Experimental examination on the heterogeneity parameter <Emphasis Type="Italic">C</Emphasis><Subscript>v</Subscript> of earthquake precursors

Two rock samples with different structures and materials were deformed under a biaxial loading system, and multipoint strain measurements were performed for each sample. The distribution of strain anomalies during the deformation and the instability process were analyzed by using C _v value put forward by WANG Xiao-qing and CHEN Xue-zhong, et al, a parameter to describe the heterogeneous distribution of earthquake precursors, so as to examine the method of C _v value and to explore its physical meaning experimentally. The result shows that the change of C _v value is correlated to the change of deformation characteristics and is an effective parameter to describe the heterogeneity of precursor distribution. C _v value increases firstly and then decreases before the instability, and the instability occurs when C _v value decreases to the level before increasing. This indicates that C _v value may be a useful parameter for earthquake prediction.     

A way of estimating the characteristic slip displacement

During the ruptures of an earthquake,the strain energy.△E,.will be transferred into,at least,three parts,i.e..the seismic radiation energy(E_s),fracture energy(E_g),and frictional energy(E_f),that is,△E = E_s + E_g + E_f.Friction,which is represented by a velocity- and state-dependent friction law by some researchers,controls the three parts.One of the main parameters of the law is the characteristic slip displacement.D_c.It is significant and necessary to evaluate the reliable value of D_c from observed and inverted seismic data.Since D_c controls the radiation efficiency.η_R = E_s/(E_s+ E_g),the value of η_r is a good constraint of estimating D_c.Integrating observed data and inverted results of source parameters from recorded seismograms.the values of E_s and E_g of an earthquake can be measured,thus leading to the value of η_R.The constraint used to estimate the reliable value of D_c will be described in this work.An example of estimates of D_c.based on the observed and inverted values of source parameters of the September 20,1999 M_S 7.6 Chi-Chi(Ji-Ji).Taiwan region,earthquake will be presented.     

A novel approach for classification of earthquake ground-motion records

This paper presents a new clustering procedure based on K-means and self-organizing map (SOM) network algorithms for classification of earthquake ground-motion records. Six scalar indicators are used in data analysis for describing the frequency content features of earthquake ground motions, named as the average spectral period (T _avg ), the mean period (T _m ), the smoothed spectral predominant period (T ₀), the characteristic period (T _4.3), the predominant period based on velocity spectrum (T _gSv ), and the shape factor (Ω). Different clustering validity indexes were applied to determine the best estimates of the number of clusters on real and synthetic data. Results showed the high performance of proposed procedure to reveal salient features of complex seismic data. The comparison between the results of clustering analyses recommend the smoothed spectral predominant period as an effective indicator to describe ground-motion classes. The results also showed that K-means algorithm has better performance than SOM algorithm in identification and classification procedure of ground-motion records.     

Experimental study on the shear behavior of the interface between cushion materials and the concrete raft

Cushion is a layer of granular materials between the raft and the ground. The shear behavior of the interface between the cushion and the raft may influence the seismic performance of the superstructure. In order to quantify such influences, horizontal shear tests on the interfaces between different cushion materials and concrete raft under monotonic and cyclic loading were carried out. The vertical pressure P_v, material type and cushion thickness h_c were taken as variables. Conclusions include: 1) under monotonic loading, P_v is the most significant factor; the shear resistance P_(hmax) increases as P_v increases, but the normalized factor of resistance μ_n has an opposite tendency; 2) for the materials used in this study, μ_n varies from 0.40 to 0.70, the interface friction angle δ_s varies from 20° to 35°, while u_(max) varies from 3 mm to 15 mm; 3) under cyclic loading, the interface behavior can be abstracted as a "three-segment" back-bone curve, the main parameters include μ_n, the displacement u_1 and stiffness K_1 of the elastic stage, the displacement u_2 and stiffness K_2 of the plastic stage; 4) by observation and statistical analysis, the significance of different factors, together with values of K_1, K_2 and μ_n have been obtained.     

