Capture of comets from the Oort cloud into Halley-type and Jupiter-family orbits

This paper analyzes the capture of comets into Halley-type and Jupiter-family orbits from the nearparabolic flux of the Oort cloud. Two types of capture into Halley-type orbits are found. The first type is the evolution of near-parabolic orbits into short-period orbits (with heliocentric orbital periods P < 200 years) as a result of close encounters with giant planets. This process is followed by a very slow drift of cometary orbits into the inner part of the Solar System. Only those comets may pass from short-period orbits into Halley-type and Jupiter-family orbits, which move in orbits with perihelion distances q < 13 au. In the second type of capture, the perihelion distances of cometary orbits become rather small (< 1.5 au) during the first stage of dynamic evolution under the action of perturbations from the Galaxy, and then their semimajor axes decrease as a result of diffusion. The capture takes place, on average, in 500 revolutions of the comet about the Sun, whereas in the first case, the comet is captured, on average, after 12500 revolutions. The region of initial orbital perihelion distances q > 4 au is found to be at least as important a source of Halley-type comets as the region of perihelion distances q < 4 au. More than half of the Halley-type comets are captured from the nearly parabolic flux with q > 4 au. The analysis of the dynamic evolution of objects moving in short-period orbits shows that the distribution of Centaurs orbits agrees well with the observed distribution corrected for observational selection effects. Hence, the hypothesis associating the origin of Centaurs with the Edgeworth-Kuiper belt and the trans-Neptunian region exclusively should be rejected.     

Dynamical capture and physical decay of short-period comets

The brightness evolution of short-period comets is discussed in connection with their physical lifetimes. It is shown that changes in the fraction of the free-subliming area of the nuclear surface may be more important than mass decrease in determining brightness variations. The decrease in the activity of short-period comets caused by the buildup of a dust mantle may be interrupted—and partially reversed—by dust blowoffs that leave exposed areas of fresh ices. Short-period comets may thus be subject to random brightness fluctuations that make quite uncertain any derivation of their physical lifetime based on comparisons of their absolute brightness at different apparitions. As an alternate procedure, the numerical integration of the whole sample of short-period comet orbits carried out by A. Carusi, L.Kresák, E. Perozzi and G. B. Valsecchi (1984, Long-Term Evolution of Short-Period Comets. Istituto Astrofisica Spaziale Internal Report 12, Rome) is used to draw conclusions about the transfer rate of their perihelia from Jupiter's region to the region of the terrestrial planets (heliocentric distances<1.5 AU). It is found that about one short-period comet per century reaches the region of the terrestrial planets. From this result and under the assumption of a steady-state comet population, an average lifetime of the order of 6 × 10³ years (～10³ revolutions) is derived for a typical kilometer-sized short-period comet of perihelion distance q ～ 1 AU. Such a rather long comet lifetime, as compared to some previous derivations, is consistent with the survival of some periodic comets on small-q orbits of long dynamical time scales.     

The role of collisions with interplanetary particles in the physical evolution of comets

Effects of collisions with interplanetary particles are investigated. To this purpose, collision probabilities for comets with different orbital elements are computed. It is found that collisions may have a non-negligible effect on the physical evolution of comets. In this connection, it is shown that under certain conditions collisional lifetimes may be shorter than dynamical or vaporization lifetimes. In particular, collisional lifetimes are on average shorter for comets in retrograde orbits than those for direct ones. It is further suggested that catastrophic collisions may contribute to prevent long-period comets in retrograde orbits from reaching short-period orbits by orbital diffusion. Collisions may also produce irregularities of the nucleus brightness by leaving exposed regions of fresh volatile material and may in this way lead to a rejuvenation of old dusty short-period comets. Catastrophic collision probabilities are too low to account for the observed comet splittings, so other trigger mechanisms should be at work. However, it is shown that collisional mini-bursts (increases in brightness of one magnitude or so) caused by decimeter-sized bodies may occur rather frequently on short-period comets when they pass through the asteroid belt. The burst observed in comet Tempel-2 at 3 AU in December, 1978 could be an example of such collisional mini-bursts. The systematic observation of periodic comets when they pass through the asteroid belt could give valuable information about the spatial density of decimeter and meter-sized bodies. In particular, collisional effects for comet Halley, for which a continuous surveillance is planned, are evaluated.     

