Reliability of Ambient Noise Horizontal-to-Vertical Spectral Ratio in Urban Environments: The Case of Thessaloniki City (Northern Greece)

In the framework of an ambient noise measurement project in the downtown district of the City of Thessaloniki (Northern Greece), several tests and evaluation of noise recordings were performed in selected sites. This data set was processed and compared with previous results for the same sites in terms of horizontal-to-vertical (H/V) spectral ratio obtained from weak and strong motion earthquake data. The recording system used was tested against a reference one. Finally, systematic ambient noise measurements were performed at eight sites in the citys downtown area, to evaluate diurnal and seasonal variations. It was concluded that the recording system used was reliable and the ambient noise H/V spectral ratios were in good agreement with relevant results previously obtained. Diurnal variation of the ambient noise H/V spectral ratio showed that it is preferable to perform measurements during the calm hours of the day, when man-made noise is relatively low. However, no systematic seasonal fluctuation effect on the ambient noise H/V spectral ratio was identified.     

Soil characterization for seismic damage scenarios purposes: application to Angra do Heroísmo (Azores)

Angra do Heroismo, the main town of Terceira Island in the Azores Archipelago, was hit in 1980 by a 7.2 magnitude earthquake that caused great destruction in the central part of the town. Taking into consideration the high seismic hazard of the region and the cultural and social importance of Angra do Heroísmo, the elaboration of damage scenarios is of particular importance to implement measures for preserve and protect the town against future earthquakes. The first step is to perform microzonation studies in order to characterize the soil seismic behaviour. Taking into consideration the available geologic, geotechnical and geophysical information, a detailed soil characterization was performed based on the results from numerical modelling and the analysis of microtremor experimental measurements. Nine different soil profiles were identified, characterized and classified. Discussion on the detailed soil classification and the Eurocode 8 soil classification is presented. This study shows that even with an available code, microzonation studies must be developed in order to identify differences on soil behaviour inside the interested area. It shows also that the use of experimental measurements presents a great help on soil characterization. The obtained detailed classification will be used on the estimation of damage scenarios for Angra do Heroísmo.     

Amplification effects from earthquakes and ambient noise in the Dead Sea rift (Israel)

Seven sites were instrumented in the Parsa area located in the seismically active Dead Sea rift system. Moderate and weak motions generated by earthquakes and ambient noise were used to identify amplifications due to geological and topographic effects.Three observation methods were applied to estimate site effects: (1) conventional soil–bedrock station-pair spectral ratios for earthquake motions and microtremors; (2) horizontal-to-vertical component spectral ratios for shear-waves observed simultaneously at a site (receiver function estimates) and (3) horizontal-to-vertical spectral ratios of microtremor measurements (Nakamura estimate). The site response spectra of soil sites exhibited significant peaks between 1 and 3 Hz with amplification factors typically within the range of 2.5–4.0. A bedrock site on the high plateau near the escarpment top showed a peak between 2 and 3 Hz, mainly due to an EW oscillation of the NS topographic feature. Our observations indicated that seismograms recorded in the tunnel were either enriched or depleted at certain frequencies owing to interference of incident and surface-reflected waves.     

Evaluation of the influence of experimental conditions on H/V results from ambient noise recordings

The H/V-noise technique is now widely used to estimate site effect parameters (fundamental frequency and sometimes the associated soil amplification), and many surveys using this technique have provided convincing results. However, a general agreement on a methodology for data acquisition, data processing and result interpretation has yet to be found. H/V measurements from ambient noise recordings imply both reliability of the results and rapidity of data collection. It is therefore important to understand which experimental conditions (1) influence data quality and reliability, and (2) can help speeding up the recording process. Within the framework of the SESAME European project, a specific task was defined to investigate the reliability of the H/V spectral ratio technique in assessing the site effects. The aim of WP02, one specific Work Package of the SESAME project, is to study the effects of experimental conditions on both stability and reproducibility of H/V results. This study has been conducted in a purely experimental way, by testing the possible influence of various experimental conditions on H/V results both on the frequency peak value and on its amplitude. WP02 results help setting up the experimental conditions under which ambient noise recordings have to be performed in order to provide reproducible, reliable and meaningful H/V results. In this paper we present the results of the WP02 SESAME project concerning the evaluation of the influence of experimental conditions of ambient noise recording on H/V results.     

