地应力与岩体模量关系的理论及试验研究

岩体模量（弹性模量及变形模量）是工程岩体力学特性的基础参数之一,研究地应力状态与岩体模量之间的关系具有重要意义.基于静弹性热力学模型原理,结合弹性理论,推导了水平主应力与岩体性质参数的定量关系,并对地应力与岩体模量的关系进行了探讨.在此基础上,以赣龙铁路梅花山隧道为依托,开展了围岩应力及岩体模量参数的现场测试工作,并将实测成果与理论分析进行对比.结果表明：当埋深影响较小时,花岗岩中的水平主应力与岩体模量呈线性正相关关系;当埋深相差较大时,深度对地应力及岩体模量的影响均不可忽略,水平主应力与岩体模量一般呈非线性关系,需要进一步研究;对花岗岩中的岩体弹性模量和变形模量与水平主应力之间的相关性进行对比发现,岩体变形模量与水平主应力的相关性更好.研究成果可为工程岩体力学参数取值及评价提供借鉴.     

工程岩爆灾害判别的RBF-AR耦合模型

岩爆是深部高地应力区地下岩体工程中的主要工程地质灾害之一,其发生及烈度预测是一个复杂的不确定系统问题。为了有效预测和判别深部工程岩爆灾害,在总体考虑岩爆各影响因素的基础上,选取地下工程中岩体完整性指数、岩石单轴抗压强度、岩石单轴抗拉强度、围岩最大切向应力、围岩抗压强度与其抗拉强度的比值、围岩切向应力与围岩抗压强度比值、弹性能量指数、岩爆倾向性指数作为岩爆预测的评判指标,提出了一种基于非线性参数优化的RBF-AR岩爆预测模型。在终南山隧道竖井岩爆判别中,利用RBF-AR法进行计算,计算结果与实际情况完全一致,表明该模型在岩爆预测中的可行性和有效性。     

裂隙岩体渗流与应力耦合的试验研究

通过对较大尺寸的裂隙岩体试块进行不同侧压力和加载条件下的渗流试验结果研究，分析了裂隙岩体渗流与应力的耦合机理，得出了不同应力条件下裂隙岩体渗流量与应力成四次方的关系。并且得出并非压应力都引起裂隙岩体的渗流量减小，当裂隙岩体受平行于裂隙面方向的单向压应力时，渗流量随着压应力的增加而增加。     

The engineering geology of the Cruachan underground power station

The Cruachan Underground Power Station was constructed at a depth of about 300 m between 1961 and 1965 within the granitic rocks of the Etive granite ring complex in the southwest Highlands of Scotland. The rock mass is a solid intrinsically strong material with a moderately high residual stress, the ratio between the horizontal and vertical stresses being approximately 1.2/1. The discontinuity system consists of a cuboidal arrangement of fractures. The major joint set parallels a fault which crosses the construction site and such joints are coated by weak, chloritic minerals. The influence of the joints and the natural stress distribution on the stability of the rock mass, and the techniques of stabilisation are described and illustrated.     

淮南矿区地应力场特征

利用空心包体地应力测量方法对淮南矿区的地应力进行了实测,获得了矿区的地应力场分布特征。研究表明,所有测点的两个主应力近水平,一个主应力近垂直。垂直主应力与上覆岩体的重力具有良好的相关性;水平主应力随深度的增加而增加,不同区域增加的梯度不同;最大水平主应力与最小水平主应力的比值与测点深度没有明显的关系,50%以上测点的水平主应力差异显著;最大水平主应力作用方位为北东向,局部受构造等影响,水平主应力发生变化。总体上,淮南矿区受北东向的挤压应力作用。根据3个主应力量值的关系,确定淮南矿区地应力场类型属大地动力场型和准静水应力场型。地应力场的以上特征对淮南矿区煤与瓦斯突出的发生具有重要作用,提出了在进行瓦斯抽放钻孔参数设计时应考虑地应力场特征的建议。      

Influence of an Inclined Rock Stratum on In-Situ Stress State in an Open-Pit Mine

