International standard (ISO) on seismic actions for designing geotechnical works–An overview

The seismic performance of geotechnical works is significantly affected by ground displacement. In particular, soil–structure interaction and effects of liquefaction play major roles and pose difficult problems for engineers. An International Standard, ISO23469, is being developed for addressing these issues in a systematic manner within a consistent framework. The objective of this paper is to give an overview of this International Standard.In this International Standard, the seismic actions are determined through two stages. The first stage determines basic seismic action variables, including the earthquake ground motion at the site, the potential for earthquake-associated phenomena such as liquefaction and induced lateral ground displacement. These basic variables are used, in the second stage, for specifying the seismic actions for designing geotechnical works. In the second stage, the soil–structure interaction plays a major role. Types of analyses are classified based on a combination of static/dynamic analyses and the procedure for soil–structure interaction classified as follows:

– simplified: soil–structure interaction of a global system is modeled as an action on a substructure;

– detailed: soil–structure interaction of a global system is modeled as a coupled system.

Microzonation study in the Paganica-San Gregorio area affected by the April 6, 2009 L��Aquila earthquake (central Italy) and implications for the reconstruction

The earthquake of April 6th, 2009 in the L’Aquila area is one of the largest seismic events of the last years in Italy. The event, that caused significant damage in a large area of the Abruzzo region (cental Italy) and site amplification phenomena which were recorded even at large distances from the epicentre. After the emergency period, a detailed study of the surface effects was necessary for the post-earthquake reconstruction, but in a way it should be carried out rapidly enough to give instructions to urban planners, codes to public administrators and information to engineers. A team of surveyors were trained to collect field information such as geologic and geomorphologic features and geotechnical or geophysical information. The seismic inputs, for the numerical analyses, were provided, and the collected information were analyzed with the aid of dynamic codes to calculate the possible local site effects. The results are presented as acceleration response spectra, amplification coefficients (FA, FV and FH) and microzonation maps, aimed to urban planning and project design. In particular the more dangerous areas, affected by the higher amplification effects, were identified. Finally a comparison between the results obtained by the numerical analyses and the results derived from an experimental field analysis, measuring both earthquake weak motion and ambient noise, were performed. In this paper we present the results for one of the most severely damaged area (up to IX-X MCS), the Paganica–Tempera–Onna-San Gregorio area, located 6 to 10 km east of the April 6th main shock.     

Site response study in Abruzzo (Central Italy): underground array versus surface stations

In this site response study we examined local earthquakes recorded at surface stations of a local seismic network and at a temporary underground seismic array installed in a tunnel underneath the Gran Sasso Massif in Abruzzo (central Italy). This allowed us to compare the seismic site response beneath the mountain and on the surface in similar geological environment (soft rock sites). We applied spectral ratios method on different segments of the seismograms and used different reference spectra in the 1–20 Hz frequency band. We found little or no amplification effects at most of the surface stations whereas site transfer functions evaluated with respect to underground sites show an amplification factor up to 6 in the 1–8 Hz frequency range. Coda spectral ratios estimated at soft rock sites are confirmed as good estimates of shear wave transfer function.     

Evidence for fault-related directionality and localized site effects from strong motion recordings of the 2003 Boumerdes (Algeria) earthquake: Consequences on damage distribution and the Algerian seismic code

The Algiers–Boumerdes region has been struck by a destructive magnitude 6.8 (M_w) earthquake on May 21, 2003. The study presented in this paper is based on main shock strong motions from 13 stations of the Algerian accelerograph network. A maximum 0.58g peak ground acceleration (PGA) has been recorded at 20 km from the epicenter, only about 150 m away from a PGA of 0.34g, with both a central frequency around 5 Hz, explained by a strong very localized site effect, confirmed by receiver function technique results showing peaks at 5 Hz with amplitudes changing by a factor of 2. Soil amplifications are also evidenced at stations located in the quaternary Mitidja basin, explaining the higher PGA values recorded at these stations than at stations located on firm soil at similar distances from the epicenter. A fault-related directionality effect observed on the strong motion records and confirmed by the study of the seismic movement anisotropy, in agreement with the N65 fault plan direction, explains the SW–NE orientation of the main damage zone. In the near field, strong motions present a high-frequency content starting at 3 Hz with a central frequency around 8 Hz, while in the far field their central frequency is around 3 Hz, explaining the high level of damage in the 3- to 4-story buildings in the epicentral zone. The design spectra overestimate the recorded mean response spectra, and its high corner frequency is less than the recorded one, leading to a re-examination of the seismic design code that should definitively integrate site-related coefficient, to account for the up to now neglected site amplification, as well as a re-modeling of the actual design spectra. Finally, both the proposed Algerian attenuation law and the worldwide laws usually used in Algeria underestimate the recorded accelerations of the 6.8 (M_w) Boumerdes earthquake, clearly showing that it is not possible to extrapolate the proposed Algerian law to major earthquakes.     

