A comparison of baseline methodologies for 'Reducing Emissions from Deforestation and Degradation'

Background  

A mechanism for emission reductions from deforestation and degradation (REDD) is very likely to be included in a future climate agreement. The choice of REDD baseline methodologies will crucially influence the environmental and economic effectiveness of the climate regime. We compare three different historical baseline methods and one innovative dynamic model baseline approach to appraise their applicability under a future REDD policy framework using a weighted multi-criteria analysis.     

A bottom-up approach to estimating cost elements of REDD+ pilot projects in Tanzania

Background

Several previous global REDD+ cost studies have been conducted, demonstrating that payments for maintaining forest carbon stocks have significant potential to be a cost-effective mechanism for climate change mitigation. These studies have mostly followed highly aggregated top-down approaches without estimating the full range of REDD+ costs elements, thus underestimating the actual costs of REDD+. Based on three REDD+ pilot projects in Tanzania, representing an area of 327,825 ha, this study explicitly adopts a bottom-up approach to data assessment. By estimating opportunity, implementation, transaction and institutional costs of REDD+ we develop a practical and replicable methodological framework to consistently assess REDD+ cost elements.

Results

Based on historical land use change patterns, current region-specific economic conditions and carbon stocks, project-specific opportunity costs ranged between US$ -7.8 and 28.8 tCO_xxxx for deforestation and forest degradation drivers such as agriculture, fuel wood production, unsustainable timber extraction and pasture expansion. The mean opportunity costs for the three projects ranged between US$ 10.1 ?C 12.5 tCO₂. Implementation costs comprised between 89% and 95% of total project costs (excluding opportunity costs) ranging between US$ 4.5 - 12.2 tCO₂ for a period of 30 years. Transaction costs for measurement, reporting, verification (MRV), and other carbon market related compliance costs comprised a minor share, between US$ 0.21 - 1.46 tCO₂. Similarly, the institutional costs comprised around 1% of total REDD+ costs in a range of US$ 0.06 ?C 0.11 tCO₂.

Conclusions

The use of bottom-up approaches to estimate REDD+ economics by considering regional variations in economic conditions and carbon stocks has been shown to be an appropriate approach to provide policy and decision-makers robust economic information on REDD+. The assessment of opportunity costs is a crucial first step to provide information on the economic baseline situation of deforestation and forest degradation agents and on the economic incentives required to halt unsustainable land use. Since performance based REDD+ carbon payments decrease over time (as deforestation rates drop and for each saved ha of forest payments occur once), investments in REDD+ implementation have a crucial role in triggering sustainable land use systems by investing in the underlying assets and the generation of sustainable revenue streams to compensate for opportunity costs of land use change. With a potential increase in the land value due to effective REDD+ investments, expenditures in an enabling institutional environment for REDD+ policies are crucial to avoid higher deforestation pressure on natural forests.     

Historic emissions from deforestation and forest degradation in Mato Grosso,Brazil: 1) source data uncertainties

Background  

Historic carbon emissions are an important foundation for proposed efforts to Reduce Emissions from Deforestation and forest Degradation and enhance forest carbon stocks through conservation and sustainable forest management (REDD+). The level of uncertainty in historic carbon emissions estimates is also critical for REDD+, since high uncertainties could limit climate benefits from credited mitigation actions. Here, we analyzed source data uncertainties based on the range of available deforestation, forest degradation, and forest carbon stock estimates for the Brazilian state of Mato Grosso during 1990-2008.     

Synergizing community-based forest monitoring with remote sensing: a path to an effective REDD+ MRV system

Background

The reliable monitoring, reporting and verification (MRV) of carbon emissions and removals from the forest sector is an important part of the efforts on reducing emissions from deforestation and forest degradation (REDD+). Forest-dependent local communities are engaged to contribute to MRV through community-based monitoring systems. The efficiency of such monitoring systems could be improved through the rational integration of the studies at permanent plots with the geospatial technologies. This article presents a case study of integrating community-based measurements at permanent plots at the foothills of central Nepal and biomass maps that were developed using GeoEye-1 and IKONS satellite images.

Results

The use of very-high-resolution satellite-based tree cover parameters, including crown projected area (CPA), crown density and crown size classes improves salience, reliability and legitimacy of the community-based survey of 0.04% intensity at the lower cost than increasing intensity of the community-based survey to 0.14% level (2.5 USD/ha vs. 7.5 USD/ha).

