冠层反射光谱对植被理化参数的全局敏感性分析

植被理化参数与许多有关植物物质能量交换的生态过程密切相关,定量分析植被反射光谱对理化参数的敏感性是遥感反演理化参数含量的前提。本文采用EFAST(Extended Fourier Amplitude Sensitivity Test)全局敏感性分析方法,利用PROSAIL辐射传输模型分析了冠层疏密程度对叶片生化组分含量、冠层结构以及土壤背景等多种参数敏感性的影响,并对植被理化参数反演所需先验知识的精度问题进行了初步探讨。研究表明:(1)对于较为稠密的冠层,可见光波段的冠层反射率主要受叶绿素含量的影响,近红外和中红外波段的冠层反射率主要受干物质量和含水量的影响;(2)对于稀疏的冠层,LAI是影响400—2500 nm波段范围内冠层反射率的最重要参数,土壤湿度次之,叶片生化参数对冠层反射率的敏感性较低;(3)在已知稀疏冠层LAI的情况下进一步确定土壤的干湿状态,可显著提高冠层反射率对叶绿素含量的敏感度,有助于稀疏冠层叶绿素含量的反演。     

北京地区冬小麦冠层光谱数据与叶面积指数统计关系研究

以北京地区冬小麦为研究对象,利用TM传感器的光谱响应函数处理地面测量获得的冬小麦冠层光谱数据,得到对应于TM传感 器红光波段和近红外波段的反射率,进而计算出冬小麦冠层的归一化植被指数NDVI。建立了LAI与NDVI之间的不同经验关 系模型,对实验结果进行分析后得出,LAI与NDVI之间具有高度的指数相关性。     

栎树氮碳含量反演叶片与冠层尺度差异分析

在叶片和冠层两个尺度上,分析了栎树叶片氮碳两种生化组分含量与其反射率特性的统计关系;采用逐步回归法,分别利用地面光谱和航空高光谱曲线对叶片和冠层尺度进行了反演,选择进入回归方程的波段分别为719 nm、1 854 nm/1 861 nm、359 nm和767.9 nm/1 319.0 nm。研究表明,叶片尺度由于受到干扰较小,反演结果明显优于冠层尺度;冠层尺度的反演受大气水汽、冠层结构、植被下垫面等诸多因素影响较大,因此在进行冠层尺度生化组分反演时,必须充分考虑上述因素的影响。     

基于神经网络的水稻双向反射模型研究

水稻的双向反射特性与其冠层结构，各组分光谱性质以及入射光方向和观测方向之间存在着密切的，非线性的相关关系。运用人工神经网络技术，采用水稻田间实测数据，对这种关系进行拟合，所建立的水稻双向反射BP前向和反演模型，都达到了较高的拟合精度。研究表明：采用人工神经网络技术计算水稻双向反射率和成批反演冠层结构参数是可行的。对所建模型做进一步的改进，可模拟水稻双向反射的实际过程，进而监测作物长势。     

开封市郊冬小麦冠层反射光谱特征分析

通过对开封市郊冬小麦整个生育阶段反射光谱的测量,分析了不同生育阶段、播种垄向及土壤背景对冠层光谱反射的影响。结果表明：不同生育阶段的冬小麦反射光谱特性总体趋势符合植被的反射光谱特性,但是又有一些差异;不同垄向冬小麦的反射光谱也不一样,南北垄向的光谱反射率高于东西垄向光谱的反射率;不同土壤背景的冬小麦反射光谱也存在差异。     

小麦生物量和真实叶面积指数的高光谱遥感估算模型

利用大田小麦的参数数据和冠层光谱数据,基于光谱一阶微分技术和光谱响应函数,构建等效MODIS植被指数,建立小麦生物量(本文指总干生物量,下同)和真实叶面积指数的高光谱遥感估算模型.结果表明:①小麦生物量与冠层光谱在552 nm,721 nm处呈现最显著相关关系,叶面积指数与冠层光谱的相关性在400～1100 nm范围内较显著;②红边位置与生物量的关系最为显著,相关系数R为0.818;③6种等效MODIS植被指数中,增强型植被指数对生物量最为敏感;④红边位置估算小麦总生物量的指数模型最优,决定系数R2为0.829;⑤增强型植被指数与小麦叶面积指数的指数模型拟合度最强,决定系数R2为0.94.利用实测光谱模拟MODIS等效反射率构建植被指数反演小麦参数的方法,可为利用卫星数据进行大面积、无破坏和及时获取地面植被信息研究提供重要手段.     

