Concern for Southern Ocean fish stocks and bird populations

The paper highlights the challenges faced by parties to the Commission for the Conservation of Southern Bluefin Tuna (SBT). The parent stock of SBT is at historically very low levels and the probability of stock recovery under present catch quota levels is also low. Seabird kill associated with longlining for SBT is now a major concern and several species of endangered Albatross could be heading for extinction unless improved methods of bird exclusion are widely adopted in the SBT longline fishery. Australia in particular has much to lose if these trends are not reversed.     

Current and future trends in fisheries stock assessment and management

There are currently three dominant approaches to fisheries stock assessment: analysis of catch-at-age data; simple models of biomass dynamics (often called surplus production models) that rely only on catch and some index of abundance; and analysis of length frequency data. A key characteristic of all these methods is that they rely primarily on one type of data and ignore most of what is known about the biology of the species in question and what has been learned from fisheries elsewhere. Other information is sometimes included subjectively after the stock assessment is complete. The first major trend in assessment methods is developing ways of incorporating all that is known about the biology of a species into a single unified assessment procedure. The second major development is in methods of incorporating uncertainty in stock assessment, using statistical decision theory. At present few agencies have formal methods for treating the uncertainty inherent in stock assessment, and therefore uncertainty is often ignored. A number of trends in fisheries management are reviewed, including adoption of formal harvest strategies, recognition that fisheries management is a matter of decision-making and risk-taking, and the use of Monte-Carlo evaluation of fisheries management options. Future trends in stock assessment and management will likely include more attention to the behaviour of fishermen in response to regulations, more involvement of user-groups in decision-making, much more allocation of property rights, including complete privatization of some fisheries, and demand for evaluation of cost effectiveness of research and management activities. Threats to commercial fisheries as now known are discussed, including growing allocation to recreational and aboriginal users, environmentalists and the impact of aquaculture.     

Assessment of IUU fishing for Southern Bluefin Tuna

Illegal, unreported and unregulated (IUU) fishing is recognized as one of the largest threats to the sustainability of the world's fisheries. This paper focuses on IUU fishing in the context of unreported catches by members or co-operating non-members of regional fisheries management organizations (RFMOs) and their implications for scientific assessments of stock status and management advice. A review of Japanese market statistics was undertaken in 2006 by an independent panel in relation to catches of southern bluefin tuna (SBT). Based on this review, the Commission for the Conservation of Southern Bluefin Tuna (CCSBT) concluded that very substantial and continuous unreported catches of SBT had been taken by longline vessels since at least the early 1990s. While uncertainty exists about the fleets contributing to these IUU catches, the assumption used within the CCSBT Scientific Committee is that a significant proportion of these were taken by Japanese longliners. Implications of these unreported catches for the stock assessments by RFMOs are discussed in light of the central role that Japanese vessel reported data have in the assessment of the world's tuna and billfish stocks. Results indicate that it is plausible that the unreported catches of SBT stem from the misreporting of catches as other tuna species and/or the location of fishing effort. The magnitude and extended period of the unreported SBT catches highlight the wide-spread risks of relying on fishery dependent logbook data in the absence of verification. An urgent need exists for minimum standards of verification of catch, effort and landing statistics for use in scientific assessments. The fisheries science community needs to be more pro-active in the development of such standards and the implementation of independent monitoring and verification. In addition, there is a need to reform the operation of the scientific bodies of RFMOs in terms of transparency, the treatment of uncertainty and the burden of proof if they are to be effective in providing objective scientific advice consistent with the intent of international agreements.     

Pretty Good Yield and exploited fishes

While much of traditional fisheries theory has concentrated on maximum or optimum yield, the reality of fisheries management is that biomass yield is only one of the several indicators of fisheries performance, and desired outcomes generally only need to provide something near the maximum possible yield. A range of policies are explored to find those that produce “Pretty Good Yield” defined as sustainable yield at least 80% of the maximum sustainable yield. Such yields are generally obtained over a broad range of stock sizes (20–50% of unfished stock abundance), and this range is not sensitive to the population's basic life history parameters such as natural mortality rate, somatic growth rate, or age at maturity. The most important biological parameter determining this range is the intensity of recruitment compensation. Meta-analysis shows compensation is usually strong and there is reasonably little yield lost at what are now widely accepted definitions of overfishing or risk for most stocks. Similarly, maintaining stocks at 50% of unfished stock abundance for ecological or economic reasons results in little expected loss of yield.     

