The integrated effects of climate and hydrologic uncertainty on future flood risk assessments

This work examines future flood risk within the context of integrated climate and hydrologic modelling uncertainty. The research questions investigated are (1) whether hydrologic uncertainties are a significant source of uncertainty relative to other sources such as climate variability and change and (2) whether a statistical characterization of uncertainty from a lumped, conceptual hydrologic model is sufficient to account for hydrologic uncertainties in the modelling process. To investigate these questions, an ensemble of climate simulations are propagated through hydrologic models and then through a reservoir simulation model to delimit the range of flood protection under a wide array of climate conditions. Uncertainty in mean climate changes and internal climate variability are framed using a risk‐based methodology and are explored using a stochastic weather generator. To account for hydrologic uncertainty, two hydrologic models are considered, a conceptual, lumped parameter model and a distributed, physically based model. In the conceptual model, parameter and residual error uncertainties are quantified and propagated through the analysis using a Bayesian modelling framework. The approach is demonstrated in a case study for the Coralville Dam on the Iowa River, where recent, intense flooding has raised questions about potential impacts of climate change on flood protection adequacy. Results indicate that the uncertainty surrounding future flood risk from hydrologic modelling and internal climate variability can be of the same order of magnitude as climate change. Furthermore, statistical uncertainty in the conceptual hydrological model can capture the primary structural differences that emerge in flood damage estimates between the two hydrologic models. Copyright © 2014 John Wiley & Sons, Ltd.     

Assessing groundwater sustainability under changing climate using isotopic tracers and climate modelling,southwest Ohio,USA

Groundwater, an essential resource, is likely to change with global warming because of changes in the CO₂ levels, temperature and precipitation. Here, we combine water isotope geochemistry with climate modelling to examine future groundwater recharge in southwest Ohio, USA. We first establish the stable isotope profiles of oxygen and deuterium in precipitation and groundwater. We then use an isotope mass balance model to determine seasonal groundwater recharge from precipitation. Climate model output is used to project future changes in precipitation and its seasonal distribution under medium and high climate change scenarios. Finally, these results are combined to examine future changes in groundwater recharge. We find that 76% of the groundwater recharge occurs in the cool season. Climate models project precipitation increase in the cool season and decrease in the warm season. The total groundwater recharge is expected to increase by 3.2% (8.8%) under the medium (high) climate change scenarios.     

Inverse flood risk modelling under changing climatic conditions

One of the most significant anticipated consequences of global climate change is the increased frequency of hydrologic extremes. Predictions of climate change impacts on the regime of hydrologic extremes have traditionally been conducted using a top‐down approach. The top‐down approach involves a high degree of uncertainty associated with global circulation model (GCM) outputs and the choice of downscaling technique. This study attempts to explore an inverse approach to the modelling of hydrologic risk and vulnerability to changing climatic conditions. With a focus targeted at end‐users, the proposed approach first identifies critical hydrologic exposures that may lead to local failures of existing water resources systems. A hydrologic model is used to transform inversely the main hydrologic exposures, such as floods and droughts, into corresponding meteorological conditions. The frequency of critical meteorological situations is investigated under present and future climatic scenarios by means of a generic weather generator. The weather generator, linked with GCMs at the last step of the proposed methodology, allows the creation of an ensemble of different scenarios, as well as an easy updating, when new and improved GCM outputs become available. The technique has been applied in Ontario, Canada. The results show significant changes in the frequency of hydro‐climatic extremes under future climate scenarios in the study area. Copyright © 2007 John Wiley & Sons, Ltd.     

