Near real-time ocean circulation assimilation and prediction in the Intra-Americas Sea with ROMS

We present the feasibility of a prototype, near real-time assimilation and ensemble prediction system for the Intra-Americas Sea run autonomously aboard a ship of opportunity based on the Regional Ocean Modeling System (ROMS). Predicting an ocean state depends upon numerical models that contain uncertainties in their modeled physics, initial conditions, and model state. An advanced model, four-dimensional variational assimilation, and ensemble forecasting techniques are used to account for each of these uncertainties. Every 3 days, data from the previous 7 days period were assimilated to generate an estimate of the circulation and to create an ensemble of 2 weeks forecasts of the ocean state. This paper presents the methods and results for a multi-resolution assimilation system and ensemble forecasts of surface fields and dominant surface circulation features. When compared to post-processed science quality observations, the state estimates suffer from our reliance on real-time, quick-look satellite observations of the ocean surface. Despite a number of issues, the ensemble forecast estimate is often superior to observational persistence. This proof-of-concept prototype performed well enough to reveal deficiencies, provide useful insights, valuable lessons, and guidance for future improvements in real-time ocean forecasting.     

Improved reliability of ENSO hindcasts with multi-ocean analyses ensemble initialization

Currently, ensemble seasonal forecasts using a single model with multiple perturbed initial conditions generally suffer from an “overconfidence” problem, i.e., the ensemble evolves such that the spread among members is small, compared to the magnitude of the mean error. This has motivated the use of a multi-model ensemble (MME), a technique that aims at sampling the structural uncertainty in the forecasting system. Here we investigate how the structural uncertainty in the ocean initial conditions impacts the reliability in seasonal forecasts, by using a new ensemble generation method to be referred to as the multiple-ocean analysis ensemble (MAE) initialization. In the MAE method, multiple ocean analyses are used to build an ensemble of ocean initial states, thus sampling structural uncertainties in oceanic initial conditions (OIC) originating from errors in the ocean model, the forcing flux, and the measurements, especially in areas and times of insufficient observations, as well as from the dependence on data assimilation methods. The merit of MAE initialization is demonstrated by the improved El Niño and the Southern Oscillation (ENSO) forecasting reliability. In particular, compared with the atmospheric perturbation or lagged ensemble approaches, the MAE initialization more effectively enhances ensemble dispersion in ENSO forecasting. A quantitative probabilistic measure of reliability also indicates that the MAE method performs better in forecasting all three (warm, neutral and cold) categories of ENSO events. In addition to improving seasonal forecasts, the MAE strategy may be used to identify the characteristics of the current structural uncertainty and as guidance for improving the observational network and assimilation strategy. Moreover, although the MAE method is not expected to totally correct the overconfidence of seasonal forecasts, our results demonstrate that OIC uncertainty is one of the major sources of forecast overconfidence, and suggest that the MAE is an essential component of an MME system.     

全球海洋资料同化系统ZFL_GODAS的研制和初步评估试验

本研究发展了一个全球海洋资料同化系统ZFL_GODAS。该系统是一个短期气候数值预测业务系统的子系统,为短期气候预测海气耦合模式提供全球海洋初始场。系统能够同化的观测资料包括卫星高度计资料、卫星海表温度(SST)资料,以及Argo、XBT、TAO等各种不同来源的现场温盐廓线资料。系统使用的海洋模式为中国科学院大气物理研究所大气科学和地球流体力学数值模拟国家重点实验室开发的气候系统海洋模式LICOM1.0,同化方案为集合最优插值(EnOI)方案。系统使用一个由海洋模式自由积分得到的静态样本来估计背景场误差协方差。这样的基于集合样本的背景场误差协方差具有多变量协变、各向异性的特征,且能反映海洋物理过程固有的空间尺度特征。针对EnOI同化程序的特点,开发了一套特色鲜明、负载均衡、高效的并行化同化程序。本文通过与不同类型观测资料的比较,对同化系统的性能进行了评估。通过比较海表温度和海面高度的年际变率,海表温度异常随时间的变化,SST、海面高度异常(SLA)以及次表层温盐预报产品的均方根误差,5年平均温度偏差廓线、平均盐度廓线、平均纬向流速廓线等发现:系统工作正常、同化效果较好;经过同化以后,各变量都更加接近观测,误差更小,与观测场的相关性更好,可以为短期气候预测系统提供较好的海洋初始场,也可以为物理海洋学的研究提供有效的再分析资料。     

