Mitigation measures for earthquake induced pounding effects on seismic performance of adjacent buildings

Post-earthquake damages investigation in past and recent earthquakes has illustrated that the building structures are vulnerable to severe damage and/or collapse during moderate to strong ground motion. Among the possible structural damages, seismic induced pounding has been commonly observed in several earthquakes. A parametric study on buildings pounding response as well as proper seismic hazard mitigation practice for adjacent buildings is carried out. Three categories of recorded earthquake excitation are used for input excitations. The effect of impact is studied using linear and nonlinear contact force model for different separation distances and compared with nominal model without pounding consideration. The severity of the impact depends on the dynamic characteristics of the adjacent buildings in combination with the earthquake characteristics. Pounding produces acceleration and shear forces/stresses at various story levels that are greater than those obtained from the no pounding case, while the peak drift depends on the input excitation characteristics. Also, increasing gap width is likely to be effective when the separation is sufficiently wide to eliminate contact. Furthermore, it is effective to provide a shock absorber device system for the mitigation of impact effects between adjacent buildings with relatively narrow seismic gaps, where the sudden changes of stiffness during poundings can be smoothed. This prevents, to some extent, the acceleration peaks due to impact. The pounding forces exerted on the adjacent buildings can be satisfactorily reduced.     

Use of collision shear walls to minimize seismic separation and to protect adjacent buildings from collapse due to earthquake‐induced pounding

The use of collision shear walls (bumper‐type), acting transversely to the side subject to pounding, as a measure to minimize damage of reinforced concrete buildings in contact, is investigated using 5‐story building models. The buildings were designed according to the Greek anti‐seismic and reinforced concrete design codes. Owing to story height differences potential pounding in case of an earthquake will occur between floor slabs, a case specifically chosen because this is when pounding can turn out to be catastrophic. The investigation is carried out using nonlinear dynamic analyses for a real earthquake motion and also a simplified solution for a triangular dynamic force of short duration, comparable to the forces caused by pounding. For such analyses, nonlinear, prismatic beam–column elements are used and the effects of pounding are expressed in terms of changes in rotational ductility factors of the building elements. The local effects of pounding on the collision shear walls are investigated using a detailed nonlinear finite element model of the shear walls and results are expressed in terms of induced stresses. It is found that pounding will cause instantaneous acceleration pulses in the colliding buildings and will somewhat increase ductility demands in the members of the top floor, but all within tolerable limits. At the same time the collision walls will suffer repairable local damage at the points of contact, but will effectively protect both buildings from collapse, which could occur if columns were in the place of the walls. Copyright © 2008 John Wiley & Sons, Ltd.     

On poundings of a seismically isolated building with adjacent structures during strong earthquakes

This paper presents selected indicative results from an extensive parametric investigation that has been performed in order to assess the effects of potential earthquake‐induced poundings on the overall dynamic response of seismically isolated buildings. In particular, a seismically isolated building and its adjacent fixed‐supported buildings are subjected to various earthquake excitations that induce structural impact among the buildings in series. The results indicate that the seismically isolated building may hit against the adjacent buildings at the upper floor levels before the occurrence of any pounding at the isolation level with the surrounding moat wall. The severity of the impact depends on the dynamic properties of the adjacent buildings, in combination with the earthquake characteristics. Copyright © 2009 John Wiley & Sons, Ltd.     

Damage‐based seismic planar pounding analysis of adjacent symmetric buildings considering inelastic structure–soil–structure interaction

In cities and urban areas, building structures located at close proximities inevitably interact under dynamic loading by direct pounding and indirectly through the underlying soil. Majority of the previous adjacent building pounding studies that have taken the structure–soil–structure interaction (SSSI) problem into account have used simple lumped mass–spring–dashpot models under plane strain conditions. In this research, the problem of SSSI‐included pounding problem of two adjacent symmetric in plan buildings resting on a soft soil profile excited by uniaxial earthquake loadings is investigated. To this end, a series of SSSI models considering one‐directional nonlinear impact elements between adjacent co‐planar stories and using a method for direct finite element modeling of 3D inelastic underlying soil volume has been developed to accurately study the problem. An advanced inelastic structural behavior parameter, the seismic damage index, has been considered in this study as the key nonlinear structural response of adjacent buildings. Based on the results of SSSI and fixed base case analyses presented herein, two main problems are investigated, namely, the minimum building separation distance for pounding prevention and seismic pounding effects on structural damage in adjacent buildings. The final results show that at least three times, the International Building Code 2009 minimum distance for building separation recommended value is required as a clear distance for adjacent symmetric buildings to prevent the occurrence of seismic pounding. At the International Building Code‐recommended distance, adjacent buildings experienced severe seismic pounding and therefore significant variations in storey shear forces and damage indices. Copyright © 2016 John Wiley & Sons, Ltd.     

