中国近期主要农业自然灾害的时空变化分析(英文)

China is a disaster prone country, and a comprehensive understanding of change of disasters is very important for China’s agricultural development. In this study, statistical techniques and geographic information system tools are employed to quantify the main agriculture disasters changes and effects on grain production in China during the period of 1990–2011. The results show that China’s grain production was severely affected by disasters including drought, flood, hail, frost and typhoon. The annual area covered by these disasters reached up to 48.7×106 ha during the study period, which accounted for 44.8% of the total sown area, and about 55.1% of the per unit area grain yield change was caused by disasters. In addition, all of the disasters showed high variability, different changing trends, and spatial distribution. Drought, flood, and hail showed significantly decreasing trends, while frost and typhoon showed increasing trends. Drought and flood showed gradual changes and were distributed across the country, and disasters became more diversified from north to south. Drought was the dominated disaster type in northern China, while flood was the most important disaster type in the southern part. Hail was mainly observed in central and northern China, and frost was mainly distributed in southern China. Typhoon was greatly limited to the southeast coast. Furthermore, the resilience of grain production of each province was quite different, especially in several major grain producing areas, such as Shandong, Liaoning, Jilin and Jiangsu, where grain production was seriously affected by disasters. One reason for the difference of resilience of grain production was that grain production was marginalized in developed provinces when the economy underwent rapid development. For China’s agricultural development and grain security, we suggest that governments should place more emphasis on grain production, and invest more money in disaster prevention and mitigation, especially in the major grain producing provinces.     

碳约束下中国县域尺度农业全要素生产率比较研究

基于2183个县级单元,利用SFA方法对1992-2011年碳约束下中国县域农业生态TFP及其分解项进行研究,并与不考虑碳排放的传统TFP进行比较。结果表明：第一,农业生态TFP年平均增长4.47%,低于传统TFP,但两者差距有缩小的趋势,2011年前者超过后者。第二,农业生态TFP贡献了中国农业总产值增长的54.9%,比传统TFP的份额低了3.6%,要素投入贡献为45.1%。第三,分解项上,前沿技术进步率是农业生态TFP的主要驱动因素,也是生态TFP与传统TFP差距缩小的动因。第四,空间分布上,生态TFP大于传统TFP的地区主要分布在胡焕庸线东南的地区;西部由于生态TFP和传统FTP都较低,呈现出“双重恶化”现象;除了嵊泗县以外,农业生态TE和TEC均低于传统TE和TEC,生态FTP也整体低于传统FTP。     

中国能源消费碳排放的空间计量分析(英文)

Based on energy consumption data of each region in China from 1997 to 2009 and using ArcGIS9.3 and GeoDA9.5 as technical support,this paper made a preliminary study on the changing trend of spatial pattern at regional level of carbon emissions from energy con-sumption,spatial autocorrelation analysis of carbon emissions,spatial regression analysis between carbon emissions and their influencing factors.The analyzed results are shown as follows.(1) Carbon emissions from energy consumption increased more than 148% from 1997 to 2009 but the spatial pattern of high and low emission regions did not change greatly.(2) The global spatial autocorrelation of carbon emissions from energy consumption in-creased from 1997 to 2009,the spatial autocorrelation analysis showed that there exists a "polarization" phenomenon,the centre of "High-High" agglomeration did not change greatly but expanded currently,the centre of "Low-Low" agglomeration also did not change greatly but narrowed currently.(3) The spatial regression analysis showed that carbon emissions from energy consumption has a close relationship with GDP and population,R-squared rate of the spatial regression between carbon emissions and GDP is higher than that between carbon emissions and population.The contribution of population to carbon emissions in-creased but the contribution of GDP decreased from 1997 to 2009.The carbon emissions spillover effect was aggravated from 1997 to 2009 due to both the increase of GDP and population,so GDP and population were the two main factors which had strengthened the spatial autocorrelation of carbon emissions.     

