Performance-based seismic design of nonstructural building components: The next frontier of earthquake engineering

With the development and implementation of performance-based earthquake engineering, harmonization of performance levels between structural and nonstructural components becomes vital. Even if the structural components of a building achieve a continuous or immediate occupancy performance level after a seismic event, failure of architectural, mechanical or electrical components can lower the performance level of the entire building system. This reduction in performance caused by the vulnerability of nonstructural components has been observed during recent earthquakes worldwide. Moreover, nonstructural damage has limited the functionality of critical facilities, such as hospitals, following major seismic events. The investment in nonstructural components and building contents is far greater than that of structural components and framing. Therefore, it is not surprising that in many past earthquakes, losses from damage to nonstructural components have exceeded losses from structural damage. Furthermore, the failure of nonstructural components can become a safety hazard or can hamper the safe movement of occupants evacuating buildings, or of rescue workers entering buildings. In comparison to structural components and systems, there is relatively limited information on the seismic design of nonstructural components. Basic research work in this area has been sparse, and the available codes and guidelines are usually, for the most part, based on past experiences, engineering judgment and intuition, rather than on objective experimental and analytical results. Often, design engineers are forced to start almost from square one after each earthquake event: to observe what went wrong and to try to prevent repetitions. This is a consequence of the empirical nature of current seismic regulations and guidelines for nonstructural components. This review paper summarizes current knowledge on the seismic design and analysis of nonstructural building components, identifying major knowledge gaps that will need to be filled by future research. Furthermore, considering recent trends in earthquake engineering, the paper explores how performance-based seismic design might be conceived for nonstructural components, drawing on recent developments made in the field of seismic design and hinting at the specific considerations required for nonstructural components.     

Performance-based seismic design of nonstructural building components:The next frontier of earthquake engineering

With the development and implementation of performance-based earthquake engineering,harmonization of performance levels between structural and nonstructural components becomes vital. Even if the structural components of a building achieve a continuous or immediate occupancy performance level after a seismic event,failure of architectural,mechanical or electrical components can lower the performance level of the entire building system. This reduction in performance caused by the vulnerability of nonstructural components has been observed during recent earthquakes worldwide. Moreover,nonstructural damage has limited the functionality of critical facilities,such as hospitals,following major seismic events. The investment in nonstructural components and building contents is far greater than that of structural components and framing. Therefore,it is not surprising that in many past earthquakes,losses from damage to nonstructural components have exceeded losses from structural damage. Furthermore,the failure of nonstructural components can become a safety hazard or can hamper the safe movement of occupants evacuating buildings,or of rescue workers entering buildings. In comparison to structural components and systems,there is relatively limited information on the seismic design of nonstructural components. Basic research work in this area has been sparse,and the available codes and guidelines are usually,for the most part,based on past experiences,engineering judgment and intuition,rather than on objective experimental and analytical results. Often,design engineers are forced to start almost from square one after each earthquake event: to observe what went wrong and to try to prevent repetitions. This is a consequence of the empirical nature of current seismic regulations and guidelines for nonstructural components. This review paper summarizes current knowledge on the seismic design and analysis of nonstructural building components,identifying major knowledge gaps that will need to be filled by future research. Furthermore,considering recent trends in earthquake engineering,the paper explores how performance-based seismic design might be conceived for nonstructural components,drawing on recent developments made in the field of seismic design and hinting at the specific considerations required for nonstructural components.     

Effect of URM infills on seismic vulnerability of Indian code designed RC frame buildings

Unreinforced Masonry(URM) is the most common partitioning material in framed buildings in India and many other countries.Although it is well-known that under lateral loading the behavior and modes of failure of the frame buildings change significantly due to infill-frame interaction,the general design practice is to treat infills as nonstructural elements and their stiffness,strength and interaction with the frame is often ignored,primarily because of difficulties in simulation and lack of modeling guidelines in design codes.The Indian Standard,like many other national codes,does not provide explicit insight into the anticipated performance and associated vulnerability of infilled frames.This paper presents an analytical study on the seismic performance and fragility analysis of Indian code-designed RC frame buildings with and without URM infills.Infills are modeled as diagonal struts as per ASCE 41 guidelines and various modes of failure are considered.HAZUS methodology along with nonlinear static analysis is used to compare the seismic vulnerability of bare and infilled frames.The comparative study suggests that URM infills result in a significant increase in the seismic vulnerability of RC frames and their effect needs to be properly incorporated in design codes.     