In-situ stress plays a major role with respect to deformation and stability around underground or surficial excavations located at significant depth. Many sedimentary rock masses are more or less horizontally bedded. However, a possibility exists to have one or few inclined rock strata such as dikes in these horizontally bedded formations. It is important to know how the in situ stress changes from a purely horizontally bedded situation to a horizontally bedded rock mass that contains one or few inclined rock strata. This paper presents such an investigation using the largest open-pit metal mine in China—as a case study. This mine has a bedded rock mass with one steeply inclined rock stratum. For the bedded rock mass, the vertical stress was calculated based on the overburden above each lithology. The available in situ stress measurements conducted at the mine were used to estimate the ratios of horizontal to vertical stress. Numerical modeling was performed for the two scenarios: (a) the horizontally bedded system subjected to both the in situ and boundary stresses and (b) the mine lithological system that includes an inclined stiffer (denser) stratum intruding softer horizontally bedded system subjected to only boundary stresses to investigate the influence of an inclined rock stratum on the computed stress field. Thirty points were selected to compute the stresses on six planes of the inclined rock stratum. Due to the discontinuous nature of the geologic system at the interface between the stiffer inclined stratum and softer horizontally bedded system, one principal stress has become normal to the interface plane and the other two have become parallel to the interface plane with all three being perpendicular to each other. Presence of the stiffer inclined rock stratum has given rise to (a) increase in normal stresses up to about 120 % in the inclined rock stratum and (b) new shear stresses approximately in the range ?10.0 to 15.0 MPa. This means, because most of the rock masses are not purely horizontally bedded, estimation of in situ stress through measurements as well as application of in situ stress in numerical modeling associated with underground or surficial excavations located at significant depth is a difficult exercise. A better way to estimate the in situ stresses for complex geologic systems may be through application of appropriate boundary stresses to the geologic system in a numerical model.     

Stability assessment of jointed rock slope with different crack infillings under various thermomechanical loadings

Thermoelastic deformation of rock significantly affects the stability of rock slope because thermoelastic strains may cause fracture propagation under favorable condition of failure. Rock slope stability depends on the balance between shear stress and shear resistance along the plane of weakness. Due to warming of rock slopes by heat transfer phenomena, viz. conduction and convection, considerable change in induced stresses (normal and shear) and resistance takes place which further causes instability in rock slope. In this paper, a two-dimensional finite element model has been used to simulate the stability of jointed rock slope containing crack in its upper surface. Four different cases have been simulated on the basis of infilling material (air, water, ice, water and ice) in the crack. Stability of rock slope is examined in terms of shear displacement and factor of safety for different thermal conditions of slope surface. A comparative study has been done for the four cases of infilling material in the crack. The various affecting parameters, viz. shear displacement, factor of safety, shear strength along the joint, and different surface temperature conditions, are illustrated by means of graphs. It has been found that the values of horizontal and vertical displacements are in the range of millimeters. The maximum values of horizontal and vertical displacements are 2.17 mm. Moreover, the maximum values of vertical compressive and tensile stresses are 15.4 MPa and 4.45 MPa respectively for the said four cases. According to the infilling material in the crack, the stability of the rock slope for the given geometry of slope is found in the following order: crack filled with ice < crack filled with ice and water < crack filled with water < empty crack. Validations of numerical results have been done from previous studies, and it has been found that the trends of normal stress, shear strength, and shear displacement along the joint are well matched.     

二郎山公路隧道轴线地应力测试研究

介绍了二郎山公路隧道轴线上3个钻孔的地应力测试结果,应用水压致裂法在钻孔中测试,所测的两个不同大小的水平主应力都大于垂直主应力（除了地表以下很浅处外）,这个地应力与区域大地构造方向一致,在此基础上评价了隧道碉室围岩的稳定性。     

