A new hybrid procedure for the definition of seismic vulnerability in Mediterranean cross-border urban areas

Assessment of seismic vulnerability of urban areas provides fundamental information for activities of planning and management of emergencies. The main difficulty encountered when extending vulnerability evaluations to urban contexts is the definition of a framework of assessment appropriate for the specific characteristics of the site and providing reliable results with a reasonable duration of surveys and post-processing of data. The paper proposes a new procedure merging different typologies of information recognized on the territories investigated and for this reason called “hybrid.” Knowledge of historical events influencing urban evolution and analysis of recurrent building technologies are used to evaluate the vulnerability indexes of buildings and building stocks. On the other hand, a vulnerability model is calibrated by means of experimental and numerical investigations on prototype buildings representative of the most recurrent typologies. In the final framework, the vulnerability index, calculated through simplified assessment forms, is linked to the seismic intensity expressed by the peak ground acceleration and associated with an index of damage expressing the economical loss. The procedure has been tested on the urban center of Lampedusa island (Italy) providing as the output vulnerability index maps, vulnerability curves, critical PGA maps, and estimation of the economical damage associated with different earthquake scenarios. The application of the procedure can be suitably repeated for medium-to-small urban areas, typically recurring in the Mediterranean by carrying out each time a recalibration of the vulnerability model.

     

A method for na-tech risk assessment as supporting tool for land use planning mitigation strategies

Hazardous industrial sites have always represented a threat for the community often provoking major accidents overcoming the boundaries of the plants and affecting the surrounding urban areas. If the industrial sites are located in natural hazard-prone areas, technological accidents may be triggered by natural events, generating so-called na-tech events which may modify and increase the impact and the overall damage in the areas around them. Nevertheless, natural and technological hazards are still treated as two separate issues, and up to now the methods for na-tech risk assessment have been developed mainly for specific natural hazards, generally restricted to some plant typologies and to the area of the plant itself. Based on a review of the current na-tech literature, this article illustrates a risk assessment method as a supporting tool for land use planning strategies aimed at reducing na-tech risk in urban areas. More specifically, a multi attribute decision-making method, combined with fuzzy techniques, has been developed. The method allows planners to take into account, according to different territorial units, all the individual na-tech risk factors, measured through both quantitative and qualitative parameters, while providing them with a na-tech risk index, useful to rank the territorial units and to single out the priority intervention areas. The method is designed to process information generally available about hazardous plants (safety reports), natural hazards (hazard maps) and features of urban systems mainly influencing their exposure and vulnerability to na-tech events (common statistical territorial data). Furthermore, the method implemented into a GIS framework should easily provide planners with comparable maps to figure out the hazard factors and the main territorial features influencing the exposure and vulnerability of urban systems to na-tech events. The method has been tested on a middle-sized Municipality in the Campania Region, identified as 2nd class seismic zone, according to the Ordinance 3274/2003, in which a LPG storage plant, classified as a plant with major accident potential by the Seveso II Directive (art. 9), is located just within the city core.     

Vulnerability index and capacity spectrum based methods for urban seismic risk evaluation. A comparison

This article contributes to the development and application of two latest-generation methods of seismic risk analysis in urban areas. The first method, namely vulnerability index method (VIM), considers five non-null damage states, defines the action in terms of macroseismic intensity and the seismic quality of the building by means of a vulnerability index. The estimated damage degree is measured by semi-empirical functions. The second method, namely capacity spectrum based method (CSBM), considers four no damage states, defines the seismic action in terms of response spectra and the building vulnerability by means of its capacity spectrum. In order to apply both methods to Barcelona (Spain) and compare the results, a deterministic and a probabilistic hazard scenario with soil effects are used. The deterministic one corresponds to a historic earthquake, while the probabilistic seismic ground motion has a probability of exceedence of 10% in 50 years. Detailed information on the building design has been obtained along years by collecting, arranging, improving, and completing the database of the dwellings of the city. A Geographic Information System (GIS) has been customized allowing storing, analysing, and displaying this large amount of spatial and tabular data of dwellings. The obtained results are highly consistent with the historical and modern evolution of the populated area and show the validity and strength of both methods. Although Barcelona has a low to moderate seismic hazard, its expected seismic risk is significant because of the high vulnerability of its buildings. Cities such as Barcelona, located in a low to moderate seismic hazard region, are usually not aware of the seismic risk. The detailed risk maps obtained offer a great opportunity to guide the decision making in the field of seismic risk prevention and mitigation in Barcelona, and for emergency planning in the city.     

