Site effects in 3D basins using 1D and 2D models: an evaluation of the differences based on simulations of the seismic response of Euroseistest

Site effects are one of the most predictable factors of destructive earthquake ground motion but results depend on the type of model chosen. We compare simulations of ground motion for a 3D model of the Mygdonian basin in northern Greece (Euroseistest) using different approximation for this basin. Site effects predicted using simple 1D models at many points inside the basin are compared to site effects predicted using four different 2D cross sections across the basin and with results for a full 3D simulation. Surface topography was neglected but anelastic attenuation was included in the simulations. We show that lateral heterogeneity may increase ground motion amplification by 100 %. Larger amplification is distributed in a wide frequency range, and amplification may occur at frequencies different from the expected resonant frequencies for the soil column. In contrast, on a different cross section, smaller conversion of incident energy into surface waves and larger dispersion leads to similar amplitudes of ground motion for 2D and 1D models. In general, results from 2D simulations are similar to those from a complete 3D model. 2D models may overestimate local surface wave amplitudes, especially when the boundaries of the basin are oblique to the selected cross section. However, the differences between 2D and 3D site effects are small, especially in regard of the difficulties and uncertainties associated to building a reliable 3D model for a large basin.     

三维沉积盆地对地震动的放大效应间接边界元法模拟

基于一种高精度间接边界元法(IBEM), 实现了沉积盆地三维地震响应的频域、 时域精细求解, 并以半空间中椭球形沉积盆地对平面P波和SV波的散射为例, 着重探讨了入射角度、 入射波型、 入射频率、 盆地长宽比和深宽比对沉积盆地地震动放大效应的影响规律． 结果表明: 盆地形状对地震波的放大效应和空间分布状态具有显著影响, 且具体规律受控于入射波频段． ① 随着盆地深度增大, 盆地边缘面波发育更为充分, 在较宽频段内均会出现显著的地震动放大效应, 且深盆地的放大区域集中于盆地中部． ② 圆形盆地对地震波的汇聚效应最为显著, 而狭长盆地对地震波的汇聚作用相对较弱, 高频情况下可在盆地内部形成多个聚焦区域． ③ 不同波型入射下, 盆地对地震动放大效应的机制有所差异: P波入射下, 竖向位移放大主要是由于盆地边缘面波由四周向中部汇聚所致; SV波入射下, 边缘面波汇聚效应相对较弱, 而当盆地较深时, 底部透射体波和边缘面波易形成同相干涉从而显著放大地震动． 按盆地内外介质波速比为1/2, P波和SV波垂直入射下频域最大放大倍数分别为25和15, 时域放大倍数约为4.0和3.7(雷克子波)． ④ 低频波入射下, 位移从盆地中部向边缘逐渐减小, 且浅层沉积盆地对地表位移幅值的放大作用不明显． ⑤ P波和SV波的入射角度对盆地地震动放大幅值及空间分布特征也具有显著影响．      

2008年青海大柴旦Mw6.3地震地面运动模拟

2008年11月10日在青海柴达木盆地北缘发生了大柴旦M_W6.3地震,为了研究该地震的区域地震波传播与地面运动特征,本文利用地质资料和地壳速度结构研究成果,构建了柴达木盆地及周边区域三维传播介质模型,采用有限差分方法模拟了大柴旦地震波场传播过程以及地面运动分布特征.结果表明,柴达木盆地对波场传播有明显影响,表现为地震波传入盆地后在边界产生次生面波,盆地沉积物对地震波具有围陷作用,地震地面运动在盆地内振幅增大、持时延长.模拟结果给出的地震地面运动峰值速度分布以及理论地震图均和观测结果符合较好,反映数值模拟较好地给出了观测地面运动的主要特征以及传播介质模型的合理性.     

