世界排放大国CO2排放和GDP的格兰杰因果分析及其对国际气候治理的影响和意义

基于1990—2015年世界前20个排放大国碳排放量和国内生产总值（GDP）的时间序列数据,采用协整分析、格兰杰因果检验,对主要排放大国碳排放与经济增长之间的关系进行了实证分析。通过协整分析得出大多数国家的碳排放量与经济增长之间存在长期均衡关系;碳排放量和GDP的格兰杰检验结果显示,大多数世界排放大国碳排放与经济增长之间存在单向因果关系。发达国家主要表现为经济增长是碳排放的格兰杰原因,发展中国家则主要表现为碳排放是经济增长的格兰杰原因。研究结果反映了发达国家和发展中国家在碳减排问题上的阶段性特征,碳减排对发展中国家经济发展的负面影响明显大于发达国家。基于格兰杰因果分析结果,国际气候治理进程中关于要求发展中国家现阶段提出大幅减排目标的诉求不符合发展中国家发展阶段特征,可能影响发展中国家经济发展的正常秩序和规律。发达国家基于历史排放责任、发展阶段和能力,都应该带头开展减排行动,并帮助发展中国家实现转型、升级发展,降低经济发展对碳排放的依赖。国际气候治理需要根据并考虑不同国家的发展需求和特征,形成国际合作制度安排,实现社会经济发展与全球气候治理的协同。     

Coal taxes as supply-side climate policy: a rationale for major exporters?

The shift away from coal is at the heart of the global low-carbon transition. Can governments of coal-producing countries help facilitate this transition and benefit from it? This paper analyses the case for coal taxes as supply-side climate policy implemented by large coal exporting countries. Coal taxes can reduce global carbon dioxide emissions and benefit coal-rich countries through improved terms-of-trade and tax revenue. We employ a multi-period equilibrium model of the international steam coal market to study a tax on steam coal levied by Australia alone, by a coalition of major exporting countries, by all exporters, and by all producers. A unilateral export tax has little impact on global emissions and global coal prices as other countries compensate for reduced export volumes from the taxing country. By contrast, a tax jointly levied by a coalition of major coal exporters would significantly reduce global emissions from steam coal and leave them with a net sector level welfare gain, approximated by the sum of producer surplus, consumer surplus, and tax revenue. Production taxes consistently yield higher tax revenues and have greater effects on global coal consumption with smaller rates of carbon leakages. Questions remain whether coal taxes by major suppliers would be politically feasible, even if they could yield economic benefits.     

Global implications of joint fossil fuel subsidy reform and nuclear phase-out: an economic analysis

This paper uses the OECD’s global recursive-dynamic general equilibrium model ENVLinkages to examine the mid-term economic consequences and the optimal energy supply mix adjustments of a simultaneous implementation of i) a progressive fossil fuel subsidy reform in emerging and developing economies and ii) a progressive phase out of nuclear energy, mostly affecting OECD countries, China and Russia. The analysis is then transposed in the context of climate change mitigation to depict the corresponding implications for CO2 emissions, to assess the interactions between the two energy policies, and to derive how the associated costs are affected by the different policies. The phase-out scenario projects a nuclear capacity halved by 2035 as compared to the Baseline, corresponding to $120 billion losses in value-added of the nuclear industry for that year. The nuclear phase-out leaves GDP and real household consumption marginally affected in energy importing countries. A multilateral subsidy reform is more likely to affect international fossil fuel prices and alter patterns of global energy use. The fossil fuel subsidy reform, when implemented together with nuclear phase-out, more than offsets negative consequences on household consumption but still leads to a decrease in global CO2 emissions. The combined policies help save the equivalent of current energy consumption in the Middle East. Combining a climate policy, an effective fossil fuel subsidy reform, even with a lower nuclear share in the power mix, brings about multiple benefits to OECD countries which reduce their energy bill and achieve large climate change mitigation at lower cost.     

