Adaptation and poverty reduction in Mozambique: an opportunity for developing countries to lead§

Climate change disproportionately impacts the world’s poorest countries. A recent World Bank report highlighted that over 100 million people are at risk of falling into extreme poverty as a result of climate change. There is currently a lack of information about how to simultaneously address climate change and poverty. Climate change challenges provide an opportunity for those impacted most to come up with new and innovative technologies and solutions. This article uses an example from Mozambique where local and international partners are working side-by-side, to show how developing countries can simultaneously address climate change and poverty reduction using an ecosystem-based adaptation approach. Using ecosystem-based adaptation, a technique that uses the natural environment to help societies adapt to climate change, developing countries can lead the way to improve climate adaptation globally. This paradigm shift would help developing countries become leaders in ecosystem-based adaptation and green infrastructure techniques and has implications for climate policy worldwide.

POLICY RELEVANCE

The Paris Agreement resulting from the United Nations Framework Convention on Climate Change (UNFCCC) 21st Conference of Parties (COP 21) in December 2015 was rightly lauded for its global commitment to cut greenhouse gas emissions. However, COP 21 was also historic because of its call for non-party stakeholders to address climate change, inclusion of a global goal of ‘enhancing adaptive capacity, strengthening resilience and reducing vulnerability’, and the United States’ commitment of $800 million to adaptation funding. The combination of recognizing the need for new stakeholders to commit to climate change adaptation, the large impact climate change will have on the developing world, and providing access to funds for climate change adaptation creates a unique opportunity for developing countries to pave the way in adaptation policies in practices. Currently, developing countries are creating National Adaptation Plans (NAPs) for the UNFCCC. Through including a strong component of ecosystem-based adaptation in NAPs, developing countries can shape their countries’ policies, improve local institutions and governments, and facilitate a new generation of innovative leaders. Lessons learned in places like Mozambique can help lead the way in other regions facing similar climatic risks.     

气候变化对水工程的影响及应对措施

气候变化将使水利工程的服役环境发生较大改变,水工混凝土作为水利工程建设最主要的建筑材料之一,其对极端气候变化较为敏感与脆弱。本文以水库大坝、大型调水工程等水利工程为对象,系统总结了部分已观测到的低温冻害、寒潮和干旱等气候条件对水利工程影响的事实。结合未来气候变化趋势及其可能的影响,从改善水工材料性能的工程措施角度,分析了在水利工程设计、施工、运行阶段可采取的应对措施,并从规划修订、预案制订、监测预报等非工程措施角度,分析了在防洪安全、水资源安全等领域可采取的减缓适应对策,以提高水工程应对气候变化的能力。     

适应气候变化政策机制的国际经验与启示

中国高度重视适应气候变化工作,实行减缓与适应并重的应对气候变化原则,已出台适应气候变化相关的战略、规划等一系列政策文件。但总体来看,中国适应气候变化政策与行动尚处于起步阶段,面临着法规制度缺位、监测评估不足、组织协调机制不完善等挑战,适应气候变化政策的类型、数量和力度都明显弱于减缓。为完善中国适应气候变化政策与机制的框架设计,文中梳理了相关研究、《联合国气候变化框架公约》下的适应气候变化国际机制及主要国家经验,提出了一套完整闭环的适应气候变化核心决策流程及关键支撑机制,并重点从开展法制建设、制定适应战略（计划）、建立监测评估机制、构建协调机制和完善资金机制等五方面,归纳了主要国家的经验与启示,最终研究提出完善我国适应气候变化政策与机制框架设计的建议,包括加快建立和完善适应气候变化法制建设、加快构建国家适应气候变化的政策体系、加快完善国家适应气候变化的机制设计、加强适应气候变化支撑能力建设、推动适应气候变化的国际合作等。     

Are we adapting to climate change?

Human systems will have to adapt to climate change. Understanding of the magnitude of the adaptation challenge at a global scale, however, is incomplete, constrained by a limited understanding of if and how adaptation is taking place. Here we develop and apply a methodology to track and characterize adaptation action; we apply these methods to the peer-reviewed, English-language literature. Our results challenge a number of common assumptions about adaptation while supporting others: (1) Considerable research on adaptation has been conducted yet the majority of studies report on vulnerability assessments and natural systems (or intentions to act), not adaptation actions. (2) Climate change is rarely the sole or primary motivator for adaptation action. (3) Extreme events are important adaptation stimuli across regions. (4) Proactive adaptation is the most commonly reported adaptive response, particularly in developed nations. (5) Adaptation action is more frequently reported in developed nations, with middle income countries underrepresented and low-income regions dominated by reports from a small number of countries. (6) There is limited reporting on adaptations being developed to take advantage of climate change or focusing on women, elderly, or children.     