Planet X and the origins of the shower and steady state flux of short-period comets

In the planet X model periodic comet showers are associated with passages of the planet's perihelion and aphelion points through a primordial disk of comets believed to lie beyond the orbit of Neptune. A strong feature of this model is that the required orbital elements and mass of planet X are consistent with independently predicted values based on the residuals in the motions of Uranus and Neptune. Here we present a more extensive analysis of the model taking into account the fact that only those comets scattered directly into the zones of influence of Saturn and Jupiter can contribute to a shower whose duration is consistent with observation (≲ 15 myr). These requirements impose a minimum planetary inclination of ≈25°, which in turn restricts the semimajor axis to be ≲100 AU. A fraction of the comets scattered directly into the zones of influence of Uranus and Neptune will evolve on time scales of ∼10⁸ years into the steady state flux of short-period comets. We find that the absolute numbers of shower and steady state are comparable and compatible with the known terrestrial cratering rate, assuming the existence of long-lived extinct comet cores. Canonical planet X model parameters, deduced in part from the scattering dynamics analysis, are: semimajor axis ≈80 AU, eccentricity ≈0.3, inclination ≈45°, and mass ≈5m_⊕. An analysis is given which suggests that planet X, in its present orbit, can create the requisite density gradient of comets near perihelion and aphelion during the lifetime of the Solar System. The required inclination of planet X's orbit (≳25°) may explain the failure of previous surveys to discover the planet as its present latitude is not likely to be near the ecliptic. It it exists, the best immediate hope of finding planet X is the ongoing IRAS search in the 100-μm band and the full sky optical survey by Shoemaker and Shoemaker. Independent of the question of periodic comet showers, the existence of planet X and the comet disk can readily explain the origin of the steady state flux of short-period comets over a wide range of parameters.     

Close encounters of nearly parabolic comets and planets

An overview is given of close encounters of nearly parabolic comets (NPCs; with periods of P > 200 years and perihelion distances of q > 0.1 AU; the number of the comets is N = 1041) with planets. The minimum distances Δ_min between the cometary and planetary orbits are calculated to select comets whose Δ_min are less than the radius of the planet’s sphere of influence. Close encounters of these comets with planets are identified by numerical integration of the comets’ equations of motion over an interval of ±50 years from the time of passing the perihelion. Close encounters of NPCs with Jupiter in 1663–2011 are reported for seven comets. An encounter with Saturn is reported for comet 2004 F2 (in 2001).     

Orbits of short period comets captured from the Oort cloud

Oort cloud comets occasionally obtain orbits which take them through the planetary region. The perturbations by the planets are likely to change the orbit of the comet. We model this process by using a Monte Carlo method and cross sections for orbital changes, i.e. changes in energy, inclination and perihelion distance, in a single planet-comet encounter. The influence of all major planets is considered. We study the distributions of orbital parameters of observable comets, i.e. those which have perihelion distance smaller than a given value. We find that enough comets are captured from the Oort cloud in order to explain the present populations of short period comets. The median value of cos i for the Jupiter family is 0.985 while it is 0.27 for the Halley types. The results may explain the orbital features of short period comets, assuming that the active lifetime of a comet is not much greater than 400 orbital revolutions.     

