Accessing adaptation: Multiple stressors on livelihoods in the Bolivian highlands under a changing climate

Smallholder farmers continuously confront multiple social and environmental stressors that necessitate changes in livelihood strategies to prevent damages and take advantage of new opportunities, or adaptation. Vulnerability, meaning susceptibility to harm, is attributable to social determinants that limit access to assets, leading to greater exposure and sensitivity to stressors and a limited capacity to adapt. Stressors and adaptation are intertwined because stressors deplete resources available for adaptation, while adaptation may erode resources available to respond to future stressors. We present empirical evidence demonstrating the interactions of multiple stressors and adaptations over time through a case study of indigenous farmers in highland Bolivia. We examine how farmers perceive the stress on their livelihoods, their strategies for adapting to these threats, and the influence of past adaptation and exposure on vulnerability under increasing climatic change. We find that vulnerability changes over time as multiple stressors, such as land scarcity and delayed seasonal rainfall, compound, simultaneously reducing access and demanding the expenditure of household assets for adaptation, including natural capital (water and land), human capital (including labor), and financial, physical, and social capital. To reduce vulnerability over time, constraints on access to key resources must be addressed, allowing households the flexibility to reduce their exposure and improve their adaptive capacity to the multiple stressors they confront.     

Social capital,trust, and adaptation to climate change: Evidence from rural Ethiopia

Climate change is expected to have particularly severe effects on poor agrarian populations. Rural households in developing countries adapt to the risks and impacts of climate change both individually and collectively. Empirical research has shown that access to capital—financial, human, physical, and social—is critical for building resilience and fostering adaptation to environmental stresses. Little attention, however, has been paid to how social capital generally might facilitate adaptation through trust and cooperation, particularly among rural households and communities. This paper addresses the question of how social capital affects adaptation to climate change by rural households by focusing on the relationship of household and collective adaptation behaviors. A mixed-methods approach allows us to better account for the complexity of social institutions—at the household, community, and government levels—which drive climate adaptation outcomes. We use data from interviews, household surveys, and field experiments conducted in 20 communities with 400 households in the Rift Valley of Ethiopia. Our results suggest that qualitative measures of trust predict contributions to public goods, a result that is consistent with the theorized role of social capital in collective action. Yet qualitative trust is negatively related to private household-level adaptation behaviors, which raises the possibility that social capital may, paradoxically, be detrimental to private adaptation. Policymakers should account for the potential difference in public and private adaptation behaviors in relation to trust and social capital when designing interventions for climate adaptation.     

Impacts of multiple stressors on mountain communities: Insights from an agent-based model of a Nepalese village

Mountain communities in developing and transitioning countries are experiencing a period of rapid social, economic, and environmental change. While change has long been a feature of mountain life, the rate, magnitude, nature, and number of the transformations now taking place is unprecedented, with profound implications for the sustainability and welfare of mountain communities in the coming years. It is therefore vital that their potential impacts be understood. Considering stressors in isolation can give a false picture as each stressor alters the context within which the other stressors are operating. Holistic approaches are needed. In this paper, a variety of stressors are concurrently simulated within an empirically informed agent-based model of a rural Nepalese mountain community so that their combined impact can be studied. The potential effect of changing fertility rates, increasing crop yield variability, and earthquakes on household finances is considered for the period 2015–2030. Results show that higher fertility rates, increased crop yield variability, and earthquakes all have negative long-term effects on household finances, and that each of these stressors compounds the effect of the other stressors in an additive fashion. Results further highlight heterogeneity in the capacity of households to cope with stressors and demonstrate the important role that happenstance can play in exacerbating the effect of stressors. Our findings suggest that development practitioners should explicitly take multiple stressors into account when considering interventions. They should also contemplate improved microtargeting of households to increase aid effectiveness over the longer term, while recognising that household vulnerability is often dynamic.     