Estimation of topographical effects at Narni ridge (Central Italy): comparisons between experimental results and numerical modelling

In the present work the seismic site response of Narni ridge (Central Italy) is evaluated by comparing experimental results and numerical simulations. The inhabited village of Narni is located in central Apennines at the top of a steep massive limestone ridge. From March to September 2009 the site was instrumented with 10 weak-motion stations, 3 of which located at the base of the ridge and 7 at the top. The velocimetric network recorded 642 events of M_L up to 5.3 and hypocentral distance up to about 100 km. The great amount of data are related to the April 2009 L’Aquila sequence. The site response was analyzed using both reference (standard spectral ratio, SSR) and non reference spectral techniques (horizontal to vertical spectral ratio, HVSR). Moreover directional analyses were performed in order to evaluate the influence of the ridge orientation with respect to the selected source-site paths. In general the experimental results show amplification factors for frequencies between 4 and 5 Hz for almost all stations installed along the crest. The SSR technique provides amplification factors up to 4.5 in a direction perpendicular to the main elongation of the ridge. The results obtained from the data analyses were used as a target for bidimensional and tridimensional numerical simulations, performed using a hybrid finite-boundary element method and a boundary element method for 2D and 3D modelling, respectively. In general, the results obtained through numerical simulation fit well the experimental data in terms of range of amplified frequencies, but they underestimate by a factor of about 2 the observed amplifications.     

Evaluation of site effects in some localities of ‘Alta Val Tiberina Umbra’ (Italy) by numerical analysis

In the paper the application of a methodology for the evaluation of site effects in an area of Umbria Region (Italy) is shown. In the project 20 localities were analyzed. In this paper the results of some representative localities are presented. The objective of the project was to develop a methodology that may be easily repeated, in order to take into account site effects in urban planning. Therefore a series of geologic, geomorphologic (1:5.000 scale) and geotechnical analyses have been carried out, to identify the areas affected by site effects and to characterize the lithotechnical units. The expected seismic inputs have been calculated and the numerical analyses 1D and 2D have been done. The results, in terms of elastic pseudo-acceleration spectra and amplification coefficients, as a ratio between spectral intensity of output and input, give elements for urban planning, both for urban general choice and for buildings design.     

Seismic vulnerability assessment of a high voltage disconnect switch

This paper deals with the seismic vulnerability of high voltage equipment typically installed in electric substations. In particular, the seismic response of a 380 kV vertical disconnect switch has been investigated based on the results of an experimental campaign carried out at Roma Tre University. According to a series of non-linear analyses, the influence of the most significant parameters on the seismic behavior of this apparatus has been analyzed and the corresponding fragility curves have been evaluated by using the Effective Fragility Analysis method. The results showed a limited vulnerability of the disconnect switch, whose most critical parts are the bottom joint of the ceramic support column and the steel column base.     

爆破地震动效应的数值模拟分析

爆破设计中,场地条件复杂时经验公式的应用受到一定限制。本文采用波动有限元分析方法,研究复杂场地条件下工程爆破时场地的地震动效应,研究爆破地震动特征及衰减规律。根据某重点工程场地岩土参数的原位测试和试验结果,用自行研制的软件包进行场地爆破地震动效应的数值模拟分析,为工程爆破设计及施工前建筑物、仪器设备的加固提供了依据。施工试爆实测结果与本文数值模拟分析给出的结果一致,说明本文方法是可行的,对其它工程也有借鉴作用。     

Frictional Behavior of Steel-PTFE Interfaces for Seismic Isolation

The widespread use of sliding bearings for the seismic isolation of structures requires detailed knowledge of their behavior and improved modeling capability under seismic conditions. The paper summarizes the results of a large experimental investigation on steel–PTFE interfaces, aimed at evaluating the effects of sliding velocity, contact pressure, air temperature and state of lubrication on the mechanical behavior of steel-PTFE sliding bearings. Based on the experimental outcomes, two different mathematical models have been calibrated, which are capable of accounting for the investigated parameters in the evaluation of the sliding friction coefficient. The first model is basically an extension of the model proposed by Constantinou et al. (1990)Journal of Earthquake Engineering, 116(2), 455–472, while the second model is derived from the one proposed by Changet al. (1990)Journal of Engineering Mechanics, 116, 2749–2763. Expressions of the model parameters as a function of bearing pressure and air temperature are presented for lubricated and non-lubricated sliding surfaces. Predicted and experimental results are finally compared.     

Softening effects of RC nonstructural flat walls on ductile concrete buildings

Nonstructural reinforced concrete flat walls architecturally designed as exterior/partition walls in concrete buildings were severely damaged by the 2011 earthquake off the Pacific coast of Tohoku. This damage was observed in the monolithic nonstructural flat walls of relatively old ductile concrete buildings. Although these flat walls might affect the overall seismic performance and behavior of a building, the nonstructural wall effects have not been clarified because of the complex interactions among the structural components. To understand these effects, this paper conducts an experimental and numerical investigation of the nonstructural wall effects, focusing on a typical residential building damaged by the 2011 earthquake. A single‐story, one‐bay moment‐resisting frame model of the building with a nonstructural flat wall was tested to clarify the fundamental behavior. The results reveal that the wall significantly contributed to the seismic performance of the overall frame until it failed in shear, subsequently losing structural effectiveness. Such experimental wall behavior could be simulated by the isoparametric element model. Moreover, the structural effects of the nonstructural flat walls on the global seismic performance and behavior of the investigated building were discussed through earthquake response analyses using ground motions recorded near the building site and pushover analyses. Consequently, the building damage could be simulated in an analytical case considering the nonstructural flat walls, showing larger inter‐story drifts in the lower stories due to softening of the walls. The analytical results also indicated that the softening of the nonstructural flat walls decreased the building ductility, as defined by ultimate inter‐story drifts. Copyright © 2017 John Wiley & Sons, Ltd.     

