Response analysis of rigid structures rocking on viscoelastic foundation

In this paper the rocking response of slender/rigid structures stepping on a viscoelastic foundation is revisited. The study examines in depth the motion of the system with a non‐linear analysis that complements the linear analysis presented in the past by other investigators. The non‐linear formulation combines the fully non‐linear equations of motion together with the impulse‐momentum equations during impacts. The study shows that the response of the rocking block depends on the size, shape and slenderness of the block, the stiffness and damping of the foundation and the energy loss during impact. The effect of the stiffness and damping of the foundation system along with the influence of the coefficient of restitution during impact is presented in rocking spectra in which the peak values of the response are compared with those of the rigid block rocking on a monolithic base. Various trends of the response are identified. For instance, less slender and smaller blocks have a tendency to separate easier, whereas the smaller the angle of slenderness, the less sensitive the response to the flexibility, damping and coefficient of restitution of the foundation. Copyright © 2008 John Wiley & Sons, Ltd.     

Rocking response and overturning criteria for free standing rigid blocks to single—lobe pulses

The classical problem of rocking of a rigid, free-standing block to earthquake ground shaking containing distinct pulses, as is the case of near-fault earthquake motions, is revisited. A rectangular block resting on a rigid base is considered, subjected to a range of idealized single-lobe ground acceleration pulses expressed by a generalized function controlled by a single shape parameter. The problem is treated analytically in the realm of the linearized equations of motion under the assumption of slender block geometry and rocking without slipping. Peak rocking response and overturning criteria for different waveforms are presented in terms of dimensionless closed-form expressions and graphs. Two parameters are employed to this end: dimensionless pulse duration f (i.e., actual pulse duration times characteristic block frequency) and dimensionless uplift strength η (i.e., ratio of minimum required acceleration for initiation of uplift over peak pulse acceleration). The linearized response is compared analytically with the fully non-linear one using an ad hoc energy formulation leading to an approximate closed-form solution. It is shown that the non-linear equations of motion yield more stable response than their linearized counterparts. A brief discussion on scaling laws is provided.     

On the seismic performances of rigid block‐like structures coupled with an oscillating mass working as a TMD

In this paper, the effects of a mass damper on the rocking motion of a non‐symmetric rigid block‐like structure, subject to different seismic excitation, are investigated. The damper is modelled as a single degree of freedom oscillating mass, running at the top of the block and connected to it by a linear visco‐elastic device. The equations of rocking motion, the uplift and the impact conditions are derived. A nondimensionalisation of the governing equations is performed with the aim to obtain an extensive parametric analysis. The results are achieved by numerical integration of these equations. The slenderness and the base of the rigid block, and the eccentricity of the centre of mass are taken as variable parameters in the analyses. The main objective of the study is to check the performance of the damper versus the spectral characteristics of the seismic input. Three earthquake registrations with different frequency contents are used in the analyses. The results show that the presence of the mass damper leads to different levels of improvement of the response of the system, depending on the spectral characteristics of the seismic input. Curves providing the overturning slenderness of blocks of specific sizes versus the characteristics of the TMD are obtained. Copyright © 2017 John Wiley & Sons, Ltd.     

The interaction of elasticity and rocking in flexible structures allowed to uplift

Numerous structures uplift under the influence of strong ground motion. Although many researchers have investigated the effects of base uplift on very stiff (ideally rigid) structures, the rocking response of flexible structures has received less attention. Related practical analysis methods treat these structures with simplified ‘equivalent’ oscillators without directly addressing the interaction between elasticity and rocking. This paper addresses the fundamental dynamics of flexible rocking structures. The nonlinear equations of motion, derived using a Lagrangian formulation for large rotations, are presented for an idealized structural model. Particular attention is devoted to the transition between successive phases; a physically consistent classical impact framework is utilized alongside an energy approach. The fundamental dynamic properties of the flexible rocking system are compared with those of similar linear elastic oscillators and rigid rocking structures, revealing the distinct characteristics of flexible rocking structures. In particular, parametric analysis is performed to quantify the effect of elasticity on uplift, overturning instability, and harmonic response, from which an uplifted resonance emerges. The contribution of stability and strength to the collapse of flexible rocking structures is discussed. Copyright © 2012 John Wiley & Sons, Ltd.     

