Three‐dimensional finite element analysis of the interaction between tunneling and pile foundations

This paper concerns analysis of the impact of construction of urban tunnels on adjacent pile foundations. It is carried out using an elastoplastic three‐dimensional finite element modelling. Numerical simulations are performed in two stages, which concern, respectively, the application of the pile axial loading and the construction of the tunnel in presence of the pile foundations. Analysis is carried out for both single piles and groups of piles. Results of numerical simulations show that tunneling induces significant internal forces in adjacent piles. The distribution of internal forces depends mainly on the position of the pile tip regarding the tunnel horizontal axis and the distance of the pile axis from the centre of the tunnel. Analysis of the interaction between tunneling and a group of piles reveals a positive group effect with a high reduction of the internal forces in rear piles. Copyright © 2002 John Wiley & Sons, Ltd.     

Three‐dimensional finite element analyses of passive pile behaviour

Piles may be subjected to lateral soil pressures as a result of lateral soil movements from nearby construction‐related activities such as embankment construction or excavation operations. Three‐dimensional finite element analyses have been carried out to investigate the response of a single pile when subjected to lateral soil movements. The pile and the soil were modelled using 20‐node quadrilateral brick elements with reduced integration. For compatibility between the soil–pile interface elements, 27‐node quadrilateral brick elements with reduced integration were used to model the soil around the pile adjacent to the soil–pile interface. A Mohr–Coulomb elastic–plastic constitutive model with large‐strain mode was assumed for the soil. The analyses indicate that the behaviour of the pile was significantly influenced by the pile flexibility, the magnitude of soil movement, the pile head boundary conditions, the shape of the soil movement profile and the thickness of the moving soil mass. Reasonable agreement is found between some existing published solutions and those developed herein. Copyright © 2005 John Wiley & Sons, Ltd.     

Three‐dimensional finite element study of arching behavior in slope/drilled shafts system

Two‐dimensional slope stability analysis for a slope with a row of drilled shafts needs a mechanism to take into account the three‐dimensional effect of the soil arching due to the spaced drilled shafts on slope. To gain a better understanding of the arching mechanisms in a slope with evenly spaced drilled shafts socketed into a stable stratum (or a rock layer), the three‐dimensional finite element modelling technique was used for a comprehensive parametric study, where the nonlinear and plastic nature of the soil and the elastic behavior of the drilled shafts as well as the interface frictions were modelled. Various factors were varied in the parametric study to include (1) the rigidity of the drilled shafts as influenced by its diameter, modulus of elasticity, and total length; (2) shafts spacing and location on the slope; (3) the material properties of rock and the socket length of shaft; and (4) the soil movement and strength parameters. Evidences of soil arching and reduction in the stresses and displacements through the load transfer mechanisms due to the presence of the drilled shafts were elucidated through the finite element method (FEM) simulation results. Design charts based on regression analysis of FEM simulation results were created to obtain a numerical value of the load transfer factor for the arching mechanism provided by the drilled shafts on the slope. Observations of the arching behavior learned from the FEM simulations provide an insight into the behavior of drilled shafts stabilized slope. Copyright © 2009 John Wiley & Sons, Ltd.     

Three‐dimensional finite element analysis of lined tunnels

This paper describes finite element procedures that have been developed to model the ground movements that occur when a shallow tunnel is installed in a clay soil. This study is part of a wider project concerned with the development of new methods to predict the likely extent of damage to surface structures caused by nearby shallow tunnelling. This particular paper, however, is concerned only with the numerical model of tunnel installation. The structural liner is an important component of this tunnel installation model; two different ways of modelling the liner (based on continuum elements and shell elements) are discussed in the paper. A test problem consisting of the installation of a lined tunnel in an elastic continuum is used to investigate the merits of these different approaches. When continuum elements are used to model the liner, the numerical results agree well with an analytical solution to the problem. When shell elements are used to model the liner, however, the results were found to be significantly influenced by the particular formulation adopted for the shell elements. Example analyses, involving incremental tunnel construction in a clay soil where the soil is modelled using a kinematic hardening plasticity model, are described. These analyses confirm that a thin layer of continuum elements may be used, satisfactorily, to model tunnel linings in a soil–structure interaction analysis of this sort. Copyright © 2001 John Wiley & Sons, Ltd.     

