A copula-based model for air pollution portfolio risk and its efficient simulation

This paper introduces a portfolio approach for quantifying pollution risk in the presence of PM\(_{2.5}\) concentration in cities. The model used is based on a copula dependence structure. For assessing model parameters, we analyze a limited data set of PM\(_{2.5}\) levels of Beijing, Tianjin, Chengde, Hengshui, and Xingtai. This process reveals a better fit for the t-copula dependence structure with generalized hyperbolic marginal distributions for the PM\(_{2.5}\) log-ratios of the cities. Furthermore, we show how to efficiently simulate risk measures clean-air-at-risk and conditional clean-air-at-risk using importance sampling and stratified importance sampling. Our numerical results show that clean-air-at-risk at 0.01 probability level reaches up to \(352\,{\mu \hbox {gm}^{-3}}\) (initial PM\(_{2.5}\) concentrations of cities are assumed to be \(100\,{\mu \hbox {gm}^{-3}}\)) for the constructed sample portfolio, and that the proposed methods are much more efficient than a naive simulation for computing the exceeding probabilities and conditional excesses.     

Regeneration and utilization of nutrients during collapse of a <Emphasis Type="Italic">Mesodinium rubrum</Emphasis> red tide and its influence on phytoplankton species composition

High-biomass red tides occur frequently in some semi-enclosed bays of Hong Kong where ambient nutrients are not high enough to support such a high phytoplankton biomass. These high-biomass red tides release massive inorganic nutrients into local waters during their collapse. We hypothesized that the massive inorganic nutrients released from the collapse of red tides would fuel growth of other phytoplankton species. This could influence phytoplankton species composition. We tested the hypothesis using a red tide event caused by Mesodinium rubrum (M. rubrum) in a semi-enclosed bay, Port Shelter. The red tide patch had a cell density as high as 5.0×10⁵ cells L^?1, and high chlorophyll a (63.71 μg L^?1). Ambient inorganic nutrients (nitrate: \(\rm{NO}_3^-\), ammonium: \(\rm{NH}_4^+\), phosphate: \(\rm{PO}_4^{3-}\), silicate: \(\rm{SiO}_4^{3-}\)) were low both in the red tide patch and the non-red-tide patch (clear waters outside the red tide patch). Nutrient addition experiments were conducted by adding all the inorganic nutrients to water samples from the two patches followed by incubation for 9 days. The results showed that the addition of inorganic nutrients did not sustain high M. rubrum cell density, which collapsed after day 1, and did not drive M. rubrum in the non-red-tide patch sample to the same high-cell density in the red tide patch sample. This confirmed that nutrients were not the driving factor for the formation of this red tide event, or for its collapse. The death of M. rubrum after day 1 released high concentrations of \(\rm{NO}_3^-\), \(\rm{PO}_4^{3-}\), \(\rm{SiO}_4^{3-}\), \(\rm{NH}_4^+\), and urea. Bacterial abundance and heterotrophic activity increased, reaching the highest on day 3 or 4, and decreased as cell density of M. rubrum declined. The released nutrients stimulated growth of diatoms, such as Chaetoceros affinis var. circinalis, Thalassiothrix frauenfeldii, and Nitzschia sp., particularly with additions of \(\rm{SiO}_4^{3-}\) treatments, and other species. These results demonstrated that initiation of M. rubrum red tides in the bay was not directly driven by nutrients. However, the massive inorganic nutrients released from the collapse of the red tide could induce a second bloom in low-ambient nutrient water, influencing phytoplankton species composition.     

Spatio-temporal analysis of particulate matter extremes in Seoul: use of multiscale approach

This paper considers a problem of analyzing temporal and spatial structure of particulate matter (PM) data with emphasizing high-level \(\text {PM}_{10}\). The proposed method is based on a combination of a generalized extreme value (GEV) distribution and a multiscale concept from scaling property theory used in hydrology. In this study, we use hourly \(\text {PM}_{10}\) data observed for 5 years on 25 stations located in Seoul metropolitan area, Korea. For our analysis, we calculate monthly maximum values for various duration times and area coverages at each station, and show that their distribution follows a GEV distribution. In addition, we identify that the GEV parameters of \(\text {PM}_{10}\) maxima hold a new scaling property, termed ‘piecewise linear scaling property’ for certain duration times. By using this property, we construct a 12-month return level map of hourly \(\text {PM}_{10}\) data at any arbitrary d-hour duration. Furthermore, we extend our study to understand spatio-temporal multiscale structure of \(\text {PM}_{10}\) extremes over different temporal and spatial scales.     

