Exploring the role of risk perception in influencing flood losses over time

ABSTRACT

What implications do societies’ risk perceptions have for flood losses? This study uses a stylized, socio-hydrological model to simulate the mutual feedbacks between human societies and flood events. It integrates hydrological modelling with cultural theory and proposes four ideal types of society that reflect existing dominant risk perception and management: risk neglecting, risk monitoring, risk downplaying and risk controlling societies. We explore the consequent trajectories of flood risk generated by the interactions between floods and people for these ideal types of society over time. The results suggest that flood losses are substantially reduced when awareness-raising attitudes are promoted through inclusive, participatory approaches in the community. In contrast, societies that rely on top-down hierarchies and structural measures to protect settlements on floodplains may still suffer significant losses during extreme events. This study illustrates how predictions formed through social science theories can be applied and tested in hydrological modelling.     

Socio-hydrological modelling of flood-risk dynamics: comparing the resilience of green and technological systems

This work aims to provide a dynamic assessment of flood risk and community resilience by explicitly accounting for variable human behaviour, e.g. risk-taking and awareness-raising attitudes. We consider two different types of socio-hydrological systems: green systems, whereby societies deal with risk only via non-structural measures, and technological systems, whereby risk is dealt with also by structural measures, such as levees. A stylized model of human–flood interactions is first compared to real-world data collected at two test sites (People’s Republic of Bangladesh and the city of Rome, Italy) and then used to explore plausible trajectories of flood risk. The results show that flood risk in technological systems tends to be significantly lower than in green systems. However, technological systems may undergo catastrophic events, which lead to much higher losses. Furthermore, green systems prove to be more resilient than technological ones, which makes them more capable of withstanding environmental and social changes.

EDITOR D. Koutsoyiannis

ASSOCIATE EDITOR not assigned     

Assessing flood risk in Baiyangdian Lake area in a changing climate using an integrated hydrological-hydrodynamic modelling

ABSTRACT

Flood-risk is affected by both climatic and anthropogenic factors. In this study, we assess changes in flood risk induced by a combination of climate change and flood prevention sets in the Baiyangdian (BYD) Lake area of China. Extreme storm events are analysed by the bias-corrected climate data from global climate models. A hydrological model is implemented and integrated with a hydrodynamic model to assess flood risk under three scenarios. The streamflow into the BYD was validated against historical flash-flood events. The results indicate that the changing climate increased extreme precipitation, upstream total inflow and the flood risk at the core region of Xiong’an New Area (XNA), the newly announced special economic zone in the BYD area. However, flood prevention measures can effectively mitigate the climatic effect. The research highlights the severe flash-flood risk at BYD and demonstrates the urgent need for a climate-resilient plan for XNA.     

Exploring changes in hydrogeological risk awareness and preparedness over time: a case study in northeastern Italy

ABSTRACT

Hydrogeological hazards are increasingly causing damage worldwide due to climatic and socio-economic changes. Building resilient communities is crucial to reduce potential losses. To this end, one of the first steps is to understand how people perceive potential threats around them. This study aims at exploring how risk awareness of, and preparedness to, face hydrological hazards changes over time. A cohort study was carried out in two villages in the northeastern Italian Alps, Romagnano and Vermiglio, affected by debris flows in 2000 and 2002. Surveys were conducted in 2005 and 2018, and the results compared. The survey data show that both awareness and preparedness decreased over time. We attribute this change to the fact that no event had occurred in a long time and to a lack of proper risk communication strategies. The outcomes of this study contribute to socio-hydrological modelling by providing empirical data on human behaviour dynamics.     