Impacts of Climate Change on the Global Forest Sector

The path and magnitude of future anthropogenic emissions of carbon dioxide will likely influence changes in climate that may impact the global forest sector. These responses in the global forest sector may have implications for international efforts to stabilize the atmospheric concentration of carbon dioxide. This study takes a step toward including the role of global forest sector in integrated assessments of the global carbon cycle by linking global models of climate dynamics, ecosystem processes and forest economics to assess the potential responses of the global forest sector to different levels of greenhouse gas emissions. We utilize three climate scenarios and two economic scenarios to represent a range of greenhouse gas emissions and economic behavior. At the end of the analysis period (2040), the potential responses in regional forest growing stock simulated by the global ecosystem model range from decreases and increases for the low emissions climate scenario to increases in all regions for the high emissions climate scenario. The changes in vegetation are used to adjust timber supply in the softwood and hardwood sectors of the economic model. In general, the global changes in welfare are positive, but small across all scenarios. At the regional level, the changes in welfare can be large and either negative or positive. Markets and trade in forest products play important roles in whether a region realizes any gains associated with climate change. In general, regions with the lowest wood fiber production cost are able to expand harvests. Trade in forest products leads to lower prices elsewhere. The low-cost regions expand market shares and force higher-cost regions to decrease their harvests. Trade produces different economic gains and losses across the globe even though, globally, economic welfare increases. The results of this study indicate that assumptions within alternative climate scenarios and about trade in forest products are important factors that strongly influence the effects of climate change on the global forest sector.     

Foreign policy ‘trilemmas’: understanding China's stance on international cap-and-trade

This article uses a policy analogy approach to explore China's attitude toward the possibility of global carbon market integration, including the development of a common cap-and-trade market for the global civil aviation industry. Like in other foreign policy domains, in international cap-and-trade, China faces a ‘trilemma’ between carbon market integration, state sovereignty and policy flexibility. By referring to how China has approached a comparable trilemma in foreign exchange policy making, we analyse China's possible stance on international cap-and-trade. We argue that China will prefer to gradually establish and strengthen, to a limited extent, intergovernmental governance mechanisms, which allow nation-states to prioritize sovereignty and policy flexibility in carbon trading policy making. In the conclusion we use this argument to explain China's responses to the carbon-trading initiatives of Australia, the EU, the International Civil Aviation Organization (ICAO), and the World Bank.

Policy relevance

The international community has reached a consensus on the use of market mechanisms for mitigating climate change. While opposing the EU's plan to include Chinese airlines in the EU Emissions Trading Scheme, China has started to co-explore with Australia the possibility of linking their carbon markets, and has adopted a supportive attitude toward the carbon trading initiatives led by the ICAO and the World Bank. Considering China's status as the largest emitting country of GHGs and its interdependence with major developed and developing countries, China's substantial participation would be crucial to the success of the global market-based efforts to reduce GHG emissions. This article presents an initial attempt to develop a better understanding of China's stance on international cap-and-trade.     

Breaking the impasse: towards a new regime for international climate governance

The reality of the current international order makes it imperative that a just and effective climate regime should balance the historical responsibility of developed countries with the increasing absolute emissions from many developing nations. The key pillars are briefly proposed for a new international climate architecture that envisions replacing the current annex system with two new annexes: Annex α, for countries with high current emissions and historically high emissions, and Annex β, for countries with high current emissions and historically low emissions. Countries in both annexes would implement legally binding targets under this framework. Additionally, this proposal includes alterations and revisions to funding and technology transfer mechanisms to correct for weaknesses and inequities under the current Kyoto architecture. The proposed framework stems from a belief that a top-down, international approach to climate policy remains the most effective for ensuring environmental integrity. Given the slow rate of institutional learning, the reform and improvement of the current system is held as a more efficient course of action than abandoning the progress already achieved. It is argued that the proposed framework could effectively accommodate key equity, environmental integrity, and political feasibility concerns.     

Triggering the low-carbon transition in the aftermath of the global financial crisis

An assessment of the post-Kyoto climate change negotiations, and the altered role of climate finance post-financial crisis, is presented. First, the paradigm shift of the Cancun Agreements is examined from an historical perspective and it is shown that the impasse in the negotiations, caused by the underlying over-emphasis on burden sharing reductions in emissions, can be overcome. Second, using information from two modelling exercises, it is demonstrated how climate finance can encourage the decoupling of carbon emissions from economic growth and thereby help align the development pattern with global climate goals. Third, a framework to place carbon finance within current discussions is sketched regarding both the reformation of the world financial systems and the facilitation of a sustainable economic recovery that is beneficial for North and South while addressing the low-carbon transition. It is concluded that upgrading climate finance is the key to triggering the shift to a low-carbon society and a system is proposed in which an agreed social cost of carbon is used to support the establishment of carbon emissions certificates to reorient a significant portion of global savings towards low-carbon investments.