Assessing urban flood and drought risks under climate change,China

Risk analysis of urban flood and drought can provide useful guidance for urban rainwater management. Based on an analysis of urban climate characteristics in 2,264 Chinese cities from 1958 to 2017, this study evaluated urban flood and drought risks. The results demonstrated that the annual average values of precipitation, aridity index, frequency and intensity of extreme precipitation and extreme drought events differed significantly in these cities. The values of the above six climatic indicators in the cities ranged from 9.29–2639.30 mm, 0.47–54.73, 1.08–8.79 time, 7.82–107.25 mm, 0.76–2.99 time, and 10.30–131.19 days, respectively. The geographical patterns of urban precipitation, aridity index, intensity and frequency of extreme precipitation and drought events in China fit well to the Hu‐Huanyong Line that was created in 1940s to identify the pattern of population distribution. Extreme precipitation in most cities has upward trends, except for those around the Hu‐Huanyong Line. The extreme drought events had upward trends in the cities east of the Hu‐Huanyong Line, but there were downward trends in the cities west of the line. The risk assessment indicated that 3.80% cities were facing serious flood and 6.01% cities were facing serious drought risks, which are located in the coast of southern China and northwestern China, respectively, and other 90.19% cities were facing different types of drought and flood risks in terms of their intensity and frequency.     

Climate change impacts on extreme precipitation of water supply area in Istanbul: use of ensemble climate modelling and geo-statistical downscaling

ABSTRACT

Numerous statistical downscaling models have been applied to impact studies, but none clearly recommended the most appropriate one for a particular application. This study uses the geographically weighted regression (GWR) method, based on local implications from physical geographical variables, to downscale climate change impacts to a small-scale catchment. The ensembles of daily precipitation time series from 15 different regional climate models (RCMs) driven by five different general circulation models (GCMs), obtained through the European Union (EU)-ENSEMBLES project for reference (1960–1990) and future (2071–2100) scenarios are generated for the Omerli catchment, in the east of Istanbul city, Turkey, under scenario A1B climate change projections. Special focus is given to changes in extreme precipitation, since such information is needed to assess the changes in the frequency and intensity of flooding for future climate. The mean daily precipitation from all RCMs is under-represented in the summer, autumn and early winter, but it is overestimated in late winter and spring. The results point to an increase in extreme precipitation in winter, spring and summer, and a decrease in autumn in the future, compared to the current period. The GWR method provides significant modifications (up to 35%) to these changes and agrees on the direction of change from RCMs. The GWR method improves the representation of mean and extreme precipitation compared to RCM outputs and this is more significant, particularly for extreme cases of each season. The return period of extreme events decreases in the future, resulting in higher precipitation depths for a given return period from most of the RCMs. This feature is more significant with downscaling. According to the analysis presented, a new adaption for regulating excessive water under climate change in the Omerli basin may be recommended.     

Projection of extreme flood inundation in the Mekong River basin under 4K increasing scenario using large ensemble climate data

Projecting changes in the frequency and intensity of future precipitation and flooding is critical for the development of social infrastructure under climate change. The Mekong River is among the world's large-scale rivers severely affected by climate change. This study aims to define the duration of precipitation contributing to peak floods based on its correlation with peak discharge and inundation volume in the Lower Mekong Basin (LMB). We assessed the changes in precipitation and flood frequency using a large ensemble Database for Policy Decision-Making for Future Climate Change (d4PDF). River discharge in the Mekong River Basin (MRB) and flood inundation in the LMB were simulated by a coupled rainfall-runoff and inundation (RRI) model. Results indicated that 90-day precipitation counting backward from the day of peak flooding had the highest correlation with peak discharge (R² = .81) and inundation volume (R² = .81). The ensemble mean of present simulation of d4PDF (1951–2010) showed good agreement with observed extreme flood events in the LMB. The probability density of 90-day precipitation shifted from the present to future climate experiments with a large variation of mean (from 777 to 900 mm) and SD (from 57 to 96 mm). Different patterns of sea surface temperature significantly influence the variation of precipitation and flood inundation in the LMB in the future (2051–2110). Extreme flood events (50-year, 100-year, and 1,000-year return periods) showed increases in discharge, inundation area, and inundation volume by 25%–40%, 19%–36%, and 23%–37%, respectively.     