Dynamic response analysis of solitary flexible rocking bodies: modeling and behavior under pulse‐like ground excitation

Results obtained for rigid structures suggest that rocking can be used as seismic response modification strategy. However, actual structures are not rigid: structural elements where rocking is expected to occur are often slender and flexible. Modeling of the rocking motion and impact of flexible bodies is a challenging task. A non‐linear elastic viscously damped zero‐length spring rocking model, directly usable in conventional finite element software, is presented in this paper. The flexible rocking body is modeled using a conventional beam‐column element with distributed masses. This model is verified by comparing its pulse excitation response to the corresponding analytical solution and validated by overturning analysis of rocking blocks subjected to a recorded ground motion excitation. The rigid rocking block model provides a good approximation of the seismic response of solitary flexible columns designed to uplift when excited by pulse‐like ground motions. Guidance for development of rocking column models in ordinary finite element software is provided. Copyright © 2014 John Wiley & Sons, Ltd.     

Evaluation of predictors of non‐linear seismic demands using ‘fishbone’ models of SMRF buildings

Predictors (or estimates) of seismic structural demands that are less computationally time‐consuming than non‐linear dynamic analysis can be useful for structural performance assessment and for design. In this paper, we evaluate the bias and precision of predictors that make use of, at most, (i) elastic modal vibration properties of the given structure, (ii) the results of a non‐linear static pushover analysis of the structure, and (iii) elastic and inelastic single‐degree‐of‐freedom time‐history analyses for the specified ground motion record. The main predictor of interest is an extension of first‐mode elastic spectral acceleration that additionally takes into account both the second‐mode contribution to (elastic) structural response and the effects of inelasticity. This predictor is evaluated with respect to non‐linear dynamic analysis results for ‘fishbone’ models of steel moment‐resisting frame (SMRF) buildings. The relatively small number of degrees of freedom for each fishbone model allows us to consider several short‐to‐long period buildings and numerous near‐ and far‐field earthquake ground motions of interest in both Japan and the U.S. Before doing so, though, we verify that estimates of the bias and precision of the predictor obtained using fishbone models are effectively equivalent to those based on typical ‘full‐frame’ models of the same buildings. Copyright © 2003 John Wiley & Sons, Ltd.     

Dynamics of rocking podium structures

A rocking podium structure is a class of structures consisting of a superstructure placed on top of a rigid slab supported by free‐standing columns. The free‐standing columns respond to sufficiently strong ground motion excitation by uplifting and rocking. Uplift works as a mechanical fuse that limits the forces transmitted to the superstructure, while rocking enables large lateral displacements. Such ‘soft‐story’ system runs counter to the modern seismic design philosophy but has been used to construct several hundred buildings in countries of the former USSR following Polyakov's rule‐of‐thumb guidelines: (i) that the superstructure behave as a rigid body and (ii) that the maximum lateral displacement of the rocking podium frame be estimated using elastic earthquake displacement response spectra. The objectives of this paper are to present a dynamic model for analysis of the in‐plane seismic response of rocking podium structures and to investigate if Polyakov's rule‐of‐thumb guidelines are adequate for the design of such structures. Examination of the rocking podium structure response to analytical pulse and recorded ground motion excitations shows that the rocking podium structures are stable and that Polyakov's rule‐of‐thumb guidelines produce generally conservative designs. Copyright © 2017 John Wiley & Sons, Ltd.     

Wavelet‐based non‐stationary response analysis of a friction base‐isolated structure

A wavelet‐based stochastic formulation has been presented in this paper for the seismic analysis of a base‐isolated structural system which is modelled as a two‐degree‐of‐freedom (2‐DOF) system. The ground motion has been modelled as a non‐stationary process (both in amplitude and frequency) by using modified Littlewood–Paley basis wavelets. The proposed formulation is based on replacing the non‐linear system by an equivalent linear system with time‐dependent damping properties. The expressions of the instantaneous damping and the power spectral density function (PSDF) of the superstructure response have been obtained in terms of the functionals of input wavelet coefficients. The proposed formulation has been validated by simulating a ground motion process. The effect of the frequency non‐stationarity on the non‐linear response has also been studied in detail, and it has been clearly shown how ignoring the frequency non‐stationarity in the ground motion leads to inaccurate non‐linear response calculations. Copyright © 2000 John Wiley & Sons, Ltd.     