中国区域工业全要素生产率的空间计量经济分析

全要素生产率(TFP)是一个国家或地区经济增长质量和技术进步、管理效率提高的重要标志,正确、科学测算TFP对区域经济增长和技术进步及政策研究非常重要。运用空间统计和空间计量经济学的空间自相关Moran指数、空间滞后模型和空间误差模型方法,基于2003年中国大陆31个省、直辖市和自治区的工业企业统计数据,对中国大陆省级区域工业全要素生产率进行了空间计量经济测算分析。结果发现,空间统计与空间计量经济学模型在测算我国省域工业全要素生产率中具有较好效果,利用这种方法测算的2003年中国大陆31个区域全要素生产率的实证结果比较符合工业生产率发展实际;在影响我国省域工业生产率的因素中,工业资本投入是造成工业经济增长率在东中西部地区之间和各个省域之间存在巨大差异的主要原因;劳动生产率水平偏低是制约我国省域工业生产率提高的主要瓶颈因素;2003年我国省域工业生产率增长是由资本和技术共同推动的。     

中国区域全要素生产率的空间溢出关联效应研究

运用空间计量模型对1990~2011年中国全要素生产率进行研究,发现：此间中国省域全要素生产率在大部分年份呈现了空间自相关性,表明这22 a间中国省域全要素生产率并不是完全的随机状态,受其它区域的影响。进一步运用空间计量经济模型从空间维度探究了区域全要素生产率的影响因素,研究表明：经济的集聚水平越高,全要素生产率会得到显著改善;人力资本对经济增长与效率的提升有着显著地积极作用,并表现一定程度的溢出;政府干预和产业结构对全要素生产率的影响为负,说明政府部门要减少对经济的干预;同时表明了中国的产业结构可能存在不合理的地方;信息化水平、基础设施水平对全要素生产率的影响为正,但基础设施水平在统计学意义上并不显著;民营化所占比重的提升对全要素生产率的改进是显著的,因为私有化致使企业的权力下放有助于提高技术效率;经济开放水平显著提升了中国的区域全要素生产率;中国部分省份土地投入规模过大而出现规模不经济的问题。从全要素生产率在各个地区间溢出的证据出发,各个地方政府在统筹区域经济发展的过程中不仅需要考虑本地区经济发展的实际,需要打破目前行政区经济的界限,实现跨区域的协调与合作,实现共赢,最终实现所有地区全要素生产率的提高。     

建设国际大都市目标下的中国特大城市资源效率、变化趋势及其成因(英文)

The metropolitan resources comprehensive efficiencies (also called comprehensive technical efficiency, short for CTE, thereafter), change trends and causes are investigated using DEA and Malmquist index models, respectively, in China during the period 1990–2006. Firstly, the DEA model results show that the metropolitan CTE was just fair to middling with the characteristics of almost declining from the Eastern Coastal to Western China, and only few metropolises were DEA efficient. Secondly, the results also show that the PTE was correlated with the urban population sizes of metropolises negatively, and the SE correlated positively with the urban population sizes of metropolises in 1990, 2000 and 2006, that is, with urban population sizes getting larger the corresponding PTE was decreasing accordingly, and the SE was increasing consequently and the increasing rate was smaller with the scale increase. Thirdly, the influencing factors of metropolitan efficiency were SE and PTE in 1990 and 2000, respectively. But the PTE became the predominant influencing factor with the rapid expansions of built-up areas and population scales of metropolises in 2006. Fourthly, the Malmquist index results show that the CTE change trends were increasing weakly, the technological change trends were declining, and the TFP change trends were declining obviously during 1990–2006, in which they were all increasing during the sub-period 1990–2000, and all decreasing during the sub-period 2000–2006. Fifthly, the Malmquist index results also demonstrate that the CTE change trend was increasing weakly in the Eastern Coastal China, declining in Central China, and declining evidently in Western China. And with the urban population size increasing the increasing trends of SE became weaker and weaker. And the main causes for the CTE being not too high and its change trends and TFP change trends being increasing weakly lie mainly in the technological degeneracy and PTE change trends declining significantly during 2000–2006. Finally, the analyses show that the China’s metropolitan population boom and the rapid spread of built-up area had really caused their resources efficiency losses.     