Orbits of short period comets captured from the Oort cloud

Oort cloud comets occasionally obtain orbits which take them through the planetary region. The perturbations by the planets are likely to change the orbit of the comet. We model this process by using a Monte Carlo method and cross sections for orbital changes, i.e. changes in energy, inclination and perihelion distance, in a single planet-comet encounter. The influence of all major planets is considered. We study the distributions of orbital parameters of observable comets, i.e. those which have perihelion distance smaller than a given value. We find that enough comets are captured from the Oort cloud in order to explain the present populations of short period comets. The median value of cos i for the Jupiter family is 0.985 while it is 0.27 for the Halley types. The results may explain the orbital features of short period comets, assuming that the active lifetime of a comet is not much greater than 400 orbital revolutions.     

Invisible comets on evolutionary track of short-period comets

We systematically surveyed the orbits of short-period (SP) comets that show a large change of perihelion distance (q) between 1–2 AU (visible comets) and 4–5 AU (invisible comets) during 4400 years. The data are taken from Cosmo-DICE (Nakamura and Yoshikawa 1991a), which is a long-term orbital evolution project for SP comets. Recognizing that q is the most critical element for observability of comets, an invisibility factor (f), defined as the ratio of unobservable time span to observable span during 4400 years, is calculated for each of the large-q-change comets. A detection limit for each comet is obtained from the heliocentric distance at discovery and/or the absolute magnitude at recent apparitions. A mean f value for 35 SP comets with 2.9 J (J is the Tisserand's invariant) is found to be 19.8. This implies that for each visible SP comet of this J-range, at every epoch of time, there exist about 20 invisible comets near the capture orbits by Jupiter, under the assumptions of steady-state flux and ergodicity for the SP-comet population.     

Searching for the source of short-period comet nuclei: The direction of the spatial migration of comets

An attempt is made to determine the spatial location of the main source of short-period comet nuclei. Numerical calculations for the orbital evolution of Jupiter family comets, medium-period comets, and Centaurs are used to show that the orbits of small solar system bodies tend to evolve in the direction of increasing semimajor axes. This relates to bodies that can experience encounters with planets and whose orbital evolution is shaped by gravitational perturbations. It is concluded that there is good reason to search for the main source of the nuclei of Jupiter family comets at distances of 6 AU or less from the sun.     

Possibilities of using extreme observations to estimate cometary nucleus sizes

Not considering very rare in situ measurements of cometary nuclei, observations of comets at large heliocentric distances are the only direct source of our knowledge on their sizes. Observations of a cometary nucleus in pure reflected sunlight, at the time when coma is absent, are the way in which the nucleus size can be estimated. Probabilities that extreme observations represent non—active stages of cometary nuclei and also reliability of derived cometary nucleus sizes are investigated. Statistical analysis is based on a sample of 2842 photometric observations of 67 long-period comets observed at large heliocentric distances. For any long-period comet, there is a probability of 2:3 that the sizes derived on the basis of observations at extreme distances are in good agreement with the real nucleus sizes. For new comets in Oort's sense the probability is 3:4 independent of investigated arcs of orbits. For old comets a chance to estimate correct sizes is 1:2 but on the pre-perihelion arc only 1:3. It is also demonstrated that a premature start of activity prior to perihelion or a longer fading after perihelion is more frequent than a short-time isolated activity at large heliocentric distances.     

Orbital evolution of long-period comets I. Trivariate Monte Carlo simulation

The mean orbital evolution of long-period comets for 16 representative initial orbits to short-period comets is calculated by a Monte Carlo method. First, trivariate perturbation distributions of barycentric Kepler energy, total angular momentum, and its z component in single encounters of comets with Jupiter are obtained numerically. Their characteristics are examined in detail and the distributions are found to be simple, symmetric, and easy to handle. Second, utilizing these distributions, we have done trivariate Monte Carlo simulations of the orbital evolution of long-period comets, with special emphasis on high-inclination orbits. About half of the 16 initial orbits are traced up to 5000 returns. For each of these orbits, the mean values of semimajor axis, perihelion distance, and inclination; their standard deviations, survival, and capture rates; as well as time scales of orbital evolution are calculated as functions of return number. Survival rates of the initial orbits with high inclination (～90°) and small perihelion distance (～1–2 AU) have been found to be only two or three times smaller than those of the main-source orbits of short-period comets established quantitatively by Everhart. The time scales of orbitsl evolution of the former, however, are nearly 10 times longer than the latter. There is a general trend that, for smaller perihelion distance, the survival efficiency becomes higher. The results of this paper should be considered a basis for a succeeding paper (Paper II) in which the physical lifetime of comets will be determined, and a comparison with the orbital data will be done.     