Two‐dimensional finite element analysis of gravitational and lateral‐driven deformation in sedimentary basins

The paper deals with the modeling of some aspects, such as the formulation of constitutive equations for sediment material or finite element approach for basin analysis, related to mechanical compaction in sedimentary basins. In addition to compaction due to gravity forces and pore‐pressure dissipation, particular emphasis is given to the study of deformation induced by tectonic sequences. The numerical model relies upon the implementation of a comprehensive constitutive model for the sediment material formulated within the framework of finite poroplasticity. The theoretical model accounts for both hydromechanical and elasticity–plasticity coupling due to the effects of irreversible large strains. From the numerical viewpoint, a finite element procedure specifically devised for dealing with sedimentary basins as open systems allows to simulate within a two‐dimensional setting the process of sediment accretion or erosion. Several basin simulations are presented. The main objective is to analyze the behavior of a sedimentary basin during the different phases of its life cycle: accretion phase, pore‐pressure dissipation phase and compressive/extensional tectonic motions. Copyright © 2013 John Wiley & Sons, Ltd.     

Three‐dimensional nonlinear finite element analysis of pile groups in saturated porous media using a new transmitting boundary

The dynamic behaviour of pile groups subjected to an earthquake base shaking is analysed. An analysis is formulated in the time domain and the effects of material nonlinearity of soil, pile–soil–pile kinematic interaction and the superstructure–foundation inertial interaction on seismic response are investigated. Prediction of response of pile group–soil system during a large earthquake requires consideration of various aspects such as the nonlinear and elasto‐plastic behaviour of soil, pore water pressure generation in soil, radiation of energy away from the pile, etc. A fully explicit dynamic finite element scheme is developed for saturated porous media, based on the extension of the original formulation by Biot having solid displacement (u) and relative fluid displacement (w) as primary variables (u–w formulation). All linear relative fluid acceleration terms are included in this formulation. A new three‐dimensional transmitting boundary that was developed in cartesian co‐ordinate system for dynamic response analysis of fluid‐saturated porous media is implemented to avoid wave reflections towards the structure. In contrast to traditional methods, this boundary is able to absorb surface waves as well as body waves. The pile–soil interaction problem is analysed and it is shown that the results from the fully coupled procedure, using the advanced transmitting boundary, compare reasonably well with centrifuge data. Copyright © 2007 John Wiley & Sons, Ltd.     

Kalman filter finite element method applied to dynamic ground motion

The purpose of this paper is to investigate the estimation of dynamic elastic behavior of the ground using the Kalman filter finite element method. In the present paper, as the state equation, the balance of stress equation, the strain–displacement equation and the stress–strain equation are used. For temporal discretization, the Newmark ¼ method is employed, and for the spatial discretization the Galerkin method is applied. The Kalman filter finite element method is a combination of the Kalman filter and the finite element method. The present method is adaptable to estimations not only in time but also in space, as we have confirmed by its application to the Futatsuishi quarry site. The input data are the measured velocity, acceleration, etc., which may include mechanical noise. It has been shown in numerical studies that the estimated velocity, acceleration, etc., at any other spatial and temporal point can be obtained by removing the noise included in the observation. Copyright © 2008 John Wiley & Sons, Ltd.     

Parametric study on seismic ground response by finite element modelling

In this paper the results of 2D FE analyses of the seismic ground response of a clayey deposit, performed adopting linear visco-elastic and visco-elasto-plastic constitutive models, are presented. The viscous and linear elastic parameters are selected according to a novel calibration strategy, leading to FE results comparable to those obtained by 1D equivalent-linear visco-elastic frequency-domain analyses. The influence of plasticity on the numerical results is also investigated, with particular reference to the relation between the hysteretic and viscous damping effects. Finally, different boundary conditions, spatial discretisation and time integration parameters are considered and their role on the FE results discussed.     