Experimental catches and the precautionary approach: the Southern Bluefin Tuna dispute

Southern Bluefin Tuna (SBT) is a depleted stock with a rebuilding target and timeframe defined by the responsible management body (CCSBT). All recent stock assessments have found that the stock is depleted but large differences exist in estimates of recovery probabilities under current catches. In 1996, CCSBT adopted a set of principles and a process for considering experimental fishing, which are fundamentally consistent with an actively adaptive management policy. Substantial efforts to develop a program in line with these principles did not succeed, partially due to the lack of a decision-making framework. In 1998 and 1999, Japan conducted unilateral experimental fishing arguing that the additional substantial catches could reduce uncertainty in stock assessments and thus were justified. This led to international legal proceedings under UNCLOS, in which preliminary measures were issued preventing further unilateral experimental fishing (these were later rescinded when an UNCLOS arbitral tribunal found that it lacked jurisdiction in the dispute). This decision has been cited as a possible manifestation of industry's “worst fear with the implementation of the precautionary approach”. This paper examines the SBT dispute in relationship to adaptive management and the precautionary approach, Results of recent stock assessments indicate that the Japanese experimental fishing, even if successful, was unlikely to resolve the disparity in estimates of the recovery probabilities or provide an improved basis for management decision making. In this context, it is the absence of a management framework, rather than a fundamental problem with adaptive management, that challenges the compatibility of these experimental fishing catches and the precautionary approach. The real issue in the SBT situation is the standards and burden of proof required if experimental fishing is to be considered.     

基于增殖放流的定栖性种类剩余产量模型及其模拟分析

为应对渔业资源的日益衰退,增殖放流成为了目前补充资源、维持资源可持续利用的主要手段之一。增殖放流实施后,渔业资源的可持续特征是学者们普遍关心,却又无法使用传统剩余产量模型有效解决的问题。本研究基于传统的Schaefer剩余产量模型,提出了一个适用于增殖放流情况下的剩余产量模型(增殖剩余产量模型),模拟分析了不同增殖放流和捕捞策略对模型的影响。该模型的形式与Schaefer剩余产量模型相似,但加入了描述增殖群体增长特征的参数—有效增殖率,以此来表示增殖放流的群体对产量产生的影响。结果显示,合理的增殖放流可以起到增加最大可持续产量的效果,使用增殖剩余产量模型能够得到合理的最大可持续产量等关键指标的估算结果。与无增殖放流情况相比,在增殖放流影响下,海域原存资源(海域原本存在的群体)达到最大可持续产量时所需的生物量较小,而可承受的捕捞努力量则有所增加。增殖剩余产量模型所反映的原存群体和增殖群体之间会产生抑制作用。在该作用影响下,不同增殖放流和捕捞策略会对模型的评估结果产生影响。与传统模型相比,该模型将增殖放流纳入最大可持续产量的评估过程,提高了增殖放流影响下最大可持续产量评估的准确性,可用于诸如海洋牧场等边界较清晰的海域内增殖定栖性种类最大可持续产量的估算。     

