Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

Experimental Studies on Extraction of Modified Suction Caisson (MSC) in Sand by Reverse Pumping Water

A suction caisson can be extracted by applying reverse pumping water,which cannot be regarded as the reverse process of installation because of the dramatically different soil?structure interaction behavior.Model tests were first carried out in this study to investigate the extraction behavior of the modified suction caisson(MSC)and the regular suction caisson(RSC)in sand by reverse pumping water.The effects of the installation ways(suction-assisted or jacking installation)and the reverse pumping rate on the variations of the over-pressure resulting form reverse pumping water were investigated.It was found that neither the RSC nor the MSC can be fully extracted from sand.When the maximum extraction displacement is obtained,the hydraulic gradient of the sand in the suction caisson reaches the critical value,leading to seepage failure.In addition,the maximum extraction displacement decreases with the increasing reverse pumping rate.Under the same reverse pumping rate,the final extraction displacements for the RSC and MSC installed by suction are lower than those for the RSC and MSC installed by jacking.The final extraction displacement of MSC is almost equal to that of the RSC with the same internal compartment length.Based on the force equilibrium,a method of estimating the maximum extraction displacement is proposed.It has been proved that the proposed method can rationally predict the maximum extraction displacement and the corresponding over-pressure.     

Response of skirted suction caissons to monotonic lateral loading in saturated medium sand

Monotonic lateral load model tests were carried out on steel skirted suction caissons embedded in the saturated medium sand to study the bearing capacity. A three-dimensional continuum finite element model was developed with Z_SOIL software. The numerical model was calibrated against experimental results. Soil deformation and earth pressures on skirted caissons were investigated by using the finite element model to extend the model tests. It shows that the ＂skirted＂ structure can significantly increase the lateral capacity and limit the deflection, especially suitable for offshore wind turbines, compared with regular suction caissons without the ＂skirted＂ at the same load level. In addition, appropriate determination of rotation centers plays a crucial role in calculating the lateral capacity by using the analytical method. It was also found that the rotation center is related to dimensions of skirted suction caissons and loading process, i.e. the rotation center moves upwards with the increase of the ＂skirted＂ width and length; moreover, the rotation center moves downwards with the increase of loading and keeps constant when all the sand along the caisson＇s wall yields. It is so complex that we cannot simply determine its position like the regular suction caisson commonly with a specified position to the length ratio of the caisson.     

Evaluation of pullout load capacity of suction caissons in sand using a three-dimensional displacement approach

An investigation was conducted to obtain analytical solutions for the pullout behavior of a suction caisson undergoing inclined loads in sand. The inclined load is transformed into an equivalent load system in which the vertical, horizontal, and moment loads are applied on the center of the lid of the suction caisson. The vertical and lateral stiffness coefficients along the skirt of the suction caisson in sands are presented using the new three-dimensional elastic solutions taking into account the nonhomogeneous and nonlinear properties of the sand. The vertical, lateral, and rocking stiffness coefficients on the base of the suction caisson are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of a soil. The yield, pullout, and failure for sands with the nonhomogeneous and nonlinear characteristics are taken into consideration. The effects of the load inclination, the loading depth, and the aspect ratio on the pullout load capacity of the suction caisson are presented. Behaviour of the suction caisson in sand prior to failure is clarified from the relationship between tensile load, displacement, and rotation and that between depth, vertical pressure, and lateral pressure.     

Analytical and experimental studies on installation of a suction caisson with tampered tip in clay

Concrete suction caissons have been successfully used as breakwaters or seawalls in recent years. The relative large wall thickness-to-diameter ratio of a concrete caisson can lead to the formation of a full soil heave plug that may cause difficulties in the installation of concrete caisson in clay. One way to overcome this limitation is to use a tampered tip for the caisson wall. An analytical method is proposed in this article to calculate the minimum suction pressure required to penetrate a caisson and the maximum allowable suction pressure that can be applied to avoid too much soil heave plug during the installation of the suction caisson. Four model tests were conducted in normally consolidated clay to study the installation process of a concrete suction caisson with tampered tip and to verify the proposed analytical method. The height of the soil heave plug in the caisson with a tampered tip is observed to be about half of that in the caisson with a flat tip.     