Observations on the building damages after 19 May 2011 Simav (Turkey) earthquake

An earthquake with a magnitude of 5.7 $(\text{ M}_{\mathrm{L}})$ has struck Simav, Kutahya located in the western part of Turkey on May 19, 2011. The ground motion caused observable damage within 25 km radius from the epicenter. Although the earthquake is moderate, its effects on the structures are serious. This paper presents the observations on seismic damages of reinforced concrete (RC) and masonry structures. Common reasons of damage in RC buildings are: low quality of concrete, detailing mistakes of reinforcement, short column, pounding, overhangs and misconstructed gable and outer infill wall parts. Interesting cases related to these deficiencies are reported. Damages in the masonry buildings are due to lack of connection between orthogonal walls and unsuitable location and dimension of openings. The damages at structures are more noticeable at regions with unfavorable soil conditions like plain regions or foothills. However, on stiffer soils at hilly sides, the damages seem to be more limited and masonry structures are observed to be less affected compared to the RC ones. The damages in RC buildings found to be increasing with story number for light damage states. However, for heavier damage states, 4–5 story buildings are observed to be the most damaged.     

Performance of base‐isolated reinforced concrete buildings under bidirectional seismic excitation considering pounding with retaining walls including friction effects

Seismic pounding of base‐isolated buildings has been mostly studied in the past assuming unidirectional excitation. Therefore, in this study, the effects of seismic pounding on the response of base‐isolated reinforced concrete buildings under bidirectional excitation are investigated. For this purpose, a three‐dimensional finite element model of a code‐compliant four‐story building is considered, where a newly developed contact element that accounts for friction and is capable of simulating pounding with retaining walls at the base, is used. Nonlinear behavior of the superstructure as well as the isolation system is considered. The performance of the building is evaluated separately for far‐fault non‐pulse‐like ground motions and near‐fault pulse‐like ground motions, which are weighted scaled to represent two levels of shaking viz. the design earthquake (DE) level and the risk‐targeted maximum considered earthquake (MCE_R) level. Nonlinear time‐history analyses are carried out considering lower bound as well as upper bound properties of isolators. The influence of separation distance between the building and the retaining walls at the base is also investigated. It is found that if pounding is avoided, the performance of the building is satisfactory in terms of limiting structural and nonstructural damage, under DE‐level motions and MCE_R‐level far‐fault motions, whereas unacceptably large demands are imposed by MCE_R‐level near‐fault motions. In the case of seismic pounding, MCE_R‐level near‐fault motions are found to be detrimental, where the effect of pounding is mostly concentrated at the first story. In addition, it is determined that considering unidirectional excitation instead of bidirectional excitation for MCE_R‐level near‐fault motions provides highly unconservative estimates of superstructure demands. Copyright © 2014 John Wiley & Sons, Ltd.     

Seismic performance of buildings during 2011 Van earthquakes and rebuilding efforts

The October 23, 2011 M7.2 Tabanli- Van and November 9, 2011 M5.2 Edremit – Van earthquakes caused damage in a widespread area across the Van province in Turkey. The ground motions, the damage caused by these earthquakes and the recent progress related to recovery efforts are presented herein. First, the key properties of the recorded strong ground motions like spectral amplitudes and directionality are evaluated. The observed damage in the affected reinforced concrete and masonry structures are discussed. The set of common structural damage mechanisms(i.e., soft story failure, torsional response due to plan irregularity, short column failure, pull out failure, pounding) observed in the damaged buildings were identified. The relationship between the key structural properties and the extent of damage is investigated. The primary loss drivers across the region were identified to be the poor quality of workmanship and improper use of building materials. The results from the investigation suggest that a large portion of the loss could have been prevented if sufficient attention and care were given to the implementation of the design regulations and in particular to the construction practice. Lastly, the recent progress in the ongoing rebuilding activities is presented.     