GRAPES-GEPS环流集合预报的分类释用方法研究与检验

集合预报在数值天气预报体系中具有重要地位，因此如何有效提取集合样本信息以提高集合预报技巧一直是一个重要课题。基于中国全球集合预报业务系统（GRAPES-GEPS）的500 hPa高度场集合资料开展对环流集合预报的分类释用方法研究，并对集合聚类预报结果进行了检验分析。通过在传统Ward聚类法中引入动态聚类的“手肘法”方案，发展了环流集合预报分类释用方法。针对该方法的个例分析表明，对于中国中东部地区环流集合预报的聚类释用方法能够有效地划分出最有可能发生的环流形势类型并提供发生概率。确定性预报综合检验结果显示，集合预报聚类结果中发生概率最高的集合大类相对于集合平均的预报技巧有明显提升，并随着预报时效的延长提升更明显。总体来看，通过集合预报的分类释用方法划分环流形势类型可以为天气预报提供参考依据，具有实际应用价值。      

Ensemble data assimilation in a simple coupled climate model: The role of ocean-atmosphere interaction

A conceptual coupled ocean-atmosphere model was used to study coupled ensemble data assimilation schemes with a focus on the role of ocean-atmosphere interaction in the assimilation. The optimal scheme was the fully coupled data assimilation scheme that employs the coupled covariance matrix and assimilates observations in both the atmosphere and ocean. The assimilation of synoptic atmospheric variability that captures the temporal fluctuation of the weather noise was found to be critical for the estimation of not only the atmospheric, but also oceanic states. The synoptic atmosphere observation was especially important in the mid-latitude system, where oceanic variability is driven by weather noise. The assimilation of synoptic atmospheric variability in the coupled model improved the atmospheric variability in the analysis and the subsequent forecasts, reducing error in the surface forcing and, in turn, in the ocean state. Atmospheric observation was able to further improve the oceanic state estimation directly through the coupled covariance between the atmosphere and ocean states. Relative to the mid-latitude system, the tropical system was influenced more by ocean-atmosphere interaction and, thus, the assimilation of oceanic observation becomes more important for the estimation of the ocean and atmosphere.     

Dust storm ensemble forecast experiments in East Asia

The ensemble Kalman filter (EnKF), as a unified approach to both data assimilation and ensemble forecasting problems, is used to investigate the performance of dust storm ensemble forecasting targeting a dust episode in the East Asia during 23–30 May 2007. The errors in the input wind field, dust emission intensity, and dry deposition velocity are among important model uncertainties and are considered in the model error perturbations. These model errors are not assumed to have zero-means. The model error me...     

Coupled atmosphere–ocean data assimilation experiments with a low-order climate model

A simple idealized atmosphere–ocean climate model and an ensemble Kalman filter are used to explore different coupled ensemble data assimilation strategies. The model is a low-dimensional analogue of the North Atlantic climate system, involving interactions between large-scale atmospheric circulation and ocean states driven by the variability of the Atlantic meridional overturning circulation (MOC). Initialization of the MOC is assessed in a range of experiments, from the simplest configuration consisting of forcing the ocean with a known atmosphere to performing fully coupled ensemble data assimilation. “Daily” assimilation (that is, at the temporal frequency of the atmospheric observations) is contrasted with less frequent assimilation of time-averaged observations. Performance is also evaluated under scenarios in which ocean observations are limited to the upper ocean or are non-existent. Results show that forcing the idealized ocean model with atmospheric analyses is inefficient at recovering the slowly evolving MOC. On the other hand, daily assimilation rapidly leads to accurate MOC analyses, provided a comprehensive set of oceanic observations is available for assimilation. In the absence of sufficient observations in the ocean, the assimilation of time-averaged atmospheric observations proves to be more effective for MOC initialization, including the case where only atmospheric observations are available.     

集合预报的现状和前景

综合论述了近年来已在国际上引起高度重视的新一代动力随机预报方法 ——— 集合预报。 随着计算机技术的迅猛发展和由于大气初值和数值模式中物理过程存在着不确定性的事实, 这一方法无疑代表了数值天气预报未来演变发展的方向。 未来的天气预报产品预计将从“决定论”的预报转变为“随机论”的预报来正确地表达气象科学中这一所谓“可预报性问题”, 以便更好地为用户服务。 文中扼要地叙述了集合预报的概念、基本问题及其最新的研究动态和发展, 包括(1)如何建立和评估一个集合预报系统;(2)如何正确地表征大气初值和模式物理过程的不确定性与随机性;(3)如何从集合预报中提炼有用的预报信息和合理地解释、检验集合预报的产品, 特别是概率预报。 除了直接在天气预报上的应用, 还提到集合预报在气象观测和资料同化方面应用的动态, 以引起有关研究人员的注意。     