Closure of Fracture Due to Cover Stress Re-establishment After Coal Mining

In situ measurements of deformations, stresses, and closure of fractures, affecting water inflow following coal mining, are challenging due to the inaccessibility of fractured rock. In this paper, the authors studied the closure process of the fractured rock mass with the cover stress re-establishment based on a theoretical analysis and a scale model testing. A quantitative analysis is used to study the fracture distribution in the fractured zone. A function to describe a fracture aperture distribution in the fractured zone is proposed, which takes into account the curvature and thickness of the fractured rock. The theoretical analysis and a scale model testing both indicate that the cover stress re-establishment with mining distance increasing and the relationship between the fracture closure and cover stress re-establishment both satisfy a logarithmic function. The scale model test also shows the following features: (1) the fracture ratio (which is the fracture area divided by the total area of fracture and intact rock with a unit width in the vertical or horizontal direction) in the lower part of the fractured rock mass is greater than that in the upper part; (2) the initially fast decreased of fracture ratios is then followed by a slower decrease during the cover stress re-establishment process; (3) in the upper part of the rock mass, the vertical directional fractures with small apertures are being closed with cover stress re-establishment, which indicates an increase in the water resistance reducing the seepage from these parts of the fractured zone. This study improves the general understanding of the fracture closure process and cover stress re-establishment in the fractured rock mass after coal mining ceased, and provides a theoretical basis for water resource protection in case of underground coal mining.     

大埋深高地应力关山隧道围岩变形破坏分析

甘肃省关山隧道是一条受高地应力影响的大埋深硬脆性闪长岩铁路隧道,位于青藏高原东北缘,构造活跃,运动速率较大,且方向变化显著的六盘山挤压隆升构造区。在隧道开挖过程中围岩变形破坏现象明显,围岩等级低于前期岩体质量分级,表现出强烈的岩体质量劣化和各向异性。针对该问题,除了采用矿物成分和微结构分析寻找原因,还通过现场结构面统计分析对围岩质量劣化和各向异性进行描述,同时运用自行研发的钻孔电视进一步分析开挖前后一定时间间隔内围岩的渐进式变形和破坏。钻孔电视试验结果表明,尽管闪长岩作为一种硬脆性岩体,单轴抗压强度（UCS）高于现场地应力值,但其变形和破坏却普遍发生,开挖过程中新生裂隙迅速发育,原先在高地应力下闭合的裂隙也会重新张开和发展,围岩劣化,稳定性降低。为了进一步分析围岩的变形破坏过程,设计了变压力大小和方向的单轴抗压试验,试验中闪长岩的单轴压力值低于单轴抗压强度,试验结果与钻孔电视试验观测结果吻合,证明了在开挖引起的地应力剧烈变化条件下硬脆性闪长岩结构劣化,存在变形破坏的可能性。在大埋深高地应力条件下,除了岩体的各向异性,地应力的变化也是硬脆性围岩稳定性的重要考量因素。     

瑞典爱斯泼硬岩实验场地应力研究

爱斯泼 (A..sp o..)硬岩实验场 (HRL)是瑞典拟建的永久储放核废料的场地。实测地应力结果表明, 应力的大小和方位变化较为复杂。通过初步分析认为, 场地附近地应力的变化与断裂构造的发育有关。应用离散元方法, 分别选择平面模型和剖面模型模拟了应力场。模拟结果表明, 地应力的量值和方位在断裂附近均发生明显变化, 且与实测结果较吻合。主应力在断裂附近发生不同程度的偏转, 偏转的幅度与断裂走向和区域应力方向之间的夹角有关。应力的量值在断裂附近也有明显变化。在剖面模型中, 较缓倾角断裂模型的模拟结果最接近实测结果。文中还探讨了断裂带法向刚度和切向刚度的计算方法。     

水平层状岩体边坡动力响应中的结构面效应研究

根据应力波传播原理分析了水平层状岩体边坡中应力波传播特征,建立了应力波在该类边坡中传播的模型.利用离散元软件UDEC分析了不同频率垂向压缩应力波作用下边坡动力响应规律中的结构面效应.结果表明:边坡中的水平层面对坡顶的动力响应有明显影响.低频应力波作用下,水平层状岩体边坡坡顶的垂向峰值速度较均质坡体相同部位的峰值速度的增...     