Seismic response of floor-anchored nonstructural components fastened with yielding elements

Failure of nonstructural components during an earthquake can lead to structure functionality loss, cause widespread property damage, and pose a life-safety threat to the occupants. Current code provisions for floor-anchored components aim to minimize the life safety threat by specifying lateral force demands and anchoring requirements. These code requirements are based on a simplified equation that does not fully consider the contribution of the attachment to the overall component dynamic response. Previous results from shaking-table tests of anchored components suggest that the component attachment is an important parameter that determines its dynamic properties. For this study, a nonstructural experimental model was attached via several attachment designs to a concrete slab and tested on a shaking table to evaluate this contribution. The attachments were dimensioned based on a capacity design approach, such that they would be the weakest element in the force path while providing a yielding mechanism. The attachment designs provide different plastic mechanisms that control the displacement ductility in the response of the component. This paper focuses on the contribution of the attachment to the dynamic response and seismic force demand on the component. The experimental results demonstrate that the selected attachment properties govern the boundary conditions of the nonstructural component and strongly influence its dynamic response. The more flexible attachments sustained large deformations, leading to tensile membrane action and enhanced tensile strength in the attachments. Consequently, the ductile attachments did not result in reduced seismic loads in the nonstructural components.     

Observed failure modes of unreinforced masonry buildings during the 2015 Hindu Kush earthquake

On 26 th October 2015, an Mw 7.5 earthquake struck northern Pakistan, with its epicenter located 45 km southwest of Jarm in the Hindu Kush region of Afghanistan. The earthquake resulted from reverse faulting at a depth of 210 km, resulting in 280 fatalities and substantial damage to some 109,123 buildings. Regional seismicity, characteristics of recorded strong motions, damage statistics, and building performance observations are presented. Earthquake damage was mostly constrained to seismic-deficient unreinforced masonry(URM) buildings. Typical failure modes included toppled minarets, partial or complete out of plane collapse of URM walls, diagonal shear cracking in piers, flexural cracking in spandrels, corner damage, pounding damage, and damage due to ground settlement. The majority of human loss resulted due to failure of URM walls and subsequent roof collapse. URM buildings located in rural hilly areas closer to the epicenter suffered more intense and frequent damage than urban URM buildings located farther away in larger cities.     

室内管道系统抗震研究综述

根据最新震害统计资料发现,非结构构件在地震中造成的经济损失远大于结构构件。非结构构件按照地震反应特征可分为位移敏感型构件和加速度敏感型构件。其中,位移敏感型构件的破坏多受层间位移角控制,主要采用拟静力试验进行研究;加速度敏感型构件的破坏多受楼面加速度的控制,主要采用振动台试验进行研究。室内管道系统是非结构构件的重要组成部分,室内管道系统中的立管和水平管分别属于位移敏感型和加速度敏感型构件。本文系统地论述了近年来国内外学者开展的关于室内管道系统的抗震研究工作,并对室内管道系统下一步的研究工作提出了建议。     

Experimental validation of seismic retrofit solutions for URM chimneys

Clay-brick unreinforced masonry (URM) chimneys are a common architectural feature of vintage domestic and commercial URM and timber-framed buildings widely encountered worldwide. URM chimneys include a cantilevered appendage above the roofline that during earthquakes-induced shaking is susceptible to significant damage and collapse, which can result in fatalities, injuries, and property damage. To mitigate this risk, many vintage URM chimneys are removed, braced, or eventually replaced with modern alternatives. The earthquake performance of 15,400 URM chimneys damaged during the 2010/2011 Canterbury earthquake sequence was investigated using a photographic database and insurance claims data. The widespread damage and failure of a large proportion of retrofitted chimneys was the impetus for an experimental shake-table testing campaign that was undertaken to assess the performance of five prototypical URM chimneys in their as-built and retrofitted conditions. Cost-effective retrofit techniques with low aesthetic impact, including the use of near surface mounted carbon-fibre reinforced polymer strips and post-tensioning, were investigated. Tested chimneys were constructed to replicate the most commonly encountered geometric characteristics and construction details collected during an in-field pilot survey of 351 undamaged vintage URM chimneys.     