A Prototype Regional GSI-based EnKF-Variational Hybrid Data Assimilation System for the Rapid Refresh Forecasting System:Dual-Resolution Implementation and Testing Results

A dual-resolution(DR) version of a regional ensemble Kalman filter(EnKF)-3D ensemble variational(3DEnVar) coupled hybrid data assimilation system is implemented as a prototype for the operational Rapid Refresh forecasting system. The DR 3DEnVar system combines a high-resolution(HR) deterministic background forecast with lower-resolution(LR) EnKF ensemble perturbations used for flow-dependent background error covariance to produce a HR analysis. The computational cost is substantially reduced by running the ensemble forecasts and EnKF analyses at LR. The DR 3DEnVar system is tested with 3-h cycles over a 9-day period using a 40/13-km grid spacing combination. The HR forecasts from the DR hybrid analyses are compared with forecasts launched from HR Gridpoint Statistical Interpolation(GSI) 3D variational(3DVar)analyses, and single LR hybrid analyses interpolated to the HR grid. With the DR 3DEnVar system, a 90% weight for the ensemble covariance yields the lowest forecast errors and the DR hybrid system clearly outperforms the HR GSI 3DVar.Humidity and wind forecasts are also better than those launched from interpolated LR hybrid analyses, but the temperature forecasts are slightly worse. The humidity forecasts are improved most. For precipitation forecasts, the DR 3DEnVar always outperforms HR GSI 3DVar. It also outperforms the LR 3DEnVar, except for the initial forecast period and lower thresholds.     

Assimilation of Hourly Surface Observations with the Canadian High-Resolution Ensemble Kalman Filter

An hourly-cycling ensemble Kalman filter (EnKF) working at 2.5?km horizontal grid spacing is implemented over southern Ontario (Canada) to assimilate Meteorological Terminal Aviation Routine Weather Reports (METARs) in addition to the observations assimilated operationally at the Canadian Meteorological Centre. This high-resolution EnKF (HREnKF) system employs ensemble land analyses and perturbed roughness length to prevent an ensemble spread that is too small near the surface. The HREnKF then performs continuously for a four-day period, from which twelve-hour ensemble forecasts are launched every six hours. The impact on analyses and short-term forecasts of assimilating METAR data is given special attention.

It is shown that using ensemble land surface analyses increases near-surface ensemble spreads for temperature and specific humidity. Perturbing roughness length enlarges the spread for surface wind. Given sufficient ensemble spread, the four-day case study shows that the near-surface model state is brought closer to surface observations during the cycling process. The impact of assimilating surface data can also be seen at higher levels by using aircraft reports for verification. The ensemble forecast verification suggests that METAR data assimilation improves ensemble forecasts of air temperature and dewpoint near the surface up to a lead time of six hours or even longer. However, only minor improvement is found in surface wind forecasts.     

Sea-Ice Concentration Multivariate Assimilation for the Canadian East Coast in a Coupled Sea Ice–Ocean Model

The present study focuses on the impact of ocean state (i.e., salinity and temperature) updates on the sea-ice analysis and short-term forecast in an assimilative sea ice–ocean coupled system. A relatively simple sea-ice assimilation scheme was applied to the sea ice–ocean coupled North Atlantic Nucleus for European Modelling of the Ocean (NEMO) system with a focus on the Canadian East Coast. In this assimilation scheme the ocean state was updated directly based on the correlations between the model's sea-ice concentration and the upper ocean salinity and temperature. These correlations were based on a limited time ensemble generated by applying random perturbations to the atmospheric forcing fields. High deviations in the sea-ice conditions were found along the ice edge, implying that the sea-ice edge position is sensitive to small atmospheric forcing variations. Assimilation runs with and without ocean state updates (i.e., sea-ice concentration nudging) were conducted and compared for the winter of 2002. Both continuous and intermittent assimilation schemes were examined. In a continuous sea-ice assimilation experiment, the ocean direct update is unnecessary. When the sea-ice updates are introduced intermittently the ocean state has to be altered to accommodate them, or they will be rapidly diminished by the model's dynamics. The correlations between sea-ice concentration and ocean salinity and temperature based on the first 15 days of January were used for corrections during the entire winter season when, in addition to thermodynamic processes, dynamic processes are responsible for, and even dominate, sea-ice evolution on the Labrador and Newfoundland shelves. This was an adequate choice as was demonstrated by the results of the study which showed that the experiments with ocean state adjustments generated more accurate short-term sea-ice forecasts.     