关于气候变化对社会经济系统影响的机理和途径的探讨

本文基于考虑气候变化影响应与经济系统的特征时空尺度相匹配的观点,讨论了气候变化对经济系统影响的途径.认为:气候变化是年代际尺度的气温变化,直接影响的是冰冻圈、海平面、水资源、陆面状况、生态系统、微生物、人体健康等七个领域;觉察不到日变化、季节变化、年际变化而呈现出年代际变化的事物才是受全球变暖影响的事物;由于时间尺度不匹配,经济系统几乎不会受气候变化的直接影响;就间接影响而言,全球变暖导致的极端气候事件加剧和人类为应对与适应气候变化的积极响应,对经济系统的影响要显著得多.     

Adaptation to the infectious disease impacts of climate change

Climate change has the potential to increase the challenge of preventing and controlling outbreaks of infectious diseases. An adaptation assessment is an important aspect of designing and implementing policies and measures to avoid, prepare for, and effectively respond to infectious diseases outbreaks. The main steps in conducting an adaptation assessment include: 1) evaluating the effectiveness of policies and measures that address the burden of climate-sensitive infectious diseases; 2) identifying options to manage the health risks of current and projected climate change; 3) evaluating and prioritizing the options; 4) identifying human and financial resources needs, and possible barriers, constraints, and limits to implementation; and 5) developing monitoring and evaluation programs to ensure continued effectiveness of policies and measures in a changing climate. Optimally, relevant stakeholders are optimally included throughout the adaptation assessment. Although the process of conducting an assessment is similar across nations and regions, the context and content will vary depending on local circumstances, socioeconomic conditions, legal and regulatory frameworks, and other factors. The European Centers for Disease Prevention and Control developed guidelines for conducting assessments, with sufficient consistency to facilitate learning lessons across assessments.     

Climate change impacts on Namibia's natural resources and economy

Climate change is likely to exacerbate the dry conditions already experienced in southern Africa. When rainfall does come, it is likely to be in bursts of greater intensity, leading to erosion and flood damage. However, these predictions have had very little influence on policy in southern African countries. Computable general equilibrium (CGE) model simulations for Namibia indicate that over 20 years, annual losses to the Namibian economy could be up to 5% of GDP, due to the impact that climate change will have on its natural resources alone. This will affect the poorest people the most, with resulting constraints on employment opportunities and declining wages, especially for unskilled labour in rural areas. Namibia must take steps to ensure that all its policies and activities are ‘climate proofed’ and that it has a strategy to deal with displaced farmers and farm workers. The need to mainstream climate change into policies and planning is clear, and it is the responsibility of industrialized nations, who have largely created the problem of climate change, to help Namibia and other vulnerable countries cope with climate change impacts and plan for a climate-constrained future.     

气候变化对中国水资源影响的适应性评估与管理框架

通过论述气候变化对中国水资源影响的适应性评估与管理框架,提出一个气候变化影响决策评估工具,它包括：未来气候变化对中国水资源潜在影响的定性描述分析、半定量与定量分析以及适应性对策评估。由于不同气候区域所面临的水资源问题不同,选择中国4个典型案例区域,并确定不同的目标进行气候变化适应性管理综合研究,提出了甄别气候变化影响和适应性管理的新的思路、框架与方法论。该项研究为应对未来气候变化影响的水资源规划与风险管理提供了途径与方法。     

气候变化对中国水资源影响的适应性评估与管理框架

 通过论述气候变化对中国水资源影响的适应性评估与管理框架,提出一个气候变化影响决策评估工具,它包括：未来气候变化对中国水资源潜在影响的定性描述分析、半定量与定量分析以及适应性对策评估。由于不同气候区域所面临的水资源问题不同,选择中国4个典型案例区域,并确定不同的目标进行气候变化适应性管理综合研究,提出了甄别气候变化影响和适应性管理的新的思路、框架与方法论。该项研究为应对未来气候变化影响的水资源规划与风险管理提供了途径与方法。     

On the role of climate scenarios for adaptation planning

Climate scenarios have been widely used in impact, vulnerability and adaptation assessments of climate change. However, few studies have actually looked at the role played by climate scenarios in adaptation planning. This paper examines how climate scenarios fit in three broad adaptation frameworks: the IPCC approach, risk approaches, and human development approaches. The use (or not) of climate scenarios in three real projects, corresponding to each adaptation approach, is investigated. It is shown that the role played by climate scenarios is dependant on the adaptation assessment approach, availability of technical and financial capacity to handle scenario information, and the type of adaptation being considered.     