Seismic risk in the city of Al Hoceima (north of Morocco) using the vulnerability index method,applied in Risk-UE project

Al Hoceima is one of the most seismic active regions in north of Morocco. It is demonstrated by the large seismic episodes reported in seismic catalogs and research studies. However, seismic risk is relatively high due to vulnerable buildings that are either old or don’t respect seismic standards. Our aim is to present a study about seismic risk and seismic scenarios for the city of Al Hoceima. The seismic vulnerability of the existing residential buildings was evaluated using the vulnerability index method (Risk-UE). It was chosen to be adapted and applied to the Moroccan constructions for its practicality and simple methodology. A visual inspection of 1102 buildings was carried out to assess the vulnerability factors. As for seismic hazard, it was evaluated in terms of macroseismic intensity for two scenarios (a deterministic and probabilistic scenario). The maps of seismic risk are represented by direct damage on buildings, damage to population and economic cost. According to the results, the main vulnerability index of the city is equal to 0.49 and the seismic risk is estimated as Slight (main damage grade equal to 0.9 for the deterministic scenario and 0.7 for the probabilistic scenario). However, Moderate to heavy damage is expected in areas located in the newer extensions, in both the east and west of the city. Important economic losses and damage to the population are expected in these areas as well. The maps elaborated can be a potential guide to the decision making in the field of seismic risk prevention and mitigation strategies in Al Hoceima.     

An object-based image analysis for building seismic vulnerability assessment using high-resolution remote sensing imagery

Building seismic vulnerability assessment plays an important role in formulating pre-disaster mitigation strategies for developing countries. The occurrence of high-resolution satellite sensors has greatly motivated it by providing a promising approach to obtain building information. However, this also brings a big challenge to the accurate building extraction and its coherent integration with the assessment model. The main objective of this paper is to investigate how to extract building attributes from high-resolution remote sensing imagery using the object-based image analysis (OBIA) method, so as to accurately and conveniently assess building seismic vulnerability by the combination of in situ field data. A general framework for the assessment of building seismic vulnerability is presented, including (1) the extraction of building information using OBIA, (2) building height estimation, and (3) the support vector machine (SVM)-based building seismic vulnerability assessment. Particularly, an integrated solution is proposed that merges the strengths of multiple spatial contextual relationships and some typical image object measures, under the unified framework to improve building information extraction at different scale levels as well as for different interest objects. With the aid of 35 building samples from two powerful earthquakes in China, the cloud-free WorldView-2 images and some building structure parameters from field survey were used to quantity the grades of building seismic vulnerability in Wuhan Optics Valley, China. The results show that all 48 buildings among the study area have been well detected with an overall accuracy of 80.67 % and the mean error of heights estimated from building shadow is less than 2 m. This indicates that the integrated analysis strategy based on OBIA is suitable for extracting the building information from high-resolution remote sensing imagery. Additionally, the assessment results using SVM show that the building seismic vulnerability is statistically significantly related to structure types and building heights. Both the proposed OBIA method and its integration strategy with SVM are easily implemented and provide readily interpretable assessment results for building seismic vulnerability. This reveals that the proposed method has a great potential to assist urban planners for making local disaster mitigation planning through the prioritization of intervention measures, such as the reinforcement of walls and the dismantlement of endangered houses.     