Contrasted turbulence intensities in the Indonesian Throughflow: a challenge for parameterizing energy dissipation rate

Microstructure measurements were performed along two sections through the Halmahera Sea and the Ombai Strait and at a station in the deep Banda Sea. Contrasting dissipation rates (??) and vertical eddy diffusivities (K _z ) were obtained with depth-averaged ranges of \(\sim [9 \times 10^{-10}-10^{-5}]\) W kg^??1 and of \(\sim [1 \times 10^{-5}-2 \times 10^{-3}]\) m² s^??1, respectively. Similarly, turbulence intensity, \(I={\epsilon }/(\nu N^{2})\) with ν the kinematic viscosity and N the buoyancy frequency, was found to vary seven orders of magnitude with values up to \(10^{7}\). These large ranges of variations were correlated with the internal tide energy level, which highlights the contrast between regions close and far from internal tide generations. Finescale parameterizations of ?? induced by the breaking of weakly nonlinear internal waves were only relevant in regions located far from any generation area (“far field”), at the deep Banda Sea station. Closer to generation areas, at the “intermediate field” station of the Halmahera Sea, a modified formulation of MacKinnon and Gregg (2005) was validated for moderately turbulent regimes with 100 < I < 1000. Near generation areas marked by strong turbulent regimes such as “near field” stations within strait and passages, ?? is most adequately inferred from horizontal velocities provided that part of the inertial subrange is resolved, according to Kolmogorov scaling.     

On approximation for fractional stochastic partial differential equations on the sphere

This paper gives the exact solution in terms of the Karhunen–Loève expansion to a fractional stochastic partial differential equation on the unit sphere \({\mathbb {S}}^{2} \subset {\mathbb {R}}^{3}\) with fractional Brownian motion as driving noise and with random initial condition given by a fractional stochastic Cauchy problem. A numerical approximation to the solution is given by truncating the Karhunen–Loève expansion. We show the convergence rates of the truncation errors in degree and the mean square approximation errors in time. Numerical examples using an isotropic Gaussian random field as initial condition and simulations of evolution of cosmic microwave background are given to illustrate the theoretical results.     

Fragility curves for risk-targeted seismic design maps

Seismic design using maps based on “risk-targeting” would lead to an annual probability of attaining or exceeding a certain damage state that is uniform over an entire territory. These maps are based on convolving seismic hazard curves from a standard probabilistic analysis with the derivative of fragility curves expressing the chance for a code-designed structure to attain or exceed a certain damage state given a level of input motion, e.g. peak ground acceleration (PGA). There are few published fragility curves for structures respecting the Eurocodes (ECs, principally EC8 for seismic design) that can be used for the development of risk-targeted design maps for Europe. In this article a set of fragility curves for a regular three-storey reinforced-concrete building designed using EC2 and EC8 for medium ductility and increasing levels of design acceleration \((\hbox {a}_\mathrm{g})\) is developed. These curves show that structures designed using EC8 against PGAs up to about 1 m/s \(^{2}\) have similar fragilities to those that respect only EC2 (although this conclusion may not hold for irregular buildings, other geometries or materials). From these curves, the probability of yielding for a structure subjected to a PGA equal to \(\hbox {a}_\mathrm{g}\) varies between 0.14 ( \(\hbox {a}_\mathrm{g}=0.7\) m/s \(^{2})\) and 0.85 ( \(\hbox {a}_\mathrm{g}=3\) m/s \(^{2})\) whereas the probability of collapse for a structure subjected to a PGA equal to \(\hbox {a}_\mathrm{g}\) varies between 1.7 \(\times 10^{-7}\) ( \(\hbox {a}_\mathrm{g}=0.7\) m/s \(^{2})\) and 1.0 \(\times 10^{-5}\) ( \(\hbox {a}_\mathrm{g}=3\) m/s \(^{2})\) .     