Adaptation financing for projects focused on food systems through the UNFCCC

Investments in adaptation are required to reduce vulnerability and strengthen the resilience of food systems to the impacts of climate change. For low-income nations, international financing plays a central role in supporting adaptation. In this article, we document and examine adaptation projects targeting food systems financed through funding bodies of the United Nations Framework Convention on Climate Change (UNFCCC). We find that between 2004 and 2015, 3% (n?=?96) of adaptation projects supported through the UNFCCC explicitly focused on the production, processing, distribution, preparation and/or consumption of food, with US$546 m mobilized through funding bodies directly and US$1.44bn through co-financing. Agriculture is the most common sector supported, with extreme weather events the primary climate change-related impact motivating nations to apply for adaptation financing. The majority of actions are documented to adapt the food production component of food systems, with limited focus within projects on the full range of food system vulnerability and the implications on food security.

Key policy insights

• Enhanced international adaptation financing targeting food systems is needed, and in particular financing to address limited adaptation readiness

• Supported food system projects should include holistic assessments of the entire food system in order to prioritize sector and food system component issue areas for short- and long-term efficiency

• To better analyse food system linkages and aid in the prioritization of adaptation activities, adaptation-directed funds should consider placing a higher emphasis on a cross-sectoral approach within projects

• Linkages between official development assistance and adaptation-directed funds could help optimize financing for food systems and mainstream food system adaptation efforts

     

A typology of adaptation actions: A global look at climate adaptation actions financed through the Global Environment Facility

Climate change impacts threaten existing development efforts and achieving future sustainability goals. To build resilience and societal preparedness towards climate change, integration of adaptation into development is being increasingly emphasized. To date, much of the adaptation literature has been theoretical, reflecting the absence of empirical data from activities on the ground. However, the Funds established under the United Nations Framework Convention on Climate Change and managed by the Global Environment Facility, the Least Developed Countries Fund, the Special Climate Change Fund and the Strategic Priority for Adaptation, have approved financing for 133 adaptation projects in 70 countries with sufficient documented experience to allow for initial categorization and evaluation. This article provides the first substantial compendium of adaptation actions identified through the allocation and disbursement of these Funds and organizes these actions into a generalized typology of adaptation activities. The information obtained sheds new insight into what adaptation is, in practice, and suggests some next steps to strengthen the empirical database. Ten types of overarching adaptation activities were identified through an analysis of 92 projects financed through these Funds. This paper analyzes these adaptation activities and compares them with theoretical constructs of adaptation typologies. We find that many of the early ideas and concepts advanced by theoreticians are consistent with results from the field. The adaptation categories that recur the most in Global Environment Facility projects are enabling and relatively inexpensive measures, such as those related to capacity building, policy reform, and planning and management. However, a rich panoply of technical actions ranging from information and communications technology, to early warning systems, to new or improved infrastructure, are also identified as common project goals. Future refinements of the costs of various adaptation actions, the mixture of technical and management options, and evaluating the efficacy of actions implemented, will be key to informing the future global adaptation agenda.     

Linkages between climate change and sustainable development

Climate change does not yet feature prominently within the environmental or economic policy agendas of developing countries. Yet evidence shows that some of the most adverse effects of climate change will be in developing countries, where populations are most vulnerable and least likely to easily adapt to climate change, and that climate change will affect the potential for development in these countries. Some synergies already exist between climate change policies and the sustainable development agenda in developing countries, such as energy efficiency, renewable energy, transport and sustainable land-use policies. Despite limited attention from policy-makers to date, climate change policies could have significant ancillary benefits for the local environment. The reverse is also true as local and national policies to address congestion, air quality, access to energy services and energy diversity may also limit GHG emissions. Nevertheless there could be significant trade-offs associated with deeper levels of mitigation in some countries, for example where developing countries are dependent on indigenous coal and may be required to switch to cleaner yet more expensive fuels to limit emissions. The distributional impacts of such policies are an important determinant of their feasibility and need to be considered up-front. It follows that future agreements on mitigation and adaptation under the convention will need to recognise the diverse situations of developing countries with respect to their level of economic development, their vulnerability to climate change and their ability to adapt or mitigate. Recognition of how climate change is likely to influence other development priorities may be a first step toward building cost-effective strategies and integrated, institutional capacity in developing countries to respond to climate change. Opportunities may also exist in developing countries to use regional economic organisations to assist in the design of integrated responses and to exploit synergies between climate change and other policies such as those designed to combat desertification and preserve biodiversity.     