山地叶面积指数反演理论、方法与研究进展

叶面积指数LAI（Leaf Area Index）是表征叶片疏密程度和冠层结构特征的重要植被参数,在气候变化、作物生长模型以及碳、水循环研究中发挥着重要作用。遥感是获取区域及全球尺度LAI的一个重要手段,当前LAI产品主要基于遥感数据反演得到,但是多数LAI产品算法并未考虑地形特征的影响,导致山地LAI遥感反演精度不确定性大。提高山地LAI遥感反演精度亟需考虑地形因子对冠层反射率的影响,其中山地冠层反射率模型和遥感数据地形校正是提升山地LAI遥感反演精度的关键。本文围绕山地LAI遥感反演理论与方法,综合分析了国内外山地冠层反射率模型和地形校正模型的研究进展,总结了目前山地LAI遥感反演存在的问题,并讨论了未来研究的发展趋势。     

小麦冠层理化参量的高光谱遥感反演试验研究

以国产成像光谱仪所获高光谱遥感数据为基础，根据田间同步采样数据建立的基于反射光谱特征的小麦冠层生物物理和生物化学估计模型，实现了用航空高光谱遥感数据对田间小麦冠层理化参量的整体反演。结果表明：用高光谱遥感方法估计小麦冠层理化参量是可行的；以理化参数为“波段”的数字图像及其处理，为农学家以理化参量的空间分布及其差异解释作物产量空间分布差异和研究作物生态生理机理提供了新的手段。     

基于Hyperion影像的水稻冠层生化参量反演

采用小区实验与大田应用相结合的方法, 依据扬州实验小区地面实测拔节期、抽穗期及灌浆期的水稻叶片、冠层光谱及氮和叶绿素含量, 采用光谱吸收特征和植被指数分析方法, 得到估算水稻氮和叶绿素含量的最佳光谱特征参数; 结合覆盖江苏姜堰地区大田的Hyperion高光谱遥感影像, 建立反演水稻冠层氮和叶绿素含量的模型, 对研究区大田水稻冠层氮和叶绿素含量进行了反演及制图。结果表明: 经波深中心归一化方法分析, 发现以670nm为中心的光谱吸收特征面积与水稻氮含量呈显著相关性; 基于反转归一化光谱, 结合560nm和670nm两个波段, 建立的植被指数NDVI560_670能很好地反演水稻叶绿素含量。     

利用多时相的高光谱航空图像监测冬小麦条锈病

冬小麦发生锈病 ,叶绿素被大量破坏 ,水分蒸滕量大大增加 ,叶片细胞大小、形态、叶片结构发生了改变 ,从而改变了叶片和冠层的光学特性 ,使得遥感探测与评价成为可能。利用多时相的高光谱航空飞行图像数据 ,了解、分析和发现条锈病病害对作物光谱的影响及其光谱特征 ;设计了病害光谱指数 ,成功地监测了冬小麦条锈病病害程度与范围。对比 3个生育期的条锈病与正常生长冬小麦的PHI图像光谱及光谱特征 ,发现 :5 6 0— 6 70nm黄边、红谷波段 ,条锈病病害冬小麦的冠层反射率高于正常生长的冬小麦光谱反射率 ;近红外波段 ,条锈病病害的冠层反射率低于正常生长的冬小麦光谱反射率 ;条锈病冬小麦冠层光谱红谷吸收深度和绿峰的反射峰高度都会减小     

Inversion of PROSAIL Model for Retrieval of Plant Biophysical Parameters

The current development of satellite technology particularly in the sensors like POLDER and MISR, has emphasized more on directional reflectance measurements (i.e. spectral reflectance of the target measured from different view zenith and azimuth angles) of the earth surface features mainly the vegetation for retrieval of biophysical parameters at regional scale using radiative transfer models. This approach being physical process based and uses directional reflectance measurement has been found to better and more reliable compared to the conventional statistical approach used till date and takes care of anisotropic nature (i.e. reflectance from the target is different if measured from different view angles) of the target. Keeping this in view a field experiment was conducted in mustard crop to evaluate the radiative transfer model for biophysical parameter retrieval through its inversion with the objectives set as (i) to relate canopy biophysical parameters and geometry to its bidirectional reflectance, (ii) to evaluate a canopy reflectance model to best represent the radiative transfer within the canopy for its inversion and (iii) to retrieve crop biophysical parameters through inversion of the model. Two varieties of the mustard crop (Brassica juncea L) were grown with two nitrogen treatments. The bidirectional reflectance data obtained at 5 nm interval for a range of 400–1100 nm were integrated to IRS LISS–II sensor’s four band values using Newton Cotes Integration technique. Biophysical parameters like leaf area index, leaf chlorophyll content, leaf length, plant height and average leaf inclination angle, biomass etc were estimated synchronizing with the bi-directional reflectance measurements. Radiative transfer model PROSAIL model was validated and its inversion was done to retrieve LAI and ALA. Look Up Table (LUT) of Bidirectional reflectance distribution function (BRDF) was prepared simulating through PROSAIL model varying only LAI (0.2 interval from 1.2 to 5.4 ) and ALA (5° interval from 40° to 55°) parameters and inversion was done using a merit function and numerical optimization technique given by Press et al. (1986). The derived LAI and ALA values from inversion were well matched with observed one with RMSE 0.521 and 5.57, respectively.     

