Computation of sliding displacements of bridge abutments by pseudo-dynamic method

The paper focuses on seismic sliding displacement calculations of gravity wall bridge abutments when subjected to passive condition during earthquakes. Pseudo-dynamic approach has been used for the calculation of the passive seismic earth pressure. A novel element of the present investigation is the computation of seismic passive earth pressure coefficients by considering the composite curved rupture surface behind the abutment wall in the framework of limit equilibrium method. Sliding failure along the wall base is considered in the new pseudo-dynamic method. The critical seismic acceleration coefficient for sliding and sliding component of the displacement, resulting from horizontal and vertical sinusoidal ground accelerations, are computed by using Newmark's sliding block method. The effect of sliding on the response of earth structures is evaluated and comparisons are made between sliding displacements calculated using planar and composite failure mechanisms. Results of the comparative study showed that the assumption of planar failure mechanism for rough soil–wall interfaces significantly overestimates the critical seismic accelerations for sliding and underestimates the sliding displacements.     

Sliding and overturning potential of Christchurch 2011 earthquake records

The 22 February 2011 M_w 6.3 earthquake produced a number of unique accelerograms in the city of Christchurch and the port of Lyttelton. Four of these records are analyzed in this paper. The two are from the Christchurch Catholic Cathedral College and Christchurch Hospital stations in the center of the city, which were placed on top of loose sandy soils that suffered softening due to liquefaction; one is from the Lyttelton station, Lyttelton Port Company, on a rock outcrop; and one is from the station at the Heathcote Valley Primary School, on stiff colluvial silts and sands near the edge of a steep and stiff sedimentary basin. The (elastic) response spectra are discussed and related to some salient characteristics of the motions. Symmetric and asymmetric sliding of a block resting through Coulomb friction on horizontal or inclined planes and rocking–overturning of rigid blocks, when excited at their base by these records, offer a strong indication of their ‘destructiveness potential’. The corresponding sliding and overturning spectra of the 2011 records are compared with those of some historic accelerograms to get an understanding of the severity of ground shaking that caused 170 deaths and heavy geotechnical and structural damage in the city of Christchurch. The possible role played by the unusually large vertical accelerations is also explored. Copyright © 2012 John Wiley & Sons, Ltd.     

Hydrodynamic pressures and response of gravity dams to vertical earthquake component

Hydrodynamic pressures and structural response of concrete gravity dams, including dam-reservoir interaction, due to the vertical component of earthquake ground motions are investigated. The response of the dam is approximated by the deformations in the fundamental mode of vibration, and the effects of deformability of bed rock on hydrodynamic pressures are recognized in the analysis. Expressions for the complex frequency response functions for the dam displacement, dam acceleration and lateral hydrodynamic force are derived. These results along with the Fast Fourier Transform algorithm are utilized to compute the time-history of responses of dams of 100, 300 and 600 ft height, with full reservoir, for different values of elastic modulus of mass concrete: 3.0, 3.5, 4.0, 4.5 and 5.0 million psi, to the vertical component of El Centro, 1940, and Taft, 1952, ground motions. It is concluded that the hydrodynamic forces caused by vertical ground motion are affected substantially by damreservoir interaction and depend strongly on the modulus of elasticity of the dam. The dam response to the vertical component of ground motion is compared with that due to the horizontal component. It is concluded that because the vertical component of ground motion causes significant hydrodynamic forces in the horizontal direction on a vertical upstream face, responses to the vertical component of ground motion are of special importance in analysis of concrete gravity dams subjected to earthquakes.     

Dynamic behavior of a smart device on a surface subjected to earthquake motion

This paper leverages concepts from an existing model to simulate the planar response of a smart device subjected to friction forces induced by an underlying moving plane. An interpolation technique is used to enhance detection of transition points (between sticking and sliding states), which must be accurately identified because of the frequency of their occurrence during seismic motion. The behavior of a smart device on an unconstrained table or desk, which is itself on a moving floor, is introduced and discussed. After validation of the results using experimental data, the revised model is used to study the sliding potential of smart devices on a surface during strong seismic events. Sliding spectra associated with selected ground motions are presented and extended to incorporate the effect of vertical accelerations with the purpose of assessing their influence. It is shown that vertical accelerations have a minimal effect on the sliding behavior of smart devices and that a “probability of exceeding the slip limit” curve can be developed to relate the probability of sticking to a demand parameter that represents the ground motion.     

