Relativistic electron losses related to EMIC waves during CIR and CME storms

The losses of radiation belt electrons to the atmosphere due to wave–particle interactions with electromagnetic ion-cyclotron (EMIC) waves during corotating interaction region (CIR) storms compared to coronal mass ejections (CME) storms is investigated. Geomagnetic storms with extended ‘recovery’ phases due to large-amplitude Alfvén waves in the solar wind are associated with relativistic electron flux enhancements in the outer radiation belt. The corotating solar wind streams following a CIR in the solar wind contain large-amplitude Alfvén waves, but also some CME storms with high-speed solar wind can have large-amplitude Alfvén waves and extended ‘recovery’ phases. During both CIR and CME storms the ring current protons are enhanced. In the anisotropic proton zone the protons are unstable for EMIC wave growth. Atmospheric losses of relativistic electrons due to weak to moderate pitch angle scattering by EMIC waves is observed inside the whole anisotropic proton zone. During storms with extended ‘recovery’ phases we observe higher atmospheric loss of relativistic electrons than in storms with fast recovery phases. As the EMIC waves exist in storms with both extended and short recovery phases, the increased loss of relativistic electrons reflects the enhanced source of relativistic electrons in the radiation belt during extended recovery phase storms. The region with the most unstable protons and intense EMIC wave generation, seen as a narrow spike in the proton precipitation, is spatially coincident with the largest loss of relativistic electrons. This region can be observed at all MLTs and is closely connected with the spatial shape of the plasmapause as revealed by simultaneous observations by the IMAGE and the NOAA spacecraft. The observations in and near the atmospheric loss cone show that the CIR and CME storms with extended ‘recovery’ phases produce high atmospheric losses of relativistic electrons, as these storms accelerate electrons to relativistic energies. The CME storm with short recovery phase gives low losses of relativistic electrons due to a reduced level of relativistic electrons in the radiation belt.     

Effects of energy and pitch angle mixed diffusion on radiation belt electrons

Understanding the dynamics of the Earth’s radiation belts is important for modeling and forecasting the intensities of energetic electrons in space. Wave diffusion processes are known to be responsible for loss and acceleration of electrons in the radiation belts. Several recent studies indicate pitch angle and energy mixed-diffusion are also important when considering the total diffusive effects. In this study, a two-dimensional Fokker Planck equation is solved numerically using the Alternating Direction Implicit method. Mixed diffusion due to whistler-mode chorus waves tends to slow down the total diffusion in the energy-pitch angle space, particularly at smaller equatorial pitch angles. We then incorporate the electron energy and pitch angle mixed diffusions due to whistler-model chorus waves into the 4-dimensional Radiation Belt Environment (RBE) model and study the effect of mixed diffusion during a storm in October 2002. The 4-D simulation results show that energy and pitch angle mixed diffusion decrease the electron fluxes in the outer belt while electron fluxes in the slot region are enhanced (up to a factor of 2) during storm time.     

Resonant enhancement of relativistic electron fluxes during geomagnetically active periods

The strong increase in the flux of relativistic electrons during the recovery phase of magnetic storms and during other active periods is investigated with the help of Hamiltonian formalism and simulations of test electrons which interact with whistler waves. The intensity of the whistler waves is enhanced significantly due to injection of 10–100 keV electrons during the substorm. Electrons which drift in the gradient and curvature of the magnetic field generate the rising tones of VLF whistler chorus. The seed population of relativistic electrons which bounce along the inhomogeneous magnetic field, interacts resonantly with the whistler waves. Whistler wave propagating obliquely to the magnetic field can interact with energetic electrons through Landau, cyclotron, and higher harmonic resonant interactions when the Doppler-shifted wave frequency equals any (positive or negative) integer multiple of the local relativistic gyrofrequency. Because the gyroradius of a relativistic electron may be the order of or greater than the perpendicular wavelength, numerous cyclotron, harmonics can contribute to the resonant interaction which breaks down the adiabatic invariant. A similar process diffuses the pitch angle leading to electron precipitation. The irreversible changes in the adiabatic invariant depend on the relative phase between the wave and the electron, and successive resonant interactions result in electrons undergoing a random walk in energy and pitch angle. This resonant process may contribute to the 10–100 fold increase of the relativistic electron flux in the outer radiation belt, and constitute an interesting relation between substorm-generated waves and enhancements in fluxes of relativistic electrons during geomagnetic storms and other active periods.     