A study of Guptkashi,Uttarakhand earthquake of 6 February 2017 (<Emphasis Type="Italic">M</Emphasis><Subscript><Emphasis Type="Italic">w</Emphasis></Subscript>5.3) in the Himalayan arc and implications for ground motion estimation

The 2017 Guptkashi earthquake occurred in a segment of the Himalayan arc with high potential for a strong earthquake in the near future. In this context, a careful analysis of the earthquake is important as it may shed light on source and ground motion characteristics during future earthquakes. Using the earthquake recording on a single broadband strong-motion seismograph installed at the epicenter, we estimate the earthquake’s location (30.546° N, 79.063° E), depth (H?=?19 km), the seismic moment (M₀?=?1.12×10¹⁷ Nm, M _w 5.3), the focal mechanism (φ?=?280°, δ?=?14°, λ?=?84°), the source radius (a?=?1.3 km), and the static stress drop (Δσ _s ~22 MPa). The event occurred just above the Main Himalayan Thrust. S-wave spectra of the earthquake at hard sites in the arc are well approximated (assuming ω^?2 source model) by attenuation parameters Q(f)?=?500f^0.9, κ?=?0.04 s, and f_max?=?infinite, and a stress drop of Δσ?=?70 MPa. Observed and computed peak ground motions, using stochastic method along with parameters inferred from spectral analysis, agree well with each other. These attenuation parameters are also reasonable for the observed spectra and/or peak ground motion parameters in the arc at distances ≤?200 km during five other earthquakes in the region (4.6?≤?M _w ?≤?6.9). The estimated stress drop of the six events ranges from 20 to 120 MPa. Our analysis suggests that attenuation parameters given above may be used for ground motion estimation at hard sites in the Himalayan arc via the stochastic method.     

Scaling relations of moment magnitude,local magnitude,and duration magnitude for earthquakes originated in northeast India

In this study, we aim to improve the scaling between the moment magnitude (M _W), local magnitude (M _L), and the duration magnitude (M _D) for 162 earthquakes in Shillong-Mikir plateau and its adjoining region of northeast India by extending the M _W estimates to lower magnitude earthquakes using spectral analysis of P-waves from vertical component seismograms. The M _W-M _L and M _W-M _D relationships are determined by linear regression analysis. It is found that, M _W values can be considered consistent with M _L and M _D, within 0.1 and 0.2 magnitude units respectively, in 90 % of the cases. The scaling relationships investigated comply well with similar relationships in other regions in the world and in other seismogenic areas in the northeast India region.     

Seismic source zoning and maximum credible earthquake prognosis of the Greater Kashmir Territory,NW Himalaya

We present the seismic source zoning of the tectonically active Greater Kashmir territory of the Northwestern Himalaya and seismicity analysis (Gutenberg-Richter parameters) and maximum credible earthquake (m _max) estimation of each zone. The earthquake catalogue used in the analysis is an extensive one compiled from various sources which spans from 1907 to 2012. Five seismogenic zones were delineated, viz. Hazara-Kashmir Syntaxis, Karakorum Seismic Zone, Kohistan Seismic Zone, Nanga Parbat Syntaxis, and SE-Kashmir Seismic Zone. Then, the seismicity analysis and maximum credible earthquake estimation were carried out for each zone. The low b value (<1.0) indicates a higher stress regime in all the zones except Nanga Parbat Syntaxis Seismic Zone and SE-Kashmir Seismic Zone. The m _max was estimated following three different methodologies, the fault parameter approach, convergence rates using geodetic measurements, and the probabilistic approach using the earthquake catalogue and is estimated to be M _w 7.7, M _w 8.5, and M _w 8.1, respectively. The maximum credible earthquake (m _max) estimated for each zone shows that Hazara Kashmir Syntaxis Seismic Zone has the highest m _max of M _w 8.1 (±0.36), which is espoused by the historical 1555 Kashmir earthquake of M _w 7.6 as well as the recent 8 October 2005 Kashmir earthquake of M _w 7.6. The variation in the estimated m _max by the above discussed methodologies is obvious, as the definition and interpretation of the m _max change with the method. Interestingly, historical archives (～900 years) do not speak of a great earthquake in this region, which is attributed to the complex and unique tectonic and geologic setup of the Kashmir Himalaya. The convergence is this part of the Himalaya is distributed not only along the main boundary faults but also along the various active out-of-sequence faults as compared to the Central Himalaya, where it is mainly adjusted along the main boundary fault.     