A framework for automatic modeling of underground excavations and optimizing three‐dimensional boundary and finite element meshes derived from them—framework

Many problems in mining and civil engineering require using numerical stress analysis methods to repeatedly solve large models. Widespread acceptance of tunneling methods, such as New Austrian Tunneling Method, which depend heavily on numerical stress analysis tools and the fact that the effects of excavation at the face of a tunnel are distinctively three–dimensional (3D), necessitates the use of 3D numerical analysis for these problems. Stress analysis of a practical mining problem can be very lengthy, and the processing time can be measured in days or weeks at times. A framework is developed to facilitate efficient modeling of underground excavations and to create an optimal 3D mesh by reducing the number of surface and volume elements while keeping the result of stress analysis accurate enough at the region of interest, where a solution is sought. Fewer surface and volume elements mean fewer degrees of freedom in the numerical model, which directly translates into savings in computational time and resources. The mesh refinement algorithm is driven by a set of criteria that are functions of distance and visibility of points from the region of interest, and the framework can be easily extended by adding new types of criteria. This paper defines the framework, whereas a second companion paper will investigate its efficiency, accuracy and application to a number of practical mining problems. Copyright © 2012 John Wiley & Sons, Ltd.     

A three‐dimensional staggered finite element approach for random parametric modeling of thermo‐hygral coupled phenomena in porous media

The aim of this paper is to present a three‐dimensional (3D) finite element modeling of heat and mass transfer phenomena in partially saturated open porous media with random fields of material properties. Randomness leads to transfer processes within the porous medium that naturally need a full 3D modeling for any quantitative assessment of these processes. Nevertheless, the counterpart of 3D modeling is a significant increase in computations cost. Therefore, a staggered solution strategy is adopted which permits to solve the equations sequentially. This appropriate partitioning reduces the size of the discretized problem to be solved at each time step. It is based on a specific iterative algorithm to account for the interaction between all the transfer processes. Accordingly, a suitable linearization of mass convective boundary conditions, consistent with the staggered algorithm, is also derived. After some validation tests, the 3D numerical model is used for studying the drying process of a cementitious material with regard to its intrinsic permeability randomness. Copyright © 2011 John Wiley & Sons, Ltd.     

地铁交叉隧道近场强地震反应特性的三维精细化非线性有限元分析

基于ABAQUS软件研发的显式有限元并行计算集群平台,建立地铁双层交叉隧道结构的三维精细化有限元分析模型,研究了近场强地震动作用下地铁双层交叉隧道的三维非线性地震反应特性,并与浅埋/深埋单层隧道的地震反应特性进行了比较,结果表明：双层隧道的相互作用效应对上、下层隧道顶、底部之间的相对水平位移差具有放大作用;对上、下层隧道的地震应力反应有减小作用;双层隧道上、下层左侧的地震应力反应大于右侧的地震应力反应,隧道拱肩和拱腰处的应力反应明显大于其他部位,拱肩为隧道结构的最危险部位;双层隧道下层顶、底部的峰值加速度反应大于上层顶、底部的峰值加速度反应;双层隧道相互作用效应对上、下层隧道地震反应的影响与双层隧道的交叉形式和基岩输入的近场强地震动特性有关。     

Three‐dimensional finite elements for the analysis of soil contamination using a multiple‐porosity approach

A three‐dimensional finite‐element model of contaminant migration in fissured clays or contaminated sand which includes multiple sources of non‐equilibrium processes is proposed. The conceptual framework can accommodate a regular network of fissures in 1D, 2D or 3D and immobile solutions in the macro‐pores of aggregated topsoils, as well as non‐equilibrium sorption. A Galerkin weighted‐residual statement for the three‐dimensional form of the equations in the Laplace domain is formulated. Equations are discretized using linear and quadratic prism elements. The system of algebraic equations is solved in the Laplace domain and solution is inverted to the time domain numerically. The model is validated and its scope is illustrated through the analysis of three problems: a waste repository deeply buried in fissured clay, a storage tank leaking into sand and a sanitary landfill leaching into fissured clay over a sand aquifer. Copyright © 2005 John Wiley & Sons, Ltd.     