Empirical evaluation of site effects in the metropolitan area of San José, Costa Rica

Site effects for 11 selected locations were determined in the capital city of Costa Rica. We used a strong motion network made of eight K2 and three SSA accelerographs. The network recorded more than 60 earthquakes in the magnitude range from 2 to 5 during a period of nine months. The site effects were determined using the sediment-to-bedrock spectral ratio (SBSR) and the horizontal-to-vertical spectral ratio (HVSR) techniques and a time window 4 s beginning from the S-wave arrival. The result suggests that the amplification in the capital city is to be in the range from 2.0 to 3.0. The fundamental frequencies were found to be high in the southern and eastern part of the study area and low in the northern and western part. A possible topographic effect was also observed for one of the stations located nearby a river canyon. The results from earthquake data were compared with the ones obtained from noise data. The horizontal-to-vertical noise ratio (HVNR) technique was used to estimate the site effects using ambient noise. The fundamental frequencies were found to correlate very well between both sets of data; on the other hand, the amplitude given by the noise was observed to be always lower than the one derived from the earthquake data.     

地震背景噪声HVSR方法在安徽明光城市场地响应特征和活断层探测中的应用

本文利用跨郯庐断裂带明光段东边界一条密集测线的波形数据, 计算了该测线133个台站的HVSR曲线, 获得了剖面的峰值频率.基于计算的HVSR曲线, 我们采用粒子群算法反演了浅层地壳的S波速度结构, 并通过地质构造、钻孔资料、浅层地震反射剖面和频散曲线反演结果等验证其可靠性, 进而对郯庐断裂带明光段的沉积格局、东界两条主干断裂的空间展布和活动性特征进行分析讨论, 得出如下结论: (1)测线下方HVSR剖面呈现复杂的双峰、多峰形态, 其场地分类均为Ⅱ类中硬土, 但峰值频率变化较大, 应关注西侧凹陷区对强地面震动的放大效应; (2)HVSR反演S波速度结构揭示的土石界面与钻孔结果较为一致, 其分布形态、趋势与浅层地震反射剖面结果高度吻合, 且刻画了主动源未能刻画的风化基岩-未风化基岩界面; (3)HVSR反演S波速度结构刻画的郯庐断裂带东界两条断裂的空间展布、活动性等特征与钻孔、浅层地震、频散反演和地质构造等结果较为一致, 并揭示池河—太湖断裂的活动性强于嘉山—庐江断裂, 可能为活动断裂.上述研究结果表明HVSR方法可以应用于城市场地响应特征、浅层沉积结构和隐伏活断层探测等.

     

Towards a microzonation of the Greater Beirut area: an instrumental approach combining earthquake and ambient vibration recordings

Lebanon is situated on the 1000 km long Levant transform fault that separates the Arabic from the African tectonic plates. In Lebanon, the Levant fault splits up into a set of ramifications that had, in the past, generated major destructive earthquakes causing a lot of destruction and thousands of casualties. The most devastating one was the 551 A.D. offshore earthquake that destroyed Beirut, the capital of Lebanon. This paper presents a site effect study in Beirut, aimed at proposing a framework for future microzonation works in the city. It includes two complementary parts. A 6-month, temporary seismological experiment was first conducted to estimate the site response at 10 sites sampling the main geological units of Beirut on the basis of local and regional earthquake recordings. This spatially sparse information was then complemented by a large number (615) of microtremor measurements covering the Beirut municipality and part of its suburbs with a 400 m dense grid. The recordings were analysed with the standard site-to-reference and horizontal-to-vertical spectral ratio methods for earthquake recordings, and the horizontal-to-vertical ratio for ambient noise recordings. Significant ground motion amplification effects (up to a factor of 8) are found in a few areas corresponding to recent deposits. The consistency between results from earthquake and microtremor recordings allows proposing a map of the resonance frequencies within the city and its suburbs, with frequencies ranging from 0.5 to 5 Hz for the deepest deposits, and 5–10 Hz for shallow areas. Finally, the results are discussed and a way to combine the results obtained from the temporary stations to the great number of recordings coming from the permanent Lebanese network is proposed.     