Conclusion

The proposed REDD+ MRV complementary system is the first of its kind and demonstrates the enhancement of information content, accuracy of reporting and reduction in cost. It also allows assessment of the efficacy of community-based forest management and extension to national scale.

     

Options for sampling and stratification for national forest inventories to implement REDD+ under the UNFCCC

Background  

Developing countries that are willing to participate in the recently adopted (16^th Session of the Conference of Parties (COP) in Cancun) mitigation mechanism of Reducing emissions from Deforestation and Forest Degradation - and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks (REDD+) - will have to establish a national forest monitoring system in order to assess anthropogenic forest-related greenhouse gas emissions by sources and removals by sinks. Such a system should support the Measurement, Reporting and Verification (MRV) requirement of the United Nations Framework Convention on Climate Change (UNFCCC) as the REDD+ mechanism is results-based. A national forest inventory (NFI) is one potential key component of such an MRV system. Following the Decision adopted during the 15^th Session of the COP in Copenhagen, the most recent Intergovernmental Panel on Climate Change (IPCC) Guidance and Guidelines should be used as a basis for estimating anthropogenic forest-related greenhouse gas emissions by sources and removals by sinks and changes in forest carbon stocks and area.     

Implications of sampling design and sample size for national carbon accounting systems

Background  

Countries willing to adopt a REDD regime need to establish a national Measurement, Reporting and Verification (MRV) system that provides information on forest carbon stocks and carbon stock changes. Due to the extensive areas covered by forests the information is generally obtained by sample based surveys. Most operational sampling approaches utilize a combination of earth-observation data and in-situ field assessments as data sources.     

Forest carbon stocks and fluxes in physiographic zones of India

Background  

Reducing carbon Emissions from Deforestation and Degradation (REDD+) is of central importance to combat climate change. Foremost among the challenges is quantifying nation's carbon emissions from deforestation and degradation, which requires information on forest carbon storage. Here we estimated carbon storage in India's forest biomass for the years 2003, 2005 and 2007 and the net flux caused by deforestation and degradation, between two assessment periods i.e., Assessment Period first (ASP I), 2003-2005 and Assessment Period second (ASP II), 2005-2007.     

Reduced emissions from deforestation and forest degradation (REDD): a climate change mitigation strategy on a critical track

Background  

Following recent discussions, there is hope that a mechanism for reduction of emissions from deforestation and forest degradation (REDD) will be agreed by the Parties of the UNFCCC at their 15th meeting in Copenhagen in 2009 as an eligible action to prevent climate changes and global warming in post-2012 commitment periods. Countries introducing a REDD-regime in order to generate benefits need to implement sound monitoring and reporting systems and specify the associated uncertainties. The principle of conservativeness addresses the problem of estimation errors and requests the reporting of reliable minimum estimates (RME). Here the potential to generate benefits from applying a REDD-regime is proposed with reference to sampling and non-sampling errors that influence the reliability of estimated activity data and emission factors.     

Mapping biomass with remote sensing: a comparison of methods for the case study of Uganda

Background  

Assessing biomass is gaining increasing interest mainly for bioenergy, climate change research and mitigation activities, such as reducing emissions from deforestation and forest degradation and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks in developing countries (REDD+). In response to these needs, a number of biomass/carbon maps have been recently produced using different approaches but the lack of comparable reference data limits their proper validation. The objectives of this study are to compare the available maps for Uganda and to understand the sources of variability in the estimation. Uganda was chosen as a case-study because it presents a reliable national biomass reference dataset.     

Time-series maps of aboveground biomass in dipterocarps forests of Malaysia from PALSAR and PALSAR-2 polarimetric data

Background

Malaysia typically suffers from frequent cloud cover, hindering spatially consistent reporting of deforestation and forest degradation, which limits the accurate reporting of carbon loss and CO₂ emissions for reducing emission from deforestation and forest degradation (REDD+) intervention. This study proposed an approach for accurate and consistent measurements of biomass carbon and CO₂ emissions using a single L-band synthetic aperture radar (SAR) sensor system. A time-series analysis of aboveground biomass (AGB) using the PALSAR and PALSAR-2 systems addressed a number of critical questions that have not been previously answered. A series of PALSAR and PALSAR-2 mosaics over the years 2007, 2008, 2009, 2010, 2015 and 2016 were used to (i) map the forest cover, (ii) quantify the rate of forest loss, (iii) establish prediction equations for AGB, (iv) quantify the changes of carbon stocks and (v) estimate CO₂ emissions (and removal) in the dipterocarps forests of Peninsular Malaysia.

