SWAT模型在土地利用/覆被变化剧烈地区的改进与应用

人口增长、气候变化、制度变迁、城市化等均会导致土地利用/覆被的变化,进而引起流域水文过程（截留、入渗、蒸散发和地下水补给等）和水循环过程的改变。当前,由于逐年土地利用/覆被数据获取困难、水文模型本身计算缺陷等问题,所有在流域尺度上开展的借助水文模型进行的土地利用/覆被变化影响下的水文模拟研究都存在一个共同缺点,就是采用的水文模型并不能逐年调用土地利用/覆被数据,即水文模型无法真实体现或模拟土地利用/覆被的时空变化。SWAT作为一个广泛应用的分布式水文模型,在其模拟期内,不能逐年调用土地利用/覆被数据,即在进行水文模拟时忽略了土地利用/覆被时间上的变化,这可能会影响其在土地利用/覆被变化剧烈地区（如黑河中游）的应用。黑河流域是典型的内陆河流域,也是中国西北地区第二大内陆河流域。黑河中游是黑河流域的径流耗散区。本文针对SWAT模型在考虑土地利用/覆被变化时的缺点,对其进行了改进并开发出能够逐年调用土地利用/覆被数据的LU-SWAT模型。在土地利用/覆被变化剧烈的黑河中游对SWAT和LU-SWAT模型的径流模拟效果进行比较,发现LU-SWAT模型更适用于黑河中游水循环模拟。     

川中紫色丘陵区径流泥沙SWAT模型的模拟应用分析

针对川中丘陵区紫色土坡耕地严重水土流失,选取典型代表李子溪流域为研究区,构建了其SWAT的模型数据库,包括地形、土壤、气象和土地利用数据库。并利用赵家祠水文站1970-1979年的实测径流和泥沙资料,对该流域的SWAT模型参数进行率定再采用1980-1986年的实测资料,对模型的适用性进行验证,同时用相对误差Re和Nash确定性系数Ens评价模拟效果。结果显示,径流和泥沙模拟相对误差均在±15%范围以内,Nash确定性系数均大于等于0.70,说明SWAT模型对李子溪流域年、月径流和年泥沙量的模拟精度较高。同时模拟值与实测值和降雨量的变化趋于一致。可见,用SWAT模型模拟和预测雨量较为丰沛、土壤侵蚀较严重的紫色丘陵地区的产流产沙是实用、可行的。     

Hydrological Response to Environment Change in Himalayan Watersheds: Assessment from Integrated Modeling Approach

Land use changes such as deforestation,increase in cropping or grazing areas and built-up land, likely modify the water balance and land surface behavior in the Himalayan watersheds.An integrated approach of hydrological and hydraulic modeling was adopted for comparative analysis of hydrological pattern in three Himalayan watersheds i.e.Khanpur,Rawal and Simly situated in the Northern territory of Pakistan.The rainfall-runoff model SWAT- Soil and water assessment tool and Hydro CAD were calibrated for the selected watersheds.The correlation analysis of the precipitation data of two climate stations i.e.Murree and Islamabad, with the discharge data of three rivers was utilized to select best suitable input precipitation data for Hydro CAD rainfall-runoff modeling.The peak flood hydrograph were generated using Hydro CAD runoff to optimize the basin parameters like CN, runoff volume, peak flows of the three watersheds.The hydrological response of the Rawal watershed was studied as a case study to different scenarios of land use change using SWAT model.The scenario of high deforestation indicated a decline of about 6.3% in the groundwater recharge tostream while increase of 7.1% in the surface runoff has been observed under the scenario of growth in urbanization in the recent decades.The integrated modeling approach proved helpful in investigating the hydrological behavior under changing environment at watershed level in the Himalayan region.     