Force–displacement response of in‐plane‐loaded URM walls with a dominating flexural mode

This article presents a new mechanical model for the non‐linear force–displacement response of unreinforced masonry (URM) walls developing a flexural rocking mode including their displacement capacity. The model is based on the plane‐section hypothesis and a constitutive law for the masonry with zero tensile strength and linear elastic behaviour in compression. It is assumed that only the compressed part of the wall contributes to the stiffness of the wall and therefore the model accounts for a softening of the response due the reduction of the effective area. Stress conditions for limit states are proposed that characterise the flexural failure. The new model allows therefore linking local performance levels to global displacement capacities. The limit states criteria describe the behaviour of modern URM walls with cement mortar of normal thickness and clay bricks. The model is validated through comparison of local and global engineering demand parameters with experimental results. It provides good prediction of the effective stiffness, the force capacity and the displacement capacity of URM walls at different limit states. Copyright © 2015 John Wiley & Sons, Ltd.     

Analytical and empirical models for predicting the drift capacity of modern unreinforced masonry walls

Displacement‐based seismic assessment of buildings containing unreinforced masonry (URM) walls requires as input, among others, estimates of the in‐plane drift capacity at the considered limit states. Current codes assess the drift capacity of URM walls by means of empirical models with most codes relating the drift capacity to the failure mode and wall slenderness. Comparisons with experimental results show that such relationships result in large scatter and usually do not provide satisfactory predictions. The objective of this paper is to determine trends in drift capacities of modern URM walls from 61 experimental tests and to investigate whether analytical models could lead to more reliable estimates of the displacement capacity than the currently used empirical models. A recently developed analytical model for the prediction of the ultimate drift capacity for both shear and flexure controlled URM walls is introduced and simplified into an equation that is suitable for code implementation. The approach follows the idea of plastic hinge models for reinforced concrete or steel structures. It explicitly considers the influence of crushing due to flexural or shear failure in URM walls and takes into account the effect of kinematic and static boundary conditions on the drift capacity. Finally, the performance of the analytical model is benchmarked against the test data and other empirical formulations. It shows that it yields significantly better estimates than empirical models in current codes. The paper concludes with an investigation of the sensitivity of the ultimate drift capacity to the wall geometry, static, and kinematic boundary conditions.     

Application of an in-plane/out-of-plane interaction model for URM infill walls to dynamic seismic analysis of RC frame buildings

Experimental tests have shown that unreinforced masonry (URM) infill walls are affected by simultaneous loading in their in-plane and out-of-plane directions, but there have been few attempts to represent this interaction in nonlinear time history analysis of reinforced concrete (RC) buildings with URM infill walls. In this paper, a recently proposed macro-model that accounts for this interaction is applied to the seismic analysis of RC framed structures with URM infill walls representative of Mediterranean building stock and practices. Two RC framed structures that are representative of low and mid-rise residential buildings are analysed with a suite of a bidirectional ground motions, scaled to three different intensities. During the analyses, the in-plane/out-of-plane interaction is monitored, showing that cracking of the infills occurs predominantly by in-plane actions, while failure occurs due to a combination of in-plane and out-of-plane displacements, with the out-of-plane component usually playing the dominant role. Along the frame height, the bottom storeys are generally the most damaged, especially where thin infill walls are used. These results are consistent with observations of damage to URM infill walls in similar buildings during recent earthquakes.     