Natural flood management,land use and climate change trade-offs: the case of Tarland catchment,Scotland

A distributed hydrological model (WaSiM-ETH) was applied to a mesoscale catchment to investigate natural flood management as a nonstructural approach to tackle flood risks from climate change. Peak flows were modelled using climate projections (UKCP09) combined with afforestation-based land-use change options. A significant increase in peak flows was modelled from climate change. Afforestation could reduce some of the increased flow, with greatest benefit from coniferous afforestation, especially replacing lowland farmland. Nevertheless, large-scale woodland expansion was required to maintain peak flows similar to present and beneficial effects were significantly reduced for larger “winter-type” extreme floods. Afforestation was also modelled to increase low-flow risks. Land-use scenarios showed catchment-scale trade-offs across multiple objectives meant “optimal” flood risk solutions were unlikely, especially for afforestation replacing lowland farmland. Hence, combined structural/nonstructural measures may be required in such situations, with integrated catchment management to synergize multiple objectives.     

Development of a global flood risk index based on natural and socio-economic factors

Abstract

A global flood risk index (FRI) is established, based on both natural and social factors. The advanced flood risk index (AFRI) is the expectation of damage in the case of a single flood occurrence, estimated by a linear regression-based approach as a function of hazard and vulnerability metrics. The resulting equations are used to predict potential flood damage given gridded global data for independent variables. It is new in the aspect that it targets floods by units of events, instead of a long-term trend. Moreover, the value of the AFRI is that it can express relative potential flood risk with the process of flood damage occurrence considered. The significance of this study is that not only the hazard parameters which contribute directly to flood occurrence, but vulnerability parameters which reflect the conditions of the region where flood occurred, including its residential and social characteristics, were shown quantitatively to affect flood damage.

Citation Okazawa, Y., Yeh, P., Kanae, S. & Oki, T. (2011) Development of a global flood risk index based on natural and socioeconomic factors. Hydrol. Sci. J. 56(5), 789–804.     

Assessing possible changes in flood frequency due to climate change in mid‐sized watersheds in New York State,USA

The frequency of flooding is often presumed to increase with climate change because of projected increases in rainfall intensities. In this paper, using 50‐plus years of historical discharge and meteorological data from three watersheds in different physiographic regions of New York State, USA, we find that annual maximum stream discharges are associated with 20% or less of the annual maximum rainfall events. Instead of rainfall events, approximately 20% of annual maximum stream discharges are associated with annual maximum snowmelt events while 60% of annual maximum discharges are associated with moderate rainfall amounts and very wet soil conditions. To explore the potential for changes in future flood risk, we employed a compound frequency distribution that assumes annual maximum discharges can be modelled by combining the cumulative distribution functions of discharges resulting from annual maximum rainfall, annual maximum snowmelt, and occurrences of moderate rain on wet soils. Basing on a compound frequency distribution comprised of univariate general extreme value (GEV) and gamma distributions, we found that a hypothetical 20% increase in the magnitude of rainfall‐related stream discharge results in little change in 96th percentile annual maximum discharge. For the 99th percentile discharge, two waterbodies in our study had a 10% or less increase in annual maximum discharge when annual maximum rainfall‐related discharges increased 20% while the third waterbody had a 16% increase in annual maximum discharges. Additionally, in some cases, annual maximum discharges could be offset by a reduction in the discharge resulting from annual maximum snowmelt events. While only intended as a heuristic tool to explore the interaction among different flood‐causing mechanisms, use of a compound flood frequency distribution suggests a case can be made that not all waterbodies in humid, cold regions will see extensive changes in flooding due to increased rainfall intensities. Copyright © 2011 John Wiley & Sons, Ltd.     