The integrated effects of climate and hydrologic uncertainty on future flood risk assessments

This work examines future flood risk within the context of integrated climate and hydrologic modelling uncertainty. The research questions investigated are (1) whether hydrologic uncertainties are a significant source of uncertainty relative to other sources such as climate variability and change and (2) whether a statistical characterization of uncertainty from a lumped, conceptual hydrologic model is sufficient to account for hydrologic uncertainties in the modelling process. To investigate these questions, an ensemble of climate simulations are propagated through hydrologic models and then through a reservoir simulation model to delimit the range of flood protection under a wide array of climate conditions. Uncertainty in mean climate changes and internal climate variability are framed using a risk‐based methodology and are explored using a stochastic weather generator. To account for hydrologic uncertainty, two hydrologic models are considered, a conceptual, lumped parameter model and a distributed, physically based model. In the conceptual model, parameter and residual error uncertainties are quantified and propagated through the analysis using a Bayesian modelling framework. The approach is demonstrated in a case study for the Coralville Dam on the Iowa River, where recent, intense flooding has raised questions about potential impacts of climate change on flood protection adequacy. Results indicate that the uncertainty surrounding future flood risk from hydrologic modelling and internal climate variability can be of the same order of magnitude as climate change. Furthermore, statistical uncertainty in the conceptual hydrological model can capture the primary structural differences that emerge in flood damage estimates between the two hydrologic models. Copyright © 2014 John Wiley & Sons, Ltd.     

Capturing flood-risk dynamics with a coupled agent-based and hydraulic modelling framework

ABSTRACT

Two-way interactions and feedback between hydrological and social processes in settled floodplains determine the complex human–flood system and change vulnerability over time. To focus on the dynamic role of individual and governmental decision making on flood-risk management, we developed and implemented a coupled agent-based and hydraulic modelling framework. Within this framework, household agents are located in a floodplain protected by a levee system. Individual behaviour is based on Protection Motivation Theory and includes the options to (1) not react to flood risk; (2) implement individual flood protection measures; or (3) file a complaint to the government. The government decides about reinforcing the levee system, compromising between a cost-benefit analysis and filed complaints from households. We found that individual decision making can significantly influence flood risk. In addition, the coupled agent-based and hydraulic modelling framework approach captures commonly observed socio-hydrological dynamics, namely levee and adaptation effects. It provides an explanatory tool for assessing spatial and temporal dynamics of flood risk in a socio-hydrological system.     

Development of a global flood risk index based on natural and socio-economic factors

Abstract

A global flood risk index (FRI) is established, based on both natural and social factors. The advanced flood risk index (AFRI) is the expectation of damage in the case of a single flood occurrence, estimated by a linear regression-based approach as a function of hazard and vulnerability metrics. The resulting equations are used to predict potential flood damage given gridded global data for independent variables. It is new in the aspect that it targets floods by units of events, instead of a long-term trend. Moreover, the value of the AFRI is that it can express relative potential flood risk with the process of flood damage occurrence considered. The significance of this study is that not only the hazard parameters which contribute directly to flood occurrence, but vulnerability parameters which reflect the conditions of the region where flood occurred, including its residential and social characteristics, were shown quantitatively to affect flood damage.

Citation Okazawa, Y., Yeh, P., Kanae, S. & Oki, T. (2011) Development of a global flood risk index based on natural and socioeconomic factors. Hydrol. Sci. J. 56(5), 789–804.     

Flood-hazard assessment and risk-based zoning of a tropical flood plain: case study of the Yom River,Thailand

Abstract

This study contributes to the comprehensive assessment of flood hazard and risk for the Phrae flood plain of the Yom River basin in northern Thailand. The study was carried out using a hydrologic–hydrodynamic model in conjunction with a geographic information system (GIS). The model was calibrated and verified using the observed rainfall and river flood data during flood seasons in 1994 and 2001, respectively. Flooding scenarios were evaluated in terms of flooding depth for events of 25-, 50-, 100- and 200-year return periods. An impact-based hazard estimation technique was applied to assess the degree of hazard across the flood plain. The results showed that 78% of the Phrae flood-plain area of 476 km² in the upper Yom River basin lies in the hazard zone of the 100-year return-period flood. Risk analyses were performed by incorporating flood hazard and the vulnerability of elements at risk. Based on relative magnitude of risk, flood-prone areas were divided into low-, moderate-, high- and severe-risk zones. For the 100-year return-period flood, the risk-free area was found to be 22% of the total flood plain, while areas under low, medium, high and severe risk were 33, 11, 28 and 6%, respectively. The outcomes are consistent with overall property damage recorded in the past. The study identifies risk areas for priority-based flood management, which is crucial when there is a limited budget to protect the entire risk zone simultaneously.