复合地基沉降计算的复合本构有限元法适应性研究

复合本构有限元法是一种新型的复合地基沉降数值计算方法.采用复合本构有限元和传统三维有限元两种计算模型,通过不同桩土模量比、置换率和桩长条件下复合地基沉降计算结果的比较,对复合本构有限元法的适应性进行了探讨.     

Three‐dimensional dynamic response of ground with a poroviscoelastic interlayer to a harmonic moving rectangular load

Stratification is a basic characteristic of ground. Due to the influence of ground water, saturated weak interlayers widely exist, particularly in soft soil area. An interlayer of high compressibility and low strength has a substantial effect on dynamic response of the ground, especially under high speed moving load. Thus, a comprehensive investigation in the influence of interlayer is essential and useful in geotechnical and transportation‐related engineering. This paper presents a three‐dimensional semi‐analytical approach to study the dynamic response of a layered ground with a soft saturated interlayer. The ground is modelled as a half‐space consisting of three parts: a viscoelastic upper layer, a saturated poroviscoelastic interlayer governed by Biot's theory and a viscoelastic half‐space. An ‘adapted stiffness matrix’ is proposed to obtain the semi‐analytical solution to the system. Comprehensive parametric study is conducted to investigate the influences of existence, geometrical and physical properties of the interlayer. Depth, thickness, hydraulic permeability of the interlayer, load speed and frequency significantly influence the dynamic response of the ground, among which the interlayer depth plays a dominant role. Resonant frequency exists, which is highly affected by the interlayer thickness, especially in low speed regime. Both hydraulic permeability and boundary conditions of the interlayer influence the characteristics of pore pressure distribution. Copyright © 2017 John Wiley & Sons, Ltd.     

A constitutive model for mechanical and chemo‐mechanical compaction in sedimentary basins and finite element analysis

Compaction and associated fluid flow are fundamental processes in sedimentary basin deformation. Purely mechanical compaction originates mainly from pore fluid expulsion and rearrangement of solid particles during burial, while chemo‐mechanical compaction results from Intergranular Pressure‐Solution (IPS) and represents a major mechanism of deformation in sedimentary basins during diagenesis. The aim of the present contribution is to provide a comprehensive 3D framework for constitutive and numerical modeling of purely mechanical and chemo‐mechanical compaction in sedimentary basins. Extending the concepts that have been previously proposed for the modeling of purely mechanical compaction in finite poroplasticity, deformation by IPS is addressed herein by means of additional viscoplastic terms in the state equations of the porous material. The finite element model integrates the poroplastic and poroviscoplastic components of deformation at large strains. The corresponding implementation allows for numerical simulation of sediments accretion/erosion periods by progressive activation/deactivation of the gravity forces within a fictitious closed material system. Validation of the numerical approach is assessed by means of comparison with closed‐form solutions derived in the context of a simplified compaction model. The last part of the paper presents the results of numerical basin simulation performed in one dimensional setting, demonstrating the ability of the modeling to capture the main features in elastoplastic and viscoplastic compaction. Copyright © 2016 John Wiley & Sons, Ltd.     

