Event-based classification for global study of river flood generating processes

Better understanding of which processes generate floods in a catchment can improve flood frequency analysis and potentially climate change impacts assessment. However, current flood classification methods are either not transferable across locations or do not provide event-based information. We therefore developed a location-independent, event-based flood classification methodology that is applicable in different climates and returns a classification of all flood events, including extreme ones. We use precipitation time series and very simply modelled soil moisture and snowmelt as inputs for a decision tree. A total of 113,635 events in 4155 catchments worldwide were classified into one of five hydro-climatological flood generating processes: short rain, long rain, excess rainfall, snowmelt and a combination of rain and snow. The new classification was tested for its robustness and evaluated with available information; these two tests are often lacking in current flood classification approaches. According to the evaluation, the classification is mostly successful and indicates excess rainfall as the most common dominant process. However, the dominant process is not very informative in most catchments, as there is a high at-site variability in flood generating processes. This is particularly relevant for the estimation of extreme floods which diverge from their usual flood generation pattern, especially in the United Kingdom, Northern France, Southeastern United States, and India.     

Exploring the role of risk perception in influencing flood losses over time

ABSTRACT

What implications do societies’ risk perceptions have for flood losses? This study uses a stylized, socio-hydrological model to simulate the mutual feedbacks between human societies and flood events. It integrates hydrological modelling with cultural theory and proposes four ideal types of society that reflect existing dominant risk perception and management: risk neglecting, risk monitoring, risk downplaying and risk controlling societies. We explore the consequent trajectories of flood risk generated by the interactions between floods and people for these ideal types of society over time. The results suggest that flood losses are substantially reduced when awareness-raising attitudes are promoted through inclusive, participatory approaches in the community. In contrast, societies that rely on top-down hierarchies and structural measures to protect settlements on floodplains may still suffer significant losses during extreme events. This study illustrates how predictions formed through social science theories can be applied and tested in hydrological modelling.     

Exploring the role of risk perception in influencing flood losses over time

ABSTRACT

What implications do societies’ risk perceptions have for flood losses? This study uses a stylized, socio-hydrological model to simulate the mutual feedbacks between human societies and flood events. It integrates hydrological modelling with cultural theory and proposes four ideal types of society that reflect existing dominant risk perception and management: risk neglecting, risk monitoring, risk downplaying and risk controlling societies. We explore the consequent trajectories of flood risk generated by the interactions between floods and people for these ideal types of society over time. The results suggest that flood losses are substantially reduced when awareness-raising attitudes are promoted through inclusive, participatory approaches in the community. In contrast, societies that rely on top-down hierarchies and structural measures to protect settlements on floodplains may still suffer significant losses during extreme events. This study illustrates how predictions formed through social science theories can be applied and tested in hydrological modelling.     

Fifteen-stage operation of gated spillways for flood routing management through artificial reservoirs

Abstract

A procedure to identify sets of operational rules for gated spillways for optimal flood routing management of artificial reservoirs is proposed. The flood retention storage of a dam having a gated flood spillway is divided into 15 sub-storages whose surface elevations are identified as critical levels. The most suitable operation set for the downstream conditions and for the dam can be chosen from many derived operation sets. The spillway gates are operated in an optimum way for any floods from very small magnitudes to the probable maximum flood (PMF), without having to forecast the actual magnitude of the incoming flood hydrograph. Decision floods are formed by dividing the PMF into 15 sub-hydrographs by 5 and 10% increments in the ranges 5–50% and 50–100% of the PMF, respectively. Many potential spillway gate openings from closed to fully open are chosen initially. As a result of a series of routing simulations of 15 decision floods, a set of 15 gate openings is determined such that all floods from very small magnitudes to the PMF may be routed without overtopping the dam crest. Next, a few more 15-stage operation rules are determined such that the gate openings of the initial stages are decreased as their critical levels are increased stepwise, with the objective of attenuating smaller floods more effectively and releasing higher outflows for larger floods close to and including the PMF. The developed model is applied to the Catalan and Aslantas dams in Turkey, both of which serve for flood mitigation as well as hydropower generation.

Citation Haktanir, T., Citakoglu, H., and Acanal, N., 2013. Fifteen-stage operation of gated spillways for flood routing management through artificial reservoirs. Hydrological Sciences Journal, 58 (5), 1013–1031.