P波入射下断层参数对地表地震动的影响

基于应用透射人工边界条件的显式有限元法计算断层破碎带宽度及力学参数变化、地震动入射角变化时二维断层场地模型P波入射下地表地震动场的分布。结果表明:(1)低速度破碎带的存在导致整个场地都有P波转换为SV波的分量,且在断层破碎带的区域出现断层陷波;(2)低速度破碎带的存在使输入场地恒定的能量向破碎带集聚放大,随着破碎带宽度增大或其介质波速降低集聚放大效应增大;(3)场地放大效应是频率相关的,宽度较宽或介质波速较低的断层破碎带对输入地震动中较低的频率成份放大显著;(4)竖向断层破碎带能阻隔斜入射地震P波,随着入射角增加隔震效应更显著。     

柴达木盆地东部地震地面运动放大效应

柴达木盆地是青藏高原东北部大型断陷山间盆地,该地区的流动观测记录了2008年11月10日发生于大柴旦附近的M_W6.3地震。和附近的基岩上的记录相比,盆地内部的记录显示出非常显著的地面运动放大效应,表现为峰值速度的增大、持续时间的延长,其呈现出长持续时间的后续震相。傅里叶频谱分析表明盆地内部显著的后续震相的频率和直达波相比较低,地面质点运动轨迹图显示后续震相为面波运动特征。为了解释地面运动的差异,构建二维模型,通过交错网格高阶有限差分方法计算了地震波在盆地内部的传播过程,结果显示盆地内部低速层的存在造成直达波的放大以及多次反射与转换,盆地边缘结构造成的波的相干叠加产生了强烈的次生面波,其低频、大振幅、长持续时间的特征是盆地内部地面运动放大的主要原因。     

Earthquake ground motion modeling of induced seismicity in the Groningen gas field

A physics‐based numerical approach is used to characterize earthquake ground motion due to induced seismicity in the Groningen gas field and to improve empirical ground motion models for seismic hazard and risk assessment. To this end, a large‐scale (20 km × 20 km) heterogeneous 3D seismic wave propagation model for the Groningen area is constructed, based on the significant bulk of available geological, geophysical, geotechnical, and seismological data. Results of physics‐based numerical simulations are validated against the ground motion recordings of the January 8, 2018, M_L 3.4 Zeerijp earthquake. Taking advantage of suitable models of slip time functions at the seismic source and of the detailed geophysical model, the numerical simulations are found to reproduce accurately the observed features of ground motions at epicentral distances less than 10 km, in a broad frequency range, up to about 8 Hz. A sensitivity analysis is also addressed to discuss the impact of 3D underground geological features, the stochastic variability of seismic velocities and the frequency dependence of the quality factor. Amongst others, results point out some key features related to 3D seismic wave propagation, such as the magnitude and distance dependence of site amplification functions, that may be relevant to the improvement of the empirical models for earthquake ground motion prediction.     

考虑土体非线性及倾角影响的盆地地震响应研究

基于二维沉积盆地模型,采用D-P弹塑性模型模拟盆地的非线性特征。利用显式有限元与黏弹性边界结合的方法,通过改变盆地边缘倾角,在时域和频域内分析盆地地表的地震动响应,对比线性与非线性盆地地震反应的差异。结果表明:(1)土体非线性对整个盆地范围内地震动的影响都较显著。考虑非线性时地震动放大系数明显降低,降低幅度在30%~50%。同时,考虑非线性和倾角影响时最强烈放大区域的范围和位置变化,且很小倾角下的分布特征显著不同。(2)两分量的放大系数都有随边缘倾角的增大而增强的趋势,但均是盆地边缘区域受非线性的影响最为显著。此外,真实地震波输入下显著放大区域的范围及线性与非线性结果的差异程度相对更大。(3)考虑非线性时,对于不同频率地震波的放大系数差别明显,但都表现出从低频到高频谱比分布越来越复杂的现象,同时盆地倾角的影响程度随频率的增大更加明显。(4)考虑土体非线性并未改变地震波传播的总体特征,但各震相强度相对降低。     

2D numerical simulations of earthquake ground motion: examples from the Marche Region,Italy

A detailed numerical simulation of the ground motion and a site response analysis for two towns in the Marche Region (Treia and Cagli) is carried out on the basis of structural models deduced from available geological and geophysical data. In both cases, the reference event is an M = 5.7 earthquake associated with a normal fault located beneath each town. The ground motion is computed using the 2D spectral element method (SPEM 2D). The method solves the propagation of the seismic field through complex geological structures and enables an estimate of the effects of deep crustal structure, superficial geology, and topography on ground motion. Numerical simulations of the seismic field are performed along 2D vertical planes containing the seismic source. Strong ground motion has not been yet recorded in the two towns; therefore, the numerical simulation of ground motion represents a way to overcome the lack of instrumental data. The simulations carried out for Treia show that ground motion is influenced by both source mechanism and effects due to propagation through the geological structure, while ground motion in Cagli features strong local effects, caused by the presence of alluvial deposits under a large area of the town.     