Evaluation of SWAT Model performance on glaciated and non-glaciated subbasins of Nam Co Lake,Southern Tibetan Plateau,China

This paper presents an assessment of the Soil and Water Assessment Tool(SWAT) on a glaciated(Qugaqie) and a non-glaciated(Niyaqu) subbasin of the Nam Co Lake. The Nam Co Lake is located in the southern Tibetan Plateau, two subbasins having catchment areas of 59 km~2 and 388 km~2, respectively. The scores of examined evaluation indices(i.e., R~2, NSE, and PBIAS) established that the performance of the SWAT model was better on the monthly scale compared to the daily scale. The respective monthly values of R~2, NSE, and PBIAS were 0.94, 0.97, and 0.50 for the calibration period while 0.92, 0.88, and -8.80 for the validation period. Glacier melt contribution in the study domain was simulated by using the SWAT model in conjunction with the Degree Day Melt(DDM) approach. The conjunction of DDM with the SWAT Model ensued improved results during both calibration(R~2=0.96, NSE=0.95, and PBIAS=-13.49) and validation (R~2=0.97, NSE=0.96, and PBIAS=-2.87) periods on the monthly time scale. Average contribution(in percentage) of water balance components to the total streamflow of Niyaqu and Qugaqie subbasins was evaluated. We found that the major portion(99.45%) of the streamflow in the Niyaqu subbasin was generated by snowmelt or rainfall surface runoff(SURF_Q), followed by groundwater(GW_Q, 0.47%), and lateral(LAT_Q, 0.06%) flows. Conversely, in the Qugaqie subbasin, major contributor to the streamflow(79.63%) was glacier melt(GLC_Q), followed by SURF_Q(20.14%), GW_Q(0.13%), and LAT_Q(0.089%). The contribution of GLC_Q was the highest(86.79%) in July and lowest(69.95%) in September. This study concludes that the performance of the SWAT model in glaciated catchment is weak without considering glacier component in modeling; however, it performs reasonably well in non-glaciated catchment. Furthermore, the temperature index approach with elevation bands is viable in those catchments where streamflows are driven by snowmelt. Therefore, it is recommended to use the SWAT Model in conjunction with DDM or energy base model to simulate the glacier melt contribution to the total streamflow. This study might be helpful in quantification and better management of water resources in data scarce glaciated regions.     

Analysis of runoff in ungauged mountain watersheds in Sichuan, China using kinematic-wave-based GIUH model

Floods are one of the most common natural hazards occurring all around the world. However, the knowledge of the origins of a food and its possible magnitude in a given region remains unclear yet. This lack of understanding is particularly acute in mountainous regions with large degrees in Sichuan Province, China, where runoff is seldom measured. The nature of streamflow in a region is related to the time and spatial distribution of rainfall quantity and watershed geomorphology. The geomorphologic characteristics are the channel network and surrounding landscape which transform the rainfall input into an output hydrograph at the outlet of the watershed. With the given geomorphologic properties of the watershed, theoretically the hydrological response function can be determined hydraulically without using any recorded data of past rainfall or runoff events. In this study, a kinematic-wave-based geomorphologic instantaneous unit hydrograph (KW-GIUH) model was adopted and verified to estimate runoff in ungauged areas. Two mountain watersheds, the Yingjing River watershed and Tianquan River watershed in Sichuan were selected as study sites. The geomorphologic factors of the two watersheds were obtained by using a digital elevation model (DEM) based on the topographic database obtained from the Shuttle Radar Topography Mission of US’s NASA. The tests of the model on the two watersheds were performed both at gauged and ungauged sites. Comparison between the simulated and observed hydrographs for a number of rainstorms at the gauged sites indicated the potential of the KW-GIUH model as a useful tool for runoff analysis in these regions. Moreover, to simulate possible concentrated rainstorms that could result in serious flooding in these areas, synthetic rainfall hyetographs were adopted as input to the KW-GIUH model to obtain the flow hydrographs at two ungauged sites for different return period conditions. Hydroeconomic analysis can be performed in the future to select the optimum design return period for determining the flood control work.     

TRMM及GPM降水数据在高寒内陆河流域的准确性评估

降水数据的准确性和时空分辨率成为水文过程模拟的关键.卫星遥感降水资料的日益丰富为资料缺乏区的水文模拟带来了新的突破.本研究拟在资料缺乏、下垫面复杂,观测难、建模难的柴达木盆地高寒内陆河流域—巴音河中上游,基于近5年的TMPA 3B42、GPM IMERG V5及GPM IMERG V6逐日降水数据和气象站点观测数据建立...     