Planar rocking response and stability analysis of an array of free‐standing columns capped with a freely supported rigid beam

This paper investigates the planar rocking response of an array of free‐standing columns capped with a freely supported rigid beam in an effort to explain the appreciable seismic stability of ancient free‐standing columns that support heavy epistyles together with the even heavier frieze atop. Following a variational formulation, the paper concludes to the remarkable result that the dynamic rocking response of an array of free‐standing columns capped with a rigid beam is identical to the rocking response of a single free‐standing column with the same slenderness yet with larger size, that is a more stable configuration. Most importantly, the study shows that the heavier the freely supported cap beam is (epistyles with frieze atop), the more stable is the rocking frame regardless of the rise of the center of gravity of the cap beam, concluding that top‐heavy rocking frames are more stable than when they are top light. This ‘counter intuitive’ finding renders rocking isolation a most attractive alternative for the seismic protection of bridges with tall piers, whereas its potential implementation shall remove several of the concerns associated with the seismic connections of prefabricated bridges. Copyright © 2012 John Wiley & Sons, Ltd.     

Rocking bodies with arbitrary interface defects: Analytical development and experimental verification

The rocking response of a rigid, freestanding block in two dimensions typically assumes perfect contact at the base of the block with instantaneous impacts at two distinct, symmetric rocking points. This paper extends the classical two‐dimensional rocking model to account for an arbitrary number of rocking points at the base representing geometric interface defects. The equations of motion of this modified rocking system are derived and presented in general terms. Energy dissipation is modeled assuming instantaneous point impacts, yielding a discrete angular velocity adjustment. Whereas this factor is always less than unity in the classical model, it is possible for this factor to exceed unity in the presented model, yielding a finite increase in the angular velocity at impact and a markedly different rotational response than the classical model predicts. The derived model and the classical model are numerically integrated and compared to the results of recent shake table tests. These comparisons show that the new model significantly enhances agreement in both peak angular displacement and motion decay. The equations of motion and the energy dissipation of the presented model are further investigated parametrically considering the size of the defect, the number of rocking points, and the aspect ratio and size of the block.     

Rocking of slender rigid bodies allowed to uplift

Strong shaking of structures during large earthquakes may result in some cases in partial separation of the base of the structure from the foundation. A simplified problem of this type, the dynamic response of a rocking rigid block allowed to uplift, is examined here. Two foundation models are considered: the Winkler foundation and the much simpler ‘two-spring’ foundation. It is shown that an equivalence between these two models can be established, so that one can work with the much simpler two-spring foundation. Simple solutions of the equations of motion are developed and simplified methods of analysis are proposed. In general, uplift leads to a softer vibrating system which behaves non-linearly, although the response is composed of a sequence of linear responses. As a result the apparent rocking period increases with the amount of lift-off. The corresponding apparent ratio of critical damping decreases, in general, with the amplitude of the response. Compared to the case without lift-off, the response of the system may increase or decrease because of the uplift, depending on the excitation and the parameters of the system.     

Residual slip of sliding blocks induced by near‐fault ground motions

The response of a rigid block supported on a horizontally moving foundation through a dry‐friction contact is investigated to near‐fault ground motions. Such motions can be thought of as consisting of a coherent component (‘pulse’) and an incoherent component, which can be described as a band‐limited ‘random noise’. The equation of motion of this strongly nonlinear system is reduced to a normalized form that reveals important parameters of the problem such as the critical acceleration ratio. The response of the sliding block to a set of uniformly processed near‐fault motions, covering a sufficiently wide range of magnitudes, is evaluated numerically for selected discrete values of the acceleration ratio. For each value of the critical acceleration ratio, the numerically computed residual slips are fitted with a Weibull (Gumbel type III) extreme value probability distribution. This allows the establishment of regression equations that describe accurately design sliding curves corresponding to various levels of non‐exceedance probability. The analysis reveals that the coherent component of motion contributes significantly to the response of the sliding block. Furthermore, the relevant acceleration in specifying the critical acceleration ratio is the (normalized) amplitude, α_{H_pulse}, of the pulse and not the (normalized) amplitude of the incoherent component α_H. Finally, the incoherent component is described quantitatively in terms of the root‐mean‐square acceleration a_RMS, and an attempt is made to understand its influence on the response of the sliding block. Copyright © 2016 John Wiley & Sons, Ltd.     