A supervised committee machine artificial intelligent for improving DRASTIC method to assess groundwater contamination risk: a case study from Tabriz plain aquifer,Iran

Vulnerability maps are designed to show areas of greatest potential for groundwater contamination on the basis of hydrogeological conditions and human impacts. The objective of this research is (1) to assess the groundwater vulnerability using DRASTIC method and (2) to improve the DRASTIC method for evaluation of groundwater contamination risk using AI methods, such as ANN, SFL, MFL, NF and SCMAI approaches. This optimization method is illustrated using a case study. For this purpose, DRASTIC model is developed using seven parameters. For validating the contamination risk assessment, a total of 243 groundwater samples were collected from different aquifer types of the study area to analyze \( {\text{NO}}_{ 3}^{ - } \) concentration. To develop AI and CMAI models, 243 data points are divided in two sets; training and validation based on cross validation approach. The calculated vulnerability indices from the DRASTIC method are corrected by the \( {\text{NO}}_{3}^{ - } \) data used in the training step. The input data of the AI models include seven parameters of DRASTIC method. However, the output is the corrected vulnerability index using \( {\text{NO}}_{3}^{ - } \) concentration data from the study area, which is called groundwater contamination risk. In other words, there is some target value (known output) which is estimated by some formula from DRASTIC vulnerability and \( {\text{NO}}_{3}^{ - } \) concentration values. After model training, the AI models are verified by the second \( {\text{NO}}_{3}^{ - } \) concentration dataset. The results revealed that NF and SFL produced acceptable performance while ANN and MFL had poor prediction. A supervised committee machine artificial intelligent (SCMAI), which combines the results of individual AI models using a supervised artificial neural network, was developed for better prediction of vulnerability. The performance of SCMAI was also compared to those of the simple averaging and weighted averaging committee machine intelligent (CMI) methods. As a result, the SCMAI model produced reliable estimates of groundwater contamination risk.     

Stochastic modelling of relative water permeability in vegetative soils with implications on stability of bioengineered slope

Vegetation is known to influence the hydrological state variables, suction \( \left( \psi \right) \) and volumetric water content (\( \theta_{w} \)) of soil. In addition, vegetation induces heterogeneity in the soil porous structure and consequently the relative permeability (\( k_{r} \)) of water under unsaturated conditions. The indirect method of utilising the soil water characteristic curve (SWCC) is commonly adopted for the determination of \( k_{r} \). In such cases, it is essential to address the stochastic behaviour of SWCC, in order to conduct a robust analysis on the \( k_{r} \) of vegetative cover. The main aim of this study is to address the uncertainties associated with \( k_{r} \), using probabilistic analysis, for vegetative covers (i.e., grass and tree species) with bare cover as control treatment. We propose two approaches to accomplish the aforesaid objective. The univariate suction approach predicts the probability distribution functions of \( {\text{k}}_{\text{r}} \), on the basis of identified best probability distribution of suction. The bivariate suction and water content approach deals with the bivariate modelling of the water content and suction (SWCC), in order to capture the randomness in the permeability curves, due to presence of vegetation. For this purpose, the dependence structure of \( \psi \) and \( \theta_{w} \) is established via copula theory, and the \( k_{r} \) curves are predicted with respect to varying levels of \( \psi - \theta_{w} \) correlation. The results showed that the \( k_{r} \) of vegetative covers is substantially lower than that in bare covers. The reduction in \( k_{r} \) with drying is more in tree cover than grassed cover, since tree roots induce higher levels of suction. Moreover, the air entry value of the soil depends on the magnitude of \( \psi - \theta_{w} \) correlation, which in turn, is influenced by the type of vegetation in the soil. \( k_{r} \) is found to be highly uncertain in the desaturation zone of the relative permeability curve. The stochastic behaviour of \( k_{r} \) is found to be most significant in tree covers. Finally, a simplified case study is also presented in order to demonstrate the impact of the uncertainty in \( k_{r} \), on the stability of vegetates slopes. With an increment in the parameter \( \alpha \), factor of safety (FS) is found to decrease. The trend of FS is reverse of this with parameter \( n \). Overall FS is found to vary around 4–5%, for both bare and vegetative slopes.     