THE HYDROLOGICAL EFFECT UNDER HUMAN ACTIVITIESIN THE INLAND WATERSHEDS OF XINJIANG, CHINA

I INTRODUCTIONNatllral environment and water transform in theworld have changed faster and faster under the effect ofhuman activities. The study on effect of human activities to hydrological processes, and its extent and tendency has been more and more important as one of theresearch projects of hydrology in the world (RAI et al.,1998, BASS et al., 1998, WANGet al.,, 1998; HILLet al., 1998; LIU, 1997). It became one of the mainresearch program of international Hydrological Decade(…     

Application of swat model in the upstream watershed of the Luohe River

1INTRODUCTIONIntheHuanghe(Yellow) Riverbasin, soilerosionisaseriousproblem,whilerunoffandsedimentyieldsim-ulation hasnotbeenextensivelystudiedonthebasisofGIS(GeographicInformationSystem) and dis-tributedhydrologicalmodel.Inthisstudy,theLushiwatershed,whichislocatedattheupstreamoftheLushiHydrologicalStationintheLuoheRiver—thebiggesttributary oftheHuanghe Riveranddown-streamofXiaolangdiDam,isselectedasthestudyarea.ThelevelofsoilerosioninLushiwatershedismoderatein theHuangheRiverbas…     

Hydrological Simulation Using TRMM and CHIRPS Precipitation Estimates in the Lower Lancang-Mekong River Basin

Satellite-based products with high spatial and temporal resolution provide useful precipitation information for data-sparse or ungauged large-scale watersheds. In the Lower Lancang-Mekong River Basin, rainfall stations are sparse and unevenly distributed, and the transboundary characteristic makes the collection of precipitation data more difficult, which has restricted hydrological processes simulation. In this study, daily precipitation data from four datasets(gauge observations, inverse distance weighted(IDW) data, Tropical Rainfall Measuring Mission(TRMM) estimates, and Climate Hazards Group InfraRed Precipitation with Stations(CHIRPS) estimates), were applied to drive the Soil and Water Assessment Tool(SWAT) model, and then their capability for hydrological simulation in the Lower Lancang-Mekong River Basin were examined. TRMM and CHIRPS data showed good performances on precipitation estimation in the Lower Lancang-Mekong River Basin, with the better performance for TRMM product. The Nash-Sutcliffe efficiency(NSE) values of gauge, IDW, TRMM, and CHIRPS simulations during the calibration period were 0.87, 0.86, 0.95, and 0.93 for monthly flow, respectively, and those for daily flow were 0.75, 0.77, 0.86, and 0.84, respectively. TRMM and CHIRPS data were superior to rain gauge and IDW data for driving the hydrological model, and TRMM data produced the best simulation performance. Satellite-based precipitation estimates could be suitable data sources when simulating hydrological processes for large data-poor or ungauged watersheds, especially in international river basins for which precipitation observations are difficult to collect. CHIRPS data provide long precipitation time series from 1981 to near present and thus could be used as an alternative precipitation input for hydrological simulation, especially for the period without TRMM data. For satellite-based precipitation products, the differences in the occurrence frequencies and amounts of precipitation with different intensities would affect simulation results of water balance components, which should be comprehensively considered in water resources estimation and planning.     

Multi-model assessment of glacio-hydrological changes in central Karakoram,Pakistan

The multi-model assessment of glaciohydrological regimes can enhance our understanding of glacier response to climate change. This improved knowledge can uplift our computing abilities to estimate the contributing components of the river discharge. This study examined and compared the hydrological responses in the glacier-dominated Shigar River basin(SRB) under various climatic scenarios using a semi-distributed Modified Positive Degree Day Model(MPDDM) and a distributed Glacio-hydrological Degree-day Model(GDM). Both glacio-hydrological models were calibrated and validated against the observed hydro-meteorological data from 1988-1992 and 1993-1997. Temperature and precipitation data from Shigar and Skardu meteorological stations were used along with field estimated degree-day factor, temperature, and precipitation gradients. The results from both models indicate that the snow and ice melt are vital contributors to sustain river flow in the catchment. However, MPDDM estimated 68% of rain and baseflow contribution to annual river runoff despite low precipitation during the summer monsoon, while GDM estimated 14% rain and baseflow contribution. Likewise, MPDDM calculated 32%, and GDM generated 86% of the annual river runoff from snow and ice melt. MPDDM simulated river discharge with 0.86 and 0.78 NSE for calibration and validation, respectively. Similarly, GDM simulated river discharge with improved accuracy of 0.87 for calibration and 0.84 NSE for the validation period. The snow and ice melt is significant in sustaining river flow in the SRB, and substantial changes in melt characteristics of snow and ice are expected to have severe consequences on seasonal water availability. Based on the sensitivity analysis, both models' outputs are highly sensitive to the variation in temperature. Furthermore, compared to MPDDM, GDM simulated considerable variation in the river discharge in climate scenarios, RCP4.5 and 8.5, mainly due to the higher sensitivity of GDM model outputs to temperature change. The integration of an updated melt module and two reservoir baseflow module in GDM is anticipated to advance the representation of hydrological components, unlike one reservoir baseflow module used separately in MPDDM. The restructured melt and baseflow modules in GDM have fundamentally enriched our perception of glacio-hydrological dynamics in the catchment.     

