Identifying population vulnerable to hydrological hazards in San Juan, Puerto Rico

The hazards of place framework developed by Cutter (1996) has been applied to several areas across the United States. This article tests the applicability of that model for analysis of hydrological disasters in the municipio of San Juan, Puerto Rico. San Juan is chosen because it combines many socioeconomic attributes of a developing area while offering data availability befitting its status as a US commonwealth. The interoperability of principal components and arithmetically based methods for producing a social vulnerability layer are examined. For both methods, a basket of commonly cited demographic variables representing social and economic vulnerability is extracted from Census 2000 sample (SF-3) data at the census block-group level of analysis. These results provide insight on the strengths and weaknesses of the methods both methodologically and regarding policy implementation. A look at the neighborhood of La Perla suggests complex local positive and negative effects of local processes on vulnerability not captured by demographic analysis. These effects relate to possible census undercounts in peripheral areas and uncaptured coping ability provided by social networks.     

Flood risks in a dynamic urban agglomeration: a conceptual and methodological assessment framework

The analysis of risk and its causes is a crucial prerequisite for the development of risk prevention and mitigation measures in the scope of disaster risk management. This paper investigates on the problem of annually occurring floods in Santiago de Chile applying a framework for risk assessment, especially developed for the usage in a large urban area. A case-specific set of variables and indicators was compiled to show the relevant components and their interrelations influencing the flood risk and to provide a tool for monitoring and evaluating their changes over time. Methods for gathering information about the three components of risk, that is, hazard, elements at risk, and vulnerability, comprise the interpretation of very high resolution satellite data, the analysis of GIS, and census data as well as household surveys and expert interviews. The work shows how the assessment framework can be applied in practice to derive a geodata-based flood risk map at the scale of the administrative unit of a building block that can be used as a local decision-making tool.     

Constructing a social vulnerability index to earthquake hazards using a hybrid factor analysis and analytic network process (F’ANP) model

Iran is a seismic prone country and has been host to a long series of devastating earthquakes which have resulted in heavy casualties and damages. In order to assess social vulnerability (SV) to earthquake hazards, this paper presents the development of a hybrid factor analysis and analytic network process model for aggregating vulnerability indicators into a composite index of SV to earthquake hazards. The proposed model is then applied in Iran as a case study. The proposed model uses factor analysis (FA) to extract the underlying dimensions of SV. The identified dimensions of SV and their primary variables are then entered into a network model in Analytic Network Process (ANP). The ANP is used to calculate the relative importance of different SV variables, taking into consideration the results obtained from FA and the possible interdependence between variables of the individual dimensions of SV. These weights are then used to compute the factor scores for the individual dimensions of SV and also the composite social vulnerability index (SOVI). The application of the proposed model to a real world case study and its validation show that it is a robust approach for constructing a composite SOVI. Its application to counties in Iran indicates that there exist severe regional differences in terms of SV to earthquake hazards. The pronounced regional variations in SV warrant special attention by both local authorities and the national government to reconsider current natural disaster management strategies.     

Identifying urban–rural differences in social vulnerability to natural hazards: a case study of China

Identifying and analyzing the urban–rural differences of social vulnerability to natural hazards is imperative to ensure that urbanization develops in a way that lessens the impacts of disasters and generate building resilient livelihoods in China. Using data from the 2000 and 2010 population censuses, this study conducted an assessment of the social vulnerability index (SVI) by applying the projection pursuit cluster model. The temporal and spatial changes of social vulnerability in urban and rural areas were then examined during China’s rapid urbanization period. An index of urban–rural differences in social vulnerability (SVI_D) was derived, and the global and local Moran’s I of the SVI_D were calculated to assess the spatial variation and association between the urban and rural SVI. In order to fully determine the impacts of urbanization in relation to social vulnerability, a spatial autoregressive model and Bivariate Moran’s I between urbanization and SVI were both calculated. The urban and rural SVI both displayed a steadily decreasing trend from 2000 to 2010, although the urban SVI was always larger than the rural SVI in the same year. In 17.5% of the prefectures, the rural SVI was larger than the urban SVI in 2000, but was smaller than the urban SVI in 2010. About 12.6% of the urban areas in the prefectures became less vulnerable than rural areas over the study period, while in more than 51.73% of the prefectures the urban–rural SVI gap decreased over the same period. The SVI_D values in all prefectures had a significantly positive spatial autocorrelation and spatial clusters were apparent. Over time, social vulnerability to natural hazards at the prefecture-level displayed a gathering–scattering pattern across China. Though a regional variation of social vulnerability developed during China’s rapid urbanization, the overall trend was for a steady reduction in social vulnerability in both urban and rural areas.

