰ Gal), and Γ(B,H) as a function of Gauss (surface normal) ellipsoidal latitude B and height H to the order ?(10⁻¹⁰ Gal) as determined by GPS (`global problem solver'). Within the test area of the state of Baden-Württemberg, Somigliana–Pizzetti gravity disturbances of an average of 25.452 mGal were produced. Computer programs for an operational application of the new international gravity formula with (L,B,H) or (λ,φ,u) coordinate inputs to a sub-nanoGal level of accuracy are available on the Internet. Received: 23 June 2000 / Accepted: 2 January 2001     

A formula for computing the gravity disturbance from the second radial derivative of the disturbing potential

 A formula for computing the gravity disturbance and gravity anomaly from the second radial derivative of the disturbing potential is derived in detail using the basic differential equation with spherical approximation in physical geodesy and the modified Poisson integral formula. The derived integral in the space domain, expressed by a spherical geometric quantity, is then converted to a convolution form in the local planar rectangular coordinate system tangent to the geoid at the computing point, and the corresponding spectral formulae of 1-D FFT and 2-D FFT are presented for numerical computation. Received: 27 December 2000 / Accepted: 3 September 2001     

Molodensky potential telluroid based on a minimum-distance map. Case study: the quasi-geoid of East Germany in the World Geodetic Datum 2000

 A potential-type Molodensky telluroid based upon a minimum-distance mapping is derived. With respect to a reference potential of Somigliana–Pizzetti type which relates to the World Geodetic Datum 2000, it is shown that a point-wise minimum-distance mapping of the topographical surface of the Earth onto the telluroid surface, constrained to the gauge W(P)=u(p), leads to a system of four nonlinear normal equations. These normal equations are solved by a fast Newton–Raphson iteration. Received: 7 February 2000 / Accepted: 23 October 2001     

The AUSGeoid98 geoid model of Australia: data treatment, computations and comparisons with GPS-levelling data

 The AUSGeoid98 gravimetric geoid model of Australia has been computed using data from the EGM96 global geopotential model, the 1996 release of the Australian gravity database, a nationwide digital elevation model, and satellite altimeter-derived marine gravity anomalies. The geoid heights are on a 2 by 2 arc-minute grid with respect to the GRS80 ellipsoid, and residual geoid heights were computed using the 1-D fast Fourier transform technique. This has been adapted to include a deterministically modified kernel over a spherical cap of limited spatial extent in the generalised Stokes scheme. Comparisons of AUSGeoid98 with GPS and Australian Height Datum (AHD) heights across the continent give an RMS agreement of ±0.364 m, although this apparently large value is attributed partly to distortions in the AHD. Received: 10 March 2000 / Accepted: 21 February 2001     

GPS measurements of ocean loading and its impact on zenith tropospheric delay estimates: a case study in Brittany, France

 The results from a global positioning system (GPS) experiment carried out in Brittany, France, in October 1999, aimed at measuring crustal displacements caused by ocean loading and quantifying their effects on GPS-derived tropospheric delay estimates, are presented. The loading effect in the vertical and horizontal position time series is identified, however with significant disagreement in amplitude compared to ocean loading model predictions. It is shown that these amplitude misfits result from spatial tropospheric heterogeneities not accounted for in the data processing. The effect of ocean loading on GPS-derived zenith total delay (ZTD) estimates is investigated and a scaling factor of 4.4 between ZTD and station height for a 10° elevation cut-off angle is found (i.e. a 4.4-cm station height error would map into a 1-cm ZTD error). Consequently, unmodeled ocean loading effects map into significant errors in ZTD estimates and ocean loading modeling must be properly implemented when estimating ZTD parameters from GPS data for meteorological applications. Ocean loading effects must be known with an accuracy of better than 3 cm in order to meet the accuracy requirements of meteorological and climatological applications of GPS-derived precipitable water vapor. Received: 16 July 2001 / Accepted: 25 April 2002 Acknowledgments. The authors are grateful to H.G. Scherneck for fruitful discussions and for his help with the ocean loading calculations. They thank H. Vedel for making the HIRLAM data available; D. Jerett for helpful discussions; and the city of Rostrenen, the Laboratoire d'Océanographie of Concarneau, and the Institut de Protection et de S?reté Nucléaire (BERSSIN) for their support during the GPS measurement campaign. Reviews by C.K. Shum and two anonymous referees significantly improved this paper. This work was carried out in the framework of the MAGIC project (http://www.acri.fr/magic), funded by the European Commission, Environment and Climate Program (EC Contract ENV4-CT98–0745). Correspondence to: E. Calais, Department of Earth and Atmospheric Sciences, Purdue University, West Lafayette, IN 47907-1397, USA. e-mail: ecalais@purdue.edu Tel. : +1-765-496-2915; Fax:+1-765-496-1210     

Determining the size of spatial clusters in focused tests: Comparing two methods by means of simulation in a GIS

 Based on a four-point evaluation system consisting of accuracy, consistency, power, and chance to commit type I errors, this study compares Tango's minimum p (MinP) and Stone's maximum relative risk (MaxRR) methods for detecting focused cluster size through simulations in GIS. It reveals that the MinP method is more effective than the MaxRR method. The MinP method exhibits higher levels of accuracy and consistency; and its power and chance to commit type I errors are similar to the MinP method. The MaxRR method has a tendency to underestimate the cluster size, while the MinP method tends to overestimate the cluster size, particularly when the clusters are relatively big and have high relative risk levels. In addition, the MinP method seems to be most effective in revealing the size of clusters when clusters are neither too strong nor too weak. The lowest detection rates for clustering occur when the clustering signal is relatively weak, which is easily understandable. In practice, it might be useful to use both the methods to estimate a range of possible cluster sizes, where the MaxRR method indicates the lower estimate, while the MinP method gives the higher estimate of the cluster size. Received: 24 August 2002 / Accepted: 20 December 2002