日本福岛7.3级地震灾害损失总结与讨论

2021年2月13日,日本本州东岸近海发生7.3级地震,没有造成人员死亡,仅150余人受伤,导致建筑物和基础设施发生不同程度的破坏和功能中断。此次强震并未造成大量的人员伤亡和工程结构本体破坏,但出现非结构构件破坏较为普遍以及基础设施功能中断的情况。介绍了各机构的震后灾害损失快速评估工作,总结了工程结构破坏和功能影响、人员伤亡和经济损失情况。对此次地震的灾害特征进行了总结和思考,认为随着各地区抗震能力的提高,非结构构件破坏、地震灾害链、基础设施功能中断与恢复、抗震韧性将成为今后研究的重点。     

A hybrid method for the vulnerability assessment of R/C and URM buildings

The methodology followed by the Aristotle University (AUTh) team for the vulnerability assessment of reinforced concrete (R/C) and unreinforced masonry (URM) structures is presented. The paper focuses on the derivation of vulnerability (fragility) curves in terms of peak ground acceleration (PGA), as well as spectral displacement (s _d), and also includes the estimation of capacity curves, for several R/C and URM building types. The vulnerability assessment methodology is based on the hybrid approach developed at AUTh, which combines statistical data with appropriately processed (utilising repair cost models) results from nonlinear dynamic or static analyses, that permit extrapolation of statistical data to PGA’s and/or spectral displacements for which no data are available. The statistical data used herein are from earthquake-damaged greek buildings. An extensive numerical study is carried out, wherein a large number of building types (representing most of the common typologies in S. Europe) are modelled and analysed. Vulnerability curves for several damage states are then derived using the aforementioned hybrid approach. These curves are subsequently used in combination with the mean spectrum of the Microzonation study of Thessaloniki as the basis for the derivation of new vulnerability curves involving spectral quantities. Pushover curves are derived for all building types, then reduced to standard capacity curves, and can easily be used together with the S _d fragility curves as an alternative for developing seismic risk scenarios.     

Seismic demand on light acceleration‐sensitive nonstructural components in European reinforced concrete buildings

In this paper, a parametric study is conducted in order to evaluate the seismic demand on light acceleration‐sensitive nonstructural components caused by frequent earthquakes. The study is motivated by the inconsistent approach of current building codes to the design of nonstructural components; the extensive nonstructural damage recorded after recent low‐intensity earthquakes also encouraged such a study. A set of reinforced concrete frame structures with different number of stories, that is, 1 to 10 stories, are selected and designed according to Eurocode 8. The structures are subjected to a set of frequent earthquakes, that is, 63% probability of exceedance in 50 years. Dynamic nonlinear analyses are performed on the reference structures in order to assess the accuracy of the equations to predict seismic forces acting on nonstructural components and systems in Eurocode. It is concluded that the Eurocode equations underestimate the acceleration demand on nonstructural components for a wide range of periods, especially in the vicinity of the higher mode periods of vibration of the reference structures; for periods sufficiently larger than the fundamental period of the structure, instead, the Eurocode formulation gives a good approximation of the floor spectra. Finally, a novel formulation is proposed for an easy implementation in future building codes based on the actual Eurocode provisions. The proposed formulation gives a good estimation of the floor spectral accelerations and is able to envelope the floor spectral peaks owing to the higher modes. Copyright © 2014 John Wiley & Sons, Ltd.     

Seismic fragility reduction of an unreinforced masonry school building through retrofit using ferrocement overlay

The Himalayan region is one of the major seismic areas in the world. However, similar to many other seismically active locations, there are substantial numbers of unreinforced masonry(URM) buildings; the majority of which have not been designed for seismic loads. Past seismic events have shown that such buildings are highly vulnerable to earthquakes. Retrofitting of these URM buildings is an important concern in earthquake mitigation programs. Most government school buildings in rural areas of northern India are constructed of unreinforced masonry. These school buildings are socially important structures and serve as a crucial resource for rehabilitation during any disaster. The effectiveness of ferrocement(FC) to create a URM-FC composite is described in this study by estimating the performance and fragility of a URM school building before and after a retrofit. Analytical models, based on the equivalent frame method, are developed and used for nonlinear static analysis to estimate the enhancement in capacity. The capacity enhancement due to retrofitting is presented in terms of the maximum PGA sustained and damage probabilities at the expected level of earthquake hazard.     