     

Capturing the multifaceted phenomena of socioeconomic vulnerability

Vulnerability and disaster risk assessment has been evaluated from different perspectives with focus on global or national scale. There is a lack of methodologies on city scale, which are able to capture inner-city disparities with regard to socioeconomic aspects. Therefore, the main objective was to develop a transparent and comprehensive indicator-based approach which is flexible in terms of data availability and is not tied to a specific case study side. This research proposes two flexible methodological approaches on how to perform socioeconomic vulnerability assessment. Susceptibility, Coping and Adaptation are the main elements of a modular hierarchical structure to capture the societal sphere of vulnerability. The first method is completely based on official census data at block scale. The second method is an expansion and includes data derived from a field survey to add components of risk perception. The proposed methodologies were developed and applied in the city of Genoa (Italy). The results are displayed spatially explicit on maps. Furthermore statistical analysis, to reveal the driving forces which influence vulnerability, was performed. The census-based approach revealed that vulnerability is forced along the river by the inherent susceptibility, as well as the lack of adaptation. The two approaches can be used effectively in gaining different insights. The flexibility of the framework proved to be suitable to the objective of the research. However, the values computed in this research do not claim completeness, and the aim was to provide useful information for stakeholders in decision making process to reduce vulnerability and risk.     

A 3-tier tsunami vulnerability assessment technique for the north-west coast of Peninsular Malaysia

The 2004 tsunami that struck the Sumatra coast gave a warning sign to Malaysia that it is no longer regarded as safe from a future tsunami attack. Since the event, the Malaysian Government has formulated its plan of action by developing an integrated tsunami vulnerability assessment technique to determine the vulnerability levels of each sector along the 520-km-long coastline of the north-west coast of Peninsular Malaysia. The scope of assessment is focused on the vulnerability of the physical characteristics of the coastal area, and the vulnerability of the built environment in the area that includes building structures and infrastructures. The assessment was conducted in three distinct stages which stretched across from a macro-scale assessment to several local-scale and finally a micro-scale assessment. On a macro-scale assessment, Tsunami Impact Classification Maps were constructed based on the results of the tsunami propagation modelling of the various tsunami source scenarios. At this stage, highly impacted areas were selected for an assessment of the local hazards in the form of local flood maps based on the inundation modelling output. Tsunami heights and flood depths obtained from these maps were then used to produce the Tsunami Physical Vulnerability Index (PVI) maps. These maps recognize sectors within the selected areas that are highly vulnerable to a maximum tsunami run-up and flood event. The final stage is the development of the Structural Vulnerability Index (SVI) maps, which may qualitatively and quantitatively capture the physical and economic resources that are in the tsunami inundation zone during the worst-case scenario event. The results of the assessment in the form of GIS-based Tsunami-prone Vulnerability Index (PVI and SVI) maps are able to differentiate between the various levels of vulnerability, based on the tsunami height and inundation, the various levels of impact severity towards existing building structures, property and land use, and also indicate the resources and human settlements within the study area. Most importantly, the maps could help planners to establish a zoning scheme for potential coastline development based on its sensitivity to tsunami. As a result, some recommendations on evacuation routes and tsunami shelters in the potentially affected areas were also proposed to the Government as a tool for relief agencies to plan for safe evacuation.     

An object-based image analysis for building seismic vulnerability assessment using high-resolution remote sensing imagery

Building seismic vulnerability assessment plays an important role in formulating pre-disaster mitigation strategies for developing countries. The occurrence of high-resolution satellite sensors has greatly motivated it by providing a promising approach to obtain building information. However, this also brings a big challenge to the accurate building extraction and its coherent integration with the assessment model. The main objective of this paper is to investigate how to extract building attributes from high-resolution remote sensing imagery using the object-based image analysis (OBIA) method, so as to accurately and conveniently assess building seismic vulnerability by the combination of in situ field data. A general framework for the assessment of building seismic vulnerability is presented, including (1) the extraction of building information using OBIA, (2) building height estimation, and (3) the support vector machine (SVM)-based building seismic vulnerability assessment. Particularly, an integrated solution is proposed that merges the strengths of multiple spatial contextual relationships and some typical image object measures, under the unified framework to improve building information extraction at different scale levels as well as for different interest objects. With the aid of 35 building samples from two powerful earthquakes in China, the cloud-free WorldView-2 images and some building structure parameters from field survey were used to quantity the grades of building seismic vulnerability in Wuhan Optics Valley, China. The results show that all 48 buildings among the study area have been well detected with an overall accuracy of 80.67 % and the mean error of heights estimated from building shadow is less than 2 m. This indicates that the integrated analysis strategy based on OBIA is suitable for extracting the building information from high-resolution remote sensing imagery. Additionally, the assessment results using SVM show that the building seismic vulnerability is statistically significantly related to structure types and building heights. Both the proposed OBIA method and its integration strategy with SVM are easily implemented and provide readily interpretable assessment results for building seismic vulnerability. This reveals that the proposed method has a great potential to assist urban planners for making local disaster mitigation planning through the prioritization of intervention measures, such as the reinforcement of walls and the dismantlement of endangered houses.     