A three‐phase thermo‐hydro‐mechanical finite element model for freezing soils

Artificial ground freezing (AGF) is a commonly used technique in geotechnical engineering for ground improvement such as ground water control and temporary excavation support during tunnel construction in soft soils. The main potential problem connected with this technique is that it may produce heave and settlement at the ground surface, which may cause damage to the surface infrastructure. Additionally, the freezing process and the energy needed to obtain a stable frozen ground may be significantly influenced by seepage flow. Evidently, safe design and execution of AGF require a reliable prediction of the coupled thermo‐hydro‐mechanical behavior of freezing soils. With the theory of poromechanics, a three‐phase finite element soil model is proposed, considering solid particles, liquid water, and crystal ice as separate phases and mixture temperature, liquid pressure, and solid displacement as the primary field variables. In addition to the volume expansion of water transforming into ice, the contribution of the micro‐cryo‐suction mechanism to the frost heave phenomenon is described in the model using the theory of premelting dynamics. Through fundamental physical laws and corresponding state relations, the model captures various couplings among the phase transition, the liquid transport within the pore space, and the accompanying mechanical deformation. The verification and validation of the model are accomplished by means of selected analyses. An application example is related to AGF during tunnel excavation, investigating the influence of seepage flow on the freezing process and the time required to establish a closed supporting frozen arch. Copyright © 2013 John Wiley & Sons, Ltd.     

模拟三维裂纹问题的多尺度扩展有限元法

扩展有限元法模拟裂纹时独立于网格,因此该方法是目前求解裂纹问题最有效的数值方法。为了在计算代价不大的情况,实现大型结构分析中考虑小裂纹或提高裂纹附近精度,在裂纹附近一般采用小尺度单元,其他区域采用大尺度单元。提出了分析三维裂纹问题的多尺度扩展有限元法,在需要的地方采用小尺度单元。基于点插值构造了六面体任意节点单元。所有尺度单元都采用8节点六面体单元,这样六面体任意节点单元可方便有效地连接不同尺度单元。采用互作用积分法计算三维应力强度因子。边裂纹和中心圆裂纹算例分析结果表明,该方法是正确和有效的。     

An efficient finite–discrete element method for quasi‐static nonlinear soil–structure interaction problems

An efficient finite–discrete element method applicable for the analysis of quasi‐static nonlinear soil–structure interaction problems involving large deformations in three‐dimensional space was presented in this paper. The present method differs from previous approaches in that the use of very fine mesh and small time steps was not needed to stabilize the calculation. The domain involving the large displacement was modeled using discrete elements, whereas the rest of the domain was modeled using finite elements. Forces acting on the discrete and finite elements were related by introducing interface elements at the boundary of the two domains. To improve the stability of the developed method, we used explicit time integration with different damping schemes applied to each domain to relax the system and to reach stability condition. With appropriate damping schemes, a relatively coarse finite element mesh can be used, resulting in significant savings in the computation time. The proposed algorithm was validated using three different benchmark problems, and the numerical results were compared with existing analytical and numerical solutions. The algorithm performance in solving practical soil–structure interaction problems was also investigated by simulating a large‐scale soft ground tunneling problem involving soil loss near an existing lining. Copyright © 2011 John Wiley & Sons, Ltd.     

Spectral analysis of nonlocal regularization in two‐dimensional finite element models

Strain‐softening in geomaterials often leads to ill‐posed boundary‐valued problems (BVP), which cannot be solved with finite element methods without introducing some kind of regularization such as nonlocal plasticity. Hereafter we propose to apply spectral analysis for testing the performance of nonlocal plasticity in regularizing ill‐posed BVP and producing mesh‐independent solutions when local plasticity usually fails. The spectral analysis consists of examining the eigenvalues and eigenvectors of the global tangential stiffness matrix of the incremental equilibrium equations. Based on spectral analysis, we propose a criterion for passing or failing the test of constitutive regularization in the context of BVP. If the eigenvalues of the tangential operator are all positive then the regularization succeeds, otherwise it fails and may not prevent artificial mesh‐dependent solutions from appearing. The approach is illustrated in the particular case of a biaxial compression with strain‐softening plasticity. In this particular case, local softening plasticity is found to produce negative eigenvalues in the tangential stiffness matrix, which indicates ill‐posed BVP. In contrast, nonlocal softening plasticity always produces positive eigenvalues, which regularizes ill‐posed BVP. The dominant eigenvectors, which generate localized deformation patterns, have a bandwidth independent of mesh size, provided that the mesh is fine enough to capture localization. These mesh‐independent eigenmodes explain why nonlocal plasticity produces numerical solutions that are mesh‐independent. Copyright © 2011 John Wiley & Sons, Ltd.