应用贝叶斯方法对有效信息较少的渔业资源进行资源评估-以印度洋长鳍金枪鱼的资源评估为例

众所周知,对有效信息较少的渔业资源进行资源评估面临很大的挑战,而贝叶斯方法在数据数量较少、质量较差的情况下能利用其它种群高质量的数据或已知的先验信息提高资源评估结果的可靠性。由于印度洋长鳍金枪鱼的数据质量较差而数据量有限,长鳍金枪鱼的资源评估结果存在很大的不确定性,为此,本文以印度洋长鳍金枪鱼的资源评估为例,以调查贝叶斯方法在有效信息较少的资源评估中的优势。本文根据不同的先验假设与捕捞数据系列,共构建了8个贝叶斯动态产量模型,以评估长鳍金枪鱼资源。结果表明:(1)分析参数的后验分布能提高捕捞数据系列选择与参数假设的合理性; (2) 利用种群统计学方法为内禀增长率(r)构建有信息先验,能提高资源评估结果的可靠性。与传统方法相比,当基于贝叶斯框架时,能将已知的知识表示为先验信息并能分析参数的后验分布,从而在数据较少或数据质量较差的情况下,能利用各种信息提高参数估计的合理性与资源评估的可靠性。因此,对数据量较少或数据质量较差情况下的渔业资源评估而言,贝叶斯方法非常有效,如本文所示的印度洋长鳍金枪鱼的资源评估。     

Recruitment of shrimp (Pandalus borealis) in the Barents Sea related to spawning stock and environment

The shrimp spawn in autumn, and the females carry their eggs as out roe until spring when the larvae hatch. Within a period of 2 months the shrimp larvae settle to the bottom. It has been claimed that the year-class strength probably is determined during the larval phase. Today's assessment and forecast of the shrimp stock productivity and potential fishing yields are weak. This is partly due to poor knowledge on population dynamics from hatching until the shrimp are caught in the fishery at the age of 3 or 4 years. We, therefore, here identify the most important abiotic and biotic factors that affect recruitment in addition to spawning stock biomass. Since 1995, a net attached to the underbelly of the survey trawl used at the annual cruise in the Barents Sea has caught juvenile shrimp. The abundance of settled shrimp larvae varies in time and space. The recruitment to the fishery has been quite stable with the exception of the 1996 year-class, which was observed as 1-year-olds but has not been registered since. The temporal pattern of the three youngest year-classes is studied in relation to abiotic factors such as sea temperature, ice index and North Atlantic Oscillation, as well as biotic factors such as spawning stock biomass and presence of copepods, euphausiids and predating cod. Recruitment indices and factors identified by the Spearmann correlation to be significantly correlated with recruitment were used as input in a principal component analysis (PCA) and a generalized additive model (GAM) was applied. Abundance of 1-year-old shrimp is positively correlated to spawning stock biomass the previous year and to temperature of the previous winter, and negatively correlated with the number of 1-year-old cod. Two-year-old shrimp show significant correlation with temperature, whereas there is a strong negative correlation with euphausiids. Three-year-old shrimp are significantly correlated with the number of 2-year-old shrimp the previous year but negatively correlated to temperature at sampling time. This is probably due to less overlap with the main predator cod when cold. Ricker functions indicate an increased density-dependent mortality with age. When predicting the recruitment of shrimp to the fishery, the spawning stock biomass, the abundance of cod and euphausiids, as well as the temperature should be included.     

Development of Bayesian stock assessment methods for Namibian orange roughy Hoplostethus atlanticus

Bayesian methods are useful in fisheries stock assessment because they provide a conceptually elegant and statistically rigorous approach to making decisions under uncertainty. The application of Bayesian stock assessment methods in the management of Namibian orange roughy Hoplosthethus atlanticus within the 200 mile EEZ of Namibia is reviewed. Time-series of relative abundance are short and their reliability in indicating abundance trends is uncertain. The development of informative prior probability density functions (pdfs) for the constants of proportionality (q) for hydro-acoustic, commercial trawl swept area, and research trawl swept area indices produced statistically consistent prior estimates of absolute abundance for each of the three grounds where more than one index of abundance was available. The posterior pdfs for stock assessment model parameters were used to account for uncertainty in evaluations of the potential consequences of alternative harvesting policies under a stock reduction model in which catch removals were assumed to account for any declines. It appears that all orange roughy stocks off Namibia have been depleted below the limit reference point (50% of long-term unfished biomass). However, the stock reduction model could not easily account for the large declines in indices on the four fishing grounds over the period from 1995 until 1999 when the informative priors for q were applied. In the 2000 stock assessment, the Bayesian procedure was updated to account formally for uncertainty in model structures that could explain the decline in abundance. The possibility of very low stock abundance could still not be discounted when these uncertainties were accounted for. Although this most recent methodology applies more statistical rigour, its complexity has hindered its acceptance in Namibia. However, if it is worth quantifying risks and uncertainties in future stock assessments for the provision of precautionary management advice, it is proposed that the assessment protocols adopted be probabilistic to account for uncertainty in model parameters, that careful attention be given to subjective judgements about their inputs and the representation of uncertainty within them, and that, where appropriate, alternative hypotheses about stock abundance and mechanisms for catchability and stock decline be taken into account.     