Citation Tingsanchali, T. & Karim, F. (2010) Flood-hazard assessment and risk-based zoning of a tropical flood plain: case study of the Yom River, Thailand. Hydrol. Sci. J. 55(2), 145–161.     

Defining the floodplain in hydrologically‐variable settings: implications for flood risk management

Flood risk management is an essential responsibility of state governments and local councils to ensure the protection of people residing on floodplains. Globally, floodplains are under increasing pressure from growing populations. Typically, the engineering‐type solutions that are used to predict local flood magnitude and frequency based on limited gauging data are inadequate, especially in settings which experience high hydrological variability. This study highlights the importance of incorporating geomorphological understanding into flood risk management in southeast Queensland (SEQ), an area badly affected by extreme flood events in 2011 and 2013. The major aim of this study is to outline the hydrological and sedimentological characteristics of various ‘inundation surfaces’ that are typical of catchments in the sub‐tropics. It identifies four major inundation surfaces; within‐channel bench [Q ~ 2.33 yr average recurrence interval (ARI)]; genetic floodplain (Q = 20 yr ARI); hydraulic floodplain (20 yr < Q ≤ 200 yr ARI) and terrace (Q > 1000 yr ARI). These surfaces are considered typical of inundation areas within, and adjacent to, the large macrochannels common to this region and others of similar hydrological variability. An additional area within genetic floodplains was identified where flood surfaces coalesce and produce an abrupt reduction in channel capacity. This is referred to here as a Spill‐out Zone (SOZ). The associated vulnerability and risk of these surfaces is reviewed and recommendations made based on incorporating this geomorphological understanding into flood risk assessments. These recommendations recognize the importance to manage for risks associated with flow inundation and sediment erosion, delivery and deposition. The increasing availability of high resolution topographic data opens up the possibility of more rapid and spatially extensive assessments of key geomorphic processes which can readily be used to predict flood risk. Copyright © 2016 John Wiley & Sons, Ltd.     

Sensitivity of hydrological models to uncertainty in rainfall input

Abstract

Different approaches used in hydrological modelling are compared in terms of the way each one takes the rainfall data into account. We examine the errors associated with accounting for rainfall variability, whether in hydrological modelling (distributed vs lumped models) or in computing catchment rainfall, as well as the impact of each approach on the representativeness of the parameters it uses. The database consists of 1859 rainfall events, distributed on 500 basins, located in the southeast of France with areas ranging from 6.2 to 2851 km². The study uses as reference the hydrographs computed by a distributed hydrological model from radar rainfall. This allows us to compare and to test the effects of various simplifications to the process when taking rainfall information (complete rain field vs sampled rainfall) and rainfall–runoff modelling (lumped vs distributed) into account. The results appear to show that, in general, the sampling effect can lead to errors in discharge at the outlet that are as great as, or even greater than, those one would get with a fully lumped approach. We found that small catchments are more sensitive to the uncertainties in catchment rainfall input generated by sampling rainfall data as seen through a raingauge network. Conversely, the larger catchments are more sensitive to uncertainties generated when the spatial variability of rainfall events is not taken into account. These uncertainties can be compensated for relatively easily by recalibrating the parameters of the hydrological model, although such recalibrations cause the parameter in question to completely lose physical meaning.

Citation Arnaud, P., Lavabre, J., Fouchier, C., Diss, S. & Javelle, P. (2011) Sensitivity of hydrological models to uncertainty of rainfall input. Hydrol. Sci. J. 56(3), 397–410.     