Shake table tests of unattached,asymmetric, dual‐body systems

Systems of unattached, or freestanding, structures are highly vulnerable to damage and/or collapse during an earthquake, as evidenced during numerous past events. This class of structural system includes statue–pedestal systems, multidrum columns, radiation shields, unreinforced masonry walls, and other mechanical and electrical equipment. While a number of studies have analyzed the response of the single rocking block, very few have tested the response of multiple block systems subjected to earthquakes. Therefore, this paper details an extensive shake table testing campaign in which the seismic response of a pair of stiff, unattached blocks, herein referred to as a dual‐body system, was evaluated. Experimental variables include the geometry, including asymmetry, of both top (tower) and bottom (pedestal) bodies, input motion, and the coefficient of friction beneath the system. Furthermore, the tower structures were tested both in dual‐body configurations as well as in single‐body configurations allowing an understanding of the effect of the pedestal. The tests indicate that the presence of a pedestal increases the likelihood of collapse and amplitude of rocking demands, in general. However, certain geometric and interface combinations yield a more stable tower in a dual‐body configuration compared to a single‐body configuration, because of the dependence of the pedestal response on the geometry of the tower. Furthermore, a low‐friction interface beneath the pedestal reduces demands on the tower. However, this low‐friction interface may still transfer long‐period contributions of the input motion to the tower, which may be detrimental to its response. Copyright © 2017 John Wiley & Sons, Ltd.     

A modal pushover analysis procedure to estimate seismic demands for unsymmetric‐plan buildings

An Erratum has been published for this article in Earthquake Engng. Struct. Dyn. 2004; 33:1429. Based on structural dynamics theory, the modal pushover analysis (MPA) procedure retains the conceptual simplicity of current procedures with invariant force distribution, now common in structural engineering practice. The MPA procedure for estimating seismic demands is extended to unsymmetric‐plan buildings. In the MPA procedure, the seismic demand due to individual terms in the modal expansion of the effective earthquake forces is determined by non‐linear static analysis using the inertia force distribution for each mode, which for unsymmetric buildings includes two lateral forces and torque at each floor level. These ‘modal’ demands due to the first few terms of the modal expansion are then combined by the CQC rule to obtain an estimate of the total seismic demand for inelastic systems. When applied to elastic systems, the MPA procedure is equivalent to standard response spectrum analysis (RSA). The MPA estimates of seismic demand for torsionally‐stiff and torsionally‐flexible unsymmetric systems are shown to be similarly accurate as they are for the symmetric building; however, the results deteriorate for a torsionally‐similarly‐stiff unsymmetric‐plan system and the ground motion considered because (a) elastic modes are strongly coupled, and (b) roof displacement is underestimated by the CQC modal combination rule (which would also limit accuracy of RSA for linearly elastic systems). Copyright © 2004 John Wiley & Sons, Ltd.     

Wavelet‐based characterization of design ground motions

With the recent emergence of wavelet‐based procedures for stochastic analyses of linear and non‐linear structural systems subjected to earthquake ground motions, it has become necessary that seismic ground motion processes are characterized through statistical functionals of wavelet coefficients. While direct characterization in terms of earthquake and site parameters may have to wait for a few more years due to the complexity of the problem, this study attempts such characterization through commonly available Fourier and response spectra for design earthquake motions. Two approaches have been proposed for obtaining the spectrum‐compatible wavelet functionals, one for input Fourier spectrum and another for input response spectrum, such that the total number of input data points are 30–35% of those required for a time‐history analysis. The proposed methods provide for simulating ‘desired non‐stationary characteristics’ consistent with those in a recorded accelerogram. Numerical studies have been performed to illustrate the proposed approaches. Further, the wavelet functionals compatible with a USNRC spectrum in the case of 35 recorded motions of similar strong motion durations have been used to obtain the strength reduction factor spectra for elasto‐plastic oscillators and to show that about ±20% variation may be assumed from mean to 5 and 95% confidence levels due to uncertainty in the non‐stationary characteristics of the ground motion process. Copyright © 2002 John Wiley & Sons, Ltd.     