Identification of changes in floods and flood regimes in Canada using a peaks over threshold approach

Recent flood events in Canada have led to speculation that changes in flood behaviour are occurring; these changes have often been attributed to climate change. This paper examines flood data for a collection of 132 gauging stations in Canada. All of these watersheds are part of the Canadian Reference Hydrometric Basin Network (RHBN), a group of gauging stations specifically assembled to assist in the identification of the impacts of climate change. The RHBN stations are considered to have good quality data and were screened to avoid the influences of regulation, diversions, or land use change. Daily flow data for each watershed are used to derive a peaks over threshold (POT) dataset. Several measures of flood behaviour are examined based on the POT data, which afford a more in‐depth analysis of flood behaviour than can be obtained using annual maxima data. Analysis is conducted for four time periods ranging from 50 to 80 years in duration; the latter period results in a much smaller number of watersheds that have data for the period. The changes in flood responses of the watersheds are summarized by grouping the watersheds by size (small, medium, and large) and also by hydrologic regime (nival, mixed, and pluvial). The results provide important insights into the nature of the changes that are occurring in flood regimes of Canadian rivers, which include more flood exceedances, reduced maximum flood exceedance magnitudes for snowmelt events, and earlier flood events. Copyright © 2016 John Wiley & Sons, Ltd.     

Perceptual models of uncertainty for socio-hydrological systems: a flood risk change example

ABSTRACT

Characterizing, understanding and better estimating uncertainties are key concerns for drawing robust conclusions when analyzing changing socio-hydrological systems. Here we suggest developing a perceptual model of uncertainty that is complementary to the perceptual model of the socio-hydrological system and we provide an example application to flood risk change analysis. Such a perceptual model aims to make all relevant uncertainty sources – and different perceptions thereof – explicit in a structured way. It is a first step to assessing uncertainty in system outcomes that can help to prioritize research efforts and to structure dialogue and communication about uncertainty in interdisciplinary work.     

Perceptual models of uncertainty for socio-hydrological systems: a flood risk change example

Characterizing, understanding and better estimating uncertainties are key concerns for drawing robust conclusions when analyzing changing socio-hydrological systems. Here we suggest developing a perceptual model of uncertainty that is complementary to the perceptual model of the socio-hydrological system and we provide an example application to flood risk change analysis. Such a perceptual model aims to make all relevant uncertainty sources – and different perceptions thereof – explicit in a structured way. It is a first step to assessing uncertainty in system outcomes that can help to prioritize research efforts and to structure dialogue and communication about uncertainty in interdisciplinary work.     

Assessing temperature‐based PET equations under a changing climate in temperate,deciduous forests

Despite the availability of numerous approaches to estimate potential evapotranspiration (PET), temperature‐based PET equations such as the Hamon equation and Thornthwaite equation are still used to predict changes in hydrology in a changing climate as temperature is one of the primary reported outputs from general circulation models. To isolate the actual dependence of PET on temperature, we analysed meteorological and energy balance measurements from five AmeriFlux deciduous forest sites in the eastern United States during periods with minimal soil moisture control on transpiration. For all five sites, when PET measurements with similar net radiation are grouped, temperature does not correlate to PET within each group. Conversely when PET measurements with similar temperature are grouped, net radiation strongly correlates to PET within each group. In terms of assessing standard PET models, when dormant and growing season PET are separated, we found that the Priestley–Taylor equation (a model primarily dependent on net radiation) consistently explained more of the variation in PET than temperature‐based methods such as the Hamon equation (median R² of 0·88 vs 0·66). We illustrate that the moderate ability of temperature‐based equations to predict PET arises from the correlation between temperature and net radiation when the meteorological observations are averaged over at least several days. However, we suggest that because temperature is not the fundamental driver of PET and because the relationship between temperature and net radiation underlying temperature‐based equations will shift with climate change, temperature‐based equations in their current state will likely exaggerate PET in a changing climate. Copyright © 2010 John Wiley & Sons, Ltd.     