Editor Z.W. Kundzewicz; Associate editor A. Montanari     

Flood-type trend analysis for alpine catchments

ABSTRACT

In many places, magnitudes and frequencies of floods are expected to increase due to climate change. To understand these changes better, trend analyses of historical data are helpful. However, traditional trend analyses do not address issues related to shifts in the relative contributions of rainfall versus snowmelt floods, or in the frequency of a particular flood type. We present a novel approach for quantifying such trends in time series of floods using a fuzzy decision tree for event classification and applied it to maximal annual and seasonal floods in 27 alpine catchments for the period 1980–2014. Trends in flood types were studied with Sen’s slope and double mass curves. Our results reveal a decreasing number of rain-on-snow and an increasing number of short rainfall events in all catchments, with flash floods increasing in smaller catchments. Overall, the results demonstrate the value of incorporating a fuzzy flood-type classification into flood trend analyses.     

Flood prediction using parameters calibrated on limited discharge data and uncertain rainfall scenarios

ABSTRACT

Discharge observations and reliable rainfall forecasts are essential for flood prediction but their availability and accuracy are often limited. However, even scarce data may still allow adequate flood forecasts to be made. Here, we explored how far using limited discharge calibration data and uncertain forcing data would affect the performance of a bucket-type hydrological model for simulating floods in a tropical basin. Three events above thresholds with a high and a low frequency of occurrence were used in calibration and 81 rainfall scenarios with different degrees of uncertainty were used as input to assess their effects on flood predictions. Relatively similar model performance was found when using calibrated parameters based on a few events above different thresholds. Flood predictions were sensitive to rainfall errors, but those related to volume had a larger impact. The results of this study indicate that a limited number of events can be useful for predicting floods given uncertain rainfall forecasts.     

Evaluation of a global ensemble flood prediction system in Peru

ABSTRACT

Flood early warning systems play a more substantial role in risk mitigation than ever before. Hydrological forecasts, which are an essential part of these systems, are used to trigger action against floods around the world. This research presents an evaluation framework, where the skills of the Global Flood Awareness System (GloFAS) are assessed in Peru for the years 2009–2015. Simulated GloFAS discharges are compared against observed ones for 10 river gauges. Forecasts skills are assessed from two perspectives: (i) by calculating verification scores at every river section against simulated discharges and (ii) by comparing the flood signals against reported events. On average, river sections with higher discharges and larger upstream areas perform better. Raw forecasts provide correct flood signals for 82% of the reported floods, but exhibit low verification scores. Post-processing of raw forecasts improves most verification scores, but reduces the percentage of the correctly forecasted reported events to 65%.     

The largest floods in the High Rhine basin since 1268 assessed from documentary and instrumental evidence

Abstract

The magnitudes of the largest known floods of the River Rhine in Basel since 1268 were assessed using a hydraulic model drawing on a set of pre-instrumental evidence and daily hydrological measurements from 1808. The pre-instrumental evidence, consisting of flood marks and documentary data describing extreme events with the customary reference to specific landmarks, was “calibrated” by comparing it with the instrumental series for the overlapping period between the two categories of evidence (1808–1900). Summer (JJA) floods were particularly frequent in the century between 1651–1750, when precipitation was also high. Severe winter (DJF) floods have not occurred since the late 19th century despite a significant increase in winter precipitation. Six catastrophic events involving a runoff greater than 6000 m ³ s^‐1 are documented prior to 1700. They were initiated by spells of torrential rainfall of up to 72 h (1480 event) and preceded by long periods of substantial precipitation that saturated the soils, and/or by abundant snowmelt. All except two (1999 and 2007) of the 43 identified severe events (SEs: defined as having runoff > 5000 and < 6000 m ³ s ^‐1) occurred prior to 1877. Not a single SE is documented from 1877 to 1998. The intermediate 121-year-long “flood disaster gap” is unique over the period since 1268. The effect of river regulations (1714 for the River Kander; 1877 for the River Aare) and the building of reservoirs in the 20th century upon peak runoff were investigated using a one-dimensional hydraulic flood-routing model. Results show that anthropogenic effects only partially account for the “flood disaster gap” suggesting that variations in climate should also be taken into account in explaining these features.

Citation Wetter, O., Pfister, C., Weingartner, R., Luterbacher, J., Reist, T., & Trösch, J. (2011) The largest floods in the High Rhine basin since 1268 assessed from documentary and instrumental evidence. Hydrol. Sci. J. 56(5), 733–758.     