Comparative Seismic Risk Studies for German Earthquake Regions on the Basis of the European Macroseismic Scale EMS-98

Within the framework of recent research projects, basic tools for GIS-based seismic risk assessment technologies were developed and applied to the building stock and regional particularities of German earthquake regions. Two study areas are investigated, being comparable by the level of seismic hazard and the hazard-consistent scenario events (related to mean return periods of 475, 2475 and 10000 years). Significant differences exist with respect to the number of inhabitants, the grade and extent of urbanisation, the quality and quantity of building inventory: the case study of Schmölln in Eastern Thuringia seems to be representative for the majority of smaller towns in Germany, the case study of Cologne (Köln) stands for larger cities. Due to the similarities of hazard and scenario intensities, the considerable differences do not only require proper decisions concerning the appropriate methods and acceptable efforts, they enable conclusions about future research strategies and needs for disaster reduction management. Not least important, results can sharpen the focus of public interest. Seismic risk maps are prepared for different scenario intensities recognising the scatter and uncertainties of site-dependent ground motion and also of the applied vulnerability functions. The paper illustrates the impact of model assumptions and the step-wise refinements of input variables like site conditions, building stock or vulnerability functions on the distribution of expected building damage within the study areas. Furthermore, and in contrast to common research strategies, results support the conclusion that in the case of stronger earthquakes the damage will be of higher concentration within smaller cities like Schmölln due to the site-amplification potential and/or the increased vulnerability of the building stock. The extent of damage will be pronounced by the large number of masonry buildings for which lower vulnerability classes have to be assigned. Due to the effect of deep sedimentary layers and the composition of building types, the urban centre of Cologne will be less affected by an earthquake of comparable intensity.     

Seismic risk assessment of buildings in urban areas: a case study for Denizli,Turkey

This study aims to carry out a seismic risk assessment for a typical mid-size city based on building inventory from a field study. Contributions were made to existing loss estimation methods for buildings. In particular, a procedure was introduced to estimate the seismic quality of buildings using a scoring scheme for the effective parameters in seismic behavior. Denizli, a typical mid-size city in Turkey, was used as a case study. The building inventory was conducted by trained observers in a selected region of Denizli that had the potential to be damaged from expected future earthquakes according to geological and geotechnical studies. Parameters that are known to have some effect on the seismic performance of the buildings during past earthquakes were collected during the inventory studies. The inventory includes data of about 3,466 buildings on 4,226 parcels. The evaluation of inventory data provided information about the distribution of building stock according to structural system, construction year, and vertical and plan irregularities. The inventory data and the proposed procedure were used to assess the building damage, and to determine casualty and shelter needs during the M6.3 and 7.0 scenario earthquakes, representing the most probable and maximum earthquakes in Denizli, respectively. The damage assessment and loss studies showed that significant casualties and economic losses can be expected in future earthquakes. Seismic risk assessment of reinforced concrete buildings also revealed the priorities among building groups. The vulnerability in decreasing order is: (1) buildings with 6 or more stories, (2) pre-1975 constructed buildings, and (3) buildings with 3–5 stories. The future studies for evaluating and reducing seismic risk for buildings should follow this priority order. All data of inventory, damage, and loss estimates were assembled in a Geographical Information System (GIS) database.     

Experimental vulnerability curves for the residential buildings of Iran

Iran is one of the most seismically active countries of the world located on the Alpine-Himalayan earthquake belt. More than 180,000 people were killed due to earthquakes in Iran during the last five decades. Considering the fact that most Iranians live in masonry and non-engineered houses, having a comprehensive program for decreasing the vulnerability of society holds considerable importance. For this reason, loss estimation should be done before an earthquake strikes to prepare proper information for designing and selection of emergency plans and the retrofitting strategies prior to occurrence of earthquake. The loss estimation process consists of two principal steps of hazard analysis and vulnerability assessment. After identifying the earthquake hazard, the first step is to evaluate the vulnerability of residential buildings and lifelines and also the social and economic impacts of the earthquake scenarios. Among these, residential buildings have specific importance, because their destruction will disturb the daily life and result in casualties. Consequently, the vulnerability assessment of the buildings in Iran is important to identify the weak points in the built environment structure. The aim of this research is to prepare vulnerability curves for the residential buildings of Iran to provide a proper base for estimating probable damage features by future earthquakes. The estimation may contribute fundamentally for better seismic performance of Iranian societies. After a brief review of the vulnerability assessment methods in Iran and other countries, through the use of the European Macroseismic method, a model for evaluating the vulnerability of the Iranian buildings is proposed. This method allows the vulnerability assessment for numerous sets of buildings by defining the vulnerability curves for each building type based on the damage observations of previous earthquakes. For defining the vulnerability curves, a building typology classification is presented in this article, which is representative of Iranian building characteristics. The hazard is described in terms of the macroseismic intensity and the EMS-98 damage grades have been considered for classifying the physical damage to the buildings. The calculated vulnerability indexes and vulnerability curves show that for engineered houses there is not any notable difference between the vulnerability of Iranian and Risk-UE building types. For the non-engineered houses, the vulnerability index of brick and steel structures is less than the corresponding values of the other unreinforced masonry buildings of Iran. The vulnerability index of unreinforced and masonry buildings of Iran are larger than the values of the similar types in Risk-UE and so the Iranian buildings are more vulnerable in this regard.     