Results

This study found that the annual rate of deforestation within inland forests in Peninsular Malaysia was 0.38% year^?1 and subsequently caused a carbon loss of approximately 9 million Mg C year^?1, which is equal to emissions of 33 million Mg CO₂ year^?1, within the ten-year observation period. Spatially explicit maps of AGB over the dipterocarps forests in the entire Peninsular Malaysia were produced. The RMSE associated with the AGB estimation was approximately 117 Mg ha^?1, which is equal to an error of 29.3% and thus an accuracy of approximately 70.7%.

Conclusion

The PALSAR and PALSAR-2 systems offer a great opportunity for providing consistent data acquisition, cloud-free images and wall-to-wall coverage for monitoring since at least the past decade. We recommend the proposed method and findings of this study be considered for MRV in REDD+?implementation in Malaysia.

     

Scenarios in tropical forest degradation: carbon stock trajectories for REDD+

Background

Human-caused disturbance to tropical rainforests—such as logging and fire—causes substantial losses of carbon stocks. This is a critical issue to be addressed in the context of policy discussions to implement REDD+. This work reviews current scientific knowledge about the temporal dynamics of degradation-induced carbon emissions to describe common patterns of emissions from logging and fire across tropical forest regions. Using best available information, we: (i) develop short-term emissions factors (per area) for logging and fire degradation scenarios in tropical forests; and (ii) describe the temporal pattern of degradation emissions and recovery trajectory post logging and fire disturbance.

Results

Average emissions from aboveground biomass were 19.9 MgC/ha for logging and 46.0 MgC/ha for fire disturbance, with an average period of study of 3.22 and 2.15 years post-disturbance, respectively. Longer-term studies of post-logging forest recovery suggest that biomass accumulates to pre-disturbance levels within a few decades. Very few studies exist on longer-term (>10 years) effects of fire disturbance in tropical rainforests, and recovery patterns over time are unknown.

Conclusions

This review will aid in understanding whether degradation emissions are a substantial component of country-level emissions portfolios, or whether these emissions would be offset by forest recovery and regeneration.

     

Effectiveness and legitimacy of forest carbon standards in the OTC voluntary carbon market

Background  

In recent years, the voluntary over-the-counter (OTC) carbon market has reached a significant market volume. It is particularly interesting for forest mitigation projects which are either ineligible in compliance markets or confronted with a plethora of technical and financial hurdles and lacking market demand. As the OTC market is not regulated, voluntary standards have been created to secure the social and environmental integrity of the traded mitigation projects and thus to ensure the quality of the resulting carbon credits. Building on a theoretical efficiency-legitimacy framework, this study aims to identify and analyse the characteristics and indicators that determine the efficiency and organisational legitimacy of standards for afforestation/reforestation carbon projects.     

Management Impacts on Forest Floor and Soil Organic Carbon in Northern Temperate Forests of the US

Background  

The role of forests in the global carbon cycle has been the subject of a great deal of research recently, but the impact of management practices on forest soil dynamics at the stand level has received less attention. This study used six forest management experimental sites in five northern states of the US to investigate the effects of silvicultural treatments (light thinning, heavy thinning, and clearcutting) on forest floor and soil carbon pools.     

Operationalizing measurement of forest degradation: Identification and quantification of charcoal production in tropical dry forests using very high resolution satellite imagery

Quantification of forest degradation in monitoring and reporting as well as in historic baselines is among the most challenging tasks in national REDD+ strategies. However, a recently introduced option is to base monitoring systems on subnational conditions such as prevalent degradation activities. In Tanzania, charcoal production is considered a major cause of forest degradation, but is challenging to quantify due to sub-canopy biomass loss, remote production sites and illegal trade. We studied two charcoal production sites in dry Miombo woodland representing open woodland conditions near human settlements and remote forest with nearly closed canopies. Supervised classification and adaptive thresholding were applied on a pansharpened QuickBird (QB) image to detect kiln burn marks (KBMs). Supervised classification showed reasonable detection accuracy in the remote forest site only, while adaptive thresholding was found acceptable at both locations. We used supervised classification and manual digitizing for KBM delineation and found acceptable delineation accuracy at both sites with RMSEs of 25–32% compared to ground measurements. Regression of charcoal production on KBM area delineated from QB resulted in R²s of 0.86–0.88 with cross-validation RMSE ranging from 2.22 to 2.29 Mg charcoal per kiln. This study demonstrates, how locally calibrated remote sensing techniques may be used to identify and delineate charcoal production sites for estimation of charcoal production and associated extraction of woody biomass.     