1990–2010年中国耕地变化对粮食生产潜力的影响分析(英文)

The quantity and spatial pattern of farmland has changed in China, which has led to a major change in the production potential under the influence of the national project of ecological environmental protection and rapid economic growth during 1990–2010. In this study, the production potential in China was calculated based on meteorological, terrain elevation, soil and land-use data from 1990, 2000 and 2010 using the Global Agro-ecological Zones model. Then, changes in the production potential in response to farmland changes from 1990 to 2010 were subsequently analyzed. The main conclusions were the following. First, the total production potential was 1.055 billion tons in China in 2010. Moreover, the average production potential was 7614 kg/ha and showed tremendous heterogeneity in spatial pattern. Total production in eastern China was high, whereas that in northwestern China was low. The regions with high per unit production potential were mainly distributed over southern China and the middle and lower reaches of the Yangtze River. Second, the obvious spatiotemporal heterogeneity in farmland changes from 1990 to 2010 had a significant influence on the production potential in China. The total production potential decreased in southern China and increased in northern China. Furthermore, the center of growth of the production potential moved gradually from northeastern China to northwestern China. The net decrease in the production potential was 2.97 million tons, which occupied 0.29% of the national total actual production in 2010. Third, obvious differences in the production potential in response to farmland changes from 1990 to 2000 and from 2000 to 2010 were detected. The net increase in the production potential during the first decade was 10.11 million tons and mainly distributed in the Northeast China Plain and the arid and semi-arid regions of northern China. The net decrease in the production potential during the next decade was 13.08 million tons and primarily distributed in the middle and lower reaches of the Yangtze River region and the Huang-Huai-Hai Plain. In general, the reason for the increase in the production potential during the past two decades might be due to the reclamation of grasslands, woodlands and unused land, and the reason for the decrease in the production potential might be urbanization that occupied the farmland and Green for Grain Project, which returned farmland to forests and grasslands.     

中国建设占用耕地对经济增长的贡献研究(英文)

The paper applies Cobb-Douglas Production Function and Solow-Swan Model to constructing the calculation model of the contribution rate of cultivated land occupation by construction (CLOC) to China’s economic growth,and analyzes the contribution change of CLOC to China’s economic growth qualitatively and quantitatively.The main conclusions are as follows:1) From 1989 to 2007,the contribution rates of capital,labor,and CLOC to China’s economic growth were 45.76%,8.47%,and 6.19% respectively.2) From the period 1989-1996 to the period 1997-2007 the contribution rate of CLOC to China’s economic growth increased from 5.40% to 5.87%.The degree of contribution was enhanced significantly.3) The contribution of CLOC to China’s economic growth had a spatial distribution characteristic that the contribution rate of eastern coastal regions was the highest,that of central regions came second,and that of western regions the lowest.The paper indicates that in order to enhance the contribution of CLOC to China’s economic growth,some relevant economic and administrative measures might be taken,and land might be used intensively and economically to increase land economic density.The cost of promoting gross domestic product (GDP) growth might be reduced as much as possible to achieve higher GDP growth and lower land resource consumption.     

基于DEA和Malmquist指数模型的中国资源型城市效率及其变化(英文)

Employing DEA model and Malmquist productivity index, this paper probes into the urban efficiencies of 24 typical resources-based cities in China and their changes from 2000 to 2008. The research finds that the overall efficiencies of the resources-based cities are just at a general level, and only a few of them reach the optimal level. The scale efficiency is the major determining factor of the achievement of overall efficiency, the effect of which, never-theless, is reducing. From the perspective of classification characteristics, the re-sources-based cities in northeastern region have been in the front rank in terms of overall efficiency, pure technical efficiency and scale efficiency. There is a certain positive correlation between urban population scale and urban efficiency. The analysis of urban efficiency changes shows that the changes in overall efficiency of resources-based cities from 2000 to 2008 had a weak improving tendency. Both the technical change index and productivity change index decreased, indicating that the urban efficiency did not improve during this pe-riod, and the tendency of technical recession and productivity decline was obvious. In terms of the classification of urban efficiency changes, the urban overall efficiency improved in each of the four regions from 2000 to 2008, among which western region witnessed the greatest increase. Cities with different resource types have improved their urban overall efficiencies except steel-based cities. The urban overall efficiency increased in resources-based cities of different scales, with greater improvement in small and medium-sized cities than in big cities.     