Upper Bound Solutions for Uplift Ultimate Bearing Capacity of Suction Caisson Foundation

Suction caisson foundation derives most of their uplift resistance from passive suction developed during the pullout movement. It was observed that the passive suction generated in soil at the bottom of the caisson and the failure mode of suction caisson foundation subjecting pullout loading behaves as a reverse compression failure mechanism.The upper bound theorems have been proved to be a powerful method to find the critical failure mechanism and critical load associated with foundations, buried caissons and other geotechnical structures. However, limited attempts have been reported to estimate the uplift bearing capacity of the suction caisson foundation using the upper bound solution. In this paper, both reverse failure mechanisms from Prandtl and Hill were adopted as the failure mechanisms for the computation of the uplift bearing capacity of the suction caisson. New equations were proposed based on both failure mechanisms to estimate the pullout capacity of the suction caisson. The proposed equations were verified by the test results and experimental data from published literature. And the two solutions agree reasonably well with the other test results. It can be proved that both failure mechanisms are reasonably and more consistent with the actual force condition.     

Experimental studies on the anti-uplift behavior of the suction caissons in sand

A series of model tests was conducted in sand to explore the anti-uplift behavior of suction caissons, considering the effects of aspect ratios, load inclination angles and loading positions. This paper emphasizes on analyzing the deformation characteristic and the mechanism of the suction caissons under various loading conditions. The movement modes of the suction caisson are different when the load inclination angle increases from 0° to 90° corresponding to various mooring positions. The pull-out bearing capacity decreases with load inclination angles increasing. When the load inclination angle changes from 0° to 60°, the bearing capacity reduces more significantly than that between inclination angle of 60° and 90°. While the load inclination angle is relatively small, the pull-out capacity of the suction caisson decreases after reaching the peak as the loading position moves downwards. Moreover, the optimum loading position locates between 2/3 and 3/4 of the caisson length. The optimum loading position is at the bottom of the caisson when the load inclination angle exceeds 60°. However, the influence of the loading position on the pull-out capacity of the caisson can be ignored while the load inclination angle equals to 90°. The pull-out bearing capacity increases as the aspect ratio increases but the aspect ratio has no effect on the deformation characteristic of the suction caisson.     

Analysis of pullout load capacity of suction caissons in clay by a three-dimensional displacement approach

A study was made to present analytical solutions of pullout load capacity for a suction caisson subjected to inclined tension in clay. The inclined tension on the skirt of the suction caisson is transformed into an equivalent system comprised of the vertical, horizontal, and moment load applied on the center of the lid. The vertical and horizontal stiffness coefficients along the skirt of the suction caisson in clay are presented by three-dimensional elastic solutions considering the nonhomogeneous and nonlinear property of clay. The vertical, horizontal, and rocking stiffness coefficient of the suction caisson on the base are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of clay. The envelopes of the horizontal and vertical ultimate load capacity for clay are presented. The yield, pullout, and failure for clay are taken into consideration. The effects of load inclination, loading depth, and aspect ratio on the pullout load capacity are shown. Behavior of the suction caisson in clay up to failure is investigated using the relationship between tensile load and displacement and that between depth, vertical, and horizontal pressure.     

Earth Pressure Distribution and Sand Deformation Around Modified Suction Caissons (MSCs) Under Monotonic Lateral Loading

The modified suction caisson(MSC) is a novel type of foundation for ocean engineering, consisting of a short external closed-top cylinder-shaped structure surrounding the upper part of the regular suction caisson(RSC). The MSC can provide larger lateral bearing capacity and limit the deflection compared with the RSC. Therefore, the MSC can be much more appropriate to use as an offshore wind turbine foundation. Model tests on the MSC in saturated sand subjected to monotonic lateral loading were carried out to investigate the effects of external structure sizes on the sand surface deformation and the earth pressure distribution along the embedded depth. Test results show that the deformation range of the sand surface increases with the increasing width and length of the external structure. The magnitude of sand upheaval around the MSC is smaller than that of the RSC and the sand upheaval value around the MSC in the loading direction decreases with the increasing external structure dimensions. The net earth pressure in the loading direction acting on the internal compartment of the MSC is smaller than that of the RSC at the same embedded depth. The maximum net earth pressure acting on the external structure outer wall in the loading direction is larger than that of the internal compartment, indicating that a considerable amount of the lateral load and moment is resisted by the external skirt structure.     

Undrained Bearing Capacity of Suction Caissons for Offshore Wind Turbine Foundations by Numerical Limit Analysis

Determining the ultimate capacity of suction caissons in response to combined vertical, horizontal, and moment loading is essential for their design as foundations for offshore wind turbines. However, the method implemented for stability analysis is quite limited. Numerical limit analysis has an advantage over traditional limit equilibrium methods and nonlinear finite element methods in this case because upper and lower bounds can be achieved to ensure that the exact ultimate capacity of the caisson falls within the appropriate range. This article presents theories related to numerical limit analysis. Simulations are conducted for centrifuge model tests, the findings of which reveal the ability of numerical limit analysis to deal with the inclined pullout capacity of suction caissons. Finally, this article proposes an estimation of the ultimate capacity of a 3.5 MW offshore wind turbine foundation on normally consolidated clay based on the typical environmental parameters of Bothkennar, Scotland. Undrained failure envelopes and safety factors are obtained for suction caissons with different embedment ratios. Failure mechanisms, plastic zones, clay stress distributions, and the influence of the skin friction coefficients of caissons are discussed in detail.     