Rock burst and slabbing failure and its influence on TBM excavation at headrace tunnels in Jinping II hydropower station

Two headrace tunnels and the drainage tunnel were excavated by tunnel boring machines (TBMs) in Jinping II Hydropower Station. During TBM excavation, two types of slabbing failure were encountered in these deep buried marble tunnels. One is rock bursting and the other is non-violent slabbing. In order to study the rock burst and slabbing failure, a unique true triaxial rock burst test was carried out to simulate the rock burst process with different in situ stresses. Four rock samples in different marble layers were obtained in the site, and then four experiments are conducted under the same stressed conditions as the in situ field. The rock burst process and slabbing failure phenomena of the four experiments are in good accordance with the observations of corresponding excavation site. The failure modes of slabbing and rock burst in different rock groups can be predicted based on the experiments. The influence of the slabbing and rock burst failure on TBM excavation is analyzed in depth. Non-violent slabbing is beneficial to the rock breakage process. Rock burst with violent slabbing process greatly affects the tunnel support, cutter and cutterhead damage, gripper movement and force and so on.     

The relationship between regional stress field,fracture orientation and depth of weathering and implications for groundwater prospecting in crystalline rocks

In a uniform granite gneiss study area in central Zimbabwe, lineaments oriented parallel to the maximum regional compressive stress orientation exhibit the thickest regolith development, while lineaments oriented perpendicular to the maximum compressive stress show the shallowest development of weathered regolith. The principal fracture set orientations were mapped using aerial imagery. The regional stress field, estimated from global stress maps, was used to determine the stresses acting on each principal lineament orientation. Multi-electrode resistivity profiling was carried out across fractures with different orientations to determine their subsurface regolith conditions. The results indicate that the 360 and 060° lineaments, which are sub-parallel to the principal compressive stress orientation (σ₁) exhibit maximum development of the regolith, while 130° lineaments perpendicular to σ₁ do not exhibit significant regolith development. Since regolith thickness has been positively correlated with groundwater resources, it is suggested that fractures with orientations sub-parallel to the principal compressive stress direction constitute favourable groundwater targets. Knowledge of the regional stress field and fracture set orientations can be used as an effective low cost tool for locating potentially higher yielding boreholes in crystalline rock terrains.     

广东核电站地应力测量及其应用

基于广东省3个核电站厂址区的水压致裂地应力测量结果,获得了各核电站厂址区现今地应力场分布特征,结果表明,各核电站厂址区以水平应力为主导;大亚湾、阳江核电站水平应力值随深度增加而呈线性增大,台山核电站水平应力随深度线性增加不明显;大亚湾、阳江核电站厂址区最大水平主应力方向为NW-NWW,台山核电站为NNW。根据地应力测量结果、相关理论及判据分析认为,大亚湾核电站拟建隧洞长轴方向较不利于隧洞围岩的稳定,台山和阳江核电站拟建隧洞长轴方向利于围岩的稳定和维护;各核电站拟建隧洞横截面形状以水平长轴、垂向短轴且长、短轴比近似于各隧洞截面上侧压力系数的椭圆形为宜;各隧洞在埋深范围内开挖时均没有发生岩爆的可能性。最后,依据Byerlee滑动摩擦准则,探讨了核电站外围现今活动断层的稳定性。     

潞安矿区井下地应力测量及分布规律研究

在山西潞安矿区的13个煤矿采用小孔径水压致裂地应力测量装置,完成了60个测点的原岩应力测量工作。实测数据表明：潞安矿区55%的测点最大水平主应力大于垂直主应力,由于受埋藏深度与地质构造影响,矿区内各矿地应力值差别较大,但地应力大小总体上属于中等地应力值;潞安矿区最大水平主应力方向从南到北变化较大,构造应力场呈现出多变的形态。在实测数据的基础上,绘制了潞安矿区地应力分布图;分析了地应力随埋藏深度的变化规律、平均水平主应力与垂直主应力的比值与埋藏深度的关系。煤矿井下地应力测量为井田开拓、巷道布置与支护设计等工程实践提供了可靠的基础参数,提高了工程设计的科学性、合理性与可靠性。     