SV波斜入射下混凝土重力坝易损性分析

易损性分析是评估不同强度地震作用下混凝土重力坝各级破坏概率的有效方法。目前重力坝易损性分析通常假定地震波为垂直入射,然而在近断层区域,地震波往往是倾斜入射的,地震波斜入射对重力坝地震响应有显著影响。从太平洋地震工程研究中心数据库选取16条地震动记录,采用黏弹性人工边界结合等效节点荷载实现SV波斜入射波动输入。采用增量动力分析方法对地震动峰值加速度进行调幅,以印度Koyna混凝土重力坝为研究对象,以坝顶相对位移为抗震性能指标,建立SV波斜入射下重力坝不同震损等级的易损性曲线。结果表明,与垂直入射相比,相同震损等级和相同地震动强度下,斜入射时重力坝破坏概率减小;当PGA接近重力坝实际遭受的地震动强度时,入射角为15°和30°时破坏概率与垂直入射相比最大减小率分别为27.3%和68.2%;各地震强度下,15°和30°斜入射相对于垂直入射的破坏概率差异值最大分别达36.6%、83.9%。因此,混凝土重力坝抗震性能分析应考虑地震波斜入射的影响。研究结果也可为近断层区域混凝土重力坝安全风险评估提供参考。     

Seismic dynamic response by approximate methods

Current seismic safety evaluation for earth dams relies on approximate methods of analysis for prediction of non-linear, transient, dynamic response. One of these approximate methods uses a Strain Reduction Factor (SRF), and has been widely applied in a variety of one-dimensional and two-dimensional soil structural analyses. A second method considered, Equivalent Temporal Damping (ETD), has been previously applied to several seismic dynamic analyses of earth dams. The relative accuracy of the two methods is assessed by comparing them with incremental plasticity, nearly exact numerical solutions. For a simple shear element subjected to deterministic and non-stationary random input accelerations, a serious overprediction of the maximum peak shear response occurs by the SRF method, whereas the ETD results agree very closely with the incremental plasticity solutions. The SRF and ETD methods are also applied to seismic dynamic response analysis of a Vertical Soil Column system, and the same trends as established in the previous case are observed. It is concluded that, in lieu of combined incremental plasticity and finite difference or finite element numerical solutions, the ETD approach is the more accurate of the methods tested for seismic dynamic response analysis of earth dams.     

Effects of reservoir bottom absorption on earthquake response of concrete gravity dams

A procedure is presented to analyse the response of concrete gravity dams due to horizontal and vertical earthquake ground motion components considering dam-water interaction and partial absorption of hydrodynamic pressure waves at the reservoir bottom into the foundation medium. The effects of reservoir bottom absorption on the hydrodynamic force on a rigid dam are examined first. The harmonic response of an idealized dam cross-section is presented for a wide range of parameters characterizing the properties of the dam, the impounded water and the foundation medium. Based on these frequency response functions the effects of dam-water interaction and of reservoir bottom absorption in the response of dams due to horizontal and vertical components of ground motion are investigated.     