Improvement in Background Error Covariances Using Ensemble Forecasts for Assimilation of High-Resolution Satellite Data

Satellite data obtained over synoptic data-sparse regions such as an ocean contribute toward improving the quality of the initial state of limited-area models. Background error covariances are crucial to the proper distribution of satellite-observed information in variational data assimilation. In the NMC (National Meteorological Center) method, background error covariances are underestimated over data-sparse regions such as an ocean because of small differences between different forecast times. Thus, it is necessary to reconstruct and tune the background error covariances so as to maximize the usefulness of the satellite data for the initial state of limited-area models, especially over an ocean where there is a lack of conventional data. In this study, we attempted to estimate background error covariances so as to provide adequate error statistics for data-sparse regions by using ensemble forecasts of optimal perturbations using bred vectors. The background error covariances estimated by the ensemble method reduced the overestimation of error amplitude obtained by the NMC method. By employing an appropriate horizontal length scale to exclude spurious correlations, the ensemble method produced better results than the NMC method in the assimilation of retrieved satellite data. Because the ensemble method distributes observed information over a limited local area, it would be more useful in the analysis of high-resolution satellite data. Accordingly, the performance of forecast models can be improved over the area where the satellite data are assimilated.     

Reducing the prediction uncertainties of high-impact weather and climate events: An overview of studies at LASG

This paper summarizes recent progress at the State Key Laboratory of Numerical Modeling for Atmospheric Sciences and Geophysical Fluid Dynamics (LASG), Institute of Atmospheric Physics, Chinese Academy of Sciences in studies on targeted observations, data assimilation, and ensemble prediction, which are three effective strategies to reduce the prediction uncertainties and improve the forecast skill of weather and climate events. Considering the limitations of traditional targeted observation approaches, LASG researchers have developed a conditional nonlinear optimal perturbation-based targeted observation strategy to optimize the design of the observing network. This strategy has been employed to identify sensitive areas for targeted observations of the El Niño–Southern Oscillation, Indian Ocean dipole, and tropical cyclones, and has been demonstrated to be effective in improving the forecast skill of these events. To assimilate the targeted observations into the initial state of a numerical model, a dimension-reducedprojection- based four-dimensional variational data assimilation (DRP-4DVar) approach has been proposed and is used operationally to supply accurate initial conditions in numerical forecasts. The performance of DRP-4DVar is good, and its computational cost is much lower than the standard 4DVar approach. Besides, ensemble prediction, which is a practical approach to generate probabilistic forecasts of the future state of a particular system, can be used to reduce the prediction uncertainties of single forecasts by taking the ensemble mean of forecast members. In this field, LASG researchers have proposed an ensemble forecast method that uses nonlinear local Lyapunov vectors (NLLVs) to yield ensemble initial perturbations. Its application in simple models has shown that NLLVs are more useful than bred vectors and singular vectors in improving the skill of the ensemble forecast. Therefore, NLLVs represent a candidate for possible development as an ensemble method in operational forecasts. Despite the considerable efforts made towards developing these methods to reduce prediction uncertainties, much challenging but highly important work remains in terms of improving the methods to further increase the skill in forecasting such weather and climate events.     

提高月预报业务水平的动力相似集合方法

针对基于大气环流模式的月预报问题,提出了一种能有效减小预报误差并提高预报技巧的动力相似集合预报新方法。该方法着眼于动力模式与统计经验的内在结合,在模式积分过程中通过提取大气环流历史相似性信息,对模式误差进行参数化处理,形成多个时变的相似强迫量来扰动生成预报的集合成员。将这一集合新方法应用到中国国家气候中心业务大气环流模式(BCC AGCM1.0),一组10 a准业务环境下回报试验结果显示,相比于业务集合预报,动力相似集合预报方法能有效改进模式对于大气环流的纬向平均、超长波和长波预报,从而有效提高了月平均环流预报技巧(几乎达到业务可用标准)和逐日环流预报技巧,并显著降低了预报误差,合理增加集合离散度,使二者配置关系得以改善,有望在业务预报中应用。     

基于云依赖背景场误差协方差的雷达资料同化及对降雨预报影响研究

传统变分同化方法中使用各向同性和均质的背景场误差协方差,忽略了背景场误差协方差的天气系统依赖性,而在变分框架下引入集合流依赖的背景场误差协方差还需要额外的集合预报.为在变分同化中引入更合理的背景场误差协方差,通过引入云指数构建"云依赖"背景场误差协方差,提出了一种云依赖背景场误差协方差的同化方案,并应用于雷达等多源观测...     