Book reviews

Abstract

Statistical and deterministic modelling estimates of flood magnitudes and frequencies that can affect flood-plain ecology in the upper Ahuriri River catchment, a mountainous high country catchment in the New Zealand Southern Alps, were evaluated. Statistical analysis of 46 years of historical data showed that floods are best modelled by the generalized extreme value and lognormal distributions. We evaluated application of the HEC-HMS model to this environment by modelling flood events of various frequencies. Model results were validated and compared with the statistical estimates. The SCS curve number method was used for losses and runoff generation, and the model was very sensitive to curve number. The HEC-HMS flood estimates matched the statistical estimates reasonably well, and, over all return periods, were on average approximately 1% greater. However, the model generally underestimated flood peaks up to the 25-year event and overestimated magnitudes above this. The results compared well with other regional estimates, including studies based on L-moments, and showed that this catchment has smaller floods than other similarly-sized catchments in the Southern Alps.

Editor D. Koutsoyiannis; Associate editor H. Aksoy

Citation Caruso, B.S., Rademaker, M., Balme, A., and Cochrane, T.A., 2013. Flood modelling in a high country mountain catchment, New Zealand: comparing statistical and deterministic model estimates for ecological flows. Hydrological Sciences Journal, 58 (2), 328–341.     

Author index 2002

Abstract

The effects of human activities on flood propagation, during the period 1878–2005, in a 190-km reach of the middle—lower portion of the River Po (Northern Italy) are investigated. A series of topographical, hydrological and inundation data were collected for the 1878 River Po geometry and the June 1879 flood event, characterised by an inundated area of 432 km². The aim of the study is two-fold: (1) to show the applicability of flood inundation models in reconstructing historical inundation events, and (2) to assess the effects of human activities during the last century on flood propagation in the middle—lower portion of the River Po. Numerical simulations were performed by coupling a two-dimensional finite element code, TELEMAC-2D, with a one-dimensional finite difference code, HEC-RAS.     

A modelling framework for evaluation of the hydrological impacts of nature‐based approaches to flood risk management,with application to in‐channel interventions across a 29‐km2 scale catchment in the United Kingdom

Nature‐based approaches to flood risk management are increasing in popularity. Evidence for the effectiveness at the catchment scale of such spatially distributed upstream measures is inconclusive. However, it also remains an open question whether, under certain conditions, the individual impacts of a collection of flood mitigation interventions could combine to produce a detrimental effect on runoff response. A modelling framework is presented for evaluation of the impacts of hillslope and in‐channel natural flood management interventions. It couples an existing semidistributed hydrological model with a new, spatially explicit, hydraulic channel network routing model. The model is applied to assess a potential flood mitigation scheme in an agricultural catchment in North Yorkshire, United Kingdom, comprising various configurations of a single variety of in‐channel feature. The hydrological model is used to generate subsurface and surface fluxes for a flood event in 2012. The network routing model is then applied to evaluate the response to the addition of up to 59 features. Additional channel and floodplain storage of approximately 70,000 m³ is seen with a reduction of around 11% in peak discharge. Although this might be sufficient to reduce flooding in moderate events, it is inadequate to prevent flooding in the double‐peaked storm of the magnitude that caused damage within the catchment in 2012. Some strategies using features specific to this catchment are suggested in order to improve the attenuation that could be achieved by applying a nature‐based approach.     

Development of FLEMOcs – a new model for the estimation of flood losses in the commercial sector

Abstract

The estimation of flood damage is an important component for risk-oriented flood design, risk mapping, financial appraisals and comparative risk analyses. However, research on flood-loss modelling, especially in the commercial sector, has not gained much attention so far. Therefore, extensive data about flood losses were collected for affected companies via telephone surveys after the floods of 2002, 2005 and 2006 in Germany. Potential loss determining factors were analysed. The new Flood Loss Estimation MOdel for the commercial sector (FLEMOcs) was developed on the basis of 642 loss cases. Losses are estimated depending on water depth, sector and company size as well as precaution and contamination. The model can be applied to the micro-scale, i.e. to single production sites as well as to the meso-scale, i.e. land-use units, thus enabling its countrywide application.