Free‐field rotations during earthquakes: Relevance on buildings

Soil rotations around horizontal axes, during an earthquake, are studied through records collected by closely spaced arrays of strong motion accelerometers. The cross power spectrum of accelerations at nearby stations has been generally utilized to describe the spatial distribution of the motion. A number of cross spectra have been obtained during the training of these arrays. To take profit of these elaborations, a mathematical relation is established between the cross power spectrum and the power spectrum of the rotation. Rotation data presented by Liu et al, concerning 52 earthquake records collected at a single station in Taiwan, are compared with rotation data computed according to our procedure. The two series of data are suitably normalized to the peak horizontal acceleration. The data are shown in function of the distance from epicentre. The same ratio, computed according to our procedure, is in good agreement with the average value of these data. Direct measurements and the present approach have lead to evaluations of rotation higher than those predicted by mathematical investigations on the basis of the wave propagation theory, for comparable circumstances. The relevance of this input motion for relatively tall structures is examined, with reference to the structural effects that the horizontal motion concurrently provides. Meaningful will be ranked those effects of the order of magnitude of 20% or higher than those implied by the horizontal excitation. For understanding the relevance on building structures, the procedure has two areas of concern: 1) the coherence implicit in the cross power spectra, which depends on the interpolation process of the original records, collected in the arrays of instruments, and 2) the relative importance of the vertical to the horizontal input motion. As to the second item, the relevance of the rotation component on structures largely depends on the relative importance of the vertical to the horizontal input motion. When the records in an area a few km from the epicenter are considered, the response spectrum of vertical motion is comparable and in some records even higher, than that of horizontal motion, over the entire range of frequencies. This has been observed as well for the 2009 earthquake event of L'Aquila, Italy, and that at the Christchurch (New Zealand) 2011. When the response spectrum of vertical motion is comparable to that of horizontal motion, the effects of rotational motions on most engineering structures can be meaningful. Copyright © 2011 John Wiley & Sons, Ltd.     

Dynamic analysis of stacked rigid blocks

The dynamic behavior of a structural model of two stacked rigid blocks subjected to ground excitation is examined. Assuming no sliding, the rocking response of the system standing free on a rigid foundation is investigated. The derivation of the equations of motion accounts for the consecutive transition from one pattern of motion to another, each being governed by a set of highly nonlinear differential equations. The system behavior is described in terms of four possible patterns of response and impact between either the two blocks or the base block and the ground. The equations governing the rocking response of the system to horizontal and vertical ground accelerations are derived for each pattern, and an impact model is developed by conservation of angular momentum considerations. Numerical results are obtained by developing an ad hoc computational scheme that is capable of determining the response of the system under an arbitrary base excitation. This feature is demonstrated by using accelerograms from the Northridge, CA, 1994, earthquake. It is hoped that the two-blocks model used herein can facilitate the development of more sophisticated multi-block structural models.     

Effects of near-fault and far-fault ground motions on nonlinear dynamic response and seismic damage of concrete gravity dams

As the forward directivity and fling effect characteristics of the near-fault ground motions, seismic response of structures in the near field of a rupturing fault can be significantly different from those observed in the far field. The unique characteristics of the near-fault ground motions can cause considerable damage during an earthquake. This paper presents results of a study aimed at evaluating the near-fault and far-fault ground motion effects on nonlinear dynamic response and seismic damage of concrete gravity dams including dam-reservoir-foundation interaction. For this purpose, 10 as-recorded earthquake records which display ground motions with an apparent velocity pulse are selected to represent the near-fault ground motion characteristics. The earthquake ground motions recorded at the same site from other events that the epicenter far away from the site are employed as the far-fault ground motions. The Koyna gravity dam, which is selected as a numerical application, is subjected to a set of as-recorded near-fault and far-fault strong ground motion records. The Concrete Damaged Plasticity (CDP) model including the strain hardening or softening behavior is employed in nonlinear analysis. Nonlinear dynamic response and seismic damage analyses of the selected concrete dam subjected to both near-fault and far-fault ground motions are performed. Both local and global damage indices are established as the response parameters. The results obtained from the analyses of the dam subjected to each fault effect are compared with each other. It is seen from the analysis results that the near-fault ground motions, which have significant influence on the dynamic response of dam–reservoir–foundation systems, have the potential to cause more severe damage to the dam body than far-fault ground motions.     

Floor response spectra in RC frame structures designed according to Eurocode 8

Nonstructural components (NSCs) should be subjected to a careful and rational seismic design, in order to reduce the economic loss and to avoid threats to the life safety, as well as what concerns structural elements. The design of NSCs is based on the evaluation of the maximum inertia force, which is related to the floor spectral accelerations. The question arises as to whether Eurocode 8 is able to predict actual floor response spectral accelerations occurring in structures designed according to Eurocode 8. A parametric study is conducted on five RC frame structures in order to evaluate the floor response spectra. The structures, designed according to Eurocode 8, are subjected to a set of earthquakes, compatible with the design response spectrum. Time-history analyses are performed both on elastic and inelastic models of the considered structures. Eurocode formulation for the evaluation of the seismic demand on NSCs does not well fit the numerical results. Some comments on the target spectrum provided by AC 156 for the seismic qualification of NSC are also included.     