Dynamical behaviour of Earth orbit crossing asteroids

Computing the maximum and minimum values of the eccentricities and inclinations as functions of the arguments of perihelion for about 7000 numbered asteroids by adopting a simple model it is found that 80 have the minimum perihelion distances less than 1.04 AU. Still, it is proved that 20% of them have no chance of colliding with the Earth, whereas 30 of them have relatively high collision probability as they have orbits similar to those of typical short-period comets.     

The nature of the solar wind interaction with CO2/CO-dominated comets

The varying overall nature of the solar wind interaction with the ionospheres of CO and CO₂-dominated comets is investigated and compared with previous results for H₂O-dominated comets. It is shown that as a comet approaches the sun, it may exhibit one of two types of ionospheric transitions. (In rare circumstances, the cometary ionosphere may display a third type of transition in addition to one of the first two). For both transitions, the ionosphere turns from being hard (in other words, the ionosphere is not susceptible to compression under sudden solar wind pressure increases) to soft. However, for one type of transition, the bow shock changes from being weak (M2) to being strong (M10), whereas for the other type of transition, the bow shock remains weak. The heliocentric distance at which these transitions may occur is found to be a function of the cometary nuclear radius, the latent heat of sublimation of the surface volatiles, the surface bolometric albedo and the following ionospheric properties: the optical depth, the average ionization time scale and the amount of heat addition. Two important consequences of the strong shocks are the large solar wind velocity modulation of the energization of electrons at the bow-shock and the relatively quick formation of cometary plasma tails.These results are applied to the case of comet Humason (1962 VIII). It is shown that either a CO or CO₂ dominated surface can explain not only the strong coma and tail activity of this comet at large heliocentric distances, but it can also explain the irregular activity of this comet at such distances.     

A Model for the Common Origin of Jupiter Family and Halley Type Comets

A numerical simulation of the Oort cloud is used to explain the observed orbital distributions and numbers of Jupiter-family (JF) and Halley-type (HT) short-period (SP) comets. Comets are given initial orbits with perihelion distances between 5 and 36 au, and evolve under planetary, stellar and Galactic perturbations for 4.5 Gyr. This process leads to the formation of an Oort cloud (which we define as the region of semimajor axes a > 1,000 au), and to a flux of cometary bodies from the Oort cloud returning to the planetary region at the present epoch. The results are consistent with the dynamical characteristics of SP comets and other observed cometary populations: the near-parabolic flux, Centaurs, and high-eccentricity trans-Neptunian objects. To achieve this consistency with observations, the model requires that the number of comets versus initial perihelion distance is concentrated towards the outer planetary region. Moreover, the mean physical lifetime of observable comets in the inner planetary region (q < 2.5 au) at the present epoch should be an increasing function of the comets’ initial perihelion distances. Virtually all observed HT comets and nearly half of observed JF comets come from the Oort cloud, and initially (4.5 Gyr ago) from orbits concentrated near the outer planetary region. Comets that have been in the Oort cloud also return to the Centaur (5 < q < 28 au, a < 1,000 au) and near-Neptune high-eccentricity regions. Such objects with perihelia near Neptune are hard to discover, but Centaurs with characteristics predicted by the model (e.g. large semimajor axes, above 60 au, or high inclinations, above 40°) are increasingly being found by observers. The model provides a unified picture for the origin of JF and HT comets. It predicts that the mean physical lifetime of all comets in the region q < 1.5 au is less than ～200 revolutions.     