光谱指数用于叶绿素含量提取的评价及一种改进的农作物冠层叶绿素含量提取模型

对目前提出的光谱指数用以提取叶片叶绿素含量的适应性进行了分析和评价。通过分析,解释了为什么研究者得出这些指数与他们的观测样本叶绿素含量有显著的相关的结论以及为什么某个研究者提出的某个指数和叶绿素含量间的关系用于其他样本时会失效。此外,改进了一个农作物冠层叶绿素含量的提取模型,通过独立实测数据验证,效果较好,认为是可以用于其他地区农作物叶绿素含量提取的模型。     

Studies on spectral reflectance under normal and nitrogen,phosphorus and pest and disease stress condition in soybean (<Emphasis Type="Italic">Glycine max</Emphasis> L.)

The results emerged out of the studies on spectral reflectance under normal and nitrogen and phosphorus stress condition in soybean (Glycine max L.) conducted at Marathwada Agricultural University experimental farm, Parbhani duringkharif 2004–05 showed that crop growth and bio-physiological parameters viz., Height, chlorophyll, leaf area index and total biomass influenced by pest and disease and nutrient stress resulted in detectable spectral reflectance variation. Poor crop growth, reduced canopy cover, chlorophyll content and biomass production are the effects observed in nutrient deficient crops. These above changes in soybean crop were related to spectral indices (RVI and NDVI) that are resulted in discrimination of stressed and normal (non-stressed) soybean crop.     

Estimating chlorophyll content of crops from hyperspectral data using a normalized area over reflectance curve (NAOC)

The Normalized Area Over reflectance Curve (NAOC) is proposed as a new index for remote sensing estimation of the leaf chlorophyll content of heterogeneous areas with different crops, different canopies and different types of bare soil. This index is based on the calculation of the area over the reflectance curve obtained by high spectral resolution reflectance measurements, determined, from the integral of the red–near-infrared interval, divided by the maximum reflectance in that spectral region. For this, use has been made of the experimental data of the SPARC campaigns, where in situ measurements were made of leaf chlorophyll content, LAI and fCOVER of 9 different crops – thus, yielding 300 different values with broad variability of these biophysical parameters. In addition, Proba/CHRIS hyperspectral images were obtained simultaneously to the ground measurements. By comparing the spectra of each pixel with its experimental leaf chlorophyll value, the NAOC was proven to exhibit a linear correlation to chlorophyll content. Calculating the correlation between these variables in the 600–800 nm interval, the best correlation was obtained by computing the integral of the spectral reflectance curve between 643 and 795 nm, which practically covers the spectral range of maximum chlorophyll absorption (at around 670 nm) and maximum leaf reflectance in the infrared (750–800 nm). Based on a Proba/CHRIS image, a chlorophyll map was generated using NAOC and compared with the land-use (crops classification) map. The method yielded a leaf chlorophyll content map of the study area, comprising a large heterogeneous zone. An analysis was made to determine whether the method also serves to estimate the total chlorophyll content of a canopy, multiplying the leaf chlorophyll content by the LAI. To validate the method, use was made of the data from another campaign ((SEN2FLEX), in which measurements were made of different biophysical parameters of 7 crops, and hyperspectral images were obtained with the CASI imaging radiometer from an aircraft. Applying the method to a CASI image, a map of leaf chlorophyll content was obtained, which on, establishing comparisons with the experimental data allowed us to estimate chlorophyll with a root mean square error of 4.2 μg/cm², similar or smaller than other methods but with the improvement of applicability to a large set of different crop types.     