A new seasonal design flood method based on bivariate joint distribution of flood magnitude and date of occurrence

Abstract

Seasonal design floods which consider information on seasonal variation are very important for reservoir operation and management. The seasonal design flood method currently used in China is based on seasonal maximum (SM) samples and assumes that the seasonal design frequency is equal to the annual design frequency. Since the return period associated with annual maximum floods is taken as the standard in China, the current seasonal design flood cannot satisfy flood prevention standards. A new seasonal design flood method, which considers dates of flood occurrence and magnitudes of the peaks (runoff), was proposed and established based on copula function. The mixed von Mises distribution was selected as marginal distribution of flood occurrence dates. The Pearson Type III and exponential distributions were selected as the marginal distribution of flood magnitude for annual maximum flood series and peak-over-threshold samples, respectively. The proposed method was applied at the Geheyan Reservoir, China, and then compared with the currently used seasonal design flood methods. The case study results show that the proposed method can satisfy the flood prevention standard, and provide more information about the flood occurrence probabilities in each sub-season. The results of economic analysis show that the proposed design flood method can enhance the floodwater utilization rate and give economic benefits without lowering the annual flood protection standard.

Citation Chen, L., Guo, S. L., Yan, B. W., Liu, P. & Fang, B. (2010) A new seasonal design flood method based on bivariate joint distribution of flood magnitude and date of occurrence. Hydrol. Sci. J. 55(8), 1264–1280.     

Comparative analysis of the seasonality of hydrological characteristics in Slovakia and Austria / Analyse comparative de la saisonnalité de caractéristiques hydrologiques en Slovaquie et en Autriche

Abstract

The main objective of this study is to compare the seasonality of selected precipitation and runoff characteristics in Austria and Slovakia. Monthly seasonality indices are analysed to interpret the long-term climatic behaviour, while the seasonality of extremes is analysed to understand flood occurrence. The analysis is based on mean monthly precipitation data at 555 (Austria) and 202 (Slovakia) stations, annual maximum daily precipitation at 520 (Austria) and 56 (Slovakia) stations, and mean monthly runoff and annual maximum floods at 258 (Austria) and 85 (Slovakia) gauging stations. The results suggest that the seasonality of the selected hydrological characteristics is an important indicator of flood processes, but varies considerably in space. The seasonality of extreme flood events and, hence flood processes, tends to change with the flood magnitude. This change is more pronounced in the lowland and hilly regions than it is in the mountains. Both in Austria and Slovakia, decades of flood seasonality exist.     

Flood frequency analysis using historical data: accounting for random and systematic errors

Abstract

Flood frequency analysis based on a set of systematic data and a set of historical floods is applied to several Mediterranean catchments. After identification and collection of data on historical floods, several hydraulic models were constructed to account for geomorphological changes. Recent and historical rating curves were constructed and applied to reconstruct flood discharge series, together with their uncertainty. This uncertainty stems from two types of error: (a) random errors related to the water-level readings; and (b) systematic errors related to over- or under-estimation of the rating curve. A Bayesian frequency analysis is performed to take both sources of uncertainty into account. It is shown that the uncertainty affecting discharges should be carefully evaluated and taken into account in the flood frequency analysis, as it can increase the quantiles confidence interval. The quantiles are found to be consistent with those obtained with empirical methods, for two out of four of the catchments.

Citation Neppel, L., Renard, B., Lang, M., Ayral, P.-A., Coeur, D., Gaume, E., Jacob, N., Payrastre, O., Pobanz, K. & Vinet, F. (2010) Flood frequency analysis using historical data: accounting for random and systematic errors. Hydrol. Sci. J. 55(2), 192–208.     

Development of a global flood risk index based on natural and socio-economic factors

Abstract

A global flood risk index (FRI) is established, based on both natural and social factors. The advanced flood risk index (AFRI) is the expectation of damage in the case of a single flood occurrence, estimated by a linear regression-based approach as a function of hazard and vulnerability metrics. The resulting equations are used to predict potential flood damage given gridded global data for independent variables. It is new in the aspect that it targets floods by units of events, instead of a long-term trend. Moreover, the value of the AFRI is that it can express relative potential flood risk with the process of flood damage occurrence considered. The significance of this study is that not only the hazard parameters which contribute directly to flood occurrence, but vulnerability parameters which reflect the conditions of the region where flood occurred, including its residential and social characteristics, were shown quantitatively to affect flood damage.