Recent applications of sliding block theory to geotechnical design

The sliding block theory was proposed by Newmark for determining the permanent displacement of embankments and dams under earthquake loading. This paper highlights recent applications of sliding block theory to different geotechnical structures. The equations to determine seismic factor of safety, yield acceleration and permanent displacement are given for rock block, soil slope, landfill cover, geosynthetic-reinforced soil retaining wall, and composite breakwater. The presented equations for seismic stability degenerate to that of static stability in the absence of earthquake. The permanent displacement for various structures can be obtained from that of a horizontal sliding block through a correction factor. A simplified procedure is included for the permanent displacement under vertical acceleration. The sliding block approach is rational for design under high seismic load.     

Dynamics of submerged intake towers including interaction with dam and foundation

The dynamics of a coupled concrete gravity dam-intake tower–reservoir water–foundation rock system is numerically studied considering two hollow slender towers submerged in reservoir of gravity dam. The system is investigated in the frequency-domain using frequency response functions of the dam and the towers, and in the time-domain using time-history seismic analysis under a real earthquake ground motion. The analyzes are separately conducted under horizontal and vertical ground motions. The coupled system is three-dimensionally modeled using finite elements by Eulerian–Lagrangian approach. It is shown that presence of the dam significantly influences the dynamic response of the towers under both horizontal and vertical excitations; however the dam is not affected by the towers. When the dam is present in the model, the water contained inside the towers has different effects if the foundation is rigid, but it alleviates the towers motion if the foundation is flexible. It is concluded that the effects of foundation interaction are of much importance in the response of tall slender towers when they are located near concrete gravity dams.     

Effects of reservoir bottom absorption and dam-water-foundation rock interaction on frequency response functions for concrete gravity dams

The linear response of an idealized concrete gravity dam monolith to harmonic horizontal or vertical ground motion is presented for a range of the important system parameters that characterize the properties of the dam, foundation rock, impounded water and reservoir bottom materials. Based on these frequency response functions, the effects of alluvium and sediments at the reservoir bottom on the response of the dam, including its interaction with the impounded water and foundation rock, are investigated. It is shown that the partial absorption of hydrodynamic pressure waves by the reservoir bottom materials has an important effect on the dynamic response of concrete gravity dams.     

Seismic stability of concrete gravity dams strengthened by rockfill buttressing

Rockfill buttressing resting on the downstream face of masonry or concrete gravity dam is often considered as a strengthening method to improve the stability of existing dam for hydrostatic and seismic loads. Simplified methods for seismic stability analysis of composite concrete-rockfill dams are discussed. Numerical analyses are performed using a nonlinear rockfill model and nonlinear dam-rockfill interface behavior to investigate the effects of backfill on dynamic response of composite dams. A typical 35 m concrete gravity dam, strengthened by rockfill buttressing is considered. The results of analyses confirm that backfill can improve the seismic stability of gravity dams by exerting pressure on the dam in opposition to hydrostatic loads. According to numerical analyses results, the backfill pressures vary during earthquake base excitations and the inertia forces of the backfill are the main source for those variations. It is also shown that significant passive (or active) pressure cannot develop in composite dams with a finite backfill width. A simplified model is also proposed for dynamic analysis of composite dam by replacing the backfill with by a series of vertical cantilever shear beams connected to each other and to the dam by flexible links.     

Seismic fragility assessment of concrete gravity dams

Many concrete gravity dams have been in service for over 50 years, and over this period important advances in the methodologies for evaluation of natural phenomena hazards have caused the design‐basis events for these dams to be revised upwards. Older existing dams may fail to meet revised safety criteria and structural rehabilitation to meet such criteria may be costly and difficult. Fragility assessment provides a tool for rational safety evaluation of existing facilities and decision‐making by using a probabilistic framework to model sources of uncertainty that may impact dam performance. This paper presents a methodology for developing fragilities of concrete gravity dams to assess their performance against seismic hazards. The methodology is illustrated using the Bluestone Dam on the New River in West Virginia, which was designed in the late 1930s. The seismic fragility assessment indicated that sliding along the dam–foundation interface is likely if the dam were to be subjected to an earthquake with a magnitude of the maximum credible earthquake (MCE) specified by the U.S. Army Corps of Engineers. Moreover, there will likely be tensile cracking at the neck of the dam at this level of seismic excitation. However, loss of control of the reservoir is unlikely. Copyright © 2003 John Wiley & Sons, Ltd.     