基于伪谱和有限差分混合方法的兰州盆地强地面运动二维数值模拟

利用伪谱和有限差分混合方法对兰州盆地进行二维强地面运动模拟.假设3个不同的震源深度5、10、20 km的同一地震下,以一个5层的二维剖面作为模型,以此来研究地震波传播过程并分析复杂的二维非均质路径效应,以及局部地下速度构造对强地面运动振幅加乘的影响,从而了解路径效应对强地面运动最大峰值位移的影响程度.研究结果显示:伪谱和有限差分混合方法模拟地震波场结合了有限差分法和伪谱法的优点,弥补了二者的不足,能较好地处理介质不连续面的计算,同时保证了和伪谱法相当的计算精度.通过地震波场模拟可知沉积盆地的强地面运动较基岩相比具有放大效应,震源深度的不同对兰州盆地垂直分量地面最大峰值位移影响较大,在震源深度为5 km时最小,为0.06 cm;震源深度10 km时在水平剖面30～55 km范围内峰值位移最大,达到0.14 cm;但对水平分量的峰值位移影响较小.     

Amplification of earthquake ground motion by steep topographic irregularities

The problem of amplification of seismic waves by surface topographic irregularities is addressed through analytical and numerical investigations. First, a closed‐form expression for estimating the fundamental vibration frequency of homogeneous triangular mountains is obtained, using Rayleigh's method. Subsequently, numerical modelling based on the spectral element approximation is used to study the 3D seismic response of several real steep topographic irregularities excited by vertically propagating plane S‐waves. A topographic amplification factor is obtained for each case, by a suitable average of the ratio of acceleration response spectra of output vs input motion. The 3D amplification factors are then compared with those derived by 2D analyses as well as with the topographic factors recommended in Eurocode 8 for seismic design. Copyright © 2002 John Wiley & Sons, Ltd.     

表层沉积物特性对地震地面运动的影响研究

建立包含震源、沉积盆地和表层低速沉积层的二维模型,采用交错网格有限差分/伪谱混合方法求解地震波传播,讨论沉积层厚度和速度对地震地面运动的作用。结果表明:沉积层内产生的地震波的多重反射以及转换会引起地面运动持续时间的延长,它们的相干叠加会造成地面运动峰值的放大;随着沉积层速度的增加,多重反射与转换波的能量减小,地面运动持续时间减小,但是不同速度或者不同厚度的低速层模型均显示出一致的地面运动峰值放大特征。结果说明,在包含震源、沉积盆地和沉积层的模型中,沉积层对地面运动的作用机理更复杂。在实际应用中有必要同时考虑这些因素的综合作用。     

Numerical study on basin-edge effects in the seismic response of the Gubbio valley,Central Italy

The Gubbio basin in Central Italy is a intermountain basin of extensional tectonic origin, typical of Central and Southern Apennines, characterized by moderate seismicity. The strongest recorded event within the area is a magnitude 5.7 earthquake which occurred on 29 April 1984 along the Gubbio fault, bordering the eastern side of the basin. The main objective of this study is to analyze the features of earthquake ground motion as related to basin-edge effects, by performing physics-based numerical simulations of the 1984 earthquake through a high-performance spectral element code. The simulated ground motions are found in reasonable agreement with the recorded motions when using the kinematic source model developed by Ameri et al. (Bull Seismol Soc Am 99:647–663, 2009), with a rise-time equal to 1 s and a nucleation point located in the middle of the fault. Pronounced differences were noted between records from the basin and adjacent sites at outcropping bedrock, owing to both the strong impedance contrast between soft alluvial sites and bedrock formations (lithostratigraphic amplification), as well as lateral discontinuities related to the 2D/3D geometry of the basin (generation of surface waves). Since the fault was located beneath the basin, 1D amplification effects were found to be more relevant than those associated with the generation of surface waves from the basin edge. Finally, an envelope delay spectrum was computed for the simulated ground motions, showing that surface waves are excited in the frequency band of 0.2–0.8 Hz with a significant increase of ground motion duration within the basin.     