Citation Okazawa, Y., Yeh, P., Kanae, S. & Oki, T. (2011) Development of a global flood risk index based on natural and socioeconomic factors. Hydrol. Sci. J. 56(5), 789–804.     

Timescale-based flood typing to estimate temporal changes in flood frequencies

ABSTRACT

The flood peak is the dominating characteristic in nearly all flood-statistical analyses. Contrary to the general assumptions of design flood estimation, the peak is not closely related to other flood characteristics. Differentiation of floods into types provides a more realistic view. Often different parts of the probability distribution function of annual flood peaks are dominated by different flood types, which raises the question how shifts in flood regimes would modify the statistics of annual maxima. To answer this, a distinction into five flood types is proposed; then, temporal changes in flood-type frequencies are investigated. We show that the frequency of floods caused by heavy rain has increased significantly in recent years. A statistical model is developed that simulates peaks for each event type by type-specific peak–volume relationships. In a simulation study, we show how changes in frequency of flood event type lead to changes in the quantiles of annual maximum series.     

Extreme hydrological events,palaeo-information and climate change

Abstract

Extreme flood events have been and continue to be one of the most important natural hazards responsible for deaths and economic losses. Extreme floods result in direct destructive effects during the time of the event, and they also may be followed by a related chain of indirect calamities such as famines and epidemics that produce additional damages and suffering. Extreme hydrological events that have occurred in the historical past may also occur in the future. Knowledge about magnitudes and recurrence frequencies of past extreme hydrological events in most regions are too short to adequately evaluate potential magnitudes and recurrence frequencies of extreme hydrological events. Stationary climate in which the mean and variance do not change over time is a basic underlying assumption of standard methodological procedures for estimating recurrence probabilities of extreme hydrological events. Palaeo-archives contained in river and lake sediments, fossil plant and animal matter, ice layers, and other natural archives show that the assumption of stationary climate is not valid when the time scale is extended beyond centuries and millennia. Records of past extreme floods that occurred long before the period of instrumentation can be reconstructed from the distribution of slackwater flood deposits or from derivation of water depths competent to transport the largest rocks found in flood deposited sediment. Palaeoflood records reconstructed from the Upper Mississippi and Lower Colorado River systems in the United States confirm nonstationary behaviour of the mean and variance in hydrological time series. These stratigraphic records have shown that even very modest climatic changes have resulted in very important changes in the magnitudes and recurrence frequencies of extreme floods. A close relationship was found between the palaeo-flood record of extreme floods in the Upper Mississippi River system and a palaeo-record of stable isotopes of oxygen and carbon preserved in speleothem calcite from a local cave. The relationship suggests that isotopic records elsewhere might be calibrated to provide insight about how future potential climate changes might impact extreme flood magnitudes and recurrence frequencies there. Atmospheric global circulation models (GCMs) mainly simulate average climatic conditions and are presently inadequate sources of information about how future climate changes might be represented at the extreme event scale. Palaeo-flood archives, however, provide basic information about how magnitudes and recurrence frequencies of extreme hydrological events responded to past climate changes and they also provide a reference base against which GCM simulations can be calibrated regionally and be better interpreted to decipher hydrological information at the extreme event scale.     

The chronology and the hydrometeorology of catastrophic floods on Dartmoor,South West England

Extreme floods are the most widespread and often the most fatal type of natural hazard experienced in Europe, particularly in upland and mountainous areas. These ‘flash flood’ type events are particularly dangerous because extreme rainfall totals in a short space of time can lead to very high flow velocities and little or no time for flood warning. Given the danger posed by extreme floods, there are concerns that catastrophic hydrometeorological events could become more frequent in a warming world. However, analysis of longer term flood frequency is often limited by the use of short instrumental flow records (last 30–40 years) that do not adequately cover alternating flood‐rich and flood‐poor periods over the last 2 to 3 centuries. In contrast, this research extends the upland flood series of South West England (Dartmoor) back to ca AD 1800 using lichenometry. Results show that the period 1820 to mid‐1940s was characterized by widespread flooding, with particularly large and frequent events in the mid‐to‐late 19th and early 20th centuries. Since ca 1850 to 1900, there has been a general decline in flood magnitude that was particularly marked after the 1930s/mid‐1940s. Local meteorological records show that: (1) historical flood‐rich periods on Dartmoor were associated with high annual, seasonal and daily rainfall totals in the last quarter of the 19th century and between 1910 and 1946, related to sub‐decadal variability of the North Atlantic Oscillation and receipt of cyclonic and southerly weather types over the southwest peninsula; and (2) the incidence of heavy daily rainfall declined notably after 1946, similar to sedimentary archives of flooding. The peak period of flooding on Dartmoor predates the beginning of gauged flow records, which has practical implications for understanding and managing flood risk on rivers that drain Dartmoor. Copyright © 2013 John Wiley & Sons, Ltd.     