基于耦合模型的中国能源生产与消费预测及其环境响应(英文)

The paper presents the prediction of total energy production and consumption in all provinces and autonomous regions as well as determination of the variation of gravity center of the energy production, consumption and total discharge of industrial waste water, gas and residue of China via the energy and environmental quality data from 1978 to 2009 in China by use of GM(1,1) model and gravity center model, based on which the paper also analyzes the dynamic variation in regional difference in energy production, consumption and environmental quality and their relationship. The results are shown as follows. 1) The gravity center of energy production is gradually moving southwestward and the entire movement track approxi-mates to linear variation, indicating that the difference of energy production between the east and west, south and north is narrowing to a certain extent, with the difference between the east and the west narrowing faster than that between the south and the north. 2) The gravity center of energy consumption is moving southwestward with perceptible fluctuation, of which the gravity center position from 2000 to 2005 was relatively stable, with slight annual position variation, indicating that the growth rates of all provinces and autonomous regions are basically the same. 3) The gravity center of the total discharge of industrial waste water, gas and residue is characterized by fluctuation in longitude and latitude to a certain degree. But, it shows a southwestward trend on the whole. 4) There are common ground and discrepancy in the variation track of the gravity center of the energy production & consumption of China, and the comparative analysis of the gravity center of them and that of total discharge of industrial waste water, gas and residue shows that the environmental quality level is closely associated with the energy production and consumption (especially the energy consumption), indicating that the environment cost in economy of energy is higher in China.     

Marginal revenue of land and total factor productivity in Chinese agriculture: Evidence from spatial analysis

This paper attempts to explore the temporal and spatial nature of the marginal revenue of land, total factor productivity (TFP) change and its three components: technical change (TC), technical efficiency change (TEC) and scale efficiency change (SEC) as seen in Chinese agricultural production from 1995 to 1999. Based on county-level data, the study utilized both stochastic frontier and mapping analyses methods. The results show that growth in the marginal revenue of land was diverse across various regions, where most gain occurred in eastern coastal zone, while loss was in Northwest and North China. China has experienced moderate decreases in annual TFP change (-0.26%) with considerable regional variations. Specifically, the administrative intervention in grain production and the deterioration of the agricultural technology diffusion system led to a moderate drop in annual TFP change. County-level mapping analyses took into account interregional variances in TFP and its components. Regarding components of TFP, TEC differences explain the majority of regional dispersions in TFP. As developed areas in China, the Huang-Huai-Hai region and the Beijing-Tianjin-Tangshan economic zone face the challenges of land conversion and grain security amidst the process of urbanization.     

中国沿海地区海洋科技全要素生产率时空格局演变及影响因素

建设海洋强国需要重点发展海洋科技。为厘清中国大陆沿海地区海洋科技全要素生产率时空格局演变及影响因素,采用随机前沿模型(SFA)测度了2006-2011年沿海11个省份海洋科技全要素生产率指数,在此基础上,借助探索性空间数据分析方法(ESDA)和空间面板计量模型对其时空格局演变及影响因素进行了分析。结果表明:研究期内沿海地区海洋科技全要素生产率增长主要由技术进步推动,区域增长极由多个变成单一,海洋经济后发地区保持全要素生产率指数高值水平,区域间海洋科技差距不断缩小。传统产业占比过高对海洋科技发展有负向作用,而从业人员科技素养提高、产学研相结合等能有效提升海洋科技水平。研究结果可为国家发展及制定相关政策提供参考。     

新疆全要素生产率估算及其经济增长源泉分析

为深入探究新疆经济增长的驱动因素,基于1990-2015年新疆统计数据,运用索洛残差法对新疆的全要素生产率进行了估算,并对估算结果与影响新疆全要素生产率变动的技术进步因素和制度变迁因素进行了计量分析。研究表明：（1）新疆经济增长主要依赖资本和劳动力等要素投入驱动,是一种典型的要素投入型经济增长方式。（2）新疆全要素生产率变化具有很强的累积性和路径依赖性,其中技术转移和转化是新疆全要素生产率变化的主要原因,而制度进步和自主研发对新疆全要素生产率变化的影响不明显。（3）新疆制度发育尚不完全,阻碍生产要素优化配置的因素很多。（4）新疆的R&D经费投入偏低,尚未形成规模效应,未能显著地促进新疆全要素生产率的提高。基于本文的研究结论给出相应的政策启示。     