Policy relevance

Investments that align development and climate objectives are shown to substantially lower the social cost of carbon and deliver long-term carbon emissions reductions. These reductions are greater than those contributed by the sole carbon price signal generated by a world cap-and-trade system. Carbon finance, as a part of the broader reform of financial systems and overseas aid, can help overcome the dual adversity of climate and financial crisis contexts. The carbon certificate, with an upfront agreed social cost of carbon, can be used as its instrument. The portion of the banking system that intends to reorient a significant part of world savings towards low-carbon investments could thus issue such carbon certificates. By giving carbon assets the status of a reserve currency, the system could even respond to the need of emerging countries to diversify their foreign exchange reserves and trigger a wave of worldwide sustainable growth through infrastructure markets.     

National policy and SMEs in technology transfer: the case of Israel

Increasing the rate of climate technology transfer is a critical concern. The international community facilitates the development and deployment of climate technologies for the needs of the South in two primary ways: first, through the use of multilateral frameworks for technology transfer and, second, through in-country capacity building for research, development, and deployment in developing countries. However, scant attention is given to whether national-level frameworks in industrialized countries can support technology transfer. This issue may be of particular relevance to small and medium enterprises (SMEs) in developed countries, due to their relative lack of experience in international markets. The barriers that prevent SMEs from developing and exporting more technologies to the South are identified, by using Israel as a case study. Although Israel is an important global source of climate technology innovation, it currently does not engage much with the developing world. Four principle barriers to greater involvement of OECD SMEs in technology transfer for climate mitigation in developing countries are: (1) lack of knowledge of market needs in developing economies, (2) lack of financial mechanisms to support R&D, (3) lack of opportunities for partnership building, and (4) lack of support for demonstration sites in developing countries.     

气候变化国家评估报告（Ⅲ）：中国应对气候变化对策的综合评价

 回顾了国际社会应对气候变化的进程，对国内外的碳排放状况、中国减缓碳排放的技术潜力、中国减缓碳排放的宏观影响、全球减缓气候变化的公平性与国际合作行动等问题进行了分析与评估。提出了中国减缓气候变化的思路与对策，指出在全球应对气候变化的形势下，中国要积极适应国际政治、经济及贸易格局变动的趋势，将减缓气候变化对策纳入国家经济与社会发展战略与规划之中，促进国家经济和社会的全面、协调和可持续发展。     

气候变化国家评估报告(Ⅲ):中国应对气候变化对策的综合评价

Climate change is increasingly becoming the hotspot issue of global attention. On the basis of review of the process responding to climate change of international community, this paper introduces the status of carbon emissions of the world and China, and the technology potential for China to mitigate carbon emissions. At the same time, this paper explores the macro-impacts of China's mitigation of carbon emissions, the equity of global mitigation of climate change, and the impacts of international cooperation in the field of climate change. Furthermore, this paper puts forward the ideas and countermeasures of mitigating climate change in China, indicating that China should positively adapt to the trends of international politics, economy and trade pattern changes and bring the strategies of mitigating climate change into national social and economic development strategy, planning to promote comprehensive, coordinated and sustainable development of national economy and society under the situation of global response to climate change.     

Can developed economies combat dangerous anthropogenic climate change without near-term reductions from developing economies?

Developing economy greenhouse gas emissions are growing rapidly relative to developed economy emissions (Boden et al. 2010) and developing economies as a group have greater emissions than developed economies. These developments are expected to continue (U.S. Energy Information Administration 2010), which has led some to question the effectiveness of emissions mitigation in developed economies without a commitment to extensive mitigation action from developing economies. One often heard argument against proposed U.S. legislation to limit carbon emissions to mitigate climate change is that, without participation from large developing economies like China and India, stabilizing temperature at 2 degrees Celsius above preindustrial (United Nations 2009), or even reducing global emissions levels, would be impossible (Driessen 2009; RPC Energy Facts 2009) or prohibitively expensive (Clarke et al. 2009). Here we show that significantly delayed action by rapidly developing countries is not a reason to forgo mitigation efforts in developed economies. This letter examines the effect of a scenario with no explicit international climate policy and two policy scenarios, full global action and a developing economy delay, on the probability of exceeding various global average temperature changes by 2100. This letter demonstrates that even when developing economies delay any mitigation efforts until 2050 the effect of action by developed economies will appreciably reduce the probability of more extreme levels of temperature change. This paper concludes that early carbon mitigation efforts by developed economies will considerably affect the distribution over future climate change, whether or not developing countries begin mitigation efforts in the near term.     