A direct analysis of flood interval probability using approximately 100-year streamflow datasets

ABSTRACT

Series of observed flood intervals, defined as the time intervals between successive flood peaks over a threshold, were extracted directly from 11 approximately 100-year streamflow datasets from Queensland, Australia. A range of discharge thresholds were analysed that correspond to return periods of approximately 3.7 months to 6.3 years. Flood interval histograms at South East Queensland gauges were consistently unimodal whereas those of the North and Central Queensland sites were often multimodal. The exponential probability distribution (pd) is often used to describe interval exceedence probabilities, but fitting utilizing the Anderson-Darling statistic found little evidence that it is the most suitable. The fatigue life pd dominated sub-year return periods (<1 year), often transitioning to a log Pearson 3 pd at above-year return periods. Fatigue life pd is used in analysis of the lifetime to structural failure when a threshold is exceeded, and this paper demonstrates its relevance also to the elapsed time between above-threshold floods. At most sites, the interval medians were substantially less than the means for sub-year return periods. Statistically the median is a better measure of the central tendency of skewed distributions but the mean is generally used in practice to describe the classical concept of flood return period.

Editor Z.W. Kundzewicz; Associate editor I. Nalbantis     

Temporal variability of contemporary floodplain sedimentation in the Rhine–Meuse delta,The Netherlands

It is often believed that extreme but infrequent events are most important in the development of landforms. When evaluating the overall effect of large floods on floodplain sedimentation, quantitative measurements of both high- and low-magnitude events should be considered. To analyse the role of flood magnitude on floodplain sedimentation, we measured overbank sedimentation during floods of different magnitude and duration. The measurements were carried out on two embanked floodplain sections along the rivers Rhine and Meuse in The Netherlands, using sediment traps made of artificial grass. The results showed an increase in total sediment accumulation with flood magnitude, mainly caused by enhanced accumulation of sand. At low floodplain sections the increase in sediment deposition was smaller than expected from the strong increase in suspended sediment transport in the river. Spatial variability in sediment accumulation was found to depend both on flood magnitude and duration. Deposition of sand on natural levees mainly takes place during high-magnitude floods, whilst low floods and slowly receding floods are important for the deposition of silt and clay in low-lying areas, at greater distance from the main channel. © 1998 John Wiley & Sons, Ltd.     

CYCLES D'ÉVOLUTION DE LA COMPOSITION CHIMIQUE DES EAUX SOUTERRAINES / DANS CERTAINES SITUATIONS HYDROGÉOLOGIQUES TYPIQUES DU BASSIN DE LA MÉDITERRANÉE

Abstract

Results of a comprehensive synoptic-hydrological analysis of major flood events in the Negev (1964–2007) are presented. A low threshold for major flood data was set to be the 10-year recurrence interval of peak discharge and/or flood volume magnitude. Altogether, 75 major flood events, or 133 hydrometrically monitored floods, were extracted. These events were categorized according to synoptic oriented classes by verification of the paired databases of: (a) floods in the study area, and (b) synoptic systems over the Eastern Mediterranean. For the study area, two of the most frequent flood-generating synoptic systems are the autumn Red Sea Trough (RST), 31%, and winter cyclones, 49%. The entire RST series consists of 24 major flood events (55 floods). The synoptic definition was corroborated by analysing the specific form of flood hydrographs and the ratio of flood volume to peak discharge. Regional analysis shows increased contribution of RST events southwards from 30% to 90% with a respective decrease in the number of cyclone events. By comparing two 22-year sub-periods (1964–1985 and 1986–2007), a positive trend in the frequency and magnitudes of RST flood events is discerned. There is also an increased tendency for the occurrence of cyclone floods.

Editor Z.W. Kundzewicz

Citation Shentsis, I., Laronne J.B., and Alpert, P., 2012. Red Sea Trough flood events in the Negev, Israel (1964–2007). Hydrological Sciences Journal, 57 (1), 42–51.