Spatio-temporal Variability of Soil Water at Three Seasonal Floodplain Sites: A Case Study in Tarim Basin,Northwest China

The floodplain -egetation of the Tarim River in Northwest China is strongly influenced by irrigated agriculture. The abstrac- tion of river water disturbs; the natural dynamics of the floodplain ecosystem. The human impact on the hydrological system by bank dams and the irrigation of cotton plantings have caused adverse changes of the Tarim River and its floodplains, so the current stocks of the typical Tugai vegetation show significant signs of degradation. Field studies of soils and statistical analysis of soil moisture data have shown that the vitality of the Tugai vegetation is primarily determined by its position to the riverbank and the groundwater. There exist complex interactions between soil hydrological conditions and the vitality of the vegetation. But the availability of water is not only influenced by the groundwater level and seasonal flood events. The spatial distribution of stocks at different states of vitality seems also to be decisively influenced by physical soil properties. Our results show that the water supply of plant communities is strongly in- fluenced by the soil texture. Spatial differences of soil moisture and corresponding soil water tensions may be the decisive factors for the zonafion of vegetation. Physical soil properties control the water retention and rising of capillary water from deeper soil layers and the phreatic zone and may supply the root systems of the phreatophytic vegetation with water. Keywords： soil moisture;soil texture; soil water tensions; Tarim River; water retention     

Responses of river runoff to climate change based on nonlinear mixed regression model in Chaohe River Basin of Hebei Province,China

Taking the nonlinear nature of runoff system into account,and combining auto-regression method and multi-regression method,a Nonlinear Mixed Regression Model (NMR) was established to analyze the impact of temperature and precipitation changes on annual river runoff process. The model was calibrated and verified by using BP neural network with observed meteorological and runoff data from Daiying Hydrological Station in the Chaohe River of Hebei Province in 1956–2000. Compared with auto-regression model,linear multi-regression model and linear mixed regression model,NMR can improve forecasting precision remarkably. Therefore,the simulation of climate change scenarios was carried out by NMR. The results show that the nonlinear mixed regression model can simulate annual river runoff well.     

Snow cover variation and streamflow simulation in a snow-fed river basin of the Northwest Himalaya

Snowmelt is an important component of any snow-fed river system.The Jhelum River is one such transnational mountain river flowing through India and Pakistan.The basin is minimally glacierized and its discharge is largely governed by seasonal snow cover and snowmelt.Therefore,accurate estimation of seasonal snow cover dynamics and snowmeltinduced runoff is important for sustainable water resource management in the region.The present study looks into spatio-temporal variations of snow cover for past decade and stream flow simulation in the Jhelum River basin.Snow cover extent(SCE) was estimated using MODIS(Moderate Resolution Imaging Spectrometer) sensor imageries.Normalized Difference Snow Index(NDSI) algorithm was used to generate multi-temporal time series snow cover maps.The results indicate large variation in snow cover distribution pattern and decreasing trend in different sub-basins of the Jhelum River.The relationship between SCE-temperature,SCE-discharge and discharge-precipitation was analyzed for different seasons and shows strong correlation.For streamflow simulation of the entire Jhelum basin Snow melt Runoff Model(SRM) used.A good correlation was observed between simulated stream flow and in-situ discharge.The monthly discharge contribution from different sub-basins to the total discharge of the Jhelum River was estimated using a modified version of runoff model based on temperature-index approach developed for small watersheds.Stream power - an indicator of the erosive capability of streams was also calculated for different sub-basins.     

