Estimation of reservoir flood control operation risks with considering inflow forecasting errors

A method for quantifying inflow forecasting errors and their impact on reservoir flood control operations is proposed. This approach requires the identification of the probability distributions and uncertainty transfer scheme for the inflow forecasting errors. Accordingly, the probability distributions of the errors are inferred through deducing the relationship between its standard deviation and the forecasting accuracy quantified by the Nash–Sutcliffe efficiency coefficient. The traditional deterministic flood routing process is treated as a diffusion stochastic process. The diffusion coefficient is related to the forecasting accuracy, through which the forecasting errors are indirectly related to the sources of reservoir operation risks. The associated risks are derived by solving the stochastic differential equation of reservoir flood routing via the forward Euler method. The Geheyan reservoir in China is selected as a case study. The hydrological forecasting model for this basin is established and verified. The flood control operation risks in the forecast-based pre-release operation mode for different forecasting accuracies are estimated by the proposed approach. Application results show that the proposed method can provide a useful tool for reservoir operation risk estimation and management.     

Reservoir operation by staging due to climate variability

The changing environment enhances the hydrological cycle and increases the frequency of extreme floods. In this paper, the impacts of climate variability on flood season segmentation are determined and the scientific basis for determining corresponding flood limiting water levels (FLWLs) is provided. Climate variation was determined and then the flood season was divided into several sub-seasons using the results of the set pair analysis method (SPAM) and four indices; peak floods crossing the transitional periods were sampled to obtain a design flood hydrograph; and, finally, seasonal FLWLs were determined for reservoir operation. The performance of this reservoir staging operation was evaluated for a case study in the Chengbihe Reservoir, China.     

Optimization and uncertainty analysis of operational policies for multipurpose reservoir system

This paper presents optimization and uncertainty analysis of operation policies for Hirakud reservoir system in Orissa state, India. The Hirakud reservoir project serves multiple purposes such as flood control, irrigation and power generation in that order of priority. A 10-daily reservoir operation model is formulated to maximize annual hydropower production subjected to satisfying flood control restrictions, irrigation requirements, and various other physical and technical constraints. The reservoir operational model is solved by using elitist-mutated particle swarm optimization (EMPSO) method, and the uncertainty in release decisions and end-storages are analyzed. On comparing the annual hydropower production obtained by EMPSO method with historical annual hydropower, it is found that there is a greater chance of improving the system performance by optimally operating the reservoir system. The analysis also reveals that the inflow into reservoir is highly uncertain variable, which significantly influences the operational decisions for reservoir system. Hence, in order to account uncertainty in inflow, the reservoir operation model is solved for different exceedance probabilities of inflows. The uncertainty in inflows is represented through probability distributions such as normal, lognormal, exponential and generalized extreme value distributions; and the best fit model is selected to obtain inflows for different exceedance probabilities. Then the reservoir operation model is solved using EMPSO method to arrive at suitable operational policies corresponding to various inflow scenarios. The results show that the amount of annual hydropower generated decreases as the value of inflow exceedance probability increases. The obtained operational polices provides confidence in release decisions, therefore these could be useful for reservoir operation.     

Basinwide flood control system by combining prediction and reservoir operation

Japan has traditionally performed flood prevention through the construction and use of dikes, storage reservoirs, and basins which are costly and time consuming options. Another non-structural option is to operate the flood control system appropriately with a view to reducing flood damage. In this paper, a flood control system combining the runoff prediction model in the whole river basin with the reservoir operation is discussed. Different models of the runoff process are introduced in order to compare their accuracies and the computational time for the flood forecasting system. The reservoir operational rule is formulated in terms of fuzzy inference theory. Historical data are applied in a case study for verification of the proposed theories.     

Effects of different operational modes on the flood‐induced turbidity current of a canyon‐shaped reservoir: case study on Liuxihe Reservoir,South China

Suspended matter is an important indicator of water quality in freshwater systems. The flood‐induced turbidity current plays a dominant role in the seasonal dynamic of suspended matter in the Liuxihe Reservoir (23°45′50″N; 113°46′52″E), a large, stratified reservoir at the Tropic of Cancer in southern China. Field measurements show that loading and distribution of suspended matter in the reservoir differ in typical wet, dry and medium years, as a result of different discharge volumes and water level variation patterns. Using historical data and the practical demand for water supply and flood control, we generalized two feasible reservoir operational modes: flood impounding mode (drawing down the reservoir to a low level before flood events to impound inflow during the flooding season) and moderate level change mode (drawing down the reservoir to a moderate level before flood events, then keeping the level within the flood control level during runoff events). To examine the effects of different operational modes and outlet depths on the reservoir's flood‐induced turbidity current, a numerical simulation model was applied in three types of hydrological conditions. The results show that the mode with moderate drawdown and recharge processes can decrease loading of suspended matter in spring and promote turbidity current release during flood events, and upper withdrawal can improve the effects of turbid water release. We suggest that more attention should be focused on water quality management in the reservoir operation stage, severe artificial water level fluctuation being avoided and selective withdrawal becoming an optional management measure. Copyright © 2012 John Wiley & Sons, Ltd.     