东、黄海绿鳍马面鲀的资源评估

运用Pope-Shepherd多世代解析法推算了1977—1987年东、黄海绿鳍马面纯的各龄组资源量及捕捞死亡系数变动。结果表明,一龄以上资源量从70年代末的70余万吨逐步减少,80年代中期降到约50万吨的最低点。此后渔获物中一龄鱼比例大幅度增加。1984—1986三年中一龄鱼分别占渔获物的14.8％,53.3％。和16.2％(重量比例)。但因东、黄海主要底鱼衰退,生态系结构发生变化,马面纯幼鱼补充多于70年代,特别是1985年和1986年幼鱼补充量显著增加,出现二个较强的补充群体,使1986和1987年的2龄鱼数量有所增加。但该期间3龄以上成鱼资源量仍低于70年代水准,反映出捕捞强度过大。根据生物量曲线解析,将开捕年龄提高到3龄才能获得最佳管理效果。     

Can stock enhancement enhance stocks?

Successful stock enhancement or restocking requires a thorough understanding of the ecological processes that provide a potential for stocking within different ecosystems, i.e. determine which factors define the potential for stocking, such as population dynamics, economic cost-benefits, fisheries management and socio-economic impacts. Stocking is not simply a question of aquaculture logistics (i.e. the ability to produce a sufficient number of fry relative to the magnitude of the natural recruitment within the system), nor should it be a new outlet for aquaculture production. Quantitative targets should be set and the expected performance of the stocking tested. Potential loopholes, such as post-release mortality and habitat requirements related to the release, should be examined and resolved. If properly managed, stocking may lead to an increase in population, contribute to the local fishery and/or lead to an increase in the spawning stock biomass. The criteria for stocking are discussed in this paper using examples from flatfish and cod stocking programmes within specific ecosystems.     

Methods of fitting the Fisher-Tippett type 1 extreme value distribution

Methods are described for estimating the parameters of the Fisher-Tippet Type 1 extreme value distribution and associated return values from measured extremes, such as maximum wave height. A comparison of these methods, with simulated data, shows that those using Gumbel's plotting position are least satifactory. Maximum likelihood methods give the smallest mean square errors, but the very much simpler method of moments is nearly as good.     

利用基于环境因子的动态产量模型评估西南大西洋阿根廷滑柔鱼

西南大西洋阿根廷滑柔鱼,Illex argentinus,巴塔哥尼亚南部群体是重要的经济种类。海洋环境因子在柔鱼资源分布中起着重要的作用。本研究利用基于环境因子的动态产量模型评估2000-2010年的滑柔鱼的资源量。假设海洋环境因子（滑柔鱼产卵场最适宜海表温度占比）影响动态产量模型的参数K,DIC值表明在正态分布和均匀分布下均是基于环境因子的评估模型优于基本的动态产量模型。阿根廷滑柔鱼的最大可持续产量（MSY）在351600吨到685 100吨之间,资源生物量在1322400吨到1 803 000吨之间,其捕捞死亡系数均小于F_0.1和F_MSY,资源处在良好状态,没有遭受过度捕捞。本研究为应用环境因子在柔鱼类的资源评估与管理提中供了科学的参考方法。     

A limit reference point to prevent recruitment overfishing of Pacific bluefin tuna