Citation Kreibich, H., Seifert, I., Merz, B. & Thieken, A. H. (2010) Development of FLEMOcs – a new model for the estimation of flood losses in the commercial sector. Hydrol. Sci. J. 55(8), 1302–1314.     

Extreme hydrological events,palaeo-information and climate change

Abstract

Extreme flood events have been and continue to be one of the most important natural hazards responsible for deaths and economic losses. Extreme floods result in direct destructive effects during the time of the event, and they also may be followed by a related chain of indirect calamities such as famines and epidemics that produce additional damages and suffering. Extreme hydrological events that have occurred in the historical past may also occur in the future. Knowledge about magnitudes and recurrence frequencies of past extreme hydrological events in most regions are too short to adequately evaluate potential magnitudes and recurrence frequencies of extreme hydrological events. Stationary climate in which the mean and variance do not change over time is a basic underlying assumption of standard methodological procedures for estimating recurrence probabilities of extreme hydrological events. Palaeo-archives contained in river and lake sediments, fossil plant and animal matter, ice layers, and other natural archives show that the assumption of stationary climate is not valid when the time scale is extended beyond centuries and millennia. Records of past extreme floods that occurred long before the period of instrumentation can be reconstructed from the distribution of slackwater flood deposits or from derivation of water depths competent to transport the largest rocks found in flood deposited sediment. Palaeoflood records reconstructed from the Upper Mississippi and Lower Colorado River systems in the United States confirm nonstationary behaviour of the mean and variance in hydrological time series. These stratigraphic records have shown that even very modest climatic changes have resulted in very important changes in the magnitudes and recurrence frequencies of extreme floods. A close relationship was found between the palaeo-flood record of extreme floods in the Upper Mississippi River system and a palaeo-record of stable isotopes of oxygen and carbon preserved in speleothem calcite from a local cave. The relationship suggests that isotopic records elsewhere might be calibrated to provide insight about how future potential climate changes might impact extreme flood magnitudes and recurrence frequencies there. Atmospheric global circulation models (GCMs) mainly simulate average climatic conditions and are presently inadequate sources of information about how future climate changes might be represented at the extreme event scale. Palaeo-flood archives, however, provide basic information about how magnitudes and recurrence frequencies of extreme hydrological events responded to past climate changes and they also provide a reference base against which GCM simulations can be calibrated regionally and be better interpreted to decipher hydrological information at the extreme event scale.     

Detecting immediate wildfire impact on runoff in a poorly-gauged mountainous permafrost basin

Abstract

The impact of fire on daily discharges from two mountainous basins located in the permafrost region of Eastern Siberia, the Vitimkan (969 km²) and Vitim (18 200 km²) rivers, affected by fire over 78% and 49% of their areas, respectively, in 2003, was investigated. The results of hydrological and meteorological data analysis suggest that the Vitimkan River basin had a rapid and profound hydrological response to wildfire in 2003 expressed through a 41% (133 mm) increase of summer flow. Conversely, the larger Vitim River basin showed no significant changes in discharge after the fire. The parameters of the process-based hydrological model Hydrograph were estimated for pre-fire conditions. The results of runoff simulations conducted for the continuous pre-fire periods of 1966–2002 and 1970–2002 for the Vitimkan and Vitim river basins, respectively, on a daily time step, showed satisfactory agreement with the observed flow series of both basins. Significant underestimation of precipitation and its poor representativeness for mountainous watersheds was revealed as the main cause of observed and simulated flow discrepancies, especially for high flood events. The set of dynamic parameters was developed based on data analysis and post-fire landscape changes as derived from a literature review. The model was applied to investigate the processes in the soil column and their effect on runoff formation during the post-fire period. The new set of model parameters implied the intensification of soil thaw, reduction of infiltration rate and evapotranspiration, and increase of upper subsurface flow fraction in summer flood events following the fire. According to modelling results, the post-fire thaw depth exceeded the pre-fire thaw depth by 0.4–0.7 m. Total evapotranspiration reduced by 40% in summer months, while surface flow increased almost 2.5 times during maximum flood events.     