Searching for an Optimized Single-objective Function Matching Multiple Objectives with Automatic Calibration of Hydrological Models

In the calibration of hydrological models, evaluation criteria are explicitly and quantitatively defined as single-or multi-objective functions when utilizing automatic calibration approaches.In most previous studies, there is a general opinion that no single-objective function can represent all important characteristics of even one specific hydrological variable(e.g., streamflow).Thus hydrologists must turn to multi-objective calibration.In this study, we demonstrated that an optimized single-objective function can compromise multi-response modes(i.e., multi-objective functions) of the hydrograph, which is defined as summation of a power function of the absolute error between observed and simulated streamflow with the exponent of power function optimized for specific watersheds.The new objective function was applied to 196 model parameter estimation experiment(MOPEX) watersheds across the eastern United States using the semi-distributed Xinanjiang hydrological model.The optimized exponent value for each watershed was obtained by targeting four popular objective functions focusing on peak flows, low flows, water balance, and flashiness, respectively.Results showed that the optimized single-objective function can achieve a better hydrograph simulation compared to the traditional single-objective function Nash-Sutcliffe efficiency coefficient for most watersheds, and balance high flow part and low flow part of the hydrograph without substantial differences compared to multi-objective calibration.The proposed optimal single-objective function can be practically adopted in the hydrological modeling if the optimal exponent value could be determined a priori according to hydrological/climatic/landscape characteristics in a specific watershed.     

SWAT模型运行结构与组织研究

SWAT(Soil and Water Assessment Tool)模型是美国农业部开发的具有物理基础的分布式非点源模型系统,可以模拟流域尺度的多种地理过程,如产水、产沙、养分和农药等的迁移与转化,并预测不同的管理措施对流域过程的影响。SWAT模型模拟内容多,程序结构复杂,导致集成应用和模型修改的困难。本文在模型结构剖析的基础上讨论了SWAT模型的内部运行结构,列举实例给出了运行控制文件的写法。     

Energy Balance-Based SWAT Model to Simulate the Mountain Snowmelt and Runoff——Taking the Application in Juntanghu Watershed(China) as an Example

In order to predict long-term flooding under extreme weather conditions in central Asia, an energy balance-based distributed snowmelt runoff model was developed and coupled with the Soil and Water Assessment Tool(SWAT) model. The model was tested at the Juntanghu watershed on the northern slope of the Tian Shan Mountains, Xinjiang,China. We compared the performances of temperature-index method and energy balanced method in SWAT model by taking Juntanghu river basin as an application example(as the simulation experiment was conducted in Juntanghu River, we call the energy balanced method as SWAT-JTH). The results suggest that the SWAT snowmelt model had overall Nash-Sutcliffe efficiency(NSE) coefficients ranging from 0.61 to 0.85 while the physical based approach had NSE coefficients ranging from 0.58 to0.69. Overall, on monthly scale, the SWAT model provides better results than that from the SWAT-JTH model. However, results generated from both methods seem to be fairly close at a daily scale. Thestructure of the temperature-index method is simple and produces reasonable simulation results if the parameters are well within empirical ranges. Although the data requirement for the energy balance method in current observation is difficult to meet and the existence of uncertainty is associated with the experimental approaches of physical processes, the SWAT-JTH model still produced a reasonably high NSE. We conclude that using temperature-index methods to simulate the snowmelt process is sufficient, but the energy balance-based model is still a good choice to simulate extreme weather conditions especially when the required data input for the model is acquired.     

Response of snow hydrological processes to a changing climate during 1961 to 2016 in the headwater of Irtysh River Basin,Chinese Altai Mountains