Assessment of seismic risk scenarios for Bucharest,Romania

In this paper, seismic risk scenarios for Bucharest, the capital city of Romania, are proposed and assessed. Bucharest has one of the highest seismic risk levels in Europe, and this is due to a combination of relatively high seismic hazard and a building stock built mainly before the devastating Vrancea 1977 earthquake. In this study, the seismic risk of Bucharest is assessed using the most recent information regarding the characteristics of the residential building stock. The ground motion amplitudes are evaluated starting from random fields obtained by coupling a ground motion model derived for the Vrancea intermediate-depth seismic source with a spatial correlation model. The seismic risk evaluation method applied in this study is based on the well-known macroseismic method. For several structural typologies, the vulnerability parameters are evaluated based on a damage survey performed on 18,000 buildings in Bucharest after the March 1977 earthquake. Subsequently, the risk metrics are compared with those from other studies in the literature that apply a different risk assessment methodology in order to gain a better view of the uncertainties associated with a seismic risk study at city level. Finally, the impact of several Vrancea intermediate-depth earthquake scenarios is evaluated and the results show that the earthquake which has the closest epicenter to Bucharest appears to be the most damaging.

     

Development of medium- and low-rise reinforced concrete building fragility curves based on Chi-Chi Earthquake data

In this paper, a grid-based cluster division procedure, in combination with a novel maximum likelihood estimate based on multinomial distribution, is proposed to derive fragility curves for medium- and low-rise reinforced concrete (RC) buildings in Taiwan. This new grid-based method generates higher-quality vulnerability data for reducing the dispersion of datasets than does the district-based method. The medium- and low-rise RC buildings are classified into six typologies according to both the number of floors and the design code, based on the complete building damage records collected after the 1999 Chi-Chi Earthquake in Taiwan. The results of the grid-based method show that the fragility curves are more stable and convergent than those from the district-based method. The numerical results demonstrate that the proposed method can reasonably be implemented for fragility analysis and can be used for assessing seismic risk in the future.     

Assessment of seismic risk scenarios for Bucharest,Romania

In this paper, seismic risk scenarios for Bucharest, the capital city of Romania, are proposed and assessed. Bucharest has one of the highest seismic risk levels in Europe, and this is due to a combination of relatively high seismic hazard and a building stock built mainly before the devastating Vrancea 1977 earthquake. In this study, the seismic risk of Bucharest is assessed using the most recent information regarding the characteristics of the residential building stock. The ground motion amplitudes are evaluated starting from random fields obtained by coupling a ground motion model derived for the Vrancea intermediate-depth seismic source with a spatial correlation model. The seismic risk evaluation method applied in this study is based on the well-known macroseismic method. For several structural typologies, the vulnerability parameters are evaluated based on a damage survey performed on 18,000 buildings in Bucharest after the March 1977 earthquake. Subsequently, the risk metrics are compared with those from other studies in the literature that apply a different risk assessment methodology in order to gain a better view of the uncertainties associated with a seismic risk study at city level. Finally, the impact of several Vrancea intermediate-depth earthquake scenarios is evaluated and the results show that the earthquake which has the closest epicenter to Bucharest appears to be the most damaging.     