The Hat Yai 2000 flood: the worst flood in Thai history

Hat Yai, the largest commercial and tourist city in southern Thailand, is subjected to regular flood events, primarily during the northeast monsoon period. Flooding in this region is recognized as a serious disaster in terms of frequency, rate of risk, and affected areas. The monsoon of 21–25 November 2000 caused extremely heavy rain in the southern part of Thailand, resulting in a great flood occupying Hat Yai. This caused significant damage. Therefore, the use of both structural and non‐structural measures is mandatory to reduce the economic losses and the risk for society. This paper investigates two modelling approaches for flood prevention and mitigation of Hat Yai city. First, a hard computing approach by a physically distributed model was applied to study the flood behaviour in a two‐dimensional floodplain flow. Second, a soft computing approach using a neuro‐genetic algorithm was used to develop a flood‐forecasting tool. It was found that the great flood of 2000 can be simulated well by the FLO‐2D model. Computed discharges and flood level in the floodplain are close to the observed data. Countermeasures using diversion canals are guaranteed to accelerate the floodwater drainage to Songkla Lake, significantly reducing the flood impact to the people. In addition, the flood forecasting technique developed in this study can give satisfactory results. This would be very useful as a flood‐warning tool for the community Copyright © 2005 John Wiley & Sons, Ltd.     

Flood season segmentation based on the probability change-point analysis technique

Abstract

The segmentation of flood seasons has both theoretical and practical importance in hydrological sciences and water resources management. The probability change-point analysis technique is applied to segmenting a defined flood season into a number of sub-seasons. Two alternative sampling methods, annual maximum and peaks-over-threshold, are used to construct the new flow series. The series is assumed to follow the binomial distribution and is analysed with the probability change-point analysis technique. A Monte Carlo experiment is designed to evaluate the performance of proposed flood season segmentation models. It is shown that the change-point based models for flood season segmentation can rationally partition a flood season into appropriate sub-seasons. China's new Three Gorges Reservoir, located on the upper Yangtze River, was selected as a case study since a hydrological station with observed flow data from 1882 to 2003 is located 40 km downstream of the dam. The flood season of the reservoir can be reasonably divided into three sub-seasons: the pre-flood season (1 June–2 July); the main flood season (3 July–10 September); and the post-flood season (11–30 September). The results of flood season segmentation and the characteristics of flood events are reasonable for this region.

Citation Liu, P., Guo, S., Xiong, L. & Chen, L. (2010) Flood season segmentation based on the probability change-point analysis technique. Hydrol. Sci. J. 55(4), 540–554.     

Flood simulation using different sources of rainfall in the Huong River,Vietnam / Simulation d'inondation à l'aide de différentes sources d'information pluviométrique dans le bassin de la Rivière Huong,Vietnam

Abstract

The possibility of simulating flooding in the Huong River basin, Vietnam, was examined using quantitative precipitation forecasts at regional and global scales. Raingauge and satellite products were used for observed rainfall. To make maximum use of the spatial heterogeneity of the different types of rainfall data, a distributed hydrological model was set up to represent the hydrological processes. In this way, streamflow simulated using the rainfall data was compared with that observed in situ. The forecast on a global scale showed better performance during normal flow peak simulations than during extreme events. In contrast, it was found that during an extreme flood peak, the use of regional forecasts and satellite data gives results that are in close agreement with results using raingauge data. Using the simulated overflow volumes recorded at the control point downstream, inundation areas were then estimated using topographic characteristics. This study is the first step in developing a future efficient early warning system and evacuation strategy.