Pacific bluefin tuna (PBF) (Thunnus orientalis) is commercially important in the North Pacific Ocean. Although its stock has been relatively low for decades, international discussions on a long-term management framework, including the definition of a limit reference point (LRP), have only recently started. This paper argues that an LRP for PBF could be developed by determining a biomass level that would prevent recruitment overfishing. First, it reviews the development of LRPs for various tuna species and demonstrates that most of these limits are not necessarily based on biological information on the respective species. Then, the current management of PBF is also reviewed as background information for considering an LRP for PBF. Finally, a variety of simple analyses of the stock–recruitment relationship of PBF are conducted to find a biomass level that would prevent recruitment overfishing—i.e. an LRP below which stocks should not fall. It is concluded that, for the first time to our knowledge, defining such an LRP for a tuna species is possible (about 30 thousand tonnes or 5% of estimated unfished spawning stock biomass in our calculation). Not only is the LRP based on actual experience, but also the logic behind it would be easier for stakeholders to understand than the theoretical LRPs used elsewhere. This LRP should be useful in future in more comprehensive management framework, such as one through management strategy evaluations, in which stakeholder involvement in decision-making is crucial.     

东海南部净初级生产力与日本鲐生物量的关联性研究

Fish biomass is a critical component of fishery stock assessment and management and it is often estimated from ocean primary production（OPP）. However, the relationship between the biomass of a fish stock and OPP is always complicated due to a variety of trophic controls in the ecosystem. In this paper, we examine the quantitative relationship between the biomass of chub mackerel（Scomber japonicus） and net primary production（NPP） in the southern East China Sea（SECS）, using catch and effort data from the Chinese mainland large light-purse seine fishery logbook and NPP derived from remote sensing. We further discuss the mechanisms of trophic control in regulating this relationship. The results show a significant non-linear relationship exists between standardized CPUE（Catch-Per-Unit-Effort） and NPP（P〈0.05）. This relationship can be described by a convex parabolic curve, where the biomass of chub mackerel increases with NPP to a maximum and then decreases when the NPP exceeds this point. The results imply that the ecosystem in the SECS is subject to complex trophic controls. We speculate that the change in abundance of key species at intermediate trophic levels and/or interspecific competition might contribute to this complex relationship.     

Contemporary management issues confronting fisheries science

Stock collapses have occurred worldwide. The most frequently cited cause is over-fishing, suggesting that fisheries management has been ineffective in controlling exploitation rates. The progression of a fishery from an over-exploited to a collapsed state involves impairment of the reproductive capacity of the target species, i.e. recruitment over-fishing. In many cases, this occurs by reduction of the spawning stock biomass (SSB) through the systematic elimination of spawning components within a stock complex. While operational definitions of minimum levels of SSB have been developed, they have seldom been applied and never adopted in a Canadian groundfish management context. The answer to the question of how much is enough to perpetuate a stock under exploitation has been illusive. Serebryakov [J. Cons. Int. Explor. Mer, 47 (1990) 267] has advocated definition of critical levels of SSB based on survival rates (R/SSB). We review his method and discuss the utility of the approach. An alternative approach to the problem of estimating minimum SSB is through a fundamental revision of the traditional stock and recruitment relationship. Explicit theoretical SSB thresholds below which reproduction/recruitment is severely impaired based upon density-dependent mating success (or Allee effects) is considered a superior approach to the question of how much is enough because of its ecological grounding. However, the successful application of this approach will require re-definition of the space/time scales of the management unit. Finally, support is growing for the establishment of closed areas or “no-take zones” as an alternative approach to managing the problems of fishing a stock complex by enabling sub-populations to escape fishing. While the expected benefits of areas protected from fishing are numerous, clear demonstrations of benefits of such areas in marine temperate ecosystems are lacking. In fact, unintended negative consequences may result from such actions.     