Exiting,enduring and innovating: Farm household adaptation to global zoonotic disease

Bovine spongiform encephalopathy (BSE) has been found in 25 countries, costing billions of dollars in those affected economies, and has had profound social and environmental impacts at multiple scales of organization. As a global phenomenon, the impacts of BSE were mediated directly through the environment (animal and human health) but in Canada the indirect socioeconomic impacts of BSE were far more damaging, especially for farm households. Yet, very little research has been conducted on adaptation to the indirect impacts of global environmental change, such as those mediated through the market and governance. Our goal was to examine how farm households adapted to the Canadian BSE crisis in order to better understand rural adaptations to global zoonotic diseases and to agriculture-related global environmental change as a whole. We conducted our mixed methods research in 2004–2006. Data sources included 826 survey responses, 27 individual interviews and 12 group interviews with farmers and ranchers in western Canada. Factor analysis separated out responses into three general adaptation strategies: ‘innovating’ to pursue new opportunities; ‘enduring’ or adaptations that seek stability; and ‘exiting’ from beef production or agriculture altogether. Farm household and community level innovation was a crucial adaptive strategy in the absence of governmental and expert-based support. Enduring adaptations were important to farm household survival in the short term, yet “chronic enduring” can compromise long-term adaptive capacity. Farm exiting was highly problematic during the BSE crisis as these responses were largely unexpected and often left households more vulnerable. Government support at the farm level promoted stability, with little support provided for change-orientated adaptations. Effective farm adaptation will require support for all three types of adaptive strategies and ones that are both expert-based and grassroots in nature to enable farm households in their pursuit of pluriactive and multifunctional livelihood strategies.     

Household and community responses to impacts of climate change in the rural hills of Nepal

The research was designed to answer how households and local communities in rural Nepal are responding to the impacts of climate change. Using four villages as case study units, a mixed method approach was adopted in a multi-scaled process carried out at community, district and national levels. The research found that adaptation practices being adopted differ according to household well-being and are largely governed by access to education, information and resources within the community. Responses such as livelihood and income diversification, internal migration, share cropping, taking consumption loans, use of alternative energy and use of bio-pesticides were found to mostly vary according to well-being status of the interviewees. Development of adaptation plans, strategies and support mechanisms should take account of the different adaptation practices and needs of households. If such individual situations are not considered, adaptation responses may be ineffective or even be maladaptive and increase vulnerability. The research also found that the autonomous, unplanned and reactive nature of adaptation practices chosen by rural communities can contribute to further inequity and unequal power relations. The knowledge generated from this research contributes to understanding of how climate change contributes to vulnerability, but also how local practices and lack of an effective climate policy or response measures may magnify the effects of many existing drivers of vulnerability in terms of maladaptation and increasing social inequalities.     

Adaptive capacity within tropical marine protected areas – Differences between men- and women-headed households

Households within tropical coastal communities face a multitude of stressors related to environmental, social and economic change. To minimise negative impacts on households, a priority is to understand and if possible build adaptive capacity to enable adjustment to both extant, and anticipated stressors. Adaptive capacity may not be equally distributed across households due to social differences and inequalities, including gender. In this study we sought to understand whether the factors underlying adaptive capacity differ between men- and women-headed households across three marine protected areas (MPAs) in Zanzibar, Tanzania. Adaptive capacity was significantly higher in men-headed households compared to women-headed households between different MPAs as a whole, however significant differences were not found for men and women-headed households within the MPAs. The factors underlying adaptive capacity were investigated through boosted regression trees, a relatively novel approach within the field, and found to be similar between men and women counterparts. These factors were agency, material conditions, low ecosystem dependence, education, occupational multiplicity and needs satisfaction (i.e. a poverty indicator) which was singularly important in women-headed households. While the factors themselves were similar in men and women–headed households, gendered differences were found regarding differing levels in the identified factors. Accordingly, the processes that underly the differences found should be addressed within initiatives seeking to understand and build adaptive capacity.     

Adaptation,adaptive capacity and vulnerability

This paper reviews the concept of adaptation of human communities to global changes, especially climate change, in the context of adaptive capacity and vulnerability. It focuses on scholarship that contributes to practical implementation of adaptations at the community scale. In numerous social science fields, adaptations are considered as responses to risks associated with the interaction of environmental hazards and human vulnerability or adaptive capacity. In the climate change field, adaptation analyses have been undertaken for several distinct purposes. Impact assessments assume adaptations to estimate damages to longer term climate scenarios with and without adjustments. Evaluations of specified adaptation options aim to identify preferred measures. Vulnerability indices seek to provide relative vulnerability scores for countries, regions or communities. The main purpose of participatory vulnerability assessments is to identify adaptation strategies that are feasible and practical in communities. The distinctive features of adaptation analyses with this purpose are outlined, and common elements of this approach are described. Practical adaptation initiatives tend to focus on risks that are already problematic, climate is considered together with other environmental and social stresses, and adaptations are mostly integrated or mainstreamed into other resource management, disaster preparedness and sustainable development programs.     