Stochastic finite-fault simulation of ground motion from the August 11, 2012, <Emphasis Type="Italic">M</Emphasis><Subscript><Emphasis Type="Italic">w</Emphasis></Subscript> 6.4 Ahar earthquake,northwestern Iran

In this study, the 11 August 2012 M _w 6.4 Ahar earthquake is investigated using the ground motion simulation based on the stochastic finite-fault model. The earthquake occurred in northwestern Iran and causing extensive damage in the city of Ahar and surrounding areas. A network consisting of 58 acceleration stations recorded the earthquake within 8–217 km of the epicenter. Strong ground motion records from six significant well-recorded stations close to the epicenter have been simulated. These stations are installed in areas which experienced significant structural damage and humanity loss during the earthquake. The simulation is carried out using the dynamic corner frequency model of rupture propagation by extended fault simulation program (EXSIM). For this purpose, the propagation features of shear-wave including \( {Q}_s \) value, kappa value \( {k}_0 \), and soil amplification coefficients at each site are required. The kappa values are obtained from the slope of smoothed amplitude of Fourier spectra of acceleration at higher frequencies. The determined kappa values for vertical and horizontal components are 0.02 and 0.05 s, respectively. Furthermore, an anelastic attenuation parameter is derived from energy decay of a seismic wave by using continuous wavelet transform (CWT) for each station. The average frequency-dependent relation estimated for the region is \( Q=\left(122\pm 38\right){f}^{\left(1.40\pm 0.16\right)}. \) Moreover, the horizontal to vertical spectral ratio \( H/V \) is applied to estimate the site effects at stations. Spectral analysis of the data indicates that the best match between the observed and simulated spectra occurs for an average stress drop of 70 bars. Finally, the simulated and observed results are compared with pseudo acceleration spectra and peak ground motions. The comparison of time series spectra shows good agreement between the observed and the simulated waveforms at frequencies of engineering interest.     

Tomography of crustal seismic attenuation in Metropolitan France: implications for seismicity analysis

In this work, we map the absorption properties of the French crust by analyzing the decay properties of coda waves. Estimation of the coda quality factor \(Q_{c}\) in five non-overlapping frequency-bands between 1 and 32 Hz is performed for more than 12,000 high-quality seismograms from about 1700 weak to moderate crustal earthquakes recorded between 1995 and 2013. Based on sensitivity analysis, \(Q_{c}\) is subsequently approximated as an integral of the intrinsic shear wave quality factor \(Q_{i}\) along the ray connecting the source to the station. After discretization of the medium on a 2-D Cartesian grid, this yields a linear inverse problem for the spatial distribution of \(Q_{i}\). The solution is approximated by redistributing \(Q_{c}\) in the pixels connecting the source to the station and averaging over all paths. This simple procedure allows to obtain frequency-dependent maps of apparent absorption that show lateral variations of \(50\%\) at length scales ranging from 50 km to 150 km, in all the frequency bands analyzed. At low frequency, the small-scale geological features of the crust are clearly delineated: the Meso-Cenozoic basins (Aquitaine, Brabant, Southeast) appear as strong absorption regions, while crystalline massifs (Armorican, Central Massif, Alps) appear as low absorption zones. At high frequency, the correlation between the surface geological features and the absorption map disappears, except for the deepest Meso-Cenozoic basins which exhibit a strong absorption signature. Based on the tomographic results, we explore the implications of lateral variations of absorption for the analysis of both instrumental and historical seismicity. The main conclusions are as follows: (1) current local magnitude \(M_{L}\) can be over(resp. under)-estimated when absorption is weaker(resp. stronger) than the nominal value assumed in the amplitude-distance relation; (2) both the forward prediction of the earthquake macroseismic intensity field and the estimation of historical earthquake seismological parameters using macroseismic intensity data are significantly improved by taking into account a realistic 2-D distribution of absorption. In the future, both \(M_{L}\) estimations and macroseismic intensity attenuation models should benefit from high-resolution models of frequency-dependent absorption such as the one produced in this study.     