Peculiarities of Rayleigh wave displacement in a transversely isotropic half space

We consider a transversely isotropic medium with vertical axis of symmetry (VTI). Rayleigh wave displacement components in a homogeneous VTI medium contain exp(±kr_jz), where z is the vertical coordinate, k is the wave number, and j?=?1, 2; r_j may be considered as depth-decay factor. In a VTI medium, r_j can be a real or imaginary as in an isotropic medium, or it can be a complex depending on the elastic parameters of the VTI medium; if complex, r₁ and r₂ are complex conjugates. In a homogeneous VTI half space, Rayleigh wave displacement is significantly modified with a phase shift when r_j changes from real to complex with variation of VTI parameters; at the transition, the displacement becomes zero when r₁?=?r₂. In a liquid layer over a VTI half space, Rayleigh waves are dispersive. Here, also Rayleigh wave displacement significantly modified with a phase shift when r_j changes from real to complex with a decrease of period. At very low period, phase velocity of Rayleigh waves becomes less than P-wave velocity in the liquid layer giving rise to Scholte waves (interface waves). The amplitudes of Scholte waves with a VTI half space are found to be significantly larger than those with an isotropic half space.     

Temporal and spatial distributions of precursory seismicity rate changes in the Thailand-Laos-Myanmar border region: implication for upcoming hazardous earthquakes

To study the prospective areas of upcoming strong-to-major earthquakes, i.e., M _w  ≥ 6.0, a catalog of seismicity in the vicinity of the Thailand-Laos-Myanmar border region was generated and then investigated statistically. Based on the successful investigations of previous works, the seismicity rate change (Z value) technique was applied in this study. According to the completeness earthquake dataset, eight available case studies of strong-to-major earthquakes were investigated retrospectively. After iterative tests of the characteristic parameters concerning the number of earthquakes (N) and time window (T _w ), the values of 50 and 1.2 years, respectively, were found to reveal an anomalous high Z-value peak (seismic quiescence) prior to the occurrence of six out of the eight major earthquake events studied. In addition, the location of the Z-value anomalies conformed fairly well to the epicenters of those earthquakes. Based on the investigation of correlation coefficient and the stochastic test of the Z values, the parameters used here (N = 50 events and T _w  = 1.2 years) were suitable to determine the precursory Z value and not random phenomena. The Z values of this study and the frequency-magnitude distribution b values of a previous work both highlighted the same prospective areas that might generate an upcoming major earthquake: (i) some areas in the northern part of Laos and (ii) the eastern part of Myanmar.     

Ground motion prediction equations for horizontal and vertical components of acceleration in Northern Iran

Recent studies have shown that the vertical component of ground motion can be quite destructive on a variety of structural systems. Development of response spectrum for design of buildings subjected to vertical component of earthquake needs ground motion prediction equations (GMPEs). The existing GMPEs for northern Iranian plateau are proposed for the horizontal component of earthquake, and there is not any specified GMPE for the vertical component of earthquake in this region. Determination of GMPEs is mostly based on regression analyses on earthquake parameters such as magnitude, site class, distance, and spectral amplitudes. In this study, 325 three-component records of 55 earthquakes with magnitude ranging from M _w 4.1 to M _w 7.3 are used for estimation on the regression coefficients. Records with distances less than 300 km are selected for analyses in the database. The regression analyses on earthquake parameters results in determination of GMPEs for peak ground acceleration and spectral acceleration for both horizontal and vertical components of the ground motion. The correlation between the models for vertical and horizontal GMPEs is studied in details. These models are later compared with some other available GMPEs. According to the result of this investigation, the proposed GMPEs are in agreement with the other relationships that were developed based on the local and regional data.     