Relationship of comets and planets

We analyze our earlier data on the numerical integration of the equations of motion for 274 short-period comets (with the period P<200 yr) on a time interval of 6000 yr. As many as 54 comets had no close approaches to planets, 13 comets passed through the Saturnian sphere of action, and one comet passed through the Uranian sphere of action. The orbital elements of these 68 comets changed by no more than ±3 percent in a space of 6000 yr. As many as 206 comets passed close to Jupiter. We confirm Everhart’s conclusion that Jupiter can capture long-period comets with q = 4–6 AU and i < 9° into short-period orbits. We show that nearly parabolic comets cross the solar system mainly in the zone of terrestrial planets. No relationship of nearly parabolic comets and terrestrial planets was found for the epoch of the latest apparition of comets. Guliev’s conjecture about two trans-Plutonian planets is based on the illusory excess of cometary nodes at large heliocentric distances. The existence of cometary nodes at the solar system periphery turns out to be a solely geometrical effect.     

Comet nucleus size distributions from HST and Keck telescopes

The Wide Field Camera (WFC) on the Hubble Space Telescope and the Low Resolution Imaging Spectrograph (LRIS) on the Keck II telescope have been used to image 21 distant dynamically new, long-period (LP) and short-period (SP) Jupiter-family (JF) comet nuclei (near aphelion), as part of a long-term program to search for physical differences between short-period comets and Oort cloud comets. WFC data were obtained on Comets C/1987 H1 (Shoemaker) and C/1984 K1 (Shoemaker) during Cycle 5 (1995 December) and on C/1988 B1 (Shoemaker), C/1987 F1 (Torres), and C/1983 O1 (?ernis) during Cycle 6 (1997 April, May, and June). The HST comets were at heliocentric distances 20.4 < r[AU] < 29.5. Each comet observation was allocated 7 orbits, for ≈3.6 hrs of integration. The most difficult part of the image reduction was the removal of cosmic rays. We present our scheme for cosmic ray removal. None of the HST comet nuclei was detected to the 3-σ level at m_R∼27. The inferred upper limits to the nucleus radii are . The SP comets range in radius between , with a median value of R_N∼1.61 km. The LP comets ranged in size between <4.0-56 km. Over a range of radii between 1-10 km, the nuclei can be fit with a cumulative distribution N(>R_N)∝R_N^−α with α=1.45±0.05, and for nuclei in the range 2-5 km, α=1.91±0.06. Statistical analysis and modeling shows that the slopes of the observed TNO and JF comet distributions are not compatible, suggesting that the intrinsic distribution of JF comet nuclei is a differential a^−3.5 power law truncated at small nucleus radii between 0.3 and 2.0 km.     

From the Oort cloud to observable short-period comets – I. The initial stage of cometary capture

We investigate the first stage of the dynamical evolution of Oort cloud comets entering the planetary region for the first time. To this purpose, we integrate numerically the motions of a large number of fictitious comets pertaining to two samples, both with perihelion distances up to 5.7 au and random inclinations; the first sample is composed of comets whose orbits have at least one node close to 5.2 au, while the second is not subject to this constraint. We examine the orbits when the comets come to aphelion after their first perihelion passage within the planetary region, and find that there is a clear statistical dependence of the energy perturbations on the Tisserand parameter. There appear to be two main processes, of comparable importance, governing the shortening of semimajor axes to values of less than 1000 au, i.e. planetary close encounters, especially with Jupiter, and indirect perturbations due to the shifting of the motion from barycentric to heliocentric and back; the former process mostly affects comets crossing the ecliptic at about 5.2 au, or on low-inclination orbits, while the latter mostly affects comets of small perihelion distance. This last result may help to understand the relative paucity of Halley-type comets with perihelion distances larger than about 1.5 au.     