Dynamics of pounding when two buildings collide

A formulation and solution of the multiple-degree-of-freedom equations of motion for pounding between two multistorey buildings are presented. Pounding occurs at rigid horizontal diaphragms in each building. The theory is implemented into a microcomputer program and sample earthquake analyses involving pounding between 15-storey and 8-storey buildings are performed. The influence of building separation, relative mass, and contact location properties are assessed. Conclusions are drawn regarding response behaviour trends that are relevant to other actual pounding situations.     

Observed failure modes of unreinforced masonry buildings during the 2015 Hindu Kush earthquake

On 26 th October 2015, an Mw 7.5 earthquake struck northern Pakistan, with its epicenter located 45 km southwest of Jarm in the Hindu Kush region of Afghanistan. The earthquake resulted from reverse faulting at a depth of 210 km, resulting in 280 fatalities and substantial damage to some 109,123 buildings. Regional seismicity, characteristics of recorded strong motions, damage statistics, and building performance observations are presented. Earthquake damage was mostly constrained to seismic-deficient unreinforced masonry(URM) buildings. Typical failure modes included toppled minarets, partial or complete out of plane collapse of URM walls, diagonal shear cracking in piers, flexural cracking in spandrels, corner damage, pounding damage, and damage due to ground settlement. The majority of human loss resulted due to failure of URM walls and subsequent roof collapse. URM buildings located in rural hilly areas closer to the epicenter suffered more intense and frequent damage than urban URM buildings located farther away in larger cities.     

Softening effects of RC nonstructural flat walls on ductile concrete buildings

Nonstructural reinforced concrete flat walls architecturally designed as exterior/partition walls in concrete buildings were severely damaged by the 2011 earthquake off the Pacific coast of Tohoku. This damage was observed in the monolithic nonstructural flat walls of relatively old ductile concrete buildings. Although these flat walls might affect the overall seismic performance and behavior of a building, the nonstructural wall effects have not been clarified because of the complex interactions among the structural components. To understand these effects, this paper conducts an experimental and numerical investigation of the nonstructural wall effects, focusing on a typical residential building damaged by the 2011 earthquake. A single‐story, one‐bay moment‐resisting frame model of the building with a nonstructural flat wall was tested to clarify the fundamental behavior. The results reveal that the wall significantly contributed to the seismic performance of the overall frame until it failed in shear, subsequently losing structural effectiveness. Such experimental wall behavior could be simulated by the isoparametric element model. Moreover, the structural effects of the nonstructural flat walls on the global seismic performance and behavior of the investigated building were discussed through earthquake response analyses using ground motions recorded near the building site and pushover analyses. Consequently, the building damage could be simulated in an analytical case considering the nonstructural flat walls, showing larger inter‐story drifts in the lower stories due to softening of the walls. The analytical results also indicated that the softening of the nonstructural flat walls decreased the building ductility, as defined by ultimate inter‐story drifts. Copyright © 2017 John Wiley & Sons, Ltd.     

基于BIM的建筑地震受损程度评估模型设计

由于在变形和累积耗能的建筑地震受损程度评估模型,是将建筑划分为五个状态水平,未研究建筑环境性能,评估结果误差较大。因此设计基于BIM的建筑地震受损程度评估模型,采用基于BIM的建筑环境研究与评估方法,考虑建筑环境性能,基于这个思路,依据混凝土单轴Mazars损伤模型,获取三轴状态中的损伤演化方程,得到应变大于损伤阈值时损伤演化方程增量形式,构建混凝土损伤评估模型。经实验证明,所设计模型在地震峰值加速度小于0.31g时,建筑结构大致无缺,在峰值加速度是0.61g时,建筑地震受损指数超过0.8,建筑倒塌;所设计模型评估的平均误差低于0.03,平均评估时间是2.86 s,说明所设计模型能够有效评估建筑地震受损程度,且精度和效率较高。     