A Crustal Model for the Eastern Alps Region and a New Moho Map in Southeastern Europe

In the last two decades, south-central Europe and the Eastern Alps have been widely explored by many seismic refraction experiments (e.g., CELEBRATION 2000, ALP 2002, SUDETES 2003). Although quite detailed images are available along linear profiles, a comprehensive, three-dimensional crustal model of the region is still missing. This limitation makes this region a weak spot in continental-wide comprehensive representations of crustal structure. To improve on this situation, we select and collect 37 published active-source seismic lines in this region. After geo-referencing each line, we sample them along vertical profiles—every 50?km or less along the line—and derive P-wave velocities in a stack of homogeneous layers (separated by discontinuities: depth of crystalline basement, top of lower crust, and Moho). We finally merge the information using geostatistical methods, and infer S-wave velocity and density using empirical scaling relations. We present here the resulting crustal model for a region encompassing the Eastern Alps, Dinarides, Pannonian basin, Western Carpathians and Bohemian Massif, covering the region within $45^{\circ}\text{--}51^{\circ}\hbox{N}$ and $11^{\circ} \text{--} 22^{\circ}\hbox{E}$ with a resolution of $0.2^{\circ} \times 0.2^{\circ}.$ We are also able to extend and update the map of Moho depth in a wider region within $35^{\circ}\text{--}51^{\circ}\hbox{N}$ and $12^{\circ}\text{--}45^{\circ}\hbox{E},$ gathering Moho values from the collected seismic lines, other published dataset and using the European plate reference EPcrust as a background. All the digitized profiles and the resulting model are available online.     

Statistical Significance of Minimum of the Order Parameter Fluctuations of Seismicity Before Major Earthquakes in Japan

In a previous publication, the seismicity of Japan from 1 January 1984 to 11 March 2011 (the time of the \(M9\) Tohoku earthquake occurrence) has been analyzed in a time domain called natural time \(\chi.\) The order parameter of seismicity in this time domain is the variance of \(\chi\) weighted for normalized energy of each earthquake. It was found that the fluctuations of the order parameter of seismicity exhibit 15 distinct minima—deeper than a certain threshold—1 to around 3 months before the occurrence of large earthquakes that occurred in Japan during 1984–2011. Six (out of 15) of these minima were followed by all the shallow earthquakes of magnitude 7.6 or larger during the whole period studied. Here, we show that the probability to achieve the latter result by chance is of the order of \(10^{-5}\). This conclusion is strengthened by employing also the receiver operating characteristics technique.     

The role of site effects in the comparison between code provisions and the near field strong motion of the Emilia 2012 earthquakes

A damaging seismic sequence hit a wide area mainly located in the Emilia-Romagna region (Northern Italy) during 2012 with several events of local magnitude \(\hbox {M}_\mathrm{l} \ge 5\) , among which the \(\hbox {M}_\mathrm{l}\) 5.9 May 20 and the \(\hbox {M}_\mathrm{l}\) 5.8 May 29 were the main events. Thanks to the presence of a permanent accelerometric station very close to the epicentre and to the temporary installations performed in the aftermath of the first shock, a large number of strong motion recordings are available, on the basis of which, we compared the recorded signals with the values provided by the current Italian seismic regulations, and we observed several differences with respect to horizontal components when the simplified approach for site conditions (based on Vs30 classes) is used. On the contrary, when using the more accurate approach based on the local seismic response, we generally obtain a much better agreement, at least in the frequency range corresponding to a quarter wavelength comparable with the depth of the available subsoil data. Some unresolved questions still remain, such as the low frequency behaviour ( \(<\) 1 Hz) that could be due either to complex propagation at depth larger than the one presently investigated or to near source effects, and the behaviour of vertical spectra whose recorded/code difference is too large to be explained with the information currently available.     

Covariance functions motivated by spatial random field models with local interactions

Random fields based on energy functionals with local interactions possess flexible covariance functions, lead to computationally efficient algorithms for spatial data processing, and have important applications in Bayesian field theory. In this paper we address the calculation of covariance functions for a family of isotropic local-interaction random fields in two dimensions. We derive explicit expressions for non-differentiable Spartan covariance functions in \({\mathbb{R}}^2\) that are based on the modified Bessel function of the second kind. We also derive a family of infinitely differentiable, Bessel-Lommel covariance functions that exhibit a hole effect and are valid in \({\mathbb{R}}^{d}\), where d > 2. Finally, we define a generalized spectrum of correlation scales that can be applied to both differentiable and non-differentiable random fields in contrast with the smoothness microscale.     