Are There Many Inactive Jupiter-Family Comets among the Near-Earth Asteroid Population?

We analyze the dynamical evolution of Jupiter-family (JF) comets and near-Earth asteroids (NEAs) with aphelion distances Q>3.5 AU, paying special attention to the problem of mixing of both populations, such that inactive comets may be disguised as NEAs. From numerical integrations for 2×10⁶ years we find that the half lifetime (where the lifetime is defined against hyperbolic ejection or collision with the Sun or the planets) of near-Earth JF comets (perihelion distances q<1.3 AU) is about 1.5×10⁵ years but that they spend only a small fraction of this time (∼ a few 10³ years) with q<1.3 AU. From numerical integrations for 5×10⁶ years we find that the half lifetime of NEAs in “cometary” orbits (defined as those with aphelion distances Q>4.5 AU, i.e., that approach or cross Jupiter's orbit) is 4.2×10⁵ years, i.e., about three times longer than that for near-Earth JF comets. We also analyze the problem of decoupling JF comets from Jupiter to produce Encke-type comets. To this end we simulate the dynamical evolution of the sample of observed JF comets with the inclusion of nongravitational forces. While decoupling occurs very seldom when a purely gravitational motion is considered, the action of nongravitational forces (as strong as or greater than those acting on Encke) can produce a few Enckes. Furthermore, a few JF comets are transferred to low-eccentricity orbits entirely within the main asteroid belt (Q<4 AU and q>2 AU). The population of NEAs in cometary orbits is found to be adequately replenished with NEAs of smaller Q's diffusing outward, from which we can set an upper limit of ∼20% for the putative component of deactivated JF comets needed to maintain such a population in steady state. From this analysis, the upper limit for the average time that a JF comet in near-Earth orbit can spend as a dormant, asteroid-looking body can be estimated to be about 40% of the time spent as an active comet. More likely, JF comets in near-Earth orbits will disintegrate once (or shortly after) they end their active phases.     

End-states of short-period comets and their role in maintaining the zodiacal dust cloud

Physical lifetimes and end-states of short-period comets are analysed in connection with the problem of the maintainance of the zodiacal dust cloud. In particular, the problem of the comet-asteroid relationship is addressed. Recent studies of the physical properties of Apollo-Amor asteroids and short-period comets (e.g., Hartmann et al., 1987) show significant differences between them, suggesting that they are distinct classes of objects. A few percent of the active SP comets might become asteroidal-like bodies in comet-type orbits due to the buildup of dust mantles. The remainder probably disintegrate as they consume their volatile content so their debris can only be observed as fireballs when they meet the Earth. Unobservable faint SP comets — i.e., comets so small (m 10¹⁴ g) that quickly disintegrate before being detected, might be a complementary source of dust material. They might be completely sublimated even at rather large heliocentric distances (r - 3 AU). Yet the released dust grains can reach the vicinity of the Sun by Poynting-Robertson drag. The mass associated with unobservable SP comets with perihelion distances q 3 AU might be comparable to that computed for the sample of observed SP co-mets with q 1.5 AU. It is concluded that SP comets (from the large to the unobservable small ones) may supply an average of several tons/sec of meteoric matter to the zodiacal dust cloud.     

Meteoroid Streams Associated to Comets 9P/Tempel 1 and 67P/Churyumov-Gerasimenko

The meteoroid streams associated to short-period comets 9P/Tempel 1 (the target of the Deep Impact mission)^. and 67P/Churyumov-Gerasimenko (the target of the Rosetta mission) are studied. Their structure is overwhelmingly under the control of Jupiter and repeated relatively close encounters cause a reversal of the direction of the spatial distribution of the stream relative to the comet* an initial stream trailing the comet as usually seen eventually collapses, becomes a new stream leading the comet and even splits into several components. Although these two comets do not produce meteor showers on Earth, this above feature shows that meteor storms can occur several years before the perihelion passage of a parent body.