Nonstationarity-based evaluation of flood risk in the Pearl River basin: changing patterns,causes and implications

Nonstationary GEV-CDN models considering time as a covariate are built for evaluating the flood risk and failure risk of the major flood-control infrastructure in the Pearl River basin, China. The results indicate: (1) increasing peak flood flow is observed in the mainstream of the West River and North River basins and decreasing peak flood flow is observed in the East River basin; in particular, increasing peak flood flow is detected in the mainstream of the lower Pearl River basin and also in the Pearl River Delta region, the most densely populated region of the Pearl River basin; (2) differences in return periods analysed under stationarity and nonstationarity assumptions are found mainly for floods with return periods longer than 50 years; and (3) the failure risks of flood-control infrastructure based on failure risk analysis are higher under the nonstationarity assumption than under the stationarity assumption. The flood-control infrastructure is at higher risk of flood and failure under the influence of climate change and human activities in the middle and lower parts of Pearl River basin.

EDITOR D. Koutsoyiannis

ASSOCIATE EDITOR G. Thirel     

Climate change and fluvial flood risk in the UK: more of the same?

The potential impact of climate change on fluvial flooding is receiving considerable scientific and political interest thanks to evidence from climate model projections and a widely held belief that flood risk may be increasing at European levels. This review compares published work on historical trends in UK rainfall and river flow records with high‐resolution regional climate change projections, and attempts to reconcile apparent differences between the two. Attention is focused on the techniques used for climate change detection and attribution, as well as the potential confounding effects of land‐use change. International and domestic efforts to build adaptive capacity rest on improved quantification of uncertainty in flood risk at very local, catchment and regional scales. This will involve further research to better integrate climate and land‐management interactions, to understand changes in the dependence between different flood generating mechanisms, and to improve the characterization and communication of uncertainty at all stages of analysis. Resources are also needed to ensure that latest, but still uncertain, science is presented in an appropriate form to underpin policy development and is translated into sensible guidance for practitioners. Copyright © 2007 John Wiley & Sons, Ltd.     

The potential for agricultural land use change to reduce flood risk in a large watershed

Effects of agricultural land management practices on surface runoff are evident at local scales, but evidence for watershed‐scale impacts is limited. In this study, we used the Soil and Water Assessment Tool model to assess changes in downstream flood risks under different land uses for the large, intensely agricultural, Raccoon River watershed in Iowa. We first developed a baseline model for flood risk based on current land use and typical weather patterns and then simulated the effects of varying levels of increased perennials on the landscape under the same weather patterns. Results suggest that land use changes in the Raccoon River could reduce the likelihood of flood events, decreasing both the number of flood events and the frequency of severe floods. The duration of flood events were not substantially affected by land use change in our assessment. The greatest flood risk reduction was associated with converting all cropland to perennial vegetation, but we found that converting half of the land to perennial vegetation or extended rotations (and leaving the remaining area in cropland) could also have major effects on reducing downstream flooding potential. We discuss the potential costs of adopting the land use change in the watershed to illustrate the scale of subsidies required to induce large‐scale conversion to perennially based systems needed for flood risk reduction. Copyright © 2013 John Wiley & Sons, Ltd.     

Extreme value modelling of daily areal rainfall over Mediterranean catchments in a changing climate

Heavy rainfall events during the fall season are causing extended damages in Mediterranean catchments. A peaks‐over‐threshold model is developed for the extreme daily areal rainfall occurrence and magnitude in fall over six catchments in Southern France. The main driver of the heavy rainfall events observed in this region is the humidity flux (FHUM) from the Mediterranean Sea. Reanalysis data are used to compute the daily FHUM during the period 1958–2008, to be included as a covariate in the model parameters. Results indicate that the introduction of FHUM as a covariate can improve the modelling of extreme areal precipitation. The seasonal average of FHUM can improve the modelling of the seasonal occurrences of heavy rainfall events, whereas daily FHUM values can improve the modelling of the events magnitudes. In addition, an ensemble of simulations produced by five different general circulation models are considered to compute FHUM in future climate with the emission scenario A1B and hence to evaluate the effect of climate change on the heavy rainfall distribution in the selected catchments. This ensemble of climate models allows the evaluation of the uncertainties in climate projections. By comparison to the reference period 1960–1990, all models project an amplification of the mean seasonal FHUM from the Mediterranean Sea for the projection period 2070–2099, on average by +22%. This increase in FHUM leads to an increase in the number of heavy rainfall events, from an average of 2.55 events during the fall season in present climate to 3.57 events projected for the period 2070–2099. However, the projected changes have limited effects on the magnitude of extreme events, with only a 5% increase in the median of the 100‐year quantiles. Copyright © 2011 John Wiley & Sons, Ltd.     