中国制造业全要素生产率时空演变及影响因素

提高制造业全要素生产率是实现中国制造业高质量发展的重要途径。运用超效率SBM模型、标准差椭圆、空间自相关、地理加权回归等方法实证分析了2002—2016年中国制造业全要素生产率的时空演变特征及影响因素。结果显示：① 2002—2016年中国制造业全要素生产率总体呈波动上升趋势,由2002年的0.58上升至2016年的0.80;② 中国制造业全要素生产率的重心整体呈“西南—东北—西北”的变化格局,移动距离和速度逐渐缩小。标准差椭圆主要位于中国中东部地区,转角呈“缩小—增大—再缩小”的趋势,由偏东北—偏西南方向向正北—正南方向不断偏移,在偏东北—偏西南方向的空间分布趋于分散,在偏东南—偏西北方向的空间分布趋于极化;③ 中国制造业全要素生产率的正向空间相关关系逐渐减弱,高—高集聚区主要集中于江苏、上海等华东地区,低—低集聚区主要集中于陕西、甘肃、四川等地区;④ 中国制造业全要素生产率影响因素存在显著的空间异质性特征,金融发展是制造业全要素生产率提高的主要因素,对外开放、产业集聚和交通基础设施是制造业全要素生产率提高的重要正向影响因素,信息化水平阻碍了制造业全要素生产率的提高。     

新疆区域经济增长中的全要素生产率的实证分析——基于非参数Malmquist指数方法

 新疆作为经济发展较为落后的地区,人力资源和资金缺乏严重,因此提高全要素生产力对新疆经济发展意义更为重大。依据2005-2009年新疆地州级面板数据,采用非参数Malmquist指数方法,实证分析了新疆经济增长过程中全要素生产率的变动状况,并将其进一步分解为技术效率和技术进步。结果表明：2005-2009年新疆绝大多数地州和新疆平均全要素生产率小于1,主要受到技术进步、技术效率和规模效率的综合影响。尽管技术进步水平不断提高,但技术效率和规模效率下降产生的负面影响起到了较大的抵消作用。技术效率的下降阻碍了技术进步速度,新技术引进后利用效率不高。尤其是各地区出现规模效率下降的情况,说明技术效率不高的主要原因在于规模不经济,用大量资源投入换取经济增长,造成资源浪费。不同地州由于经济发展水平不同,对科技发展的重视不同,技术效率、技术进步和规模效率变动的状况还不完全相同,按照纯技术效率和规模效率是否大于1将新疆各地州可分为4种类型。因此在进行区域规划时,既要考虑新疆整体变化情况,还应当根据各区域的特点采取不同的策略。     

Potential promoted productivity and spatial patterns of medium- and low-yield cropland land in China

With a continuously increasing population and better food consumption levels, improving the efficiency of arable land use and increasing its productivity have become fundamental strategies to meet the growing food security needs in China. A spatial distribution map of medium- and low-yield cropland is necessary to implement plans for cropland improvement. In this study, we developed a new method to identify high-, medium-, and low-yield cropland from Moderate Resolution Imaging Spectroradiometer (MODIS) data at a spatial resolution of 500 m. The method could be used to reflect the regional heterogeneity of cropland productivity because the classification standard was based on the regionalization of cropping systems in China. The results showed that the proportion of high-, medium-, and low-yield cropland in China was 21%, 39%, and 40%, respectively. About 75% of the low-yield cropland was located in hilly and mountainous areas, and about 53% of the high-yield cropland was located in plain areas. The five provinces with the largest area of high-yield cropland were all located in the Huang-Huai-Hai region, and the area amounted to 42% of the national high-yield cropland area. Meanwhile, the proportion of high-yield cropland was lower than 15% in Heilongjiang, Sichuan, and Inner Mongolia, which had the largest area allocated to cropland in China. If all the medium-yield cropland could be improved to the productive level of high-yield cropland and the low-yield cropland could be improved to the level of medium-yield cropland, the total productivity of the land would increase 19% and 24%, respectively.     