Local site effect microzonation of Lorca town (SE Spain)

Local site effect assessment based on subsurface ground conditions is often the key to evaluate urban seismic hazard. The site effect evaluation in Lorca town (south-eastern Spain) started with a classification of urban geology through the geological mapping at scale 1:10,000 and the use of geotechnical data and geophysical surveys. The 17 geological formations identified were classified into 5 geological/seismic formations according to their seismic amplification capacity obtained from ambient vibration measurements as well as from simultaneous strong motion records. The shear-wave velocity structure of each geological/seismic formation was evaluated by means of inversion of Rayleigh wave dispersion data obtained from vertical-component array records of ambient noise. Nakamura’s method was applied to determine a predominant period distribution map. The spectral amplification factors were fourfold the values recorded in a reference hard-rock site. Finally, the capability of this study for explaining the damage distribution caused by the May 11th, 2011 Lorca destructive earthquake (Mw \(=\) 5.2) was examined. The methods used in this work are of assistance to evaluate ground amplification phenomena in urban areas of complex geology as Lorca town due to future earthquakes with applicability on urban seismic risk management.     

Structural monitoring and earthquake early warning systems for the AHEPA hospital in Thessaloniki

This study aims at presenting the analyses of monitoring data that have been used in the context of structural monitoring and Earthquake Early Warning (EEW) for a hospital building in Thessaloniki. Permanent and temporary instrumentation arrays, implemented under the responsibility of Aristotle University of Thessaloniki (SDGEE-AUTH) in close cooperation with German Centre for Geosciences (GFZ) are presented. The ambient noise data recorded at the temporarily installed networks are used for the dynamic characterization of the building based on both vibrational and waveform approaches. Moreover, long-term ambient noise recordings from the permanent array installed within the hospital are used for the investigation of the daily and seasonal wandering of the building resonance frequencies related to environmental effects. The modal identification results are used in a comprehensive framework for the computation of the up-to-date fragility curves representing the actual structural state considering aging effects of the construction materials, possible pre-existing damages and changes in the geometry and mass distribution. The building-specific fragility functions are integrated into two independent EEW systems and rapid damage assessment approaches, namely the PRESTo software and an onsite EEW algorithm on the instruments of the permanent array, to provide the expected level of damage after strong ground shaking at the monitored building. The implemented monitoring networks and the developed operational tools can be used in the context of seismic risk mitigation and preparedness for structural safety assessment under earthquake loading.     

Localised coherent response of the La Molina basin (Lima,Peru) to earthquakes,and future approaches suggested by Parkway basin (New Zealand) experience

Earthquake records from a 1984 temporary seismograph array set up in La Molina, Lima, Peru, are re-analysed. The array comprised eight three-component geophones; seven soil based and one rock based. Values of horizontal-to-vertical spectral ratio (HVSR) for two small earthquakes peaked at around 1.3 Hz. In one distant earthquake, four of the seven soil-based stations showed a peak at 1.25 Hz in soil-to-rock spectral ratio (SSR), the same dominant frequency observed during an aftershock of a damaging earthquake. Because this frequency is not compatible with the shear wave velocity profile attributed to La Molina, and because the spectral peak is confined to a small ground area, it is concluded that the peak is caused by a localised deposit of soft soil. Because the area associated with the spectral peak includes the area of great damage in 1974, it is concluded that coherent monochromatic behaviour is responsible for the damage.     

Retrospective Prediction of Macroseismic Intensities Using Strong Ground Motion Simulation: The Case of the 1978 Thessaloniki (Greece) Earthquake (M6.5)