Integrated methodology for flood risk assessment and application in urban communities of Pakistan

Flood disasters and its consequent damages are on the rise globally. Pakistan has been experiencing an increase in flood frequency and severity along with resultant damages in the past. In addition to the regular practices of loss and damage estimation, current focus is on risk assessment of hazard-prone communities. Risk measurement is complex as scholars engaged in disaster science and management use different quantitative models with diverse interpretations. This study tries to provide clarity in conceptualizing disaster risk and proposes a risk assessment methodology with constituent components such as hazard, vulnerability (exposure and sensitivity) and coping/adaptive capacity. Three communities from different urban centers in Pakistan have been selected based on high flood frequency and intensity. A primary survey was conducted in selected urban communities to capture data on a number of variables relating to flood hazard, vulnerability and capacity to compute flood risk index. Households were categorized into different risk levels, such as can manage risk, can survive and cope, and cannot cope. It was found that risk levels varied significantly across the households of the three communities. Metropolitan city was found to be highly vulnerable as compared to smaller cities due to weak capacity. Households living in medium town had devised coping mechanisms to manage risk. The proposed methodology is tested and found operational for risk assessment of flood-prone areas and communities irrespective of locations and countries.     

Integration of earth observation and census data for mapping a multi-temporal flood vulnerability index: a case study on Northeast Italy

Climate sciences foresee a future where extreme weather events could happen with increased frequency and strength, which would in turn increase risks of floods (i.e. the main source of losses in the world). The Mediterranean basin is considered a hot spot in terms of climate vulnerability and risk. The expected impacts of those events are exacerbated by land-use change and, in particular, by urban growth which increases soil sealing and, hence, water runoff. The ultimate consequence would be an increase of fatalities and injuries, but also of economic losses in urban areas, commercial and productive sites, infrastructures and agriculture. Flood damages have different magnitudes depending on the economic value of the exposed assets and on level of physical contact with the hazard. This work aims at proposing a methodology, easily customizable by experts’ elicitation, able to quantify and map the social component of vulnerability through the integration of earth observation (EO) and census data with the aim of allowing for a multi-temporal spatial assessment. Firstly, data on employment, properties and education are used for assessing the adaptive capacity of the society to increase resilience to adverse events, whereas, secondly, coping capacity, i.e. the capacities to deal with events during their manifestation, is mapped by aggregating demographic and socio-economic data, urban growth analysis and memory on past events. Thirdly, the physical dimension of exposed assets (susceptibility) is assessed by combining building properties acquired by census data and land-surface characteristics derived from EO data. Finally, the three components (i.e. adaptive and coping capacity and susceptibility) are aggregated for calculating the dynamic flood vulnerability index (FVI). The approach has been applied to Northeast Italy, a region frequently hit by floods, which has experienced a significant urban and economic development in the past decades, thus making the dynamic study of FVI particularly relevant. The analysis has been carried out from 1991 to 2016 at a 5-year steps, showing how the integration of different data sources allows to produce a dynamic assessment of vulnerability, which can be very relevant for planning in support of climate change adaptation and disaster risk reduction.

     

Prioritization of disaster risk in a community using GIS

Prioritization of disaster risk was carried out for a community in Toronto, Canada. Geographic information systems (GIS) were used for spatial analysis, including spatial overlays and clipping for extracting spatial and attribute information related to people’s vulnerability, critical infrastructure and landuse. In order to determine disaster risk, the overall community vulnerability was evaluated by combining social, economic, physical and environmental vulnerabilities. This paper uses the propane explosion incident as the case in point to demonstrate the methodology and procedure used to evaluate risk using GIS techniques. City of Toronto spatial data have been integrated with the study area to gather landuse information, identify risk zones based on the propane storage facility location and evaluate risks. Statistics Canada 2006 census data have been used for area demographics and people’s social and economic status. Vulnerability indicators were determined based on the GIS-derived spatial and attribute data for the hazard and evacuation zones followed by a quantitative spatial risk estimation and ranking. The methodology of this study, based on the risk evaluation and prioritization conducted, can be applied to future decision making in effective landuse planning and the development of risk management strategies.     