Large displacement behaviour of a structural model with foundation uplift under impulsive and earthquake excitations

This paper considers the dynamical behaviour of a structural model with foundation uplift. The equations of motion of the system considered are derived for large displacements thus allowing for the eventual overturning of the system. The transition conditions between successive phases of motion, derived in terms of the specific Lagrangian co‐ordinates used in the formulation of the equations of motion, present innovative aspects which resolve some previously inexplicable behaviour in the structural response reported in the literature. The dynamical behaviour of the model is considered under impulsive and long‐duration ground motions. The minimum horizontal acceleration impulses for the uplift and the overturning of the system are evaluated in analytical form. The sensitivity of the model to uplifting and to overturning under impulsive excitations is established as a function of few significant structural parameters. Numerical applications have been performed changing either the structural parameters or the loading parameter, in order to analyse several dynamical behaviours and also to validate the analytical results. For earthquake ground motions the results, reported in the form of response spectra, show that linearized models generally underestimate, sometimes significantly, the structural response. Copyright © 2003 John Wiley & Sons, Ltd.     

Estimating the seismic displacement of friction pendulum isolators based on non‐linear response history analysis

A procedure for developing equations that estimate the isolator displacement due to strong ground motion is applied to buildings isolated with the friction pendulum system. The resulting design equations, based on rigorous non‐linear analysis, offer an alternative to the iterative equivalent‐linear methods used by current U.S. building codes. The governing equations of the system are reduced to a form such that the median normalized displacement of the system due to an ensemble of ground motions is found to depend on only the isolation period—a function of the curvature of the isolator—and the friction force at incipient slip normalized by peak ground velocity. The normalization is effective in minimizing the dispersion of the normalized displacement for an ensemble of ground motions, implying that the median normalized displacement is a reliable estimate of response. The design equations reflect the significant (20 to 38%) increase in displacement when the excitation includes two lateral components of ground motion instead of just one component. Equivalent‐linear methods are shown to underestimate by up to 30% the exact median displacement determined by non‐linear response history analysis for one component of ground motion, and building codes include at most a 4.4% increase for a second component. Copyright © 2003 John Wiley & Sons, Ltd.     

LMS‐based structural health monitoring of a non‐linear rocking structure

A structure's health or level of damage can be monitored by identifying changes in structural or modal parameters. This research directly identifies changes in structural stiffness due to modelling error or damage for a post‐tensioned pre‐cast reinforced concrete frame building with rocking beam column connections and added damping and stiffness (ADAS) elements. A structural health monitoring (SHM) method based on adaptive least mean squares (LMS) filtering theory is presented that identifies changes from a simple baseline model of the structure. This method is able to track changes in the stiffness matrix, identifying when the building is (1) rocking, (2) moving in a hybrid rocking–elastic regime, or (3) responding linearly. Results are compared for two different LMS‐based SHM methods using an L ₂ error norm metric. In addition, two baseline models of the structure, one using tangential stiffness and the second a more accurate bi‐linear stiffness model, are employed. The impact of baseline model complexity is then delineated. The LMS‐based methods are able to track the non‐linearity of the system to within 15% using this metric, with the error due primarily to filter convergence rates as the structural response changes regimes while undergoing the El Centro ground motion record. The use of a bi‐linear baseline model for the SHM problem is shown to result in error metrics that are at least 50% lower than those for the tangential baseline model. Errors of 5–15% with this L ₂ error norm are fairly stringent compared to the greater than 2 × changes in stiffness undergone by the structure, however, in practice the usefulness of the results is dependent on the resolution required by the user. The impact of sampling rate is shown to be negligible over the range of 200–1000Hz, along with the choice of LMS‐based SHM method. The choice of baseline model and its level of knowledge about the actual structure is seen to be the dominant factor in achieving good results. The methods presented require 2.8–14.0 Mcycles of computation and therefore could easily be implemented in real time. Copyright © 2005 John Wiley & Sons, Ltd.     

Dynamically equivalent rocking structures

Predicting the rocking response of structures to ground motion is important for assessment of existing structures, which may be vulnerable to uplift and overturning, as well as for designs which employ rocking as a means of seismic isolation. However, the majority of studies utilize a single rocking block to characterize rocking motion. In this paper, a methodology is proposed to derive equivalence between the single rocking block and various rocking mechanisms, yielding a set of fundamental rocking parameters. Specific structures that have exact dynamic equivalence with a single rocking block, are first reviewed. Subsequently, approximate equivalence between single and multiple block mechanisms is achieved through local linearization of the relevant equations of motion. The approximation error associated with linearization is quantified for three essential mechanisms, providing a measure of the confidence with which the proposed methodology can be applied. Copyright © 2014 John Wiley & Sons, Ltd.