Quantitative description of electron precipitation during auroral absorption events in the morning/noon local-time sector

Flux-energy spectra of precipitating electrons are derived from electron density profiles measured by the EISCAT radar during auroral absorption events in the morning/noon local-time sector. The inversion technique uses effective recombination coefficient profiles computed on the basis of a previously validated theoretical model of the lower ionosphere. It is shown that flux-energy spectra for the energy range 30–200 keV are in reasonable agreement with those derived for the same events using trapped flux-energy spectra from geosynchronous satellite data and a model for diffusion of trapped electrons into the loss cone by scattering on whistler waves. During individual events, strongly varying precipitating fluxes are found to be due primarily to varying pitch-angle diffusion.     

Electron acceleration in the magnetosphere by whistler-mode waves of varying frequency

Acceleration of relativistic electrons in an inhomogeneous geomagnetic field during their resonant interaction with longitudinally propagating whistler-mode waves of varying frequency has been considered. Specific features of acceleration of electrons trapped by the wave field have been studied. Previous estimates of the efficiency of such acceleration have been generalized with regard to relativistic effects, and the simple formula for energy gain in a wide range of initial energies has been obtained. It has been indicated that the energy gain during a single interaction between electron and a whistler-mode wave packet, with typical parameters of an element of chorus emissions in the Earth’s magnetosphere, can reach several keV. The conditions of this acceleration mechanism realization are discussed. Specifically, it has been found that, in the case of chorus emissions in the Earth’s magnetosphere, this mechanism can be effective for electrons with perpendicular energies several times as high as such an energy of electrons generating chorus.     

Physical mechanisms of man-made influences on the magnetosphere

Since the discovery of the Luxembourg effect in the 1930s, it is clear that man-made activities can perturb the ionosphere and the magnetosphere. The anthropogenic effects are mainly due to different kinds of waves coming from the Earth's surface. Acoustic-gravity waves are generated by large explosions, spacecraft launches, or flight of supersonic planes. Electromagnetic waves are active in different frequency ranges. Power line harmonic radiation which is radiated in the ELF range by electrical power systems can be observed over industrial areas. At VLF and HF, the ground-based transmitters used for communications or radio-navigation heat the ionosphere and change the natural parameters. A large variety of phenomena is observed: wave-particle interaction, precipitation of radiation belt electrons, parametric coupling of EM whistler waves, triggered emissions, frequency shift, and whistler spectrum broadening. This paper will review the different physical mechanisms which are relevant to such perturbations. The possibility of direct chemical pollution in the ionosphere due to gas releases is also discussed.     

Solar-wind–magnetosphere coupling,including relativistic electron energization,during high-speed streams

High geomagnetic activity occurs continuously during high-speed solar wind streams, and fluxes of relativistic electrons observed at geosynchronous orbit enhance significantly. High-speed streams are preceded by solar wind compression regions, during which time there are large losses of relativistic electrons from geosynchronous orbit. Weak to moderate geomagnetic storms often occur during the passage of these compression regions; however, we find that the phenomena that occur during the ensuing high-speed streams do not depend on whether or not a preceding storm develops. Large-amplitude Alfvén waves occur within the high-speed solar wind streams, which are expected to lead to intermittent intervals of significantly enhanced magnetospheric convection and to thus also lead to repetitive substorms due to repetitively occurring reductions in the strength of convection. We find that such repetitive substorms are clearly discernible in the LANL geosynchronous energetic particle data during high-speed stream intervals. Global auroral images are found to show unambiguously that these events are indeed classical substorms, leading us to conclude that substorms are an important contributor to the enhanced geomagnetic activity during high-speed streams. We used the onsets of these substorms as indicators of preceding periods of enhanced convection and of reductions in convection, and we have used ground-based chorus observations from the VELOX instrument at Halley station as an indicator of magnetospheric chorus intensities. These data show evidence that it is the periods of enhanced convection that precede substorm expansions, and not the expansions themselves, that lead to the enhanced dawn-side chorus wave intensity that has been postulated to cause the energization of relativistic electrons. If this inference is correct, and if it is chorus that energizes the relativistic electrons, then high-speed solar wind streams lead to relativistic electron flux enhancements because the embedded large-amplitude Alfvén waves give multi-day periods of intermittent significantly enhanced convection.     