Disturbances in the <Emphasis Type="Italic">F</Emphasis>2 region critical frequency before the earthquake of September 11, 2008 off the coast of Hokkaido,Japan, and during a moderate magnetic storm based on data from ground-based vertical ionosphere sounding stations

Based on data from ground-based vertical sounding stations, the behaviors of the ionosphere F region before a strong M 6.8 earthquake off the coast of Hokkaido, Japan, and during the moderate magnetic storm before this earthquake are compared. It was found that the critical frequency of the ionosphere F region (foF2) above the Wakkanai ground-based ionosphere vertical sounding station, which was located in the preparation zone of this earthquake, suffered a long-term disturbance of slightly more than an hour nearly half a day before the earthquake. The magnitude of earthquake-induced disturbance is comparable to that caused by a magnetic storm.     

Studying the spread <Emphasis Type="Italic">F</Emphasis> effect before earthquakes

The observations of spread F during the nighttime hours (0000–0500 LT) have been statistically analyzed based on data of Tokyo, Akita, Wakkanai, and Yamagawa Japan vertical ionospheric sounding stations for the time intervals a month before and a month after an earthquake. The disturbances in the probability of spread F appearance before an earthquake are revealed against a background of the variations depending on season, solar activity cycle, geomagnetic and solar disturbances. The days with increased solar (Wolf number W > 100) and geomagnetic (ΣK > 30) activity are excluded from the analysis. The spread F effects are considered for more than a hundred earthquakes with magnitude M > 5 and epicenter depth h < 80 km at distances of R < 1000 km from epicenters to the vertical sounding station. An average decrease in the spread F occurrence probability one-two weeks before an earthquake has been revealed using the superposed epoch method (the probability was minimal approximately ten days before the event and then increased until the earthquake onset). Similar results are obtained for all four stations. The reliability of the effect has been estimated. The dependence of the detected effect on the magnitude and distance has been studied.     

A new <Emphasis Type="Italic">M</Emphasis><Subscript><Emphasis Type="Italic">w</Emphasis></Subscript> estimation parameter for use in earthquake early warning systems

We propose a method that employs the squared displacement integral (ID2) to estimate earthquake magnitudes in real time for use in earthquake early warning (EEW) systems. Moreover, using τ _c and P _d for comparison, we establish formulas for estimating the moment magnitudes of these three parameters based on the selected aftershocks (4.0 ≤ M _s  ≤ 6.5) of the 2008 Wenchuan earthquake. In this comparison, the proposed ID2 method displays the highest accuracy. Furthermore, we investigate the applicability of the initial parameters to large earthquakes by estimating the magnitude of the Wenchuan M _s 8.0 mainshock using a 3-s time window. Although these three parameters all display problems with saturation, the proposed ID2 parameter is relatively accurate. The evolutionary estimation of ID2 as a function of the time window shows that the estimation equation established with ID2 ^Ref determined from the first 8-s of P wave data can be directly applicable to predicate the magnitudes of 8.0. Therefore, the proposed ID2 parameter provides a robust estimator of earthquake moment magnitudes and can be used for EEW purposes.     

Activation of seismicity in Central and South Asia after the Makran earthquakes: Possible acceleration of preparation of large seismic events in the Tien Shan region

Two zones of seismicity (ten events with M _w = 7.0–7.7) stretching from Makran and the Eastern Himalaya to the Central and EasternTien Shan, respectively, formed over 11 years after the great Makran earthquake of 1945 (M _w = 8.1). Two large earthquakes (M _w = 7.7) hit theMakran area in 2013. In addition, two zones of seismicity (M ≥ 5.0) occurred 1–2 years after theMakran earthquake in September 24, 2013, stretching in the north-northeastern and north-northwestern directions. Two large Nepal earthquakes struck the southern extremity of the “eastern” zone (April 25, 2015, M _w = 7.8 and May 12, 2015, M _w = 7.3), and the Pamir earthquake (December 7, 2015, M _w = 7.2) occurred near Sarez Lake eastw of the “western” zone. The available data indicate an increase in subhorizontal stresses in the region under study, which should accelerate the possible preparation of a series of large earthquakes, primarily in the area of the Central Tien Shan, between 70° and 79° E, where no large earthquakes (M _w ≥ 7.0) have occurred since 1992.     