Reservoir performance under uncertainty in hydrologic impacts of climate change

Relatively few studies have addressed water management and adaptation measures in the face of changing water balances due to climate change. The current work studies climate change impact on a multipurpose reservoir performance and derives adaptive policies for possible future scenarios. The method developed in this work is illustrated with a case study of Hirakud reservoir on the Mahanadi river in Orissa, India, which is a multipurpose reservoir serving flood control, irrigation and power generation. Climate change effects on annual hydropower generation and four performance indices (reliability with respect to three reservoir functions, viz. hydropower, irrigation and flood control, resiliency, vulnerability and deficit ratio with respect to hydropower) are studied. Outputs from three general circulation models (GCMs) for three scenarios each are downscaled to monsoon streamflow in the Mahanadi river for two future time slices, 2045–65 and 2075–95. Increased irrigation demands, rule curves dictated by increased need for flood storage and downscaled projections of streamflow from the ensemble of GCMs and scenarios are used for projecting future hydrologic scenarios. It is seen that hydropower generation and reliability with respect to hydropower and irrigation are likely to show a decrease in future in most scenarios, whereas the deficit ratio and vulnerability are likely to increase as a result of climate change if the standard operating policy (SOP) using current rule curves for flood protection is employed. An optimal monthly operating policy is then derived using stochastic dynamic programming (SDP) as an adaptive policy for mitigating impacts of climate change on reservoir operation. The objective of this policy is to maximize reliabilities with respect to multiple reservoir functions of hydropower, irrigation and flood control. In variations to this adaptive policy, increasingly more weightage is given to the purpose of maximizing reliability with respect to hydropower for two extreme scenarios. It is seen that by marginally sacrificing reliability with respect to irrigation and flood control, hydropower reliability and generation can be increased for future scenarios. This suggests that reservoir rules for flood control may have to be revised in basins where climate change projects an increasing probability of droughts. However, it is also seen that power generation is unable to be restored to current levels, due in part to the large projected increases in irrigation demand. This suggests that future water balance deficits may limit the success of adaptive policy options.     

ROC‐based calibration of flood inundation models

The use of spatial patterns of flood inundation (often obtained from remotely sensed imagery) to calibrate flood inundation models has been widespread over the last 15 years. Model calibration is most often achieved by employing one or even several performance measures derived from the well‐known confusion matrix based on a binary classification of flooding. However, relatively early on, it has been recognized that the use of commonly reported performance measures for calibrating flood inundation models (such as the F measure) is hampered because the calibration procedure commonly utilizes only one possible solution of a wet/dry classification of a remote sensing image [most often acquired by a synthetic aperture radar (SAR)] to calibrate or validate models and are biased towards either over‐prediction or under‐prediction of flooding. Despite the call in several studies for an alternative statistic, to this date, very few, if any, unbiased performance measure based on the confusion matrix has been proposed for flood model calibration/validation studies. In this paper, we employ a robust statistical measure that operates in the receiver operating characteristics (ROC) space and allows automated model calibration with high identifiability of the best model parameter set but without the need of a classification of the SAR image. The ROC‐based method for flood model calibration is demonstrated using two different flood event test cases with flood models of varying degree of complexity and boundary conditions with varying degree of accuracy. Verification of the calibration results and optional SAR classification is successfully performed with independent observations of the events. We believe that this proposed alternative approach to flood model calibration using spatial patterns of flood inundation should be employed instead of performance measures commonly used in conjunction with a binary flood map. © 2013 California Institute of Technology. Hydrological Processes © 2013 John Wiley & Sons, Ltd.     