Applied social area analysis: Defining and evaluating areas for urban neighbourhood councils

Urban neighbourhood councils, neither statutorily established nor widely initiated in England, are seen to possess a number of advantages over existing forms of representative participation in relation to the equitable distribution of resources. In Portsmouth a community area perception survey and principal components analysis of census data were undertaken to produce synthesised ‘best fit’ social sub-areas upon which to base neighbourhood councils. These areas were then analysed in terms of their relevance and appropriateness, terms specifically defined, along four scale dimensions. An original contention that for maximum effectiveness neighbourhood councils should be established to cover all urban residential areas was confounded by the manifest irrelevance of the neighbourhood council concept in certain socio-spatial contexts.     

An assessment of multidimensional flood vulnerability at the provincial scale in China based on the DEA method

China suffers frequent and severe floods. A lot of studies have been done in the field of flood disaster, including flood vulnerability assessment. This paper develops assessment models of multidimensional flood vulnerability based on the data envelopment analysis method and identifies multidimensional flood vulnerability??population, death, agriculture and economy??at the provincial scale in China using flood damage data and socioeconomic statistical data from 2001 to 2010. Based on the characteristics of multidimensional flood vulnerability of each province, some suggestions for flood prevention and mitigation are suggested. The assessment models of multidimensional flood vulnerability are simple and can be used for vulnerability analysis of natural disaster at regional or national levels. The assessment of multidimensional flood vulnerability can provide multifaceted information that contributes to a deeper understanding of the flood vulnerability and provides a scientific base for the policy making and implementation of flood prevention and mitigation designs.     

Incorporating ecological vulnerability assessment into rehabilitation planning for a post-mining area

A practical issue is present in sustaining and rehabilitating the ecologically vulnerable post-mining area in which the environmental condition varies spatially and therefore influenced by multiple factors. This paper attempts to integrate the ecological vulnerability assessment and rehabilitation treatment to assist land managers in revealing vulnerable features along with developing treatments of vulnerability mitigation. Using a post-mining site in a mountainous area in western China as study area, an indicator system and framework for assessing and reducing vulnerability were developed based on a vulnerability analysis. Geo-informatics, such as satellite image processing and spatial analysis, were employed to perform the assessment and planning. It was found that higher exposure and sensitivity are the main causes of increased vulnerability in a seriously disturbed post-mining area. Rehabilitation treatments were arranged spatially and structurally based on the framework of vulnerability mitigation. A pre-evaluation of the effectiveness shows this type of rehabilitation has a convergence effect that clusters and lowers the ecological vulnerability index (EVI). The average value of EVI will be reduced by 15.02% if the minimum standards of rehabilitation can be completed. Altogether, an integration of rehabilitation treatments and the quantification of vulnerability in a spatially explicit manner are critical for planners to gain more insight into ecological vulnerability in post-mining area, which provides guidance to simplify rehabilitation planning with respect to vulnerability mitigation.     

地下水污染风险源识别与分级方法

由于目前缺乏一套完整成熟的地下水污染风险源准确识别与分级方法, 在综合解析污染源结构、污染物输移过程评价的基础上, 构建了涵盖地下水易污性和地下水污染源两部分多因素耦合的风险源识别模型, 其中从污染源特性和污染物性质两方面建立了污染源危害性评价参数体系.以地下水易污性指数和污染源潜在危害性评价指数作为风险源分级指标, 采用乘积模型进行了风险源的评价与分级.选择某水源地对所建方法进行实例分析, 确定了地下水污染的高风险源区.结果表明, 污染源和地下水易污性共同决定了地下水污染的风险源, 所建方法对地下水污染的预防及污染源的有效监管有重要意义.      