Variation of <Emphasis Type="Italic">Q</Emphasis> value before and after the 1999 Xiuyan,Liaoning Province, <Emphasis Type="Italic">M</Emphasis>=5.4 earthquake on the basis of analysis on attenuation dispersion of P waves

A method for determining medium quality factor is developed on the basis of analyzing the attenuation dispersion of the arrived first period P wave. In order to enhance signal to noise ratio, improve the resolution in measurement and reduce systematic error we applied the data resampling technique. The group velocity delay of P wave was derived by using an improved multi-filtering method. Based on a linear viscoelastic relaxation model we deduced the medium quality factor Q _m, and associated error with 95% confidence level. Applying the method to the seismic record of the Xiuyan M=5.4 earthquake sequences we obtained the following result: (1) High Q _m started to appear from Nov. 9, 1999. The events giving the deduced high Q _m value clustered in a region with their epicenter distances being between 32 and 46 km to the Yingkou station. This Q _m versus distance observation obviously deviates from the normal trend of Q _m linearly increasing with distance. (2) The average Q _m before the 29 Dec. 1999 M=5.4 earthquake is 460, while the average Q _m between the M=5.4 event and the 12 Jan. 2000 M=5.1 earthquake is 391, and the average Q _m after the M=5.1 event is 204.     

Stepwise joint inversion of surface wave dispersion,Rayleigh wave ZH ratio,and receiver function data for 1D crustal shear wave velocity structure

Accurate determination of seismic velocity of the crust is important for understanding regional tectonics and crustal evolution of the Earth. We propose a stepwise joint linearized inversion method using surface wave dispersion, Rayleigh wave ZH ratio (i.e., ellipticity), and receiver function data to better resolve 1D crustal shear wave velocity (v _S) structure. Surface wave dispersion and Rayleigh wave ZH ratio data are more sensitive to absolute variations of shear wave speed at depths, but their sensitivity kernels to shear wave speeds are different and complimentary. However, receiver function data are more sensitive to sharp velocity contrast (e.g., due to the existence of crustal interfaces) and v _P/v _S ratios. The stepwise inversion method takes advantages of the complementary sensitivities of each dataset to better constrain the v _S model in the crust. We firstly invert surface wave dispersion and ZH ratio data to obtain a 1D smooth absolute v _S model and then incorporate receiver function data in the joint inversion to obtain a finer v _S model with better constraints on interface structures. Through synthetic tests, Monte Carlo error analyses, and application to real data, we demonstrate that the proposed joint inversion method can resolve robust crustal v _S structures and with little initial model dependency.     

Limits of transversely isotropic elastic parameters for the existence of classical Rayleigh waves

Solutions of P-SV equations of motion in a homogeneous transversely isotropic elastic layer contain a factor exp(±ν _j z), where z is the vertical coordinate and j?=?1, 2. For computing Rayleigh wave dispersion in a multi-layered half space, ν _j is computed at each layer. For a given phase velocity (c), ν _j becomes complex depending on the transversely isotropic parameters. When ν _j is complex, classical Rayleigh waves do not exist and generalised Rayleigh waves propagate along a path inclined to the interface. We use transversely isotropic parameters as α _H , β _V , ξ, ? and η and find their limits beyond which ν _j becomes complex. It is seen that ν _j depends on ? and η, but does not depend on ξ. The complex ν _j occurs when ? is small and η is large. For a given c/β _V , the region of complex ν _j in a ? -η plane increases with the increase of α _H /β _V . Further, for a given α _H /β _V , the complex region of ν _j increases significantly with the decrease of c/β _V . This study is useful to compute dispersion parameters of Rayleigh waves in a layered medium.     