Study of the flood control scheduling scheme for the Three Gorges Reservoir in a catastrophic flood

The Three Gorges Project is the world's largest water conservancy project. According to the design standards for the 1,000‐year flood, flood diversion areas in the Jingjiang reach of the Yangtze River must be utilized to ensure the safety of the Jingjiang area and the city of Wuhan. However, once these areas are used, the economic and life loss in these areas may be very great. Therefore, it is vital to reduce this loss by developing a scheme that reduces the use of the flood diversion areas through flood regulation by the Three Gorges Reservoir (TGR), under the premise of ensuring the safety of the Three Gorges Dam. For a 1,000‐year flood on the basis of a highly destructive flood in 1954, this paper evaluates scheduling schemes in which flood diversion areas are or are not used. The schemes are simulated based on 2.5‐m resolution reservoir topography and an optimized model of dynamic capacity flood regulation. The simulation results show the following. (a) In accord with the normal flood‐control regulation discharge, the maximum water level above the dam should be not more than 175 m, which ensures the safety of the dam and reservoir area. However, it is necessary to utilize the flood diversion areas within the Jingjiang area, and flood discharge can reach 2.81 billion m³. (b) In the case of relying on the TGR to impound floodwaters independently rather than using the flood diversion areas, the maximum water level above the dam reaches 177.35 m, which is less than the flood check level of 180.4 m to ensure the safety of the Three Gorges Dam. The average increase of the TGR water level in the Chongqing area is not more than 0.11 m, which indicates no significant effect on the upstream reservoir area. Comparing the various scheduling schemes, when the flood diversion areas are not used, it is believed that the TGR can execute safe flood control for a 1,000‐year flood, thereby greatly reducing flood damage.     

Applying a real‐coded multi‐population genetic algorithm to multi‐reservoir operation

The primary objective of this study is to propose a real‐coded hypercubic distributed genetic algorithm (HDGA) for optimizing reservoir operation system. A conventional genetic algorithm (GA) is often trapped into local optimums during the optimization procedure. To prevent premature convergence and to obtain near‐global optimal solutions, the HDGA is designed to have various subpopulations that are processed using separate and parallel GAs. The hypercubic topology with a small diameter spreads good solutions rapidly throughout all of the subpopulations, and a migration mechanism, which exchanges chromosomes among the subpopulations, exchanges information during the joint optimization to maintain diversity and thus avoid a systematic premature convergence toward a single local optimum. Three genetic operators, i.e. linear ranking selection, blend‐α crossover and Gaussian mutation, are applied to search for the optimal reservoir releases. First, a benchmark problem, the four‐reservoir operation system, is considered to investigate the applicability and effectiveness of the proposed approach. The results show that the known global optimal solution can be effectively and stably achieved by the HDGA. The HDGA is then applied in the planning of a multi‐reservoir system in northern Taiwan, considering a water reservoir development scenario to the year 2021. The results searched by an HDGA minimize the water deficit of this reservoir system and provide much better performance than the conventional GA in terms of obtaining lower values of the objective function and avoiding local optimal solutions. Copyright © 2006 John Wiley & Sons, Ltd.     

A reservoir flood forecasting and control system for China / Un système chinois de prévision et de contrôle de crue en barrage

Abstract

Abstract Reservoirs play a vital role in flood prevention and disaster relief in China. The objectives of the project described in this study were to establish a reservoir flood forecasting and control system and to design and develop corresponding application software. This paper introduces the current reservoir flood control and operation practice with this system in China. Using modern integration technologies, an application software for this Reservoir Flood Forecasting and Control System (RFFCS) has been developed and updated since 1995. The structure of the system and its main functions, telemetric data acquisition and processing, the hydrological database, flood forecasting, and reservoir operation components are described in detail. The working environment, key technologies and standardization design are emphasized. Having been successfully applied to 212 reservoirs in China, the software has proved to be reliable and user-friendly. In its latest version, the software supports reservoir flood forecasting and flood dispatch decisions. The future research direction and the extension of the software function are also discussed.     

Risk analysis for flood control operation of seasonal flood-limited water level incorporating inflow forecasting error

Abstract

The seasonal flood-limited water level (FLWL), which reflects the seasonal flood information, plays an important role in governing the trade-off between reservoir flood control and conservation. A risk analysis model for flood control operation of seasonal FLWL incorporating the inflow forecasting error was proposed and developed. The variable kernel estimation is implemented for deriving the inflow forecasting error density. The synthetic inflow incorporating forecasting error is simulated by Monte Carlo simulation (MCS) according to the inflow forecasting error density. The risk analysis for seasonal FLWL control was estimated by MCS based on a combination of the forecasting inflow lead-time, seasonal design flood hydrographs and seasonal operation rules. The Three Gorges reservoir is selected as a case study. The application results indicate that the seasonal FLWL control can effectively enhance flood water utilization rate without lowering the annual flood control standard.

Editor D. Koutsoyiannis; Associate editor A. Viglione

Citation Zhou, Y.-L. and Guo, S.-L., 2014. Risk analysis for flood control operation of seasonal flood-limited water level incorporating inflow forecasting error. Hydrological Sciences Journal, 59 (5), 1006–1019.     