夏季亚欧中高纬度环流的集合预报效果检验

使用NCEP集合预报资料, 对亚洲中高纬地区2003年6—8月500 hPa高度场的集合预报效果进行了检验。环流预报效果检验结果表明:预报时效大于5 d时, 集合平均预报明显优于单一预报; 使用相同模式分辨率时, 集合平均能将可用预报时效延长12 h以上, 达到7.5 d; 通过集合预报可获得真正意义的概率预报结果, 取得较单一高分辨率预报好的预报效果。阻塞过程的个例分析也表明集合平均的预报效果明显优于单一确定性预报; 特征等值线可反映集合成员的不一致信息和少数集合成员的异常表现, 以此为基础, 可估计分析对象出现与否的概率, 达到提高预报效果的目的。     

亚印太交汇区的海洋再分析系统

An ocean reanalysis system for the joining area of Asia and Indian-Pacific Ocean (AIPO) has been developed and is currently delivering reanalysis data sets for study on the air-sea interaction over AIPO and its climate variation over China in the inter-annual time scale.This system consists of a nested ocean model forced by atmospheric reanalysis,an ensemble-based multivariate ocean data assimilation system and various ocean observations.The following report describes the main components of the data assimilation system in detail.The system adopts an ensemble optimal interpolation scheme that uses a seasonal update from a free running model to estimate the background error covariance matrix.In view of the systematic biases in some observation systems,some treatments were performed on the observations before the assimilation.A coarse resolution reanalysis dataset from the system is preliminarily evaluated to demonstrate the performance of the system for the period 1992 to 2006 by comparing this dataset with other observations or reanalysis data.     

Assimilation of Feng-Yun-3B Satellite Microwave Humidity Sounder Data over Land

The ECMWF has been assimilating Feng-Yun-3B(FY-3B) satellite microwave humidity sounder(MWHS) data over ocean in an operational forecasting system since 24 September 2014. It is more difficult, however, to assimilate microwave observations over land and sea ice than over the open ocean due to higher uncertainties in land surface temperature, surface emissivity and less effective cloud screening. We compare approaches in which the emissivity is retrieved dynamically from MWHS channel 1 [150 GHz(vertical polarization)] with the use of an evolving emissivity atlas from 89 GHz observations from the MWHS onboard NOAA and EUMETSAT satellites. The assimilation of the additional data over land improves the fit of short-range forecasts to other observations, notably ATMS(Advanced Technology Microwave Sounder) humidity channels, and the forecast impacts are mainly neutral to slightly positive over the first five days. The forecast impacts are better in boreal summer and the Southern Hemisphere. These results suggest that the techniques tested allow for effective assimilation of MWHS/FY-3B data over land.     

Evaluation of radar and automatic weather station data assimilation for a heavy rainfall event in southern China

To improve the accuracy of short-term(0–12 h) forecasts of severe weather in southern China, a real-time storm-scale forecasting system, the Hourly Assimilation and Prediction System(HAPS), has been implemented in Shenzhen, China. The forecasting system is characterized by combining the Advanced Research Weather Research and Forecasting(WRF-ARW)model and the Advanced Regional Prediction System(ARPS) three-dimensional variational data assimilation(3DVAR) package. It is capable of assimilating radar reflectivity and radial velocity data from multiple Doppler radars as well as surface automatic weather station(AWS) data. Experiments are designed to evaluate the impacts of data assimilation on quantitative precipitation forecasting(QPF) by studying a heavy rainfall event in southern China. The forecasts from these experiments are verified against radar, surface, and precipitation observations. Comparison of echo structure and accumulated precipitation suggests that radar data assimilation is useful in improving the short-term forecast by capturing the location and orientation of the band of accumulated rainfall. The assimilation of radar data improves the short-term precipitation forecast skill by up to9 hours by producing more convection. The slight but generally positive impact that surface AWS data has on the forecast of near-surface variables can last up to 6–9 hours. The assimilation of AWS observations alone has some benefit for improving the Fractions Skill Score(FSS) and bias scores; when radar data are assimilated, the additional AWS data may increase the degree of rainfall overprediction.