The Australia clause and REDD: a cautionary tale

If a binding agreement can be reached on a post-2012 international climate regime, it is likely to include the phased introduction of a market-linked mechanism for reducing emissions from deforestation and forest degradation in developing countries (REDD). Under such a scheme, countries that reduce net REDD emissions below a pre-set baseline would receive credits that could be sold in carbon markets and used by purchasing nations to meet their international mitigation obligations. This paper draws on the Australian experience with deforestation to identify some of the issues that might obstruct progress on REDD. For the past 20 years, Australia has had the highest rate of deforestation in the developed world; ~416,000 ha of forests were cleared annually between 1990 and 2009, resulting in the emission of almost 80 MtCO₂-e/yr. It is also the only developed country that will rely on reduced deforestation emissions as the primary way of meeting its quantified emissions target under the Kyoto Protocol. Australia’s approach to deforestation issues provides valuable insights into the difficulties an international REDD scheme might encounter.     

全球贸易隐含碳变化及其影响分析

基于最新的GTAP8 (Global Trade Analysis Project）数据库,使用投入产出法,分析了2004年到2007年全球贸易变化下南北集团贸易隐含碳变化及对全球碳排放的影响。结果显示,随着发展中国家进出口规模扩张,全球贸易隐含碳流向的重心逐渐向发展中国家转移。2004年到2007年,发达国家高端设备制造业和服务业出口以及发展中国家资源、能源密集型行业及中低端制造业出口的趋势加强,该过程的生产转移导致全球碳排放增长4.15亿t,占研究时段全球贸易隐含碳增量的63%。未来发展中国家的出口隐含碳比重还将进一步提高。贸易变化带来的南北集团隐含碳流动变化对全球应对气候变化行动的影响日益突出,发达国家对此负有重要责任。     

Communities and blue carbon: the role of traditional management systems in providing benefits for carbon storage,biodiversity conservation and livelihoods

Blue carbon refers to the considerable amounts of carbon sequestered by mangroves, seagrass beds, tidal marshes and other coastal and marine vegetated ecosystems. At the present time, carbon market mechanisms to compensate those conserving blue carbon ecosystems, and thus reducing carbon emissions, are not yet in place. The ecosystem services provided by coastal vegetated ecosystems extend beyond their carbon storage capacity, and include their contribution to fishery production; shoreline protection; provision of habitat for wildlife and migratory species; flood water attenuation; nutrient cycling, pollution buffering; as well as their cultural, spiritual, subsistence and recreational uses. Because these services are of high economic, social and cultural value, the management and protection of blue carbon ecosystems could build collaboration between climate change and biodiversity practitioners on the national and international level. Such collaboration would also allow for the transfer of lessons learned from coastal management and conservation activities to carbon mitigation projects, and would include the need to work closely together with indigenous peoples and local communities. Resulting management activities on the local level could utilize and strengthen traditional knowledge and management systems related to blue carbon ecosystems, and increase both the resilience of biodiversity and that of coastal communities, as well as provide for long-term storage of blue carbon. While the challenge of scaling up local initiatives remains, some concrete examples already exist, such as the network of locally-managed marine areas (LMMAs) in the Pacific and beyond.     

对斯特恩新报告的要点评述和解读

 2006年10月,英国推出的由著名经济学家斯特恩爵士领导编写的《斯特恩回顾：气候变化经济学》,从经济学的角度着重论述了全球应对气候变化的紧迫性,强调只有尽快大幅度减少温室气体排放,才能避免全球升温超过2℃可能造成的巨大经济损失,且减排成本并不高。2008年4月,斯特恩爵士再次推出一份报告,提出为实现上述目标构建2012年后国际气候制度的基本要素,这对后续国际谈判可能会产生一定的影响。通过比较分析两份报告的关系和不同特点,对新报告中国际气候制度设计和评价的基本原则,全球减排的长期目标和减排义务的分担,通过资金、技术、市场、适应等国际政策措施吸引发展中国家参与,减少毁林排放,以及政策执行和制度建设等问题进行了评述和解读,其中内涵对深入开展国际气候制度的研究和我国参与国际气候谈判有重要启发。     