Questioning emissions-based approaches for the definition of REDD+ deforestation baselines in high forest cover/low deforestation countries

Background

REDD+?is being questioned by the particular status of High Forest/Low Deforestation countries. Indeed, the formulation of reference levels is made difficult by the confrontation of low historical deforestation records with the forest transition theory on the one hand. On the other hand, those countries might formulate incredibly high deforestation scenarios to ensure large payments even in case of inaction.

Results

Using a wide range of scenarios within the Guiana Shield, from methods involving basic assumptions made from past deforestation, to explicit modelling of deforestation using relevant socio-economic variables at the regional scale, we show that the most common methodologies predict huge increases in deforestation, unlikely to happen given the existing socio-economic situation. More importantly, it is unlikely that funds provided under most of these scenarios could compensate for the total cost of avoided deforestation in the region, including social and economic costs.

Conclusion

This study suggests that a useful and efficient international mechanism should really focus on removing the underlying political and socio-economic forces of deforestation rather than on hypothetical result-based payments estimated from very questionable reference levels.

     

Altitudinal variation in soil organic carbon stock in coniferous subtropical and broadleaf temperate forests in Garhwal Himalaya

Background  

The Himalayan zones, with dense forest vegetation, cover a fifth part of India and store a third part of the country reserves of soil organic carbon (SOC). However, the details of altitudinal distribution of these carbon stocks, which are vulnerable to forest management and climate change impacts, are not well known.     

Climatic regions as an indicator of forest coarse and fine woody debris carbon stocks in the United States

Background  

Coarse and fine woody debris are substantial forest ecosystem carbon stocks; however, there is a lack of understanding how these detrital carbon stocks vary across forested landscapes. Because forest woody detritus production and decay rates may partially depend on climatic conditions, the accumulation of coarse and fine woody debris carbon stocks in forests may be correlated with climate. This study used a nationwide inventory of coarse and fine woody debris in the United States to examine how these carbon stocks vary by climatic regions and variables.     

Options for monitoring and estimating historical carbon emissions from forest degradation in the context of REDD+

Measuring forest degradation and related forest carbon stock changes is more challenging than measuring deforestation since degradation implies changes in the structure of the forest and does not entail a change in land use, making it less easily detectable through remote sensing. Although we anticipate the use of the IPCC guidance under the United Framework Convention on Climate Change (UNFCCC), there is no one single method for monitoring forest degradation for the case of REDD+ policy. In this review paper we highlight that the choice depends upon a number of factors including the type of degradation, available historical data, capacities and resources, and the potentials and limitations of various measurement and monitoring approaches. Current degradation rates can be measured through field data (i.e. multi-date national forest inventories and permanent sample plot data, commercial forestry data sets, proxy data from domestic markets) and/or remote sensing data (i.e. direct mapping of canopy and forest structural changes or indirect mapping through modelling approaches), with the combination of techniques providing the best options. Developing countries frequently lack consistent historical field data for assessing past forest degradation, and so must rely more on remote sensing approaches mixed with current field assessments of carbon stock changes. Historical degradation estimates will have larger uncertainties as it will be difficult to determine their accuracy. However improving monitoring capacities for systematic forest degradation estimates today will help reduce uncertainties even for historical estimates.     

Carbon stock growth in a forest stand: the power of age

Background  

Understanding the relationship between the age of a forest stand and its biomass is essential for managing the forest component of the global carbon cycle. Since biomass increases with stand age, postponing harvesting to the age of biological maturity may result in the formation of a large carbon sink. This article quantifies the carbon sequestration capacity of forests by suggesting a default rule to link carbon stock and stand age.     

Predicting the deforestation-trend under different carbon-prices

Background  

Global carbon stocks in forest biomass are decreasing by 1.1 Gt of carbon annually, owing to continued deforestation and forest degradation. Deforestation emissions are partly offset by forest expansion and increases in growing stock primarily in the extra-tropical north. Innovative financial mechanisms would be required to help reducing deforestation. Using a spatially explicit integrated biophysical and socio-economic land use model we estimated the impact of carbon price incentive schemes and payment modalities on deforestation. One payment modality is adding costs for carbon emission, the other is to pay incentives for keeping the forest carbon stock intact.