Assessing stocks in data-poor African fisheries: a case study on the white grouper Epinephelus aeneus of Mauritania

The lack of reliable stock assessment for numerous exploited stocks in West Africa often results from poor-quality data, high multi-specificity of captures, and the heterogeneity of exploitation methods. However, many signs of overexploitation exist, particularly for demersal resources, highlighting the urgent need for a more quantitative and comprehensive evaluation of these resources. This study aims to show how, in such a context of poor-quality data and high uncertainty, a multi-method approach for stock assessment can generate a consistent diagnosis of the condition of a resource. As a case study, several methods were combined to assess the stock status of the white grouper Epinephelus aeneus, a flagship species in West Africa that is exploited by industrial and small-scale fisheries in Mauritania. These were estimation of abundance indices using delta generalised linear models; a biomass production model using a pseudo-equilibrium method and including an environmental effect of upwelling intensity; a dynamic biomass production model fitted in a Bayesian framework also including an environmental effect; and an age-structured model based on a modified pseudo-cohort analysis. Sensitivity analyses were performed for most of these assessment methods. Results show that the white grouper stock is highly overexploited due to an excess in the fishing effort estimated at between 30% and 50%, depending on the model used to estimate the effort at maximum sustainable yield.     

Assessment and management of Cape horse mackerel Trachurus capensis off Namibia based on a fleet-disaggregated age-structured production model

The Cape horse mackerel stock off Namibia is assessed using a fleet-disaggregated age-structured production model including historical International Commission for the Southeast Atlantic Fisheries (ICSEAF) and current data. Data from acoustic biomass surveys, on commercial catch per unit effort and on commercial catch-at-age, were used to estimate current stock status over a range of model specifications. A management tool, the so-called management monitor graph, was introduced in order to track past management relative to stock status. Target, limit and precautionary reference points, decision rules and harvesting strategies, according to which the stock should be managed, are described and tested. The target reference point was set at maximum sustainable yield (MSY), the precautionary reference point at 80% of MSY and the limit reference point at 30% of MSY. Owing to some inconsistencies in the dataseries, evaluation of the current state of the resource is challenging, but estimates are that the resource is around the MSY level, somewhere between 250 000 and 300 000 t.     

Algorithms for joint channel estimation and datarecovery-application to equalization in underwater communications

Methods for joint ocean-channel estimation and data recovery are derived using an optimal, maximum likelihood (ML) estimation criterion. The resulting ML problems may be complex, thus iterative algorithms are used, e.g. the expectation-maximization (EM) algorithm. The different methods correspond to different assumptions about the ocean channel. The theoretical derivation of these methods as well as preliminary results on simulated ocean data experiments are presented     

Risks of shifting baselines highlighted by anecdotal accounts of New Zealand's snapper (Pagrus auratus) fishery

Anecdotal data sources may constitute an important component of the information available about an exploited species, as record keeping may not have occurred until after exploitation began. Here, we aimed to fill any gaps in the exploitative history of the sparid snapper (Pagrus auratus), using social and historical research methods. Social research consisted of interviews with recreational fishers, focusing on the most and largest snapper they had caught. In addition, the diary‐logs of two recreational fishers were analysed. Historical research consisted of investigation of old books, photos, archives and unpublished sources unconventional to fishery science. Interviews with fishers demonstrated no or weak trends in snapper abundance or size, and were likely impeded by a lack of ability to detect change in a fish stock that may still be considered abundant. The fishers’ perception of change, however, largely reflected recent experiences (last c. 10 years), when biomass is understood to have increased, and mostly did not consider experiences before the 1980s. Alternatively, diary‐logs of fisher catch rates produced a pattern that matched formal stock assessments of snapper biomass, suggesting declines in abundance up until the 1990s and an increase in biomass after that time. Historical research, although more qualitative, had the ability to investigate periods where formal records were not kept and described a fishery vastly different from the current one. Snapper were easily caught, in great abundance and in unusual locations. Localised depletion of snapper was first noticed in the early 20th century, despite spectacular catches of snapper occurring after that time. Snapper behaviour was also likely different, with visual sightings of snapper by onlookers a common occurrence. Although predictions from stock assessment models are consistent with that of the anecdotes listed here (i.e., high biomass in the past), these anecdotes are valuable as they explain lost biomass in a perspective meaningful to all. This perspective may be valuable for managers trying to consider the non‐financial value of a shared fishery but, if unrecognised, represents a shifting baseline.