Compatible ground-motion prediction equations for damping scaling factors and vertical-to-horizontal spectral amplitude ratios for the broader Europe region

In a companion article Akkar et al. (Bull Earthq Eng, doi:10.1007/s10518-013-9461-4, 2013a; Bull Earthq Eng, doi:10.1007/s10518-013-9508-6, 2013b) present a new ground-motion prediction equation (GMPE) for estimating 5 %-damped horizontal pseudo-acceleration spectral (PSA) ordinates for shallow active crustal regions in Europe and the Middle East. This study provides a supplementary viscous damping model to modify 5 %-damped horizontal spectral ordinates of Akkar et al. (Bull Earthq Eng, doi:10.1007/s10518-013-9461-4 2013a; Bull Earthq Eng, doi:10.1007/s10518-013-9508-6, 2013b) for damping ratios ranging from 1 to 50 %. The paper also presents another damping model for scaling 5 %-damped vertical spectral ordinates that can be estimated from the vertical-to-horizontal (V/H) spectral ratio GMPE that is also developed within the context of this study. For consistency in engineering applications, the horizontal and vertical damping models cover the same damping ratios as noted above. The article concludes by introducing period-dependent correlation coefficients to compute horizontal and vertical conditional mean spectra (Baker in J Struct Eng 137:322–331, 2011). The applicability range of the presented models is the same as of the horizontal GMPE proposed by Akkar et al. (Bull Earthq Eng, doi:10.1007/s10518-013-9461-4 2013a; Bull Earthq Eng, doi:10.1007/s10518-013-9508-6, 2013b): as for spectral periods $0.01 \hbox { s}\le \,\hbox {T}\le \,4\hbox { s}$ as well as PGA and PGV for V/H model; and in terms of seismological estimator parameters $4\le \hbox {M}_\mathrm{w} \le 8, \hbox { R} \le 200 \hbox { km}, 150\hbox { m/s}\le \hbox { V}_\mathrm{S30}\le $ 1,200 m/s, for reverse, normal and strike-slip faults. The source-to-site distance measures that can be used in the computations are epicentral $(\hbox {R}_\mathrm{epi})$ , hypocentral $(\hbox {R}_\mathrm{hyp})$ and Joyner–Boore $(\hbox {R}_\mathrm{JB})$ distances. The implementation of the proposed GMPEs will facilitate site-specific adjustments of the spectral amplitudes predicted from probabilistic seismic hazard assessment in Europe and the Middle East region. They can also help expressing the site-specific design ground motion in several formats. The consistency of the proposed models together with the Akkar et al. (Bull Earthq Eng, doi:10.1007/s10518-013-9461-4 2013a; Bull Earthq Eng, doi:10.1007/s10518-013-9508-6, 2013b) GMPE may be advantageous for future modifications in the ground-motion definition in Eurocode 8 (CEN in Eurocode 8, Design of structures for earthquake resistance—part 1: general rules, seismic actions and rules for buildings. European Standard NF EN 1998-1, Brussels, 2004).     

Earth’s Electromagnetic Environment

The natural spectrum of electromagnetic variations surrounding Earth extends across an enormous frequency range and is controlled by diverse physical processes. Electromagnetic (EM) induction studies make use of external field variations with frequencies ranging from the solar cycle which has been used for geomagnetic depth sounding through the 10\(^{-4}\)–10\(^4\) Hz frequency band widely used for magnetotelluric and audio-magnetotelluric studies. Above 10\(^4\) Hz, the EM spectrum is dominated by man-made signals. This review emphasizes electromagnetic sources at \(\sim\)1 Hz and higher, describing major differences in physical origin and structure of short- and long-period signals. The essential role of Earth’s internal magnetic field in defining the magnetosphere through its interactions with the solar wind and interplanetary magnetic field is briefly outlined. At its lower boundary, the magnetosphere is engaged in two-way interactions with the underlying ionosphere and neutral atmosphere. Extremely low-frequency (3 Hz–3 kHz) electromagnetic signals are generated in the form of sferics, lightning, and whistlers which can extend to frequencies as high as the VLF range (3–30 kHz).The roughly spherical dielectric cavity bounded by the ground and the ionosphere produces the Schumann resonance at around 8 Hz and its harmonics. A transverse resonance also occurs at 1.7–2.0 kHz arising from reflection off the variable height lower boundary of the ionosphere and exhibiting line splitting due to three-dimensional structure. Ground and satellite observations are discussed in the light of their contributions to understanding the global electric circuit and for EM induction studies.     