Gender and occupational perspectives on adaptation to climate extremes in the Afram Plains of Ghana

Although sub-Saharan Africa does not contribute significantly to greenhouse gas emissions, significant adverse impacts of climate change are anticipated in this region. Countries in West Africa, which are heavily dependent on rain-fed agriculture, are projected to experience more frequent and intense droughts, altered rainfall patterns and increases in temperature through the end of this century. Changes in hydrology and temperature are likely to affect crop yields, thereby placing pressure on scarce resources in a region that is characterised by limited social, political, technical and financial resources. The success with which communities cope with the impacts of climate change is influenced by existing conditions, forces and characteristics which are peculiar to each of these communities. This paper assesses the preferred adaptation strategies during floods and droughts of males and females in three different occupations (farming, fishing, and charcoal production). Findings are based upon an analysis of focus group discussions and a ranking of preferred adaptation options in three communities in the Afram Plains of Ghana. Assessments of this nature should aid in the selection and implementation of adaptation options for communities and households, which is the level at which climate change adaptation is likely to occur in West Africa.     

Local collective action: Adaptation to coastal erosion in the Monkey River Village,Belize

Successful adaptation to environmental change and variability is closely connected with social groups’ ability to act collectively, but many social-ecological challenges exceed local adaptive capacity which necessitate assistance from governmental institutions. Few studies have investigated how local collective action can be used to enrol external support for adaptation. This paper reduces this research gap by analysing a locally driven adaptation process in response to coastal erosion in Monkey River Village, Belize. Drawing on literature on adaptation and political ecology, we examine the different strategies the local residents have used over time to influence government authorities to support them in curbing the coastal erosion. Our findings show that the local mobilisation generated government support for a temporary sea defence and that collective strategies emerge as a response to threats to a place specific way of life. Our case illustrates that it was essential that the villagers could ally with journalists, researchers and local NGOs to make their claims for protection heard by the government. The paper contributes to adaptation research by arguing that local collective action, seen as contestation over rights to protection from environmental change, can be a means for places and communities not prioritised by formal policies to enrol external support for adaptation. Our study supports and adds to the perspective that attention to formal arrangements such as adaptation policy alone has limited explanatory power to understand collective responses to change.     

Diversity to decline-livelihood adaptations of the Namaqua Khoikhoi (1800–1900)

An environmental history of the Leliefontein community of Namaqualand, Northern Cape provides a detailed case of the nexus between social and ecological stresses shaping livelihood change. By combining an historical proxy precipitation data set with a livelihood change study the value of historical research in integrated studies of past human-environment systems is illustrated. The identification of effective livelihood adaptation to extreme climatic conditions is examined, illustrating the tradeoffs made between adaptation and ‘coping’ strategies which were unsuccessful over the long term. During the course of the 19th century the Namaqua Khoikhoi population changed from a sustainable nomadic pastoral community to a poverty stricken rural community with a diversity of livelihood strategies. For the Namaqua increased livelihood diversity – usually an effective adaptation in times of stress – instead of promoting resilience, contributed to their material decline. Widespread transhumance between different climatic regions is shown to have been a successful adaptation to climatic extremes, but external economic exposure and restricted access to land become drivers of decline. The ‘double exposure’ framework used in contemporary studies, proved useful in accounting for this decline as it can accommodate both environmental and economic stressors.     