Empirical fragility and vulnerability curves for buildings exposed to slow-moving landslides at medium and large scales

Slow-moving landslides yearly induce huge economic losses worldwide in terms of damage to facilities and interruption of human activities. Within the landslide risk management framework, the consequence analysis is a key step entailing procedures mainly based on identifying and quantifying the exposed elements, defining an intensity criterion and assessing the expected losses. This paper presents a two-scale (medium and large) procedure for vulnerability assessment of buildings located in areas affected by slow-moving landslides. Their intensity derives from Differential Interferometric Synthetic Aperture Radar (DInSAR) satellite data analysis, which in the last decade proved to be capable of providing cost-effective long-term displacement archives. The analyses carried out on two study areas of southern Italy (one per each of the addressed scales) lead to the generation, as an absolute novelty, of both empirical fragility and vulnerability curves for buildings in slow-moving landslide-affected areas. These curves, once further validated, can be valuably used as tools for consequence forecasting purposes and, more in general, for planning the most suitable slow-moving landslide risk mitigation strategies.     

Seismic vulnerability assessment of earthquake-prone mega-city Shillong,India using geophysical mapping and remote sensing

ABSTRACT

The concept of seismic vulnerability is a yard-stick of damage estimation from a probable earthquake considering physical cum social dimension and enables a basis for decision-makers to develop preparedness and mitigation strategies. We aim at vulnerability assessment of the typical urban system of capital city Shillong situated on hilly terrain. High-resolution satellite imagery of Shillong facilitates analysis of building footprints, communication network, and open ground. Different building typologies are identified taking into account the building’s structural configuration assessed through a rapid visual survey of more than 15% of total residential households. Slope map demarcates the landslide-prone area through discrete elevation modelling. A methodology incorporating several parameters e.g. building typology, slope angle, shear wave velocity characteristics, geomorphology, and the number of occupants in correlation with a physical measurement of vulnerability is presented and is applied to estimate the dimension of vulnerability. Additionally, MASW survey indicates lithology up to 30?m deep along with the existence of stiff soil and rocks at different depths whereas resonant frequency is identified to be in the range of 6–8?Hz through H/V ratio. Integrating all, it is observed that more than 60% of Shillong city falls under moderate to higher vulnerability and the rest is less vulnerable.     

Vulnerability of existing buildings: empirical evaluation and experimental measurements

The aim of this study is the comparison between the fundamental periods identified experimentally and those calculated using the formulas given in the Algerian Seismic Code (RPA 99) for vulnerability assessment and for experimental data collection of selected sample of old buildings. The results obtained for vulnerability assessment will then be extrapolated to buildings of the same typology built during the 1949 to 1954 period in the northern part of Algeria. From 1949 to 1954, the reinforced concrete constructions in Algeria were built before the first generation of the Algerian Seismic Code. These buildings being old are certainly weakened by the occupancy activities and seismic event loads. Hence, the evaluation of their vulnerability with respect to the regional seismic hazard requires the knowledge of their structure on a site capacity. The empirical formulas to calculate the fundamental period of a building are based on the Algerian Earthquake Code (RPA 99) .These formulas consider only the geometrical dimension (length, width and height) and the structural design of the buildings. The fundamental periods of vibration of twenty-two buildings, located in Algiers, calculated using the empirical formulas given in the RPA 99 are lower than those identified experimentally. A question then rises, do these tested buildings present any damage or not? As five of these buildings were tested before the 21 May 2003 earthquake, the experimental testing highlighted a decrease in the fundamental frequency which means that these buildings are damaged. Hence, for vulnerability assessment, the empirical formulas given in the Algerian Seismic Code (RPA 99) may not be appropriate for vulnerability assessment of the old buildings built during the 1949 to 1954 period.     