2008年古田4．1、4．6级地震强震动观测记录

水口水电站重力坝强震反应台阵在古田ML4．1、ML4．6地震中获得了强震资料,通过对观测资料初步分析,得到以下认识：如果仅用基岩自由场顺河向振动的峰值加速度进行估算．该大坝遭受的地震强度达到Ⅵ度。这与通过现场灾害评估得出大坝位于V度区外的结论相悖：坝底和基岩自由场竖直向和顺河向振动情况一致,但幅度存在差异;对于坝体的峰值加速度,相比较于坝底,坝中部三方向均有不同程度的放大,坝顶三方向均有不同程度的缩小：从坝底至坝顶。峰值加速度出现滞后现象,但并不明显,说明坝体刚性较大。此次地震中坝体主要呈整体振动特性。     

Response of sliding structures to earthquake support motion

To study the effectiveness of sliding supports in isolating structures from damaging earthquake ground motions, a mathematical model of a single degree of freedom structure supported on a sliding foundation and subjected to the N-S component of the El Centro 1940 earthquake is considered. Spectra for absolute accelerations, relative displacements, relative-to-ground displacements, sliding displacements and residual sliding displacements are evaluated for three mass ratios, four coefficients of friction and a damping of 5 per cent critical. It is observed that, for structures with periods less than 1-8 s, for the coefficients of friction considered, the suprema of relative-to-ground displacements, sliding displacements and residual sliding displacements are only of the order of 1–25 times the peak ground displacement. To study the response sensitivities, the spectra for absolute acceleration and sliding displacement of the 1949 Olympia earthquake (S86E component) are also presented. It is concluded that sliding supports can be quite effective in isolating structures from support excitations.     

Seismic demand models for probabilistic risk analysis of near fault vertical ground motion effects on ordinary highway bridges

The influence of vertical ground motions on the seismic response of highway bridges is not very well understood. Recent studies suggest that vertical ground motions can substantially increase force and moment demands on bridge columns and girders and cannot be overlooked in seismic design of bridge structures. For an evaluation of vertical ground motion effects on the response of single‐bent two‐span highway bridges, a systematic study combining the critical engineering demand parameters (EDPs) and ground motion intensity measures (IMs) is required. Results of a parametric study examining a range of highway bridge configurations subjected to selected sets of horizontal and vertical ground motions are used to determine the structural parameters that are significantly amplified by the vertical excitations. The amplification in these parameters is modeled using simple equations that are functions of horizontal and vertical spectral accelerations at the corresponding horizontal and vertical fundamental periods of the bridge. This paper describes the derivation of seismic demand models developed for typical highway overcrossings by incorporating critical EDPs and combined effects of horizontal and vertical ground motion IMs depending on the type of the parameter and the period of the structure. These models may be used individually as risk‐based design tools to determine the probability of exceeding the critical levels of EDP for pre‐determined levels of ground shaking or may be included explicitly in probabilistic seismic risk assessments. Copyright © 2011 John Wiley & Sons, Ltd.     

近断层竖向与水平向加速度反应谱比值特征

显著的竖向地震动是近断层地震动区别于远场地震动的重要特征之一,为更合理地确定竖向地震动作用,研究了近断层区域竖向地震动的反应谱特征及其与水平向反应谱比值的影响因素.首先,选取1952—1999年世界范围内震级在M5.4—7.6之间的18次地震的地震动记录,研究竖向地震加速度反应谱及其与水平向加速度反应谱比值特征;然后统计分析了断层距、场地条件、震级以及断层机制对竖向与水平向加速度反应谱比的影响.结果表明,一般情况下竖向加速度具有更丰富的短周期分量,并且竖向加速度反应谱衰减较慢;断层距在20km以内的近断层区域、软弱土层场地、中等震级地震和逆断层大震级中长周期范围等条件下,具有较大的竖向与水平向加速度反应谱比值;在近断层区域的结构抗震设计中应充分考虑竖向地震动的影响.