Factors affecting whether environmental migration is temporary or permanent: Evidence from Bangladesh

This study examines whether environmental migrants in Bangladesh move permanently or temporarily. The analyses are based on data collected in 2010 and 2011, and cover four themes, namely migrant characteristics, environmental change related factors, conflict and adaptation strategies, and social networks. The estimates obtained from binary logit models show that most sets of variables have statistically significant impacts on the temporary migration versus permanent migration decision. Females are more inclined to migrate temporarily, a finding which is consistent with prior studies that argued that female migration is one temporary household survival strategy in the face of an environmental crisis. The probability of intending to move temporarily is significantly affected by the prior occupational experience: Migrants who were previously engaged in agriculture or fishing are more inclined to migrate permanently. Those households who reported that they had lost assets due to environmental hazards are shown to have a higher probability of becoming permanent migrants. In contrast, loss of livestock and crop failure are associated with a greater likelihood of temporary migration. The empirical results reveal the groups that can be targeted in destination regions in settlement policy, and equally the groups whose return home can be facilitated once any immediate danger has passed.     

Adapting and coping with climate change in temperate forests

A growing body of research documents how individuals respond to local impacts of global climate change and a range of policy efforts aim to help individuals reduce their exposure and improve their livelihoods despite these stressors. Yet there is still limited understanding of how to determine whether and how adaptation is occurring. Through qualitative analysis of focus group interviews, I evaluated individual behavioral responses to local forest stressors that can arguably be linked to global climate change among landowners in the Upper Midwest, USA. I found that landowner responses were planned as well as autonomous, more proactive than reactive, incremental rather than transformational, and aimed at being resilient to change and transitioning to new conditions, rather than resisting change alone. Many of the landowners’ responses can be considered forms of adaptation, rather than coping, because they were aimed at moderating and avoiding harm on long time horizons in anticipation of change. These findings stand in contrast to the short-term, reactive, and incremental responses that current socio-psychological theories of adaptation suggest are more typical at the individual level. This study contributes to scientific understanding of how to evaluate behavioral adaptation to climate change and differentiate it from coping, which is necessary for developing conceptually rigorous analytical frameworks to guide research and policy.     

IPCC 第五次评估报告关于适应气候变化与可持续发展的新认知

IPCC发布的《气候变化2014：影响、适应和脆弱性》进一步提升了国际社会对于适应气候变化和可持续发展的认识水平,主要表现在：适应气候变化的研究视角从自然生态脆弱性转向更为广泛的社会经济脆弱性及人类的响应能力;阐明了气候风险与社会发展的关系,明确了适应在气候灾害风险管理中的积极作用;提出了减少脆弱性和暴露度及增加气候恢复能力的有效适应原则;提出了适应极限的概念,指出这一概念对于适应气候变化的政策含义;提出了保障社会可持续发展的气候恢复能力路径;强调要注重适应与减缓的协同作用和综合效应,指出转型适应是应对气候变化影响的必要选择。报告认为,气候变化、影响、适应及社会经济过程不再是一个简单的单向线性关系,需要纳入统一的系统框架下予以认识和理解。     

Smallholder farmer cropping decisions related to climate variability across multiple regions

A long history of household-level research has provided important local-level insights into climate adaptation strategies in the agricultural sector. It remains unclear to what extent these strategies are generalizable or vary across regions. In this study we ask about three potential key factors influencing farming households’ ability to adapt: access to weather information, household and agricultural production-related assets, and participation in local social institutions. We use a 12-country data set from sub-Saharan Africa and South Asia to explore the links between these three potential drivers of agricultural change and the likelihood that farmers made farm-associated changes, such as adopting improved crop varieties, increasing fertilizer use, investing in improved land management practices, and changing the timing of agricultural activities. We find evidence that access to weather information, assets, and participation in social institutions are associated with households that have reported making farming changes in recent years, although these results vary across countries and types of practices. Understanding these drivers and outcomes of farm-associated changes across different socio-economic and environmental conditions is critical for ongoing dialogues for climate-resilient strategies and policies for increasing the adaptive capacity of smallholders under climate change.     