The 2011 Lorca seismic series: Temporal evolution,faulting parameters and hypocentral relocation

The Lorca 2011 seismic series was recorded by an unprecedented set of high quality on scale broadband seismograms and strong motion accelerograms. The waveforms from permanent and temporary broadband seismic networks deployed in the region by different institutions allowed to invert regional moment tensor for the fore, main and largest aftershock of the complete seismic sequence. Using double-difference algorithm we have performed a precise relocation of the seismic series, where body wave travel times from strong ground motion accelerograms were included in the data set. Regional moment tensor inversion for the three main events show similar oblique-reverse faulting regime with a northeast-southwest fault orientation. The scalar seismic moment, moment magnitude and focal depth retrieved from the inversion yield the following values for each event: \(\hbox {Mo}=6.5\times 10^{16}\) Nm (Mw = 5.2) for the mainshock, \(\hbox {Mo}= 9.6 \times 10^{15}\) Nm (Mw = 4.6) for the foreshock and \(\hbox {Mo}=7.3\times 10^{14}\) Nm (Mw = 3.9) for the large aftershock. The centroid depths range between 4 and 6 km. The double-difference relocation of the seismic series shows significant epicentral differences with the preliminary routine location. The epicentral solutions given by this relocation show a seismic sequence distributed following a NE–SW strike, subparallel to the Alhama de Murcia fault and compatible with the faulting parameters inverted from the moment tensor analysis. The hypocenters of the series generate a subvertical trend in depth distribution, being concentrated between 2 and 6 km. The depth distribution of the main events, which range from 4.6 to 5.5 km, is in good relationship with the faulting and depth parameters deduced from the moment tensor inversion technique. The regional moment tensor solutions for the three largest earthquakes, the epicentral distribution and the focal depths show good relationship with the surface geometry and tectonic regime of the Alhama de Murcia fault. The stress drop deduced for the mainshock gives a value ranging between 58 and 85 bars, which does not support the idea of a high stress drop release as a main factor contributing to the high ground acceleration recorded at Lorca. The PGA values observed at Lorca, which contributed to the high damage independently of structural deficiencies, could be generated mainly by shallowness and proximity to the seismic source together with a directivity effect in the seismic radiation.     

Slope instabilities triggered by the 11th May 2011 Lorca earthquake (Murcia,Spain): comparison to previous hazard assessments and proposition of a new hazard map and probability of failure equation

The Lorca Basin has been the object of recent research aimed at studying the phenomena of earthquake-induced landslides and its assessment in the frame of different seismic scenarios. However, it has not been until the 11th May 2011 Lorca earthquakes when it has been possible to conduct a systematic approach to the problem. In this paper we present an inventory of slope instabilities triggered by the Lorca earthquakes which comprises more than 100 cases, mainly rock and soil falls of small size (1–100  \(\hbox {m}^{3}\) ). The distribution of these instabilities is here compared to two different earthquake-triggered landslide hazard maps: one considering the occurrence of the most probable earthquake for a 475-years return period in the Lorca Basin \((\hbox {M}_{\mathrm{w}}=5.0)\) based on both low- and high-resolution digital elevation model (DEM); and a second one matching the occurrence of the \(\hbox {M}_{\mathrm{w}}=5.2\) 2011 Lorca earthquake, which was performed using the higher resolution DEM. The most frequent Newmark displacements related to the slope failures triggered by the 2011 Lorca earthquakes are lower than 2 cm in both the hazard scenarios considered. Additionally, the predicted Newmark displacements were correlated to the inventory of slope instabilities to develop a probability of failure equation. The fit seems to be very good since most of the mapped slope failures are located on the higher probability areas. The probability of slope failure in the Lorca Basin for a seismic event similar to the \(\hbox {M}_{\mathrm{w}}\) 5.2 2011 Lorca earthquake can be considered as very low (0–4 %).     