Interactions between sediment delivery,channel change,climate change and flood risk in a temperate upland environment

This paper uses numerical simulation of flood inundation based on a coupled one‐dimensional–two‐dimensional treatment to explore the impacts upon flood extent of both long‐term climate changes, predicted to the 2050s and 2080s, and short‐term river channel changes in response to sediment delivery, for a temperate upland gravel‐bed river. Results show that 16 months of measured in‐channel sedimentation in an upland gravel‐bed river cause about half of the increase in inundation extent that was simulated to arise from climate change. Consideration of the joint impacts of climate change and sedimentation emphasized the non‐linear nature of system response, and the possibly severe and synergistic effects that come from combined direct effects of climate change and sediment delivery. Such effects are likely to be exacerbated further as a result of the impacts of climate change upon coarse sediment delivery. In generic terms, these processes are commonly overlooked in flood risk mapping exercises and are likely to be important in any river system where there are high rates of sediment delivery and long‐term transfer of sediment to floodplain storage (i.e. alluviation involving active channel aggradation and migration). Similarly, attempts to reduce channel migration through river bank stabilization are likely to exacerbate this process as without bank erosion, channel capacity cannot be maintained. Finally, many flood risk mapping studies rely upon calibration based upon combining contemporary bed surveys with historical flood outlines, and this will lead to underestimation of the magnitude and frequency of floodplain inundation in an aggrading system for a flood of a given magnitude. Copyright © 2006 John Wiley & Sons, Ltd.     

Reply to Discussion of “Perceptual models of uncertainty for socio-hydrological systems: a flood risk change example”*

ABSTRACT

Ertsen discusses the representation of reality and uncertainty in our paper, raising three critical points. In response to the first, we agree that discussion of different interpretations of the concept of uncertainty is important when developing perceptual models – making different uncertainty interpretations explicit was a key motivation behind our method. Secondly, we do not, as Ertsen suggests, deny anyone who is not a “certified” scientist to have relevant knowledge. The elicitation of diverse views by discussing perceptual models is a basis for open discussion and decision making. Thirdly, Ertsen suggests that it is not useful to treat socio-hydrological systems as if they exist. We argue that we act as “pragmatic realists” in most practical applications by treating socio-hydrological systems as an external reality that can be known. But the uncertainty that arises from our knowledge limitations needs to be recognized, as it may impact on practical decision making and associated costs.     

Ensemble modelling of ice cover for a reservoir affected by pumped‐storage operation and climate change

Ensemble modelling was used to assess the robustness of projected impacts of pumped‐storage (PS) operation and climate change on reservoir ice cover. To this end, three one‐dimensional and a two‐dimensional laterally averaged hydrodynamic model were set up. For the latter, the strength of the impacts with increasing distance from the dam was also investigated. Climate change effects were simulated by forcing the models with 150 years of synthetic meteorological time series created with a weather generator based on available air temperature scenarios for Switzerland. Future climate by the end of the 21^st century was projected to shorten the ice‐covered period by ~2 months and decrease ice thicknesses by ~13 cm. Under current climate conditions, the ice cover would already be affected by extended PS operation. For example, the average probability of ice coverage on a specific day was projected to decrease by ~13% for current climate and could further be reduced from ~45% to ~10% for future climate. Overall, the results of all models were consistent. Although the number of winters without ice cover was projected to increase for all one‐dimensional models, studying individual segments of the two‐dimensional model showed that the impact was pronounced for segments close to the PS intake/outlet. In summary, the reservoir's ice cover is expected to partially vanish with higher probability of open water conditions closer to the PS intake/outlet.