Vulnerability and adaptation of African rural populations to hydro-climate change: experience from fishing communities in the Inner Niger Delta (Mali)

In this paper we examine ways Sahelian floodplain fishers have adapted to the strong environmental variations that have affected the region in the last two decades. We analyse their vulnerability and adaptive capacity in the face of expected changes in rainfall combined with the predicted effects of dam construction. Data from the Inner Niger Delta in Mali were used to show that fishers were highly sensitive to past and recent variations in the hydro-climatic conditions. Moreover, it appears their traditional livelihood strategies, although diversified, sophisticated and well suited to historical conditions, offer a limited set of options to adapt to increased environmental constraints. For fish-dependent households that have adopted a mixed set of activities through farming, the high seasonality and constraints characterizing both their main activities (fishing and farming) does not allow switching between activities. For those households that undertake seasonal fishing migrations, there is little opportunity to modify migration routes or find new settlements sites inside the delta because of the high population density in this area. In sum, although the adoption of diversified and spatially discrete patterns in livelihood activities is often presented as a strategy to reduce vulnerability, such a strategy does not appear sufficient to allow fishers of the delta to successfully face the increasing constraints associated with the changes in hydro-climatic conditions. In such a context, fishing communities will be driven towards more drastic strategies of adaptation and/or coping such as switching to new activities based on agricultural innovations or emigration from the delta. Both strategies present many hazards, particularly in the absence of supportive public policy.     

Climate adaptation,local institutions,and rural livelihoods: A comparative study of herder communities in Mongolia and Inner Mongolia,China

Climate variability has been evident on the Mongolian plateau in recent decades. Livelihood adaptation to climate variability is important for local sustainable development. This paper applies an analytical framework focused on adaptation, institutions, and livelihoods to study climate adaptation in the Mongolian grasslands. A household survey was designed and implemented in each of three broad vegetation types in Mongolia and Inner Mongolia. The analytical results show that livelihood adaptation strategies of herders vary greatly across the border between Mongolia and Inner Mongolia, China. Local institutions played important roles in shaping and facilitating livelihood adaptation strategies of herders. Mobility and communal pooling were the two key categories of adaptation strategies in Mongolia, and they were shaped and facilitated by local communal institutions. Storage, livelihood diversification, and market exchange were the three key categories of adaptation strategies in Inner Mongolia, and they were mainly shaped and facilitated by local government and market institutions. Local institutions enhanced but also at times undermined adaptive capacity of herder communities in the two countries, but in different ways. Sedentary grazing has increased livelihood vulnerability of herders to climate variability and change. With grazing sedentarization, the purchase and storage of forage has become an important strategy of herders to adapt to the highly variable climate. The multilevel statistical models of forage purchasing behaviors show that the strategies of livestock management, household financial capital, environmental (i.e., precipitation and vegetation growth) variability, and the status of pasture degradation were the major determinants of this adaptation strategy.     

Deciphering interwoven drivers of environment-related migration – A multisite case study from the Ethiopian highlands

Global environmental change is increasing livelihood pressure for many communities, and agricultural households in the Global South are particularly vulnerable. Extant research has debated whether and to what degree this amplifies migration flows while also acknowledging that migration can be an adaptive strategy. However, little is known about which contextual factors are most relevant and how they interact in shaping environment-related migration. We shed light on this issue by conducting an in-depth qualitative, yet multisite and medium-N study of farming households in the northern Ethiopian highlands. We utilized qualitative comparative analysis (QCA) – a novel approach in the research field – to overcome the existing methodological challenges. We found that the migration experience within the household in combination with either the usage of the longer summer rainy season (Kiremt) or non-farm in situ diversification are sufficient causes for migration. Non-farm income activities and favorable environmental conditions during the Kiremt season increases economic household resources and as such migration ability. However, only together with migrant networks, which can reduce the costs and risks of migration and shape migration aspirations, can these drivers explain why households engage in migration. Our findings reveal that capabilities and networks, rather than commonly cited push factors, are far more important drivers of environment-related migration at the household level. Additionally, we illustrate that while migration is an important adaptation strategy, it cannot be adopted equally among households and as a result often reinforces existing inequalities.     