Comparative response and performance of base‐isolated and fixed‐base structures

A building with a seismic isolation system, in an earthquake, is recognized as producing substantially smaller accelerations and deformations compared with a building that use other systems. This type of system is therefore expected to better protect the building's nonstructural components, equipment, and other contents that are essential for the activities conducted in the building. Unlike many available studies on building responses, only a small number of studies on a buildings' nonstructural component responses are available, and no study has directly addressed building performance with regard to nonstructural component protection. This paper therefore measures the performance of various seismically isolated buildings. Specifically, the effects of important structural parameters, namely, isolation stiffness, isolation damping ratio, and number of stories on the response of base‐isolated structures are investigated parametrically. Ground motions with 2% exceedence in 50years Maximum Considered Earthquake (MCE) are used. Performance is compared with that of fixed‐base structures in order to present data that will be useful in justifying the more costly technology. The buildings are 3, 9, and 20 stories, represented by MDOF shear‐beam models. As examples of displacement‐sensitive and acceleration‐sensitive components, partition walls and ceilings are considered, respectively. The Pacific Earthquake Engineering Research Center performance‐based earthquake engineering methodology is adopted to evaluate the failure return periods of the examples based on their available fragility curves. In addition, the curves are varied hypothetically to understand the sensitivity of the return period to the curve features. Then, the median and dispersion of fragility curves required to satisfy the components' desired failure return period are obtained. Copyright © 2015 John Wiley & Sons, Ltd.     

Investigating the vibration properties of integrated ceiling systems considering interactions with surrounding equipment

Studies on recent earthquakes highlighted that buildings with minimal structural damage still suffer from extensive damage and failure of nonstructural components. The dropping and damage of suspended ceiling systems, which typically consist of acceleration-sensitive nonstructural elements, resulted in lengthy functional disruptions and extended recovery time. This article experimentally and analytically examined the vibration properties of an integrated ceiling system considering the interactions with surrounding electrical equipment. The theoretical stiffness and corresponding frequency of electrical equipment were initially derived and then verified by subsequent vibration tests and numerical analyses. The seismic performance of the air conditioner (AC) was evaluated with different installment configurations based on design spectra and floor response spectra. Vibration tests of the suspended integrated ceiling system considering the interactions with surrounding equipment showed that the inclusion of peripheral constraints increased the first horizontal vibration frequency of the ceiling system by a factor of approximately 6. The natural frequencies of all components in the integrated ceiling system were almost identical, which was attributed to the coupled behavior between the ceiling panels and surrounding equipment, emphasizing the effect of interactions between adjacent components during dynamic analysis. Based on the above experimental investigation, an associated numerical model of the integrated ceiling system was created. Finally, corresponding parametric studies that included the interactions with surrounding equipment, reinforcing braces of ACs and strengthening members at the rise-up location between two elevations were performed.     

Softening effects of RC nonstructural flat walls on ductile concrete buildings

Nonstructural reinforced concrete flat walls architecturally designed as exterior/partition walls in concrete buildings were severely damaged by the 2011 earthquake off the Pacific coast of Tohoku. This damage was observed in the monolithic nonstructural flat walls of relatively old ductile concrete buildings. Although these flat walls might affect the overall seismic performance and behavior of a building, the nonstructural wall effects have not been clarified because of the complex interactions among the structural components. To understand these effects, this paper conducts an experimental and numerical investigation of the nonstructural wall effects, focusing on a typical residential building damaged by the 2011 earthquake. A single‐story, one‐bay moment‐resisting frame model of the building with a nonstructural flat wall was tested to clarify the fundamental behavior. The results reveal that the wall significantly contributed to the seismic performance of the overall frame until it failed in shear, subsequently losing structural effectiveness. Such experimental wall behavior could be simulated by the isoparametric element model. Moreover, the structural effects of the nonstructural flat walls on the global seismic performance and behavior of the investigated building were discussed through earthquake response analyses using ground motions recorded near the building site and pushover analyses. Consequently, the building damage could be simulated in an analytical case considering the nonstructural flat walls, showing larger inter‐story drifts in the lower stories due to softening of the walls. The analytical results also indicated that the softening of the nonstructural flat walls decreased the building ductility, as defined by ultimate inter‐story drifts. Copyright © 2017 John Wiley & Sons, Ltd.     