Role of the Russell–McPherron effect in the acceleration of relativistic electrons

While it is well known that high fluxes of relativistic electrons in the Earth's radiation belts are associated with high-speed solar wind and its heightened geoeffectiveness, less known is the fact that the Russell–McPherron (R–M) effect strongly controls whether or not a given high-speed stream is geoffective. To test whether it then follows that the R–M effect also strongly controls fluxes of relativistic electrons, we perform a superposed epoch analysis across corotating interaction regions (CIR) keyed on the interfaces between slow and fast wind. A total of 394 stream interfaces were identified in the years 1994–2006. Equinoctial interfaces were separated into four classes based on the R–M effect, that is, whether the solar wind on either side of the interface was either (geo)effective (E) or ineffective (I) depending on season and the polarity of the interplanetary magnetic field (IMF). Four classes of interface identified as II, IE, EI, and EE are possible. The classes IE and EI correspond to CIRs with polarity changes indicating passage through the heliospheric current sheet. To characterize the behavior of solar wind and magnetospheric variables, we produced maps of dynamic cumulative probability distribution functions (cdfs) as a function of time over 10-day intervals centered on the interfaces. These reveal that effective high-speed streams have geomagnetic activity nearly twice as strong as ineffective streams and electron fluxes a factor of 12 higher. In addition they show that an effective low-speed stream increases the flux of relativistic electrons before the interface so that an effective to ineffective transition results in lower fluxes after the interface. We conclude that the R–M effect plays a major role in organizing and sustaining a sequence of physical processes responsible for the acceleration of relativistic electrons.     

Effect of acceleration and loss rates on time variations in energetic electron fluxes during geomagnetic disturbances

The general properties of the effect of the acceleration and loss rate on the time variations in relativistic electron fluxes have been studied based on the analytical solutions to the nonstationary equation for the particle distribution function, taking into account diffusion in the momentum space (stochastic acceleration) and loss (due to particle escape from the acceleration region). The results of calculating the time variations in the fluxes of electrons with energies of 1 MeV are presented for different ratios of the loss-to-acceleration rates. The cases of instantaneous and prolonged injection of low-energy particles are considered. It has been proposed to estimate the acceleration and loss rate effectiveness based on the observed electron flux decrease rate at the end of the magnetic storm recovery phase.     

地球电子外辐射带的数据同化建模与分析

地球电子外辐射带对太阳与地磁活动呈现高度动态变化的响应,了解外辐射带的全球动态变化过程对于近地空间粒子辐射环境的理解认知和预测预报具有重要意义.基于卡尔曼滤波数据同化方法,本文利用范阿伦A星、B星和GOES-13和GOES-15四颗卫星的辐射带电子观测数据,分别利用三种不同维度的辐射带物理模型,将观测结果与数值结果有机融合,对2013年3月地球外辐射带电子通量的径向分布与变化进行数据同化分析.结果表明,考虑了磁层波动与辐射带电子共振作用引起的径向扩散、投掷角扩散以及能量扩散过程的三维同化模型可有效、合理地重现外辐射带电子通量的径向分布.本文进一步利用该三维同化模型对2013年一整年外辐射带电子的相空间密度分布进行重构与分析,得到了不同绝热不变量和不同地磁活动条件下电子辐射带的时空演化过程,从而为深入理解外辐射带电子的变化过程和动力学机制提供了强有力信息.通过分析同化过程中的新息矢量以及度量同化过程中观测数据在多大程度上修改了物理模型结果,还有助于定量分析现有辐射带物理模型中的源项和损失项的相对贡献以及可能忽略的物理机制或过程.     