天然地应力作用下不同产状岩体裂隙渗流特性研究

为了研究天然地应力作用下裂隙产状等因素对深部岩体裂隙渗流特性的影响,基于单裂隙面渗透性服从负指数变化规律,建立了三维应力作用下不同产状裂隙的渗透系数计算公式,利用Lagrange乘子法分析裂隙面产状变化对其渗透性的影响,并分析了岩体裂隙有、无充填物对其渗透性的影响及敏感性;然后,以我国大陆地区地应力统计规律为例,分析了地表以下5 000 m范围内在天然地应力作用下裂隙渗透性随深度、产状的变化规律。结果表明：裂隙产状的变化对其渗流特性有明显影响,对于浅层岩体,在大主应力大致呈水平方向分布时,随着裂隙面倾角的增加,裂隙渗透系数逐渐降低;但随着深度的增加,在裂隙深度超过约200 m和裂隙面走向与大或中主应力方向大致一致时,裂隙渗透性反而会随着裂隙面倾角的增加逐渐增加,在裂隙面走向与小主应力方向垂直时增加最为明显;对于深部岩体,裂隙的渗透性很小,裂隙面产状的变化对其渗透性影响很弱;对于有充填物裂隙,岩块与充填物的弹模比和充填物泊松比的变化对裂隙渗透性的影响很小。研究结果可为深入研究我国深部岩体渗透特性变化规律提供借鉴意义。     

地震荷载作用下危岩体边坡动力响应及失稳机理探讨

采用连续介质快速拉格朗日分析方法,模拟了含单一顺坡向结构面的危岩体边坡在地震荷载作用下的动力反应。基于时程分析法,分析了其动力响应规律,并简单探讨了失稳机理。发现了危岩体边坡的加速度和速度存在竖直放大效应和临空面放大效应。受结构面的影响,加速度、速度、位移和剪应力等的不连续现象明显,危岩体边坡的水平位移峰值在结构面以下向上逐渐减小、跨过结构面时突然增大、在结构面以上又向上逐渐减小,而危岩体上的位移放大系数明显比母岩上的大。有助于进一步研究结构面的动力特性和危岩体边坡的动力失稳机理。     

稀疏非正交填充裂隙岩体水流—传热—应力模型与离散元模拟

为研究填充裂隙水流速度对岩体温度和应力的影响，选取甘肃北山地区的花岗岩，制作了稀疏非正交裂隙岩体模 型，采用河砂填充裂隙后进行模型试验；并对模型试验进行离散元数值模拟，分析了模型试验所测岩体温度和热应力与数 值模拟结果的差异和原因。结果显示：填砂裂隙强化了裂隙介质的热导能力，无填充时岩体温度和热应力比填砂时低；模 型试验和离散元模拟均表明，岩体温度和岩体应力随裂隙水流速度增大而减小，但是系统达到稳态所需要的时间变短；模 型试验中斜裂隙水流对温度场起主要作用；由于现有3DEC软件不能考虑水的热物性参数随温度的变化，进而产生自然对 流换热，斜裂隙水流和靠近热源侧的竖裂隙水流对温度场起主要作用。     

地下洞室分步开挖围岩应力变化特征及岩爆预测

摘 要：为分析大型地下洞室分步开挖各开挖层之间的应力相互影响情况及利用先开挖层的岩爆发生情况来预测后开挖层的岩爆情况,采用数值计算和现场监控测量的方法进行了一系列计算分析。结果表明：当初始应力场中水平应力和竖向应力相当时,随着不断地开挖进尺,拱顶、底角和底板的应力先期增加明显,后期增幅变小,逐渐稳定。先开挖层若发生岩爆,后开挖层底角和底板也会出现岩爆,洞室先期开挖岩爆的风险较大,后期较小。当初始应力场中水平应力占主导地位时,随着不断地开挖进尺,拱顶、底角和底板的应力先期增幅不大,后期变化较快,侧压力系数越大,先开挖层若发生岩爆,后开挖层在后期开挖时出现岩爆的风险也越大。最后通过洞室的实际开挖情况验证了分析结果的正确性,利用各层之间的相互影响特征来预测后开挖层的变形破坏情况为地下洞室稳定性分析提供了一种新的思路。