对斯特恩新报告的要点评述和解读

2006年10月,英国推出的由著名经济学家斯特恩爵士领导编写的《斯特恩回顾：气候变化经济学》,从经济学的角度着重论述了全球应对气候变化的紧迫性,强调只有尽快大幅度减少温室气体排放,才能避免全球升温超过2℃可能造成的巨大经济损失,且减排成本并不高。2008年4月,斯特恩爵士再次推出一份报告,提出为实现上述目标构建2012年后国际气候制度的基本要素,这对后续国际谈判可能会产生一定的影响。通过比较分析两份报告的关系和不同特点,对新报告中国际气候制度设计和评价的基本原则,全球减排的长期目标和减排义务的分担,通过资金、技术、市场、适应等国际政策措施吸引发展中国家参与,减少毁林排放,以及政策执行和制度建设等问题进行了评述和解读,其中内涵对深入开展国际气候制度的研究和我国参与国际气候谈判有重要启发。     

Integrated Global System Model for Climate Policy Assessment: Feedbacks and Sensitivity Studies

Alternative policies to address global climate change are being debated in many nations and within the United Nations Framework Convention on Climate Change. To help provide objective and comprehensive analyses in support of this process, we have developed a model of the global climate system consisting of coupled sub-models of economic growth and associated emissions, natural fluxes, atmospheric chemistry, climate, and natural terrestrial ecosystems. The framework of this Integrated Global System Model is described and the results of sample runs and a sensitivity analysis are presented. This multi-component model addresses most of the major anthropogenic and natural processes involved in climate change and also is computationally efficient. As such, it can be used effectively to study parametric and structural uncertainty and to analyze the costs and impacts of many policy alternatives. Initial runs of the model have helped to define and quantify a number of feedbacks among the sub-models, and to elucidate the geographical variations in several variables that are relevant to climate science and policy. The effect of changes in climate and atmospheric carbon dioxide levels on the uptake of carbon and emissions of methane and nitrous oxide by land ecosystems is one potentially important feedback which has been identified. The sensitivity analysis has enabled preliminary assessment of the effects of uncertainty in the economic, atmospheric chemistry, and climate sub-models as they influence critical model results such as predictions of temperature, sea level, rainfall, and ecosystem productivity. We conclude that uncertainty regarding economic growth, technological change, deep oceanic circulation, aerosol radiative forcing, and cloud processes are important influences on these outputs.     

Climate protection and newly industrialized countries: dilemmas and opportunities in Taiwan

Global climate policy currently is making efforts to mitigate greenhouse gas emissions of industrialized countries through implementation of the Kyoto Protocol. Yet, the development of greenhouse gas emissions in newly industrialized and developing countries is deeply influencing the perspectives of stabilizing the global climate system. This study takes a closer look at the challenges facing Taiwan as an illustrative example to analyze the trends of greenhouse gas emissions, to assess current strategies and their controversies, and to explore strategies for mobilizing national climate policies. Analyzing the aspects of emission caps, carbon taxes, and clean development mechanisms may shed light on the necessity of involving newly industrialized countries and joint reduction into global climate protection schemes. Hopefully, this analysis may provide inspiring insights about the international climate regime and to other newly industrialized and developing countries which can then adopt effective policies for stabilizing the global climate system.     

Climate change technology transfer: a new paradigm and policy agenda

This article proposes a shift to a paradigm that is more extensive than the current narrow focus on North—South climate change technology transfers, towards a more inclusive ‘global’ paradigm. An implication of the paradigm shift is that there should be a concomitant expansion of the policy agendas of the international climate and trade regimes. The traditional North—South paradigm of technology transfer ignores the increasing importance of developing countries as sources of advanced climate-friendly technologies, and therefore ignores South—North and South—South transfers. Further, whereas the North—South paradigm has emphasized developing countries' intellectual property rights policies as barriers to technology transfers, the ‘global’ paradigm focuses attention on trade and investment policy barriers, including developed countries' policies that inhibit technology transfer from developing countries. The analysis is relevant to international negotiations in the post-2012 climate regime, and is also relevant to the future development of the trade regime—not only at the multilateral level in the WTO, but also at the regional and bilateral levels.     

国际碳排放特征演进及中国应对建议

通过系统地比较各主要国家CO₂排放总量、人均排放量及排放强度等,总结发达国家碳排放特点,分析中国碳排放历程及各阶段出现的原因。比较分析发达国家和发展中国家应对气候变化的相关政策,结合中外碳排放特征,总结中国碳排放及应对气候变化面临的主要问题。提出中国新常态下应对气候变化的建议,包括在国际层面上,积极参与气候谈判,推动国际社会低碳化发展,在中国层面上,切实改变经济增长方式,引领经济低碳发展等。