Wildfire preparedness,community cohesion and social–ecological systems

The consequences of wildfires are felt in susceptible communities around the globe on an annual basis. Climate change predictions in places like the south-east of Australia and western United States suggest that wildfires may become more frequent and more intense with global climate change. Compounding this issue is progressive urban development at the peri-urban fringe (wildland–urban interface), where continued infrastructure development and demographic changes are likely to expose more people and property to this potentially disastrous natural hazard. Preparing well in advance of the wildfire season is seen as a fundamental behaviour that can both reduce community wildfire vulnerability and increase hazard resilience – it is an important element of adaptive capacity that allows people to coexist with the hazardous environment in which they live. We use household interviews and surveys to build and test a substantive model that illustrates how social cohesion influences the decision to prepare for wildfire. We demonstrate that social cohesion, particularly community characteristics like ‘sense of community’ and ‘collective problem solving’, are community-based resources that support both the adoption of mechanical preparations, and the development of cognitive abilities and capacities that reduce vulnerability and enhance resilience to wildfire. We use the results of this work to highlight opportunities to transfer techniques and approaches from natural hazards research to climate change adaptation research to explore how the impacts attributed to the social components of social–ecological systems can be mitigated more effectively.     

Catching sea cucumber fever in coastal communities: Conceptualizing the impacts of shocks versus trends on social-ecological systems

Research on vulnerability and adaptation in social-ecological systems (SES) has largely centered on climate change and associated biophysical stressors. Key implications of this are twofold. First, there has been limited engagement with the impacts of social drivers of change on communities and linked SES. Second, the focus on climate effects often assumes slower drivers of change and fails to differentiate the implications of change occurring at different timescales. This has resulted in a body of SES scholarship that is under-theorized in terms of how communities experience and respond to fast versus slow change. Yet, social and economic processes at global scales increasingly emerge as ‘shocks’ for local systems, driving rapid and often surprising forms of change distinct from and yet interacting with the impacts of slow, ongoing ‘trends’. This research seeks to understand the nature and impacts of social shocks as opposed to or in concert with trends through the lens of a qualitative case study of a coastal community in Mexico, where demand from international seafood markets has spurred rapid development of a sea cucumber fishery. Specifically, we examined what different social-ecological changes are being experienced by the community, how the impacts of the sea cucumber fishery are distinct from and interacting with slower ongoing trends and how these processes are affecting system vulnerability, adaptations and adaptive capacity. We begin by proposing a novel framework for conceptualizing impacts on social systems, as comprised of structures, functions, and feedbacks. Our results illustrate how the rapid-onset of this fishery has driven dramatic changes in the community. New challenges such as the ‘gold-rush-style’ arrival of new actors, money, and livelihoods, the rapid over-exploitation of fish stocks, and increases in poaching and armed violence have emerged, exacerbating pressures from ongoing trends in immigration, overfishing and tourism development. We argue that there is a need to better understand and differentiate the social and ecological implications of shocks, which present novel challenges for the vulnerability and adaptive capacity of communities and the sustainability of marine ecosystems.     

Climate change policy responses for Canada's Inuit population: The importance of and opportunities for adaptation

We identify and examine how policy intervention can help Canada's Inuit population adapt to climate change. The policy responses are based on an understanding of the determinants of vulnerability identified in research conducted with 15 Inuit communities. A consistent approach was used in each case study where vulnerability is conceptualized as a function of exposure-sensitivity to climatic risks and adaptive capacity to deal with those risks. This conceptualization focuses on the biophysical and human determinants of vulnerability and how they are influenced by processes and conditions operating at multiple spatial-temporal scales. Case studies involved close collaboration with community members and policy makers to identify conditions to which each community is currently vulnerable, characterize the factors that shape vulnerability and how they have changed over time, identify opportunities for adaptation policy, and examine how adaptation can be mainstreamed. Fieldwork, conducted between 2006 and 2009, included 443 semi-structured interviews, 20 focus groups/community workshops, and 65 interviews with policy makers at local, regional, and national levels. Synthesizing findings consistent across the case studies we document significant vulnerabilities, a function of socio-economic stresses and change, continuing and pervasive inequality, and magnitude of climate change. Nevertheless, adaptations are available, feasible, and Inuit have considerable adaptive capacity. Realizing this adaptive capacity and overcoming adaptation barriers requires policy intervention to: (i) support the teaching and transmission of environmental knowledge and land skills, (ii) enhance and review emergency management capability, (iii) ensure the flexibility of resource management regimes, (iv) provide economic support to facilitate adaptation for groups with limited household income, (v) increase research effort to identify short and long term risk factors and adaptive response options, (vi) protect key infrastructure, and (vii) promote awareness of climate change impacts and adaptation among policy makers.