The densely populated city of Thessaloniki (Northern Greece) is situated in~the vicinity of active seismic faults, capable of producing moderate to strong earthquakes. The city has been severely affected by such events several times during the last 15 centuries. The most recent event occurred on 20 June 1978 (M6.5) in the Mygdonian graben, with an epicentral distance of about 30 km, causing extended damage in the city, with macroseismic intensities between MSK V+ and VIII+. The majority of buildings affected by the earthquake were of reinforced-concrete typology, typical to many southern European metropolitan areas. The source properties of the normal-faulting causative event and the source-to-city propagation path are well known from previous studies. The soil structure under the metropolitan area of Thessaloniki is assigned NEHRP categories B, C, D on the basis of geotechnical and geologic information and single-station ambient-noise measurements. A finite source model and various rupture scenarios of the June 1978 earthquake are used to perform forward stochastic modeling of strong ground motion in terms of peak ground and spectral acceleration. Rock motion is assessed under the city and it is transferred to the surface in accordance with the respective soil category. A GIS tool is employed to compare the estimated strong-motion parameters with the observed detailed damage pattern induced by the 1978 earthquake. For selected natural periods, a satisfactory correlation is established between macroseismic intensity and peak ground and spectral acceleration, thus encouraging the application of stochastic modeling for generating realistic ground-shaking scenarios in metropolitan areas.     

Empirical evaluation of microtremor H/V spectral ratio

The objective of this work is to perform a purely empirical assessment of the actual capabilities of the horizontal-to-vertical (H/V) spectral ratio technique to provide reliable and relevant information concerning site conditions and/or site amplification. This objective has been tackled through the homogeneous (re)processing of a large volume of earthquakes and ambient noise data recorded by different research teams in more than 200 sites located mainly in Europe, but also in the Caribbean and in Tehran. The original recordings were first gathered in a specific database with information on both the sites and recorded events. Then, for all sites close to an instrumented reference, average site-to-reference spectral ratios (“spectral ratio method” (SSR)) were derived in a homogeneous way (window selection, smoothing, signal-to-noise ratio threshold, averaging), as well as H/V ratios (“HVSRE–RF”) on earthquake recordings. H/V ratios were also obtained from noise recordings at each site (either specific measurements, or extracted from pre- or post-event noise windows). The spectral curves resulting from these three techniques were estimated reliable for a subset of 104 sites, and were thus compared in terms of fundamental frequency, amplitude and amplification bandwidth, exhibiting agreements and disagreements, for which interpretations are looked for in relation with characteristics of site conditions. The first important result consists in the very good agreement between fundamental frequencies obtained with either technique, observed for 81% of the analyzed sites. A significant part of the disagreements correspond to thick, low frequency, continental sites where natural noise level is often very low and H/V noise ratios do not exhibit any clear peak. The second important result is the absence of correlation between H/V peak amplitude and the actual site amplification measured on site-to-reference spectral ratios. There are, however, two statistically significant results about the amplitude of the H/V curve: the peak amplitude may be considered as a lower bound estimate of the actual amplification indicated by SSR (it is smaller for 79% of the 104 investigated sites), and, from another point of view, the difference in amplitude exhibits a questioning correlation with the geometrical characteristics of the sediment/basement interface: large SSR/HV differences might thus help to detect the existence of significant 2D or 3D effects.     

Seismic Microzonation: A Comparison between Geotechnical and Seismological Approaches in Pointe-à-Pitre (French West Indies)

Pointe-à-Pitre, the main city of Guadeloupe in the French West Indies, has on several occasions been partially destroyed by major historical earthquakes. Moreover, a post-seismic assessment of the damage from the 1985 Montserrat earthquake indicates that the town is prone to site effects. Consequently, from 1996 to 1998, BRGM conducted a seismic microzonation study based on geotechnical and geological data. At the same time, three seismological studies were being conducted – two based on earthquake recordings using a time-series analysis and the classical spectral ratio (CSR) method (CETE/LCPC and BRGM), and the third based on noise measurement at 400 points using the horizontal-to-vertical noise ratio (HVNR) method (CETE/LCPC). The objective of this paper is not to carry out a new microzonation study by taking into account all the results, but rather to show in what respects the results of these different methods are in agreement or not. A comparison of the results of the seismological studies with the geotechnical microzonation shows that they are in fairly good agreement, albeit with some discrepancies. The results indicate that the seismological methods and the geotechnical data are highly complementary and should be used together in compiling seismic transfer-function microzonation maps. This revised version was published online in July 2006 with corrections to the Cover Date.     