Whistler–electron interactions in the magnetosphere: new results and novel approaches

Attention is focused here on the quasilinear and nonlinear physics of cyclotron interactions between magnetospheric whistler mode waves and energetic electrons on dipolar geomagnetic flux tubes. These interactions can lead to the generation of noise-like emissions or phase-coherent discrete signals in the frequency-time domain. In the magnetosphere noise-like emissions called hiss are accompanied by a smooth electron precipitation pattern. Examples of discrete emissions are ELF/VLF chorus or VLF emissions triggered by whistlers from lightning or by radio transmitters on the ground. The rapid temporal variations of these signals are associated with fine structure of the distribution function of the radiation belt electrons, such as a transient step-like deformation or a well-organized beam, which are prepared by initial noise-like emissions or by a quasimonochromatic whistler–wave packet, respectively. These cause the properties of the electrons, which may be observed on a satellite, to evolve rapidly in time and on relatively short spatial scales. Bursts of precipitating electrons occur, and can contribute significantly to depleting the radiation belts. Recent results on improvements in the theoretical understanding of such processes and on new observations of magnetospheric electrons and whistler-mode waves are presented.     

磁暴期间辐射带电子相空间密度的多卫星联合观测

地球外辐射带是一个高度动态变化的空间环境,辐射带电子通量的变化在磁暴期间尤为明显.要分析潜在的电子动态变化机制,需要排除绝热效应产生的影响.在以三个绝热不变量组成的相空间坐标中,利用相空间密度(PSD)可以反映电子的真实加速和损失情况.本文详细分析两颗范艾伦卫星和三颗GPS导航卫星在2013年3月的同步电子通量观测数据,发现在3月17日磁暴期间,当太阳风动压增大、行星际磁场南向时,辐射带电子通量会发生骤降.进一步将电子通量转换成电子相空间密度并利用不同第一、第二绝热不变量(μ,K)组合条件下PSD径向分布的差异性,深入探究磁暴期间辐射带电子的动态变化机制.结果表明:磁暴初期由于电子的局地加速导致PSD不断上升;磁暴主相期间,由于磁层顶阴影效应以及伴随的向外径向扩散损失导致PSD快速降低;位于不同空间位置的多颗卫星观测为明晰辐射带电子动态物理过程提供了重要的便利.     

温度各向异性电子束流和电子环束流引起的电磁辐射特征

利用一维三分量完全电磁粒子模拟方法研究了由温度各向异性电子束流和电于环束流引起电磁辐射特征,结果表明它们都能激发高频宽带电磁不稳定性,其中环束流不稳定性（RBI）的非线性饱和水平比温度各向异性束流不稳定性（TABI）强,对RBI波在系统发展的线性增长阶段呈右旋极化,在非线性饱和阶段则主要呈左旋极化,而对TABI波在系统发展的整个阶段均享右旋极化．这些结果可应用于磁化星磁层射电暴的解释中．     

Outer radiation belt of relativistic electrons during the minimum of the 23rd solar cycle

The data on fluxes of electrons with energy Ee > 1 MeV and on radiation doses under the Al shielding of about 2 g/cm² measured on the GLONASS satellite (circular orbit with altitude 20000 km and inclination 65°) for the period from December 2006 through May 2010 are analyzed. The minimum of the 23rd solar cycle turned out to be the longest for all over the space exploration age. Consequently, average semiannual electron fluxes and daily radiation doses are showing the decrease by more than an order of magnitude in comparison with the levels observed in 2007. We present an example of a diffusion wave of relativistic electrons; the wave develops in a period between magnetic storms. This process may result in a significant increase of the radiation dose measured in the orbit, even under the conditions of weak geomagnetic disturbances. The dynamics of variations in relativistic electron fluxes during the magnetic storm of April 5?C6, 2010, is discussed so far as this is the first strong flux enhancement in the 24th solar cycle.     

Use of an electromagnetic seepage meter to investigate temporal variability in lake seepage

A commercially available electromagnetic flowmeter is attached to a seepage cylinder to create an electromagnetic seepage meter (ESM) for automating measurement of fluxes across the sediment/water interface between ground water and surface water. The ESM is evaluated through its application at two lakes in New England, one where water seeps into the lake and one where water seeps out of the lake. The electromagnetic flowmeter replaces the seepage-meter bag and provides a continuous series of measurements from which temporal seepage processes can be investigated. It provides flow measurements over a range of three orders of magnitude, and contains no protruding components or moving parts. The ESM was used to evaluate duration of seepage disturbance following meter installation and indicated natural seepage rates resumed approximately one hour following meter insertion in a sandy lakebed. Lakebed seepage also varied considerably in response to lakebed disturbances, near-shore waves, and rainfalls, indicating hydrologic processes are occurring in shallow lakebed settings at time scales that have largely gone unobserved.     