Estimating the vulnerability and loss functions of residential buildings

This paper is concerned with an investigation of the damage to residential buildings in two areas within Gilan and Zanjan provinces, Iran, caused by the Manjil-Rudbar earthquake of 20 June 1990. A statistical correlation between the observed ground motion and the damage to the residential buildings is derived for overall damaged buildings and expressed as the vulnerability function. The loss function is calculated by combining the seismic hazard with the vulnerability function.The study of vulnerability and annual seismic hazard shows that the specific annual risk for the range of motion of 0.18 to 0.5 g is equal to 0.02. This indicates that the specific risk for semi-engineered residential buildings with a lifetime of 20 years is about 33%. This study also shows that in large cities, such as Tehran, located in seismic areas, the extent of damage according to the vulnerability function will be 45 and 70% for expected maximum accelerations of 0.3 and 0.4 g, respectively.     

Rapid evaluation of an indicator of seismic vulnerability in small urban nuclei

The expected fraction of buildings lost in the event of an earthquake of a given intensity can be considered as a useful indicator of the seismic vulnerability of a small urban nucleus and can be used for the evaluation of seismic risk on a regional scale. This work describes a procedure for quantifying this indicator through data obtained from the buildings which constitute the nucleus during rapid on-site surveys. The knowledge on which the procedure is based is that given by the observed vulnerability of old Italian centres.     

Seismic damage simulation in urban areas based on a high-fidelity structural model and a physics engine

Effective seismic damage simulation is an important task in improving earthquake resistance and safety of dense urban areas. There exist two significant technical challenges for realizing such a simulation: accurate prediction and realistic display. A high-fidelity structural model is proposed herein to accurately predict the seismic damage that was inflicted on a large number of buildings in an urban area via time-history analysis, with which the local damage to different building stories is also explicitly obtained. The accuracy and efficiency of the proposed model are validated by a refined finite element analysis of a typical building. A physics engine-based algorithm is also proposed that realistically displays building collapse, thus overcoming the limitations of the high-fidelity structural model. Furthermore, a visualization system integrating the proposed model and collapse simulation is developed so as to completely display the seismic damage in detail. Finally, the simulated seismic damage of a real medium-sized Chinese city is evaluated to demonstrate the advantages of the proposed techniques, which can provide critically important reference information for urban disaster prevention and mitigation.     

Assessing building vulnerability to earthquake and tsunami hazard using remotely sensed data

Quantification of building vulnerability to earthquake and tsunami hazards is a key component for the implementation of structural mitigation strategies fostering the essential shift from post-disaster crisis reaction to preventive measures. Facing accelerating urban sprawl and rapid structural change in modern urban agglomerations in areas of high seismic and tsunami risk, the synergetic use of remote sensing and civil engineering methods offers a great potential to assess building structures up-to-date and area-wide. This paper provides a new methodology contextualizing key components in quantifying building vulnerability with regard to sequenced effects of seismic and tsunami impact. The study was carried out in Cilacap, a coastal City in Central Java, Indonesia. Central is the identification of significant correlations between building characteristics, easily detectable by remote sensing techniques, and detailed in situ measurements stating precise building vulnerability information. As a result, potential vertical evacuation shelters in the study area are detected and a realistic vulnerability assessment of the exposed building stock is given. These findings obtained allow for prioritization of intervention measures such as awareness and preparedness strategies and can be implemented in local disaster management.     

Vulnerability evaluation of the strategic buildings in Algiers (Algeria): a methodology

Algeria is a country with a high seismic activity. During the last decade, many destructive earthquakes occurred, particularly in the northern part, causing enormous losses in human lives, buildings, and equipments. In order to reduce this risk in the capital and avoid serious damages to the strategic existing buildings, the government decided to invest in seismic upgrade, strengthening, and retrofitting of these buildings. To do so, seismic vulnerability study of this category of buildings has been considered. Structural analysis is performed based on a site investigation (inspection of the building, collecting data, materials characteristics, general conditions of the building, etc.) and existing drawings (architectural plans, structural design, etc.). The aim of these seismic vulnerability studies is to develop guidelines and a methodology for rehabilitation of existing buildings. This paper presents the methodology followed in our study and summarizes the vulnerability assessment and strengthening of one of the strategic buildings according to the new Algerian Seismic Design Code RPA 99/version 2003. As a direct application of this methodology, both static equivalent method and nonlinear dynamic analysis are performed and presented in this paper.