Preliminary analysis of a soft‐storey mechanism after the 2009 L'Aquila earthquake

Observation of damage caused by the recent Abruzzo earthquake on April 6th 2009 showed how local interaction between infills and RC structures can lead to soft‐storey mechanisms and brittle collapses. Results of the present case study are based on observed damage caused by the earthquake in the zone of Pettino. Analytical model based on simulated design procedure was built up and time history analyses were employed to verify the causes of the structural collapse, as highlighted by observed damage. This failure mechanism was investigated taking into consideration all components of the ground motion. Nonlinear behavior of brick masonry infills was taken into account and two parametric hypotheses for infill mechanical properties were considered, given the uncertainties that typically characterize these nonstructural elements. Nonlinear modeling of infills was made by a three‐strut macro‐model aimed at considering both local and global interaction between RC frame and infills. Seismic input was characterized by the real signal registered during the mainshock near the case‐study structure. Different shear capacity models were considered in the assessment. Analytical results seem to confirm with good approximation the likely collapse scenario that damage observation highlighted; the lack of proper detailing in the columns made the local interaction between infills and RC columns and the strong vertical component of the ground motion to be the main causes of the brittle failure. Copyright © 2010 John Wiley & Sons, Ltd.     

In‐plane quasi‐static cyclic tests of nonstructural lightweight steel drywall partitions for seismic performance evaluation

An experimental program was performed for evaluating the seismic response and fragilities of nonstructural lightweight steel drywall partitions, also considering the interaction with structural elements and other nonstructural building components, ie, outdoor façade walls. Therefore, in‐plane quasi‐static reversed cyclic tests were carried out on 8 specimens of indoor partition walls infilled in a frame and on 4 specimens of indoor partition walls connected at its ends with transversal outdoor façade walls. Constructive parameters under investigation include type of connections used for connecting the indoor partition walls to the surrounding elements, stud spacing, type of sheathing panels, and type of jointing finishing. The effect of the constructive parameters on the lateral response in secant stiffness and strength is examined. Furthermore, the main damage phenomena observed during the tests are reported and associated to 3 damage limit states distinguished for the required repair level for the tested partition walls. Fragility curves are used for the experimental assessment of seismic fragility of the tested specimens, in accordance with the interstorey drift limits required by the European code. Finally, the quantitative estimation of the repair action costs starting from the damage observation is also developed. The obtained results could be considered a starting point for developing the in‐plane seismic design assisted by testing of lightweight steel drywall partition walls.     

Seismic response of nonstructural components attached on multistorey buildings

The maintenance of integrity and functionality of nonstructural components during earthquake excitations is of paramount importance since mechanical failure of those systems can have dramatic consequences in terms of property damage and life safety of the buildings' occupants. This paper explores the dynamic response of nonstructural elements attached on multistory buildings with well‐established floor diaphragm action. Depending on the type of support conditions, seismic response of nonstructural components may be controlled either by acceleration or displacement: Nonstructural components that are subjected to uniform support excitation are controlled primarily by the absolute spectral acceleration developing at their point of attachment on the supporting building. On the contrary, seismic response of multiply supported nonstructural components depends primarily on the relative displacements between successive support points that are imposed by the supporting building during lateral sway. These findings are illustrated from the analytical formulation and its solution through time history analysis of the governing dynamic equation of motion of the primary and secondary components of a system modeled using finite elements. The model encompasses the assembly of a multistory building along with a multiply supported gas pipeline network. It is shown that the dependence of the seismic response of nonstructural components may be linked to the deformed shape of the supporting building at the state of its maximum lateral roof displacement, thereby enabling the definition of design procedures for these systems. Copyright © 2014 John Wiley & Sons, Ltd.