Excitation of Rossby waves by HF electromagnetic seismic origin emissions in the earth's mesosphere

Interaction of high-frequency seismo-electromagnetic emissions with the weakly ionized gas of the ionospheric D-layer is considered. It is shown that through the earth's ionosphere weakly damped high-frequency electron cyclotron electromagnetic waves can propagate. These new type of waves easily reach the ionospheric D-layer where they interact with the existing electrons and ions. Acting on electrons ponderomotive force is taken into account and corresponding modified Charney equation is obtained. It is shown that only nonlinear vortical structures with negative vorticity (anticyclone) can be excited. The amplitude modulation of electromagnetic waves can lead to the excitation of Rossby waves in the weakly ionized gas. The corresponding growth rate is defined. Depending on the intensity of the pumping waves generated by seismic activity different stable and unstable branches of oscillations are found. Detection of the new oscillation branches and energetically reinforcing Rossby solitary vortical anticyclone structures may be serve as precursors to earthquake.     

Eigenmode analysis of pitch-angle diffusion of energetic electrons in the outer zone

We demonstrate a new method of analyzing observed storm-time pitch-angle distributions to obtain information regarding the appropriate choice of the pitch-angle diffusion coefficients. We apply this method to MeV electrons in the outer zone as a diagnostic of the relative contribution of electromagnetic ion-cyclotron (EMIC) waves and whistler-mode hiss and chorus. We assume EMIC and hiss are confined to a plasmaspheric plume (hence, “plume waves”), with chorus prevalent over large portions of the day and night side. First, we determine the eigenmodes and eigenvalues of the pitch-angle diffusion operator predicted by quasilinear diffusion theory and approximate chorus, hiss, or EMIC plasma wave parameters for energetic electrons in the outer zone. Then, by projecting pitch-angle distributions observed by CRRES into the eigenmodes, we determine whether the pitch-angle distributions are consistent with the assumed diffusion process for various relative weighting of chorus and plume waves. Eigenmodes with shorter decay times (i.e., larger negative eigenvalues) ought to represent a comparatively smaller portion of the total flux in the pitch-angle distribution. We show that several observed pitch-angle distributions are consistent with predominantly chorus-driven pitch-angle diffusion, with at most a minor contribution from plume waves.     

行星际扰动和地磁活动对GEO相对论电子影响

利用1988—2010年小时平均的GOES卫星数据,对地球同步轨道(GEO)相对论电子变化进行了统计分析,研究了相对论电子通量(Fe)增强事件的发展过程,探讨了利于相对论电子通量增强的太阳风和地磁活动条件.主要结论如下:(1)GEO相对论电子通量即使是峰值,也具有明显的地方时特性,最大电子通量出现在磁正午时.午/夜电子通量比率随着太阳风速度(Vsw)增加而增大;在Dst-50nT时相对论电子具有规则的地方时变化.在太阳活动下降相,电子通量与各参数的相关性较好,与其相关性最好的Vsw、Kp指数以及三次根号下的太阳风密度(N)分别出现在电子通量前39~57h、57~80h和12~24h.(2)强(日平均电子通量峰值Femax≥104 pfu)相对论电子事件,在距离太阳活动谷年前两年左右和春秋分期间发生率最高,较弱(104Femax≥103 pfu)事件无此特点;大部分强相对论电子事件中,电子通量在磁暴主相开始增加,较弱事件中则在恢复相开始回升.(3)太阳风密度变化对相对论电子事件的发展具有重要指示作用.电子通量在太阳风密度极大值后0~1天达到极小值,太阳风密度极小值后0~2天达到极大值.(4)90%以上相对论电子事件是在磁暴及高速太阳风的条件下发生的,与其伴随的行星际参数和地磁活动指数极值满足以下条件:Vswmax516km/s,Dstmin-31nT,Nmin2.8cm-3,Nmax14.1cm-3,Bzmin-2.9nT,AEmax698nT.(5)磁暴过程中,Dstmin后日平均电子通量大于103 pfu的发生概率为53%左右,强/弱相对论电子事件占总数比例分别为36%/64%左右,磁暴强度对其无影响.磁暴过程中的Vsw、N和AE指数大小对于能否引起相对论电子增强起着指示作用.