With changing climatic conditions and snow cover regime, regional hydrological cycle for a snowy basin will change and further available surface water resources will be redistributed. Assessing snow meltwater effect on runoff is the key to water safety, under climate warming and fast social-economic developing status. In this study, stable isotopic technology was utilized to analyze the snow meltwater effect on regional hydrological processes, and to declare the response of snow hydrology to climate change and snow cover regime, together with longterm meteorological and hydrological observations, in the headwater of Irtysh River, Chinese Altai Mountains during 1961-2015. The average δ~(18) O values of rainfall, snowfall, meltwater, groundwater and river water for 2014–2015 hydrological year were-10.9‰,-22.3‰,-21.7‰,-15.7‰ and-16.0‰, respectively.The results from stable isotopes, snow melting observation and remote sensing indicated that the meltwater effect on hydrological processes in Kayiertesi River Basin mainly occurred during snowmelt supplying period from April to June. The contribution of meltwater to runoff reached 58.1% during this period, but rainfall, meltwater and groundwater supplied 49.1%, 36.9% and 14.0% of water resource to annual runoff, respectively. With rising air temperature and increasing snowfall in cold season, the snow water equivalent(SWE) had an increasing trend but the snow cover duration declined by about one month including 13-day delay of the first day and 17-day advancement of the end day during 1961–2016. Increase in SWE provided more available water resource. However, variations in snow cover timing had resulted in redistribution of surface water resource, represented by an increase of discharge percentage in April and May, and a decline in Juneand July. This trend of snow hydrology will render a deficit of water resource in June and July when the water resource demand is high for agricultural irrigation and industrial manufacture.     

Impacts of climatic change on river runoff in northern Xinjiang of China over last fifty years

The characteristics of climatic change and river runoff, as well as the response of river runoff to climatic change in the northern Xinjiang are analyzed on the basis of the hydrological and meteorological data over the last 50 years by the methods of Mann-Kendall nonparametric test and the nonlinear regression model. The results show that: 1) The temperature and the precipitation increased significantly in the whole northern Xinjiang, but the precipitation displayed no obvious change, or even a decreasing trend in the northern mountainous area of the northern Xinjiang. 2) River runoff varied in different regions in the northern Xinjiang. It significantly increased in the northern slope of the Tianshan Mountains and the north of the northern Xinjiang (p=0.05), while slightly increased in the west of the northern Xinjiang. 3) North Atlantic Oscillation (NAO) affects river runoff by influencing temperature and precipita-tion. The NAO and precipitation had apparent significant correlations with the river runoff, but the temperature did not in the northern Xinjiang. Since the mid-1990s river runoff increase was mainly caused by the increasing temperature in the northern slope of the Tianshan Mountains and the north of the northern Xinjiang. Increased precipitation resulted in increased river runoff in the west of the northern Xinjiang.     

Effect of Land Use Change on Runoff and Sediment Yield in Da River Basin of Hoa Binh province,Northwest Vietnam

The objective of this study was to assess runoff discharge and sediment yield from Da River Basin in the Northwest of Vietnam using Soil and Water Assessment Tools(SWAT) model.The SWAT model was calibrated and validated using the observed monthly stream flows and sediment yield at selected gauging stations.The results indicated that SWAT generally performs well in simulating runoff and sediment yield according to Nash-Sutcliffe efficiency(NSE), Observation's standard deviation ratio(RSR), and percent bias(PBIAS) values.For runoff, the values of NSE, RSR, and PBIAS were 0.98,0.02, and 3.69 during calibration period and 0.99,0.01, and 1.56 during validation period, respectively.For sediment yield, the efficiency was lower than the value of NSE, RSR, and PBIAS during calibration period were 0.81, 0.19, and-4.14 and 0.84, 0.16, and-2.56 during validation period, respectively.The results of the study indicated that the vegetation status has a significant impact on runoff and sediment yield.Changes in land use type between 1995 and2005 from forest to field crop and urban strongly contributed to increasing the average annual runoff from 182.5 to 342.7 mm and sediment yield from101.3 to 148.1 ton-1 ha.Between 2005 and 2010, adecrease of both runoff(from 342.7 to 167.6 mm) and sediment yield(from 148.1 to 74.0 ton-1 ha) was due to the expansion of forested area and application of soil conservation practices.The results of this study are important for developing soil and water conservation programs, extending future SWAT modelling studies and disseminating these results to other regions in Vietnam.     

加拿大Hudson海湾地区的水文研究

Hudson海湾的河川径流量在整个加拿大河川径流量中占有很大的比例，所有河流排泄量约30％流人了Hudson和James海湾。研究了该地区河川径流与当地气候变化之间的关系；把河川向James海湾的排泄与曼尼托巴省Churchill地区海水位的变化联系起来，讨论了其对Hudson海湾再循环的影响；根据曼尼托巴省Churchill地区海水位的观测资料重点讨论了该地区海水位在历史时期的变化及未来的预测变化等三个重要水文问题。最后指出了今后在Hudson海湾地区进行水文研究的方向。