Gravity Anomalies of Arbitrary 3D Polyhedral Bodies with Horizontal and Vertical Mass Contrasts

During the last 15 years, more attention has been paid to derive analytic formulae for the gravitational potential and field of polyhedral mass bodies with complicated polynomial density contrasts, because such formulae can be more suitable to approximate the true mass density variations of the earth (e.g., sedimentary basins and bedrock topography) than methods that use finer volume discretization and constant density contrasts. In this study, we derive analytic formulae for gravity anomalies of arbitrary polyhedral bodies with complicated polynomial density contrasts in 3D space. The anomalous mass density is allowed to vary in both horizontal and vertical directions in a polynomial form of \(\lambda =ax^m+by^n+cz^t\), where m, n, t are nonnegative integers and a, b, c are coefficients of mass density. First, the singular volume integrals of the gravity anomalies are transformed to regular or weakly singular surface integrals over each polygon of the polyhedral body. Then, in terms of the derived singularity-free analytic formulae of these surface integrals, singularity-free analytic formulae for gravity anomalies of arbitrary polyhedral bodies with horizontal and vertical polynomial density contrasts are obtained. For an arbitrary polyhedron, we successfully derived analytic formulae of the gravity potential and the gravity field in the case of \(m\le 1\), \(n\le 1\), \(t\le 1\), and an analytic formula of the gravity potential in the case of \(m=n=t=2\). For a rectangular prism, we derive an analytic formula of the gravity potential for \(m\le 3\), \(n\le 3\) and \(t\le 3\) and closed forms of the gravity field are presented for \(m\le 1\), \(n\le 1\) and \(t\le 4\). Besides generalizing previously published closed-form solutions for cases of constant and linear mass density contrasts to higher polynomial order, to our best knowledge, this is the first time that closed-form solutions are presented for the gravitational potential of a general polyhedral body with quadratic density contrast in all spatial directions and for the vertical gravitational field of a prismatic body with quartic density contrast along the vertical direction. To verify our new analytic formulae, a prismatic model with depth-dependent polynomial density contrast and a polyhedral body in the form of a triangular prism with constant contrast are tested. Excellent agreements between results of published analytic formulae and our results are achieved. Our new analytic formulae are useful tools to compute gravity anomalies of complicated mass density contrasts in the earth, when the observation sites are close to the surface or within mass bodies.     

Conditional heavy-tail behavior with applications to precipitation and river flow extremes

This article deals with the right-tail behavior of a response distribution \(F_Y\) conditional on a regressor vector \({\mathbf {X}}={\mathbf {x}}\) restricted to the heavy-tailed case of Pareto-type conditional distributions \(F_Y(y|\ {\mathbf {x}})=P(Y\le y|\ {\mathbf {X}}={\mathbf {x}})\), with heaviness of the right tail characterized by the conditional extreme value index \(\gamma ({\mathbf {x}})>0\). We particularly focus on testing the hypothesis \({\mathscr {H}}_{0,tail}:\ \gamma ({\mathbf {x}})=\gamma _0\) of constant tail behavior for some \(\gamma _0>0\) and all possible \({\mathbf {x}}\). When considering \({\mathbf {x}}\) as a time index, the term trend analysis is commonly used. In the recent past several such trend analyses in extreme value data have been published, mostly focusing on time-varying modeling of location or scale parameters of the response distribution. In many such environmental studies a simple test against trend based on Kendall’s tau statistic is applied. This test is powerful when the center of the conditional distribution \(F_Y(y|{\mathbf {x}})\) changes monotonically in \({\mathbf {x}}\), for instance, in a simple location model \(\mu ({\mathbf {x}})=\mu _0+x\cdot \mu _1\), \({\mathbf {x}}=(1,x)'\), but the test is rather insensitive against monotonic tail behavior, say, \(\gamma ({\mathbf {x}})=\eta _0+x\cdot \eta _1\). This has to be considered, since for many environmental applications the main interest is on the tail rather than the center of a distribution. Our work is motivated by this problem and it is our goal to demonstrate the opportunities and the limits of detecting and estimating non-constant conditional heavy-tail behavior with regard to applications from hydrology. We present and compare four different procedures by simulations and illustrate our findings on real data from hydrology: weekly maxima of hourly precipitation from France and monthly maximal river flows from Germany.