Geodynamic and Seismotectonic Activity in Eastern Tibet in the 21st Century

At the beginning of the 21st century, a series of great earthquakes were recorded in northeastern Tibet, along the periphery of the Bayan Hara lithospheric block. An earthquake with M_S = 8.1 occurred within the East Kunlun fault zone in the Kunlun Mountains, which caused an extended surface rupture with left-lateral strike slip. An earthquake with M_S = 8 occurred in Wenchuan (China) on May 12, 2008, giving rise to an extended overthrust along the Lunmanshan fault zone. An earthquake with M_S = 7.1 occurred in Yushu (China) on April 14, 2010; its epicenter was on the Grazze–Yushu–Funchuoshan fault; a left-lateral strikeslip offset was observed on the surface. An earthquake with M_S = 7 occurred in the vicinity of Lushan on April 20, 2013; its epicenter was within the Lunmanshan fault zone, 103 km southwest of the zone of the catastrophic Wenchuan earthquake. An earthquake with M_S = 8.2 occurred in Nepal on April 25, 2015. Based on the CSN seismic catalog, the energy of all earthquakes in eastern Tibet at the end of the 20th and beginning of the 21st centuries was estimated. It was found that Tibet was seismically quiet from 1980 to 2000. The beginning of the 21st century has been marked by seismic activation with earthquake sources migrating southward to surround the Bayan Hara lithospheric block from every quarter. Therefore, this block can be regarded as one of the most seismically active regions of China.     

Frictional and viscous effects on the nucleation phase of an earthquake

We study the frictional and viscous effects on earthquake nucleation, especially for the nucleation phase, based on a one-degree-of-freedom spring-slider model with friction and viscosity. The frictional and viscous effects are specified by the characteristic displacement, U _c, and viscosity coefficient, η, respectively. Simulation results show that friction and viscosity can both lengthen the natural period of the system and viscosity increases the duration time of motion of the slider. Higher viscosity causes a smaller amplitude of lower velocity motion than lower viscosity. A change of either U _c (under large η) or η (under large U _c) from a large value (U _ch for U _c and η _h for η) to a small one (U _cl for U _c and η _l for η) in two stages during sliding can result in a clear nucleation phase prior to the P-wave. The differences δU _c = U _ch ? U _cl and δη = η _h ? η _l are two important factors in producing a nucleation phase. The difference between the nucleation phase and the P-wave increases with either δU _c or δη. Like seismic observations, the peak amplitude of P-wave, which is associated with the earthquake magnitude, is independent upon the duration time of nucleation phase. A mechanism specified with a change of either η or U _c from a larger value to a smaller one due to temporal variations in pore fluid pressure and temperature in the fault zone based on radiation efficiency is proposed to explain the simulation results and observations.     

Sampling uncertainties and source <Emphasis Type="Italic">b</Emphasis> likelihood for the Gutenberg-Richter <Emphasis Type="Italic">b</Emphasis> value from the Aki-Utsu method

The Aki-Utsu method of Gutenberg-Richter (G-R) b value estimation is often misapplied so that estimations not using the G-R histogram are often meaningless because they are not based on adequate samples. We propose a method to estimate the likelihood Pr(b?b _m , N, M ₁, M ₂) that an observed b _m estimate, based on a sample of N magnitudes within an [M ₁????≤?ΔM/2,?M ₂?+?ΔM/2) range, where ΔM?=?0.1 is the usual rounding applied to magnitudes, is due to a “true” source b value, b, and use these likelihoods to estimate source b ranges corresponding to various confidence levels. As an example of application of the method, we estimate the b values before and after the occurrence of a 7.4-magnitude earthquake in the Mexican subduction zone, and find a difference of 0.82 between them with 100% confidence that the b values are different.