Lessons learned from the ＂5.12＂ Wenchuan Earthquake： evaluation of earthquake performance objectives and the importance of seismic conceptual design principles

Many different types of buildings were severely damaged or collapsed during the May 12, 2008 Great Wenchuan Earthquake. Based on survey data collected in regions that were subjected to moderate to severe earthquake intensities, a comparison between the observed building damage, and the three earthquake performance objectives and seismic conceptual design principles specified by the national ＂Code for Seismic Design of Buildings GB50011-2001,＂ was carried out. Actual damage and predicted damage for a given earthquake level for different types of structures is compared. Discussions on seismic conceptual design principles, with respect to multiple defense lines, strong column-weak beam, link beam of shear walls, ductility detailing of masonry structures, exits and staircases, and nonstructural elements, etc. are carried out. Suggestions for improving the seismic design of structures are also proposed. It is concluded that the seismic performance objectives for three earthquake levels, i.e., ＂no failure under minor earthquake level, ＂＂repairable damage under moderate earthquake level＂ and ＂no collapse under major earthquake level＂ can be achieved if seismic design principles are carried out by strictly following the code requirements and ensuring construction quality.     

高架简支梁桥非线性碰撞地震反应分析

本文首先简要分析了碰撞引起的建筑物破坏的现象，并对碰撞研究取得的成果、进展作了阐述、本文还对非线性碰撞单元（gap元）的力学特性进行了分析，最后利用NASTRAN大型通用结构分析程序就伸缩缝度、单（双）边碰撞对碰撞地震反应的影响作了定性分析，得出了许多有益的结论。     

Damage to residential buildings in Hveragerði during the 2008 Ölfus Earthquake: simulated and surveyed results

This study analyses the performance of residential buildings in the town of Hveragerði in South Iceland during the 29 May 2008 Mw 6.3 Ölfus Earthquake. The earthquake occurred very close to the town, approximately 3–4 km from it. Ground shaking caused by the earthquake was recorded by a dense strong-motion array in the town. The array provided high-quality three-component ground acceleration data which is used to quantify a hazard scenario. In addition, surveys conducted in the town in the aftermath of the earthquake have provided information on macroseismic intensity at various locations in the town. Detailed information regarding the building stock in the town is collected, and their seismic vulnerability models are created by using building damage data obtained from the June 2000 South Iceland earthquakes. Damage to buildings are then simulated by using the scenario hazard and vulnerability models. Damage estimates were also obtained by conducting a survey. Simulated damage based on the scenario macroseismic intensity is found to be similar to damage estimated from survey data. The buildings performed very well during the earthquake—damage suffered was only 5 % of the insured value on the average. Correlation between actual damage and recorded ground-motion parameters is found to be statistically insignificant. No significant correlation of damage was observed, even with macroseismic intensity. Whereas significant correlation was observed between peak ground velocity and macroseismic intensity, neither of them appear to be good indicators of damage to buildings in the study area. This lack of correlation is partly due to good seismic capacity of buildings and partly due to the ordinal nature of macroseismic intensity scale. Consistent with experience from many past earthquakes, the survey results indicate that seismic risk in South Iceland is not so much due to collapse of buildings but rather due to damage to non-structural components and building contents.     

Evaluation of a proposed damage index for a set of earthquakes

A damage index computed for a set of ground motions recorded in 11 earthquakes, including the 1985 Mexico City earthquake, the 2010 Chile earthquake, the 2011 Christchurch earthquake, and the 2011 Great East Japan earthquake, is proposed in this paper. The proposed damage index uses some basic parameters of the response of an SDOF system including the maximum hysteretic energy per unit mass that a structure can dissipate under strong ground motions. Control of lateral displacements, especially roof drift ratio of buildings, was found to be important in minimizing seismic damage. The values and distribution of the computed damage index are consistent with global building damage observations for the selected earthquakes. Copyright © 2014 John Wiley & Sons, Ltd.     