Scattering of elastic waves by a general anisotropic basin. Part 2: a 3D model

Scattering of plane harmonic waves by a three‐dimensional basin of arbitrary shape embedded within elastic half‐space is investigated by using an indirect boundary integral equation approach. The materials of the basin and the half‐space are assumed to be the most general anisotropic, homogeneous, linearly elastic solids without any material symmetry (i.e. triclinic). The unknown scattered waves are expressed in terms of three‐dimensional triclinic time harmonic full‐space Green's functions. The results have been tested by comparing the surface response of semi spherical isotropic and transversely isotropic basins for which the numerical solutions are available. Surface displacements are presented for a semicircular basin subjected to a vertical incident plane harmonic pseudo‐P‐, SV‐, or SH‐wave. These results are compared with the motion obtained for the corresponding equivalent isotropic models. The results show that presence of the basin may cause significant amplification of ground motion when compared to the free‐field displacements. The peak amplitude of the predominant component of surface motion is smaller for the anisotropic basin than for the corresponding isotropic one. Anisotropic response may be asymmetric even for symmetric geometry and incidence. Anisotropic surface displacement generally includes all three components of motion which may not be the case for the isotropic results. Furthermore, anisotropic response strongly depends upon the nature of the incident wave, degree of material anisotropy and the azimuthal orientation of the observation station. These results clearly demonstrate the importance of anisotropy in amplification of surface ground motion. Copyright © 2003 John Wiley & Sons, Ltd.     

Amplification of in-plane seismic ground motion by group cavities in layered half-space (Ⅰ)

Amplification of in-plane seismic ground motion by underground group cavities in layered half-space is studied both in frequency domain and time domain by using indirect boundary element method (IBEM), and the effect of cavity interval and spectrum of incident waves on the amplification are studied by numerical examples. It is shown that there may be large interaction between cavities, and group cavities with certain intervals may have significant amplification to seismic ground motion. The amplification of PGA (peak ground acceleration) and its PRS (peak response spectrum) can be increased up to 45.2% and 84.4%, for an example site in Tianjin, under the excitation of Taft wave and El Centro wave; and group cavities may also affect the spectra of the seismic ground motion. It is suggested that the effect of underground group cavities on design seismic ground motion should be considered.     

SV波斜入射下混凝土重力坝易损性分析

易损性分析是评估不同强度地震作用下混凝土重力坝各级破坏概率的有效方法。目前重力坝易损性分析通常假定地震波为垂直入射,然而在近断层区域,地震波往往是倾斜入射的,地震波斜入射对重力坝地震响应有显著影响。从太平洋地震工程研究中心数据库选取16条地震动记录,采用黏弹性人工边界结合等效节点荷载实现SV波斜入射波动输入。采用增量动力分析方法对地震动峰值加速度进行调幅,以印度Koyna混凝土重力坝为研究对象,以坝顶相对位移为抗震性能指标,建立SV波斜入射下重力坝不同震损等级的易损性曲线。结果表明,与垂直入射相比,相同震损等级和相同地震动强度下,斜入射时重力坝破坏概率减小;当PGA接近重力坝实际遭受的地震动强度时,入射角为15°和30°时破坏概率与垂直入射相比最大减小率分别为27.3%和68.2%;各地震强度下,15°和30°斜入射相对于垂直入射的破坏概率差异值最大分别达36.6%、83.9%。因此,混凝土重力坝抗震性能分析应考虑地震波斜入射的影响。研究结果也可为近断层区域混凝土重力坝安全风险评估提供参考。     

Finite Difference Simulations of Seismic Wave Propagation for the 2007 Mw 6.6 Niigata-ken Chuetsu-Oki Earthquake: Validity of Models and Reliable Input Ground Motion in the Near-Field

Finite difference simulations of seismic wave propagation are performed in the Niigata area, Japan, for the 2007 Mw 6.6 Niigata-ken Chuetsu-Oki earthquake at low frequencies. We test three 3D structural models built independently in various studies. First aftershock simulations are carried out. The model based on 3D tomography yields correct body waves in the near field, but later phases are imperfectly reproduced due to the lack of shallow sediment layers; other models based on various 1D/2D profiles and geological interpretation provide good site responses but generate seismic phases that may be shifted from those actually observed. Next, for the mainshock simulations, we adopt two different finite source models that differ in the near-field ground motion, especially above the fault plane (but under the sea) and then along the coastline. Each model is found to be calibrated differently for the given stations. For engineering purposes, the variations observed in simulated ground motion are significant, but for seismological purposes, additional parameter calibrations would be possible for such a complex 3D case.     