Identification of flood seasonality using an entropy-based method

Identifying flood seasonality is critical in hydrologic applications as well as water resources management. We develop an entropy-based method (EBM) for identifying flood seasonality and partitioning the entire flood season into multiple sub-seasons. The performance of the proposed EBM is evaluated using a Monte Carlo simulation test and compared with current methods. The Three Gorges Reservoir (TGR) basin in the Yangtze River is selected as a case study to test the applicability of the proposed method. Results of Monte Carlo simulation test demonstrate that the EBM performs better than the probability change-point method and the improved relative frequency method with less bias and higher efficiency. The case study results illustrate that the EBM can appropriately divide the entire flood season of the TGR into pre-flood season (from June 1st to June 20th), main-flood season (from June 21th to September 10th) and post-flood season (from September 11th to September 30th). The flood limited water levels (FLWL) in these three sub-seasons can then be derived, which are 150 m, 145 m and 149 m, respectively. Compared with conventional operation rule, the seasonal FLWL scheme can generate more hydropower (0.93 billion KWh) annually with a reliability of 99.86%. Therefore, it is meaningful to divide the entire flood season into three sub-seasons and apply seasonal FLWL for TGR operation.     

Non-identical models for seasonal flood frequency analysis

Abstract

The aim is to build a seasonal flood frequency analysis model and estimate seasonal design floods. The importance of seasonal flood frequency analysis and the advantages of considering seasonal design floods in the derivation of reservoir planning and operating rules are discussed, recognising that seasonal flood frequency models have been in use for over 30 years. A set of non-identical models with non-constant parameters is proposed and developed to describe flows that reflect seasonal flood variation. The peak-over-threshold (POT) sampling method was used, as it is considered to provide significantly more information on flood seasonality than annual maximum (AM) sampling and has better performance in flood seasonality estimation. The number of exceedences is assumed to follow the Poisson distribution (Po), while the peak exceedences are described by the exponential (Ex) and generalized Pareto (GP) distributions and a combination of both, resulting in three models, viz. Po-Ex, Po-GP and Po-Ex/GP. Their performances are analysed and compared. The Geheyan and the Baiyunshan reservoirs were chosen for the case study. The application and statistical experiment results show that each model has its merits and that the Po-Ex/GP model performs best. Use of the Po-Ex/GP model is recommended in seasonal flood frequency analysis for the purpose of deriving reservoir operation rules.     

Stochastic multiobjective optimization of reservoirs in parallel

A stochastic multiobjective optimization method for finding noninferior solutions of the operation problem of reservoirs in parallel is presented. This problem is characterized by a multiobjective optimization, a multireservoir system, and stochasticity of inflows, which represent three difficult aspects in reservoir system planning and operation. In this method, a constraint technique, decomposition iteration, and simulation analysis are employed conjunctively to deal with the three difficult aspects. The constraint technique is intended to transform the multiobjective optimization into a uniobjective one and the decomposition iteration in conjunction with the simulation analysis attempts to alleviate the dimensionality problem. The proposed methodology is applied to a reservoir system in the upper Tone River basin, which consists of three reservoirs in parallel and is operated primarily for three objectives: hydropower, water supply, and flood control. A total of 49 noninferior solutions for the reservoir system are obtained, from which the decision makers may be able to find the most satisfactory operating policy. Copyright © 2005 John Wiley & Sons, Ltd.     

A fast method of flood discharge estimation

Discharge, especially during flood periods, is among the most important information necessary for flood control, water resources planning and management. Owing to the high flood velocities, flood discharge usually cannot be measured efficiently by conventional methods, which explains why records of flood discharge are scarce or do not exist for the watersheds in Taiwan. A fast method of flood discharge estimation is presented. The greatest advantage of the proposed method is its application to estimate flood discharge that cannot be measured by conventional methods. It has as its basis the regularity of open‐channel flows, i.e. that nature maintains a constant ratio of mean to maximum velocities at a given channel section by adjusting the velocity distribution and the channel geometry. The maximum velocity at a given section can be determined easily over a single vertical profile, which tends to remain invariant with time and discharge, and can be converted to the mean velocity of the entire cross‐section by multying by the constant ratio. Therefore the mean velocity is a common multiple of maximum velocity and the mean/maximum velocity ratio. The channel cross‐sectional area can be determined from the gauge height, the water depth at the y‐axis or the product of the channel width multiplied by the water depth at the y‐axis. Then the most commonly used method, i.e. the velocity–area method, which determines discharge as the product of the cross‐sectional area multiplied by mean velocity, is applied to estimate the flood discharge. Only a few velocity measurements on the y‐axis are necessary to estimate flood discharge. Moreover the location of the y‐axis will not vary with time and water stage. Once the relationship of mean and maximum velocities is established, the flood estimation can be determined efficiently. This method avoids exposure to hazardous environments and sharply reduces the measurement time and cost. The method can be applied in both high and low flows in rivers. Available laboratory flume and stream‐flow data are used to illustrate accuracy and reliability, and results show that this method can quickly and accurately estimate flood discharges. Copyright © 2004 John Wiley & Sons, Ltd.     