Leaf to canopy upscaling approach affects the estimation of canopy traits

In remote sensing applications, leaf traits are often upscaled to canopy level using sunlit leaf samples collected from the upper canopy. The implicit assumption is that the top of canopy foliage material dominates canopy reflectance and the variability in leaf traits across the canopy is very small. However, the effect of different approaches of upscaling leaf traits to canopy level on model performance and estimation accuracy remains poorly understood. This is especially important in short or sparse canopies where foliage material from the lower canopy potentially contributes to the canopy reflectance. The principal aim of this study is to examine the effect of different approaches when upscaling leaf traits to canopy level on model performance and estimation accuracy using spectral measurements (in-situ canopy hyperspectral and simulated Sentinel-2 data) in short woody vegetation. To achieve this, we measured foliar nitrogen (N), leaf mass per area (LMA), foliar chlorophyll and carbon together with leaf area index (LAI) at three vertical canopy layers (lower, middle and upper) along the plant stem in a controlled laboratory environment. We then upscaled the leaf traits to canopy level by multiplying leaf traits by LAI based on different combinations of the three canopy layers. Concurrently, in-situ canopy reflectance was measured using an ASD FieldSpec-3 Pro FR spectrometer, and the canopy traits were related to in-situ spectral measurements using partial least square regression (PLSR). The PLSR models were cross-validated based on repeated k-fold, and the normalized root mean square errors (nRMSE_cv) obtained from each upscaling approach were compared using one-way analysis of variance (ANOVA) followed by Tukey’s post hoc test. Results of the study showed that leaf-to-canopy upscaling approaches that consider the contribution of leaf traits from the exposed upper canopy layer together with the shaded middle canopy layer yield significantly (p < 0.05) lower error (nRMSE_cv < 0.2 for canopy N, LMA and carbon) as well as high explained variance (R² > 0.71) for both in-situ hyperspectral and simulated Sentinel-2 data. The widely-used upscaling approach that considers only leaf traits from the upper illuminated canopy layer yielded a relatively high error (nRMSE_cv>0.2) and lower explained variance (R² < 0.71) for canopy N, LMA and carbon. In contrast, canopy chlorophyll upscaled based on leaf samples collected from the upper canopy and total canopy LAI exhibited a more accurate relationship with spectral measurements compared with other upscaling approaches. Results of this study demonstrate that leaf to canopy upscaling approaches have a profound effect on canopy traits estimation for both in-situ hyperspectral measurements and simulated Sentinel-2 data in short woody vegetation. These findings have implications for field sampling protocols of leaf traits measurement as well as upscaling leaf traits to canopy level especially in short and less foliated vegetation where leaves from the lower canopy contribute to the canopy reflectance.     

高光谱反演水稻叶面积指数的主成分分析法

为了通过水稻冠层反射光谱来提取水稻叶面积指数信息，尝试利用辐射传输模型PROSPECT+SAIL来模拟水稻冠层反射光谱， 比较了各植被指数中叶面积指数(LAI)和叶绿素浓度的相关性。在观察光谱曲线后发现，红边位置光谱可以较好地区分LAI和叶绿素 浓度二者引起光谱变化的差异。由此提出对700 nm~750 nm区间内的反射光谱做主成分变换，并利用第2主成分与LAI建立反演模型( 即主成分分析法)，取得了较好效果，表明在植被指数趋近于饱和以至于无法区分二者相关性时，主成分分析法可以作为一种简单 而有效提取水稻叶面积指数信息的补充手段。     

遥感模型多参数反演相互影响机理的研究

遥感数据具有覆盖范围广、时间与空间分辨率高的特点,被广泛应用于提取区域范围内的一些重要的生物物理参数.为提高参数的提取精度,需要制定正确的反演策略.了解影响参数提取精度的因素、反演过程中各反演参数之间如何相互作用是制定合理反演策略的关键.本文通过数学推导与物理机理的分析,证明了影响参数反演精度的因素不但有冠层反射率数据的质量,还有反演过程中参与反演的未知参数的个数、参与反演的每个参数的敏感性及各个参数敏感性之间的相关性.最后通过对反演不同参数个数、不同数据质量进行了叶面积指数反演的精度分析,验证影响参数反演精度的各个因素.     

植被冠层立体结构与叶片倾角的偏振光效应

植被偏振特性研究对于植被监测与组分定量反演具有极其重要的作用。植被冠层的反射辐射具有偏振特性,这种特性与入射辐射和植被冠层结构相关。本文分析了偏振对光子—叶片—冠层之间细微相互作用及其变化的有效探测能力,并利用研究型扫描式偏振辐射仪RSP(Research Scanning Polarimeter)数据系统对比分析了偏振对不同叶倾角分布的估测。通过上述研究得出以下结论:(1)偏振观测能够对光线在冠层立体结构中的透射反射再出射过程给出精细刻画,若不用偏振手段对这一过程进行甄别并去除,则直接测算的植被散射系数会产生高达140%的误差;(2)利用偏振手段可以为高精度大倾角、多时相遥感观测提供可能,以此可改变目前光学遥感小角度、垂直观测的较严格约束;(3)偏振辐射呈现出随波长的稳定特性(相关系数0.96),使得利用偏振手段可以更好地研究冠层结构;(4)不同叶倾角分布对入射辐射存在不同的偏振反射,为利用多角度偏振信息进行遥感植被精细分类提供了新的途径。本文详细描述冠层结构和植被偏振特性的相互作用,通过对冠层立体结构与叶倾角的研究,刻画了植被定量遥感的方向性信息与高精度实现,为高分辨率遥感定量化的有效信息挖掘提供了新手段。