The earthquake of 6 September 2002 and the seismic history of Palermo (Northern Sicily,Italy): Implications for the seismic hazard assessment of the city

On September 6, 2002, a M_L = 5.6 earthquake, occurring some tens of kilometres offshore from the Northern Sicilian coast (Southern Tyrrhenian Sea), slightly damaged the city of Palermo and surroundings (degree 6 in the European Macroseismic Scale 1998). The macroseismic investigation of the shock and a detailed study of effects of the main earthquakes which affected Palermo in the past have been performed in order to evaluate the seismic response of the city. Moreover, the comparison of the recent event, which is instrumentally constrained, with historical earthquakes allows us to infer new insights on the seismogenic sources of the area, that seem located offshore in the Tyrrhenian sea.In the last 500 years, Palermo has never been completely destroyed but has suffered effects estimated between intensities 6 and 8 EMS-98 many times (1693, 1726, 1751, 1823, 1940, 1968, 2002). The damage scenarios of the analysed events have shown that damage distribution is strongly conditioned by soil response in the different parts of the city and by a high building vulnerability, mainly in the historical centre and in the south-eastern zone of the modern city. As a matter of fact, Palermo has always suffered greater effects than those reported for other nearby localities. The hazard assessment obtained using observed site intensities has shown that the probability of occurrence for intensity 8 (the strongest intensity observed in Palermo) exceeds 99% for 550 years, while the estimated mean return period is 152 ± 40 years. These results, in connection with building vulnerability due to the urban expansion before the introduction of seismic code, suggest that the city is exposed to a relatively high seismic risk.This paper has not been submitted elsewhere in identical or similar form, nor will it be during the first 3 months after its submission to Journal of Seismology.     

Empirical estimate of fundamental frequencies and damping for Italian buildings

The aim of this work is to estimate the fundamental translational frequencies and relative damping of a large number of existing buildings, performing ambient vibration measurements. The first part of the work is devoted to the comparison of the results obtained with microtremor measurements with those obtained from earthquake recordings using four different techniques: horizontal‐to‐vertical spectral ratio, standard spectral ratio, non‐parametric damping analysis (NonPaDAn) and half bandwidth method. We recorded local earthquakes on a five floors reinforced concrete building with a pair of accelerometers located on the ground and on top floor, and then collected microtremors at the same location of the accelerometers. The agreement between the results obtained with microtremors and earthquakes has encouraged extending ambient noise measurements to a large number of buildings. We analysed the data with the above‐mentioned methods to obtain the two main translational frequencies in orthogonal directions and their relative damping for 80 buildings in the urban areas of Potenza and Senigallia (Italy). The frequencies determined with different techniques are in good agreement. We do not have the same satisfactory results for the estimates of damping: the NonPaDAn provides estimates that are less dispersed and grouped around values that appear to be more realistic. Finally, we have compared the measured frequencies with other experimental results and theoretical models. Our results confirm, as reported by previous authors, that the theoretical period–height relationships overestimate the experimental data. Copyright © 2008 John Wiley & Sons, Ltd.     

Microzonation of Potenza (Southern Italy) in terms of spectral intensity ratio using joint analysis of earthquakes and ambient noise

A temporary seismic network composed of 11 stations was installed in the city of Potenza (Southern Italy) to record local and regional seismicity within the context of a national project funded by the Italian Department of Civil Protection (DPC). Some stations were moved after a certain time in order to increase the number of measurement points, leading to a total of 14 sites within the city by the end of the experiment. Recordings from 26 local earthquakes (M_l 2.2−3.8 ) were analyzed to compute the site responses at the 14 sites by applying both reference and non-reference site techniques. Furthermore, the Spectral Intensity (SI) for each local earthquake, as well as their ratios with respect to the values obtained at a reference site, were also calculated. In addition, a field survey of 233 single station noise measurements within the city was carried out to increase the information available at localities different from the 14 monitoring sites. By using the results of the correlation analysis between the horizontal-to-vertical spectral ratios computed from noise recordings (NHV) at the 14 selected sites and those derived by the single station noise measurements within the town as a proxy, the spectral intensity correction factors for site amplification obtained from earthquake analysis were extended to the entire city area. This procedure allowed us to provide a microzonation map of the urban area that can be directly used when calculating risk scenarios for civil defence purposes. The amplification factors estimated following this approach show values increasing along the main valley toward east where the detrital and alluvial complexes reach their maximum thickness.     