Sources of human insecurity in the face of hydro-climatic change

Policy agendas increasingly respond to the perceived security threats of climate change, not least via its effects on water. Yet, solid links between climate, water, conflict and security have seldom been substantiated empirically. Drawing from the conceptual framework and empirical results of the EC-funded research project CLICO (‘Climate Change, Hydro-Conflict and Human Security’) which is presented in this Special Issue, this opening article looks at the conditions that shape conflict and insecurity, with a focus on the role of adaptation policies. We find three main sources of human insecurity: first, democratic deficits, which are more influential than hydro-climatic stresses; second, mal-adaptations, i.e. adaptations that have adverse effects for the security of some groups; and third, structural violence, often related to economic and state development. There is a systemic contradiction insofar as the pursuit of adaptation through state-led economic growth projects ends up producing new insecurities for parts of the population. Adaptation to hydro-climatic change, therefore, is likely to be a contested and painful process. Research on security and climate change must move beyond narrow investigations of conflict and study the links between structural violence and human insecurity, in particular the conditions and processes that reduce the options available to deal with potential insecurities.     

IPCC AR6粮食系统的影响与适应的新认知和新趋势

解读政府间气候变化专门委员会(IPCC)第六次评估报告(AR6)粮食系统的影响与适应,对科学认识国际气候变化对农业影响学科前沿动态具有重要意义。最新发布的IPCC AR6在深化阐述粮食生产能力、种植布局、病虫害影响的基础上,高度确信人类活动导致的气候变暖对粮食系统产生了负面影响,论述了粮食运输及消费中的气候风险,解析了粮食生产-存储-运输-消费的全链条气候变化影响,延展了影响评估归因内容并丰富了农业环境影响等相关科学认识。对于粮食系统的适应能力,强调适应及减缓协同发展的气候恢复力发展路径,适应评估从适应能力、适应方式等理论逐步转向适应实施行动和成效评估,并注重适应行动的区域特异性和有效性。本次评估强调了气候变化对作物影响的检测和归因、关注了气候和农业环境变化复合影响、倡导基于生态系统的适应方案和技术,评估了现有适应技术的可行性和成效。报告内容对中国强化农业影响评估能力及把握国际学科动态具有参考价值。     

Adaptive lives. Navigating the global food crisis in a changing climate

Human adaptation to climate change is gaining increasing academic as well as political attention. Understanding how and what people around the world adapt to is, however, difficult. Climate change is often, if not always, only one of a multiplicity of exposures perforating local communities. In Biidi 2, a small Sahelian village in northern Burkina Faso, climate variability have had a great influence on inhabitants’ lives since the major droughts of the early 1970s and 1980s. Tracing the intertwinement of drought, diminishing agricultural production and the need to buy food, this article explores how villagers attempt to attract development projects and negotiate with political parties in order to negate the impact of the global food crisis on their livelihoods. In doing so the article attempts to show how adaptation to climate variability is related to multiple, intersecting processes, and in this specific case is a matter of navigating changing socioeconomic factors. Using recent theory from social anthropology, adaptation is explored as a matter of social navigation. It is suggested that this theoretical approach might help nuance and elucidate how, and to what, local people around the world adapt.     

Climate policy innovation: The adoption and diffusion of adaptation policies across Europe

Climate change adaptation governance is in flux. Adaptation policies are being adopted by governments at a rapid pace, particularly in Europe. In the period 2005–2010, the total number of recorded adaptation policy measures in the EU grew by some 635%. Despite the plethora of work on adaptation governance, few if any empirical studies have been conducted that explore the driving forces behind the rapid adoption and diffusion of adaptation policies. Working within the theoretical framework of national policy innovation (see Jordan and Huitema, 2014a, Jordan and Huitema, 2014b), we draw on a uniquely systematic database of national climate polices to develop a set of hypotheses on the drivers and barriers surrounding the adoption and diffusion of climate change adaptation policies across 29 European countries. Using an internal/external model we postulate that adaptation is largely being driven by internal factors. Additionally, we look to the possible effects of this policy adoption and diffusion to see if adaptation is emerging into a new and distinct policy field. What we find is that indeed it could be in a handful of countries.     