19802000北京市农业土地生产性的变动分析

根据1980、1990、2000年的统计资料和实地走访观察,本文分析了北京市乡镇一级的粮食作物、蔬菜作物和果品作物的分布格局及农业土地生产性近20年的变化。研究认为:1980年北京农业生产分布格局与土地生产性为比较典型的杜能模式;随着农业经营的多样化,1990年和2000年北京农业土地生产性呈现出多样的分布格局;北京粮食作物、蔬菜作物、果品作物的分布格局及农业土地生产性近20年的变化与此阶段的农业生产政策、农业以外的社会经济活动变化有较强的关联性;对北京以上问题的研究为验证杜能、辛克利亚、布莱昂特城市周边农业地域研究经典理论的演变提供了实证案例。     

Underlying motivation for land use change: A case study on the variation of agricultural factor productivity in Xinjiang, China

Understanding the driving forces and mechanism of land use change is a key issue in land change science, and has received much attention over the past 30 years. While many driving forces have been identified, the mechanism of land use change is still unclear, mainly because of limited knowledge of the underlying motivation for land use change. Traditionally, the underlying motivation for land use change was ascribed to people＇s pursuit of satisfying their own demands or that of profit maximization. However, those theoretical hypotheses combine all productive factors without highlighting certain predominant factor, in this paper, a case study was conducted on the variation of land productivity, capital productivity and labor productivity in agricultural land use in Xinjiang Uygur Autonomous Region of China. The case study revealed that only labor productivity presented a long-term increasing trend in regional cotton and grain production. This result implies that people＇s pursuit of increasing labor pro- ductivity is probably the underlying motivation for land use change. Additional details identi- fied in agricultural and non-agricultural land use in China support the above implication. As labor productivity is a determinant of people＇s living standards, increasing labor productivity means improving people＇s living standards. Therefore, it is concluded that land use change results from people＇s pursuit of increasing labor productivity in a changing environment.     

Multi-faceted land cover and land use change analyses in the Yellow River Basin based on dense Landsat time series: Exemplary analysis in mining,agriculture, forest,and urban areas

The Yellow River Basin is one of China's most dynamic regions, where past and recent anthropogenic land use activities and polices have had a remarkably impact on the basin's surface. Over the past decades, the rapid socio-economic development has increased the pressure on the prevailing water and land resources with various repercussions on the environment and society. Counteracting ecological degradation in the basin, large-scale conservation and restoration plans have been initiated to expand vegetation coverage on deteriorated land, simultaneously fostering rural sustainable agriculture production. In this context, we derived precise spatial thematic products from long-term satellite time-series about high-frequency temporal dynamics. This information, available in a consistent and repeatable fashion is rare and relevant for many regional and local stakeholders and must be monitored annually to capture the rapid rate of change. Such information serves as a valuable base for decision-making processes. In this study, we used all the archived Landsat images between 2000 and 2015 (4520 scenes) to computed annually the spatially continuous spectral-temporal and textual metrics based on dense Landsat time-series to derive annual maps showing the most prominent land-cover change types related to mining, agriculture, forestry, and urbanization in four sub-regions spread over the Yellow River Basin. These novel land cover/use products provide new insights into recent regional and local dynamics. For final classification, we employed random forest classifiers for each thematic focus-region, trained and tested based on a stable-pixels data set. The resulting maps achieved high accuracies and show afforestation on the Loess Plateau and urbanization as the most prominent drivers of land use/cover dynamics. Agricultural land remained stable, showing local small-scale dynamics. Our study highlights the great potential of using consistent spectral-temporal metrics derived from dense Landsat time-series data together with a stable pixels reference set, allowing for local and regional land surface dynamics mapping at high spatial resolution and the prediction of implications of future change for effective and sustainable basin management.