基于Copula函数的连河通江湖泊防洪安全设计:以洪泽湖为例

湖泊作为一种蓄水单元,尤其是大型过水性湖泊,是一种典型的平原型水库,在功能上与山谷型水库具有许多相似之处,但由于其特殊的地理地形构造,使得入湖洪水过程与入库洪水过程存在着较大的差异.在防洪安全设计研究中,山谷型水库关注的多是坝址洪水,即总的入库洪水过程,而对于湖泊来说,还需要关注各个分区的入湖洪水过程对湖区洪水演进的影...     

Optimal operation of reservoirs for downstream water quality control using linked simulation optimization

A methodology is developed for optimal operation of reservoirs to control water quality requirements at downstream locations. The physicochemical processes involved are incorporated using a numerical simulation model. This simulation model is then linked externally with an optimization algorithm. This linked simulation–optimization‐based methodology is used to obtain optimal reservoir operation policy. An elitist genetic algorithm is used as the optimization algorithm. This elitist‐genetic‐algorithm‐based linked simulation–optimization model is capable of evolving short‐term optimal operation strategies for controlling water quality downstream of a reservoir. The performance of the methodology developed is evaluated for an illustrative example problem. Different plausible scenarios of management are considered. The operation policies obtained are tested by simulating the resulting pollutant concentrations downstream of the reservoir. These performance evaluations consider various scenarios of inflow, permissible concentration limits, and a number of management periods. These evaluations establish the potential applicability of the developed methodology for optimal control of water quality downstream of a reservoir. Copyright © 2007 John Wiley & Sons, Ltd.     

A new seasonal design flood method based on bivariate joint distribution of flood magnitude and date of occurrence

Abstract

Seasonal design floods which consider information on seasonal variation are very important for reservoir operation and management. The seasonal design flood method currently used in China is based on seasonal maximum (SM) samples and assumes that the seasonal design frequency is equal to the annual design frequency. Since the return period associated with annual maximum floods is taken as the standard in China, the current seasonal design flood cannot satisfy flood prevention standards. A new seasonal design flood method, which considers dates of flood occurrence and magnitudes of the peaks (runoff), was proposed and established based on copula function. The mixed von Mises distribution was selected as marginal distribution of flood occurrence dates. The Pearson Type III and exponential distributions were selected as the marginal distribution of flood magnitude for annual maximum flood series and peak-over-threshold samples, respectively. The proposed method was applied at the Geheyan Reservoir, China, and then compared with the currently used seasonal design flood methods. The case study results show that the proposed method can satisfy the flood prevention standard, and provide more information about the flood occurrence probabilities in each sub-season. The results of economic analysis show that the proposed design flood method can enhance the floodwater utilization rate and give economic benefits without lowering the annual flood protection standard.

Citation Chen, L., Guo, S. L., Yan, B. W., Liu, P. & Fang, B. (2010) A new seasonal design flood method based on bivariate joint distribution of flood magnitude and date of occurrence. Hydrol. Sci. J. 55(8), 1264–1280.     

An experiment on reservoir representation schemes to improve hydrologic prediction: coupling the national water model with the HEC-ResSim

ABSTRACT

This study experiments with reservoir representation schemes to improve the ability to model active water management in the National Water Model (NWM). For this purpose, we developed an integrated water management model, NWM-ResSim, by coupling the NWM with HEC-ResSim, and two reservoir representation schemes are tested: simulation of reservoir operations and retrieval of scheduled operations. The experiments focus on a pilot reservoir domain in the Russian River basin – Lake Mendocino, California – and its contributing watershed. The evaluation results suggest that the NWM-ResSim improves the simulation performance of reservoir outflow from this managed reservoir over the NWM default level pool routing scheme. The degree of this improvement depends on the suitability of the operation guidance; the reservoir operations simulation scheme could have acceptable errors for the purposes of water resources management, but not for flood operations. Results of the retrieval scheme of scheduled operations demonstrated better performance for sub-daily flood operations.