Linkages between climate change and sustainable development

Abstract

Climate change does not yet feature prominently within the environmental or economic policy agendas of developing countries. Yet evidence shows that some of the most adverse effects of climate change will be in developing countries, where populations are most vulnerable and least likely to easily adapt to climate change, and that climate change will affect the potential for development in these countries. Some synergies already exist between climate change policies and the sustainable development agenda in developing countries, such as energy efficiency, renewable energy, transport and sustainable land-use policies. Despite limited attention from policy-makers to date, climate change policies could have significant ancillary benefits for the local environment. The reverse is also true as local and national policies to address congestion, air quality, access to energy services and energy diversity may also limit GHG emissions. Nevertheless there could be significant trade-offs associated with deeper levels of mitigation in some countries, for example where developing countries are dependent on indigenous coal and may be required to switch to cleaner yet more expensive fuels to limit emissions. The distributional impacts of such policies are an important determinant of their feasibility and need to be considered up-front. It follows that future agreements on mitigation and adaptation under the convention will need to recognise the diverse situations of developing countries with respect to their level of economic development, their vulnerability to climate change and their ability to adapt or mitigate. Recognition of how climate change is likely to influence other development priorities may be a first step toward building cost-effective strategies and integrated, institutional capacity in developing countries to respond to climate change. Opportunities may also exist in developing countries to use regional economic organisations to assist in the design of integrated responses and to exploit synergies between climate change and other policies such as those designed to combat desertification and preserve biodiversity.

© 2002 Elsevier Science Ltd. All rights reserved.     

U.S. National Forests adapt to climate change through Science–Management partnerships

Developing appropriate management options for adapting to climate change is a new challenge for land managers, and integration of climate change concepts into operational management and planning on United States national forests is just starting. We established science–management partnerships on the Olympic National Forest (Washington) and Tahoe National Forest (California) in the first effort to develop adaptation options for specific national forests. We employed a focus group process in order to establish the scientific context necessary for understanding climate change and its anticipated effects, and to develop specific options for adapting to a warmer climate. Climate change scientists provided the scientific knowledge base on which adaptations could be based, and resource managers developed adaptation options based on their understanding of ecosystem structure, function, and management. General adaptation strategies developed by national forest managers include: (1) reduce vulnerability to anticipated climate-induced stress by increasing resilience at large spatial scales, (2) consider tradeoffs and conflicts that may affect adaptation success, (3) manage for realistic outcomes and prioritize treatments that facilitate adaptation to a warmer climate, (4) manage dynamically and experimentally, and (5) manage for structure and composition. Specific adaptation options include: (1) increase landscape diversity, (2) maintain biological diversity, (3) implement early detection/rapid response for exotic species and undesirable resource conditions, (4) treat large-scale disturbance as a management opportunity and integrate it in planning, (5) implement treatments that confer resilience at large spatial scales, (6) match engineering of infrastructure to expected future conditions, (7) promote education and awareness about climate change among resource staff and local publics, and (8) collaborate with a variety of partners on adaptation strategies and to promote ecoregional management. The process described here can quickly elicit a large amount of information relevant for adaptation to climate change, and can be emulated for other national forests, groups of national forests with similar resources, and other public lands. As adaptation options are iteratively generated for additional administrative units on public lands, management options can be compared, tested, and integrated into adaptive management. Science-based adaptation is imperative because increasing certainty about climate impacts and management outcomes may take decades.     

Integrated Global System Model for Climate Policy Assessment: Feedbacks and Sensitivity Studies

Alternative policies to address global climate change are being debated in many nations and within the United Nations Framework Convention on Climate Change. To help provide objective and comprehensive analyses in support of this process, we have developed a model of the global climate system consisting of coupled sub-models of economic growth and associated emissions, natural fluxes, atmospheric chemistry, climate, and natural terrestrial ecosystems. The framework of this Integrated Global System Model is described and the results of sample runs and a sensitivity analysis are presented. This multi-component model addresses most of the major anthropogenic and natural processes involved in climate change and also is computationally efficient. As such, it can be used effectively to study parametric and structural uncertainty and to analyze the costs and impacts of many policy alternatives. Initial runs of the model have helped to define and quantify a number of feedbacks among the sub-models, and to elucidate the geographical variations in several variables that are relevant to climate science and policy. The effect of changes in climate and atmospheric carbon dioxide levels on the uptake of carbon and emissions of methane and nitrous oxide by land ecosystems is one potentially important feedback which has been identified. The sensitivity analysis has enabled preliminary assessment of the effects of uncertainty in the economic, atmospheric chemistry, and climate sub-models as they influence critical model results such as predictions of temperature, sea level, rainfall, and ecosystem productivity. We conclude that uncertainty regarding economic growth, technological change, deep oceanic circulation, aerosol radiative forcing, and cloud processes are important influences on these outputs.