Finite Element Analysis of Laterally Loaded Suction Caisson in Anisotropic Clay

1 .IntroductionSuctioncaissons have been widely usedfor offshore oil exploration duetothe advantages of econo-my and simple installation over traditional piles (Huanget al .,2003) .For tensionleg platforms andspar platforms in deep ocean,suction caissons …     

Centrifuge evaluation of the influential factors in the uplift capacity of suction foundations in clay

The passive suction of suction foundations plays a significant role in pull-out resistance. The factors influencing the uplift capacity include stress state, embedment ratio, and loading rate. This article investigates the effect of embedment ratio and loading rate on the bearing behavior of suction foundations using centrifuge testing. A series of uplift tests on a suction foundation in clay were performed using a beam centrifuge. During the tests, uplift displacement, suction, and loading rate were monitored. The suction was obtained by measurement of water pressure. To compare the influence of different factors on uplift capacity due to passive suction, two types of uplift tests were conducted; the first was on the closed caisson and the second was on the vented caisson. The results show that the pull-out resistance increased with an increase of the uplift loading rate, which was induced by the suction. The maximum resistance occurred when the upward displacements reached 14%D under a ratio of skirt length (L) to diameter (D) (L/D) of 0.5 and 17%D under an L/D ratio of 2. These findings provide a way for suction caissons to resist pull-out load or for structures to be removed from the seabed.     

Large deformation finite element analysis of the installation of suction caisson in clay

The suction caisson (or called suction anchor) which is considered as a relatively new type of foundation of offshore structures, has been extensively studied and applied for offshore wind turbines and oil platforms. The installation of the suction caisson is of great importance in the design and construction because it can bring about several issues and further influence the performance of holding capacity in safety service. In this paper, large deformation finite element (FE) analyses are performed to model the installation of suction caisson (SC) by suction and jacking in normally consolidated clay. The penetration of the suction caisson is modeled using an axisymmetric FE approach with the help of the Arbitrary Lagrangian–Eulerian (ALE) formulation which can satisfactorily solve the large deformation problem. The undrained shear strength of the clay and elastic modulus are varied with depth of soil through the subroutine VUFIELD. The numerical results allow quantification of the penetration resistance and its dependence on the installation method. The centrifuge test and theoretical solution are used for the FE model validation. After the validation, the penetration resistance, the soil plug heave, and the caisson wall friction have been examined through the FE model. Based on the numerical results, it is shown that the ALE technique can simulate the entire suction caisson penetration without mesh distortion problem. The installation method can play an important role on the penetration resistance, namely, the suction installation reduces the penetration resistance significantly compared to the purely jacked installation. With a further study on the suction case, it is found that as the final applied suction pressure increases, the soil plug heave increases, while the penetration resistance reduces with increase of the final suction pressure. The effect of the friction of internal caisson walls has been also investigated and a conclusion is drawn that internal wall friction has a significant contribution to the penetration resistance and it can be implicitly represented by varying coefficient of internal wall friction. As for the penetration resistance, both jacked and suction installation have great dependency on the internal wall friction.     

Failure Loci of Suction Caisson Foundations Under Combined Loading Conditions

Suction caissons are widely used to support offshore fixed platforms in coastal areas. The loadings transferred to suction caissons include the eccentric lateral force induced by waves and self weight of the platform structure. However, under this kind of combined loading conditions, the failure mechanism of caissons with shallow embedment depths is quite different from conventional deep foundations or onshore shallow footings. The behaviour of caissons subjected to combined loadings may be described with the "failure locus" in force resultant spaces. Here the failure loci of smooth caissons are studied by use of finite element approach, with the embedment ratio of caissons varying in the range of 0.25～1.0 and eccentricity ratio of horizontal loadings in 0～10. The platform settlement and tilt limits are involved into determination of failure loci, thus the platforms can avoid significant displacements for the combined loadings located inside the failure locus. Three families of loading paths are used to map out the locus. It is found that the shape of failure loci depends on 3 non-dimensional parameters, and the failure locus of a given caisson changes gradually from the elliptical curve to hooked curve with increasing shear strength of soil. The lateral capacity of short caissons may be enhanced by vertical forces, compared with the maximum lateral capacity of long caissons occurring at the vertical force being zero. The critical embedment ratios partitioning elliptical and hooked loci are proposed.     