Site response in Tecoman,Colima, Mexico—I: Comparison of results from different instruments and analysis techniques

This paper presents a study of site effects in the urban area of Tecoman in Colima, Mexico. A variety of instruments (both accelerometers and seismometers) were used to record earthquakes and ambient vibration throughout the city. Earthquake records were analysed using several techniques to estimate site effects: spectral ratios relative to a reference station, spectral ratios of the horizontal components relative to the vertical recorded at the same site, and a parametric inversion of Fourier spectra. Ambient noise records were used to estimate a local transfer function using horizontal to vertical spectral ratios. The results show that local amplification at Tecoman is significant. Dominant frequency varies between 0.5 and 0.7 Hz, suggesting a large thickness of the soft sedimentary deposits. We did not observe systematic variations throughout the city. Our more reliable estimates indicate that maximum amplification is comprised between a factor 6 and 8. Comparisons among different sensors and recorders show that all combinations between velocimeters, accelerometers, and recorders provide reliable results provided that the electronic noise is smaller than the noise being recorded. This is notably not the case for accelerometers at quiet sites and for frequencies smaller than 2 Hz. This explains why previous studies disagree as to the usefulness of accelerometers to record ambient noise for site effect studies. This factor is, however, a function of noise amplitude at each site.     

Preliminary seismic microzonation of Sivas city (Turkey) using microtremor and refraction microtremor (ReMi) measurements

Sivas city, located in the inner east part of Anatolia (Turkey), is far from seismic sources. However, the city is under risk owing to strong earthquakes occurring around the area, and different soil conditions that can produce variation in the ground motion amplification. Microzonation of cities provides a basis for site-specific hazard analysis in urban settlements. In particular, seismic microzonation can be achieved by means of detailed seismic assessment of the area, including earthquake recordings and geological studies. In this paper, we propose a preliminary microzonation map for the city of Sivas, based on the variation in the dominant periods of the sediments covering the area. The periods are retrieved from microtremor measurements conducted at 114 sites, using the horizontal-to-vertical spectral ratio technique. The results of microtremor analysis were compared with those obtained from refraction microtremor measurements at two profiles crossing the studied area. According to the classification of dominant periods, Sivas area can be divided into four zones, probably prone to different levels of seismic hazard. However, specific studies including analysis of weak earthquakes are required in the future to validate our microzonation map.     

Extensive characterization of Italian accelerometric stations from single-station ambient-vibration measurements

This paper describes the analyses of the single-station ambient-vibration measurements performed on the Italian accelerometric network to detect site resonance phenomena potentially affecting earthquake recordings. The use of low cost, high quality microtremor measurement can be helpful to discriminate among soil classes, since several classification schemes based on resonance frequencies were proposed in the last decades. Operatively, in the framework of the Italian Strong Motion Database project (DPC-INGV 2007–2009 S4; ), soil resonance frequencies have been evaluated from more than 200 ambient vibration measurements in correspondence of accelerometric stations included in ITACA (). The noise recordings have been analyzed using the same numerical protocol in order to standardize the results. Particular attention has been paid to evaluate the quality of measurements and to develop an on-purpose mathematical tool to automatically estimate the peaks in the horizontal-to-vertical spectral ratio (HVSR) curve. The reliability of the resonance frequencies from HVSR has been tested by comparing estimates provided by independent methods (modeling or earthquake recordings). The test confirmed the reliability of the microtremor HVSR for assessing the resonance frequencies of the examined sites.     

中国大陆背景噪声成像研究及应用前景

对长时间序列的背景地震噪声进行互相关计算可以得到台站间的经验格林函数,这种方法不依赖天然地震及人工震源,仅利用台站记录的背景噪声就能得到地下结构,该方法可以更为便捷地获得地震活动性较低地区的地下构造.随着背景噪声层析成像技术的发展应用,该方法会进一步提高地壳上地幔速度模型的分辨率.本文综述了背景噪声成像技术及其在中国大...