Relaxation method for pounding action between adjacent buildings at expansion joint

Earthquake‐induced structural pounding frequently causes serious damage to buildings, particularly at the expansion joint (hereafter, EXPJ) between adjacent buildings. Because the EXPJ width in existing reinforced concrete buildings is usually very small, typically about 5 cm for school buildings in Japan, collision avoidance cannot be achieved by seismic retrofitting. This paper presents an experimental investigation into an effective method for reducing severe structural damage due to pounding at the EXPJ between narrowly separated buildings. The method involves inserting a shock‐absorbing material such as rubber into the EXPJ gap. The efficiency of the proposed method is evaluated by laboratory shaking tests using two model buildings. Furthermore, a lumped mass model is used to carry out a collision analysis in order to numerically investigate the influence of such a shock‐absorbing material. Both the numerical and experimental results confirm the effectiveness of the proposed approach. The validity of the proposed method is also demonstrated by numerical simulation of adjacent 10‐story steel buildings with an EXPJ width of 5 cm. The force, acceleration and velocity produced by earthquake‐induced structural pounding are found to be remarkably mitigated by inserting a soft shock‐absorbing material into the EXPJ gap. Copyright © 2014 John Wiley & Sons, Ltd.     

The structural role played by masonry infills on RC building performances after the 2011 Lorca,Spain, earthquake

On May 11, 2011 an earthquake of magnitude 5.1 ( \(M_{w}\) ) struck Murcia region causing nine casualties and damage to buildings and infrastructures. Even if the main characteristics of the event would classify it as a moderate earthquake, the maximum Peak Ground Acceleration (PGA) registered (equal to 0.37 g) exceeded significantly local code provisions in terms of hazard at the site. This high PGA was a result of directivity effects in the near source region. An overview of earthquake characteristics and damage observed is provided. Notwithstanding the lack of proper structural design characterizing building stock in the area, most of the losses were caused by non-structural damage. According to in field observations, it emerges that masonry infills provided additional, “not designed”, strength to reinforced concrete (RC) buildings. Observed damage data, collected after the earthquake, are shown and compared to the results of a simplified approach for nonstructural damage assessment of RC infilled structures (FAST vulnerability approach). The latter comparison provided a fair accordance between observed data and analytical results.     

Evaluation of the structural damage of high‐rise reinforced concrete buildings using ambient vibrations recorded before and after damage

Evaluation of the degrees of structural damage suffered by high‐rise residential buildings after being subjected to strong ground motions is extremely important to the development of life continuity planning for building residents. However, these evaluations cannot be based on strong‐motion records alone, because earthquake observation equipment is not installed in most such buildings in Japan. In this study, we propose simple equations for estimating the stiffness degradation rate and the peak inter‐story drift ratio (PIDR) by using ambient vibration records instead of strong‐motion records when high‐rise RC buildings are subjected to a severe earthquake. More specifically, we propose one equation that relates the square root of the stiffness degradation rate, which is the ratio of natural frequencies at the maximum response to the preliminary tremor response (elastic state), in strong‐motion records with the ratio of natural frequencies identified from ambient vibrations before and after damage was suffered. We also propose an equation that relates the PIDR with the stiffness degradation rate on the basis of the stiffness‐degrading bilinear restoring force characteristic derived from the strong‐motion records of 13 high‐rise buildings for the 1995 Hyogoken‐Nanbu Earthquake (Mw 6.9) and the 2011 Tohoku‐Oki Earthquake (Mw 9.0). Copyright © 2015 John Wiley & Sons, Ltd.     

基于无人机影像的九寨沟地震建筑物震害定量评估

利用2017年8月8日九寨沟7.0级地震震后获取的无人机影像,结合地面震害调查资料,分析各类建筑物震害特征,建立建筑物震害无人机遥感解译标志;选取地震灾区漳扎镇(部分区域)和荷叶寨2个区域作为研究区,进行了无人机遥感建筑物震害提取,基于遥感震害指数进行了震害定量评估,并与现场建筑物震害调查统计结果进行了比较验证。结果显示,遥感解译建筑物震害与实际震害程度相吻合,表明利用震后快速获取的高分辨率无人机影像,可以较为准确地识别建筑物震害,进而为地震灾害定量评估和应急救援辅助决策提供重要参考。