Components of suction caisson capacity measured in axial pullout tests

Suction caissons are the foundation of choice for offshore structures in deep water. Systematic study of caisson behavior is relegated to the laboratory due to the high cost of full-scale testing. Our laboratory caisson was installed in normally consolidated clay using dead weight and suction. Tensile axial capacity was measured with the top cap vented or sealed, and with the soil undrained or drained. For the common case of rapid pullout with a sealed top, the test results indicate an external side resistance factor (α) of 0.5–0.8 and a reverse end bearing factor (N_c) of 13–21.     

Pullout capacity of embedded suction anchors in sand

An analytical solution has been developed to estimate the horizontal, vertical, and inclined loading pullout capacities of embedded suction anchors in sand. Validation of the analytical solution on pullout capacities has been made through comparisons with the centrifuge model test results. Primary variables for the centrifuge model tests are the depth to the loading point, the load inclination angle, and the addition of flanges. The results indicate that both the horizontal and vertical pullout capacities of the embedded suction anchor in sand increase, reach the peak and then start to decrease as the loading point moves downward. The inclined loading pullout capacity is very much dependent on the load inclination angle and the loading point. The effect of flanges on the pullout capacities is also found to be significant.     

Earth Pressure on Caissons in Marine Clay Under Cyclic Loading

Coastal protection is proposed to be made out of a contiguous caisson type of wall. These caissons can be designed to resist both lateral static and cyclic loading. With adequate depth of embedment, the walls can be designed to offer significant lateral passive resistance to counteract the lateral static and cyclic loading arising out of wave action. This article describes a set of laboratory tests on model caissons embedded into soft marine clay with different embedment depths. Specially designed earth pressure cells are embedded into the caisson at different depths. A pneumatic system was used to apply lateral static and cyclic loading. Test beds were prepared conforming to soft clay conditions in a test tank of appropriate size. The test results reveal that with this type of arrangement the variation in earth pressure with depth can be conveniently established. The earth pressure developed is related to the lateral load applied. The depth at which the maximum earth pressure occurs is same for both static and cyclic loading. Further, under cyclic loading there is no failure encountered even under cyclic loading level corresponding to 0.9 times the ultimate static lateral capacity.     

复合加载条件下吸力式沉箱基础承载特性数值分析

吸力式沉箱基础的承载特性是海洋工程结构设施建造与设计中的一个关键问题。这种新型的深水海洋基础型式,通常承受竖向上拔荷载与水平荷载的共同作用,其工作性能与设计理论远远不能满足工程实践的需要。本文采用有限元分析方法对吸力式沉箱基础的极限承载特性进行数值计算。以大型通用有限元分析软件ABAQUS为平台,通过二次开发,数值实现了Swipe试验加载方法和固定位移比分析方法,针对不同的沉箱长径比、土的强度折减系数,探讨了沉箱基础在垂直上拔荷载和水平荷载单调联合作用下的极限承载力,通过对不同荷载组合的数值计算构造了复合加载条件下沉箱基础破坏包络面。     

Cyclic Bearing Mechanism of Suction Caissons Supporting Offshore Wind Turbines in Clay

The bearing behavior of suction caissons supporting offshore wind turbines under two-way cyclic lateral loading and dead load in clay was investigated with consideration of soil strength degradation and adhesive interface friction between caisson walls and heterogeneous clay using the finite-element package ABAQUS.An ABAQUS built-in user subroutine was programmed to calculate the adhesive interface friction between clay and caisson walls.The results of parametric studies showed that the degradation of bearing capacity could be aggravated by the decrease of the aspect ratio.The offset between the rotation point of the soil inside the caisson and the central axis of the caisson increased with the increasing vertical load and number of cycles.The linearly increasing strength profile and adhesive interface led to the formation of an inverted spoon failure zone inside the caisson.The settlement-rotation curves in each cycle moved downwards with increasing number of cycles due to the soil strength degradation.     

地震荷载沉箱码头大变形分析的离散元法初探

探讨了应用离散元分析方法求解地震荷载下沉箱和背后填土大变形问题的可能性,开发了能描述沉箱的平面形状及沉箱与土体摩擦特性的矩形单元。并通过简单实例分析了地震时沉箱码头的变形,再现了沉箱码头地震灾害的发生过程,为沉箱在地震情况下的大变形分析提供了一种新途径。比较了两种沉箱模型对分析结果的影响,提出了相应的方法。