National-scale Assessment of Current and Future Flood Risk in England and Wales

In recent years, through the availability of remotely sensed data and other national datasets, it has become possible to conduct national-scale flood risk assessment in England and Wales. The results of this type of risk analysis can be used to inform policy-making and prioritisation of resources for flood management. It can form the starting point for more detailed strategic and local-scale flood risk assessments. The national-scale risk assessment methodology outlined in this paper makes use of information on the location, standard of protection and condition of flood defences in England and Wales, together with datasets of floodplain extent, topography, occupancy and asset values. The flood risk assessment was applied to all of England and Wales in 2002 at which point the expected annual damage from flooding was estimated to be approximately £1 billion. This figure is comparable with records of recent flood damage. The methodology has subsequently been applied to examine the effects of climate and socio-economic change 50 and 80 years in the future. The analysis predicts increasing flood risk unless current flood management policies, practices and investment levels are changed – up to 20-fold increase in real terms economic risk by the 2080s in the scenario with highest economic growth. The increase is attributable primarily to a combination of climate change (in particular sea level rise and increasing precipitation in parts of the UK) and increasing economic vulnerability.     

Geo-risk management for developing countries—vulnerability to mass wasting in the Jemma River Basin,Ethiopia

A progress report of the M141 IPL project is presented. Conceptual and applied analyses bearing on engineering geological, hydrogeological mapping, and zoning of vulnerability to mass wasting were conducted for nearly a 16,000-km² area of the Jemma River basin, central Ethiopian highlands. Work was aimed at the specific modification of current methodology and its practical field testing, user-oriented information dissemination, and training of Ethiopian staff in geo-hazard assessment. Also, environmental protection studies and water resources management to improve food and sanitary security were provided. An alternative, conceptual energy-process and land unit-oriented and satellite images implementing method was developed to substitute for the inadequacy of information by regular field check and regular inventory of risky phenomena. It is necessary to implement a novel, complex systems paradigm to tackle vulnerability and risks in couplings of nature and human systems. This is discussed together with emphasis on user-oriented communication and building of geo-risk warning and management systems based on bottom-up, contextual approach.     

自然灾害脆弱性曲线研究进展

在全球变化与全球化背景下自然灾害风险逐年增大,灾害评估就成为风险防范的重要基础。灾害评估包括灾情估算与风险评估2个方面,而脆弱性分析是把灾害与风险研究紧密联系起来的重要桥梁。脆弱性曲线作为定量精确评估承灾体脆弱性的方法,近年来在多领域被广泛运用,成为灾情估算、风险定量分析以及风险地图编制的关键环节。从致灾因子角度综述脆弱性曲线的研究进展,重点阐述基于灾情数据、已有曲线、调查和模型的脆弱性曲线构建。研究表明脆弱性曲线构建由单曲线向多曲线库、单一参数向综合参数、单一方法向多领域综合应用发展,具有综合化和精细化的趋势。进一步开展多领域、多方法综合脆弱性曲线研究,对灾损快速评估及风险评价,防灾减灾具有重要意义。     

Risk assessment of land subsidence at Tianjin coastal area in China

Risk assessment and zoning are very important to risk management. In this study, a land subsidence risk assessment index was proposed based on the Disaster Risk Index. The cumulative subsidence volume, the land subsidence velocity, and the groundwater exploitation intensity were collected, analyzed, and put together to create a land subsidence hazard evaluation map in Tianjin coastal area. The population density, Gross Domestic Product per square kilometer, and construction land proportion were adopted as indexes to create the vulnerability map. In addition, the capability of land subsidence prevention and reduction was also assessed. Finally, the land subsidence risk map was created by combing the hazard, vulnerability, and the capability of land subsidence prevention and reduction map. Specifically, the land subsidence risk was classified into five levels, i.e., very high, high, medium, low, and very low. The result of this research could provide a solid basis for the sustainable development as well as disaster prevention policy-making of Tianjin city.     

Modified DRASTIC assessment for intrinsic vulnerability mapping of karst aquifers: a case study

Groundwater in karstic aquifers can be dangerously sensitive to contamination. In this paper, DRASTIC assessment was modified and applied, for the first time, to address the intrinsic vulnerability for karst aquifers. The theoretical weights of two of DRASTIC’s parameters (aquifer media and hydraulic conductivity) were modified through sensitivity analysis. Two tests of sensitivity analyses were carried out: the map removal and the single parameter sensitivity analyses. The modified assessment was applied for the karst aquifers underlying Ramallah District (Palestine) as a case study. The aquifer vulnerability map indicated that the case study area is under low, moderate and high vulnerability of groundwater to contamination. The vulnerability index can assist in the implementation of groundwater management strategies to prevent degradation of groundwater quality. The modified DRASTIC assessment has proven to be effective because it is relatively straightforward, use data that are commonly available or estimated and produces an end product that is easily interpreted.