Directional dependence of site effects observed near a basin edge at Aegion,Greece

We study site effects using 520 weak motion earthquake records from a vertical array in Aegion, Greece. The array is inside a basin, has four stations in soil, and one in bedrock (178 m depth). The site is marked by high seismicity and complex surface geology. We first use the records to establish the downhole accelerometer orientations and their evolution with time. Then we estimate site effects using empirical spectral ratios with and without a reference site (standard and horizontal-to-vertical spectral ratio). We find significant site amplification which cannot be accounted for by 1D model predictions, along with a significant difference in the amplification level between the two horizontal components. These are indications of 2D effects, namely surface waves generated at the basin edge. The difference in amplification between the horizontal components is maximised when these are rotated with respect to the orientation of the basin edge. The strongest amplification takes place in the direction parallel to the basin edge (SH, or out-of-plane motion), and is up to 2 times higher than in the perpendicular direction (SV, or in-plane motion). This directional effect on the amplification is corroborated by numerical 2D modelling using incident SH and SV waves, with the former possibly generating strong Love waves. In the records, the directionality is clear for windows containing the largest amplitudes of the records (S waves and strong surface waves), while it tends to vanish for coda-wave windows. This directionality is also observed when using response spectral ratios rather than Fourier ratios. We compute soil-to-rock amplification factors for peak ground acceleration (PGA) and find it is significantly higher than what is predicted by current design codes. We attribute this difference to the basin edge amplification, linear soil behaviour, and to the inability of simple scalar values like PGA to describe complex amplification effects. Finally, we analyse the earthquake records at a surface station near the slope crest and do not observe significant topographic amplification.     

Three-dimensional simulations of strong ground motion in the Shidian basin based upon the spectral-element method

The strong motion of a small long and narrow basin caused by a moderate scenario earthquake is simulated by using the spectral-element method and the parallel computing technique.A total of five different geometrical profiles within the basin are used to analyze the generation and propagation of surface waves and their relation to the basin structures in both the time and frequency domain.The amplification effects are analyzed by the distribution of peak ground velocity(PGV)and cumulative kinetic energy(Ek) in the basin.The results show that in the 3D basin,the excitation of the fundamental and higher surface wave modes are similar to that of the 2D model.Small bowls in the basin have great influence on the amplification and distribution of strong ground motion,due to their lateral resonances when the wavelengths of the lateral surface waves are comparable to the size of the bowls.Obvious basin edge effects can be seen at the basin edge closer to the source for constructive interference between direct body waves and the basin-induced surface waves.The Ek distribution maps show very large values in small bowls and some corners in the basin due to the interference of waves propagating in different directions.A high impedance contrast model can excite more surface wave modes,resulting in longer shaking durations as well as more complex seismograms and PGV and Ek distributions.     

2014年8月3日云南鲁甸地震强地面运动初步模拟及烈度预测

2014年8月3日云南省昭通市鲁甸县发生了M_s6.5级地震.在已知的三维介质模型、地形数据基础上,利用震源运动学初步反演模型（张勇等,2014）,作者采用曲线坐标网格三维曲线有限差分方法模拟了鲁甸地震波场传播过程,并计算了模拟区域地震烈度分布.结果表明：地震最大烈度为Ⅶ度,破坏主要集中在鲁甸县以及巧家县、会泽县靠近鲁甸县的边界.另外,模拟结果还显示地震动在山峰、山脊处具有较大的幅度.计算表明断层东北侧的低速沉积盆地的波动放大效应加强了该地区的地震灾害.     

三维复杂山谷地形SV波垂直输入地震反应分析

本文基于显式有限元法研究了地震波垂直入射时三维复杂山谷地形对地震地面运动的影响,在数值分析中应用了三维化二维的解法和黏弹性人工边界的处理方法,实现了地震波垂直输入下三维复杂场地地震动数值模拟,并验证了该方法的合理性.以四川桃坪地区一山谷地形作为研究对象,基于地表高程数据分别建立了二维和三维场地模型,对比研究表明:在复杂地形情况下考虑二、三维模型时具有明显差异,三维模型能更真实地反映地形变化对地震动的影响,复杂地形条件下有必要考虑三维实际场地模型.本文对边界自由场的处理方法也可用于处理三维复杂场地地震动斜入射问题,为三维复杂地形场地地震效应研究提供参考.