Response spectrum predictions for potential near-field and far-field earthquakes affecting Hong Kong: rock sites

To realistically assess the seismic risk relating to built infrastructures in Hong Kong and in the neighbouring coastal cities of southern Guangdong province, it is necessary to predict ground shaking induced by different earthquake scenarios with good accuracy. A companion paper has described the modelling of the spatial and temporal distribution of the diffused seismic activities in the region, based on the newly-developed ‘Expanding Circular Disc’ (ECD) method. Representative Magnitude–Distance (M–R) combinations for both near-field and far-field earthquakes (in relation to Hong Kong) have been derived using the ECD method. The present paper describes the modelling of the response spectrum on rock sites associated with the predicted M–R combinations, using the Component Attenuation Model (CAM) that was also developed recently by the authors, based on stochastic simulations of the seismological model. The significant effects of soil resonance on the response spectrum are described in a separate publication.The accuracy of CAM in modelling ground motion properties on rock sites has been tested here by comparisons with (i) strong motions recorded in Taiwan and South China from the 1999 ‘Chi-Chi’ earthquake in Taiwan (M=7.6), (ii) motions recorded in South China from another earthquake occurring in the southern Taiwan Strait in the same year (M=5.1), and (iii) historical seismic intensity data obtained within South China. The overall capability of CAM in modelling both near-field and far-field attenuation has been shown to be unmatched by existing empirical models. Results of the comparison studies confirm the accuracy of CAM, particularly within an epicentral distance of 300–400 km.This study shows that the developed serviceability response spectra (i.e. at short return periods) are controlled mainly by the earthquake recurrence behaviour of major distant seismic sources. In contrast, the ultimate response spectra (i.e. at long return periods) relate to events with magnitudes close to the maximum credible earthquake (MCE) limit, the effect of which may also be represented by the Characteristic Response Spectrum (CRS). Both types of earthquake scenario can be significantly affected by the regional crustal properties. The proposed response spectrum envelopes have been compared with previously developed recommendations, and a critical review has been conducted. The intrinsic advantages of the ECD–CAM modelling approach have been highlighted, emphasising its directness and transparency when compared with the more complex process required to implement traditional Probabilistic Seismic Hazard Assessment (PSHA).     

Local Site Effects in the Town of Benevento (Italy) from Noise Measurements

— The study of ground motion amplification produced by surface geology is extremely interesting in the Benevento area, Southern Italy, as it is characterized by high seismic hazard. The present moderate-to-low seismicity makes the noise method appropriate to estimate the seismic site response in the area. The three components of seismic noise have been recorded in five sites in the Benevento metropolitan area characterized by different surface geology, in order to estimate the seismic site response. In evaluating site amplification effects we used the direct interpretation of amplitude spectra and standard spectral ratio techniques, evaluating sediment-to-bedrock, sediment-to-average and H/V spectral ratios. The temporal evolution of the noise spectra is analysed within one day, in order to assess the stationarity of the noise signal. The noise wavefield properties have been studied through polarization analyses in selected bands of frequency, where spectral peaks are observed to dominate, to better understand the real nature of those peaks. Results give evidence of low amplification levels, missing any correlation between spectral amplitudes and sediment thickness over the basement. We interpret this result as due to the poor impedance contrast between sediments and basement, which is characterized by low values of shear waves velocity. Moreover, sharp amplitude peaks are observed in the raw spectra of the sediment-sites, in the 2–4 Hz frequency band; a numerical simulation interprets this effect as possibly associated with a wide-scale structure, invoking the presence of a sharper impedance contrast at greater depth. At high frequencies the action of ambient noise sources, mainly active on horizontal components of motion, is retained dominant to generate the prominent peaks observed in the H/V spectral ratios; in some cases the presence of a near-surface low-velocity layer can contribute to amplify the seismic motion generated at these frequencies.     

Explosion quakes at Stromboli (Italy)

This paper reports the results of two seismic experiments aimed at determining the wave field of explosion quakes at Stromboli Island (Mediterranean Sea, Southern Italy). The typical Strombolian activity mostly consists of explosive phenomena causing pyroclastic, materials to be emitted together with jets of volcanic gases from one or more craters. Stromboli is an active volcano characterized by persistent seismic activity consisting of explosion quakes that are seismic events associated with the explosive volcanic phenomena. Explosion quakes are short lived seismic events occurring intermittently whose amplitude tends to decrease with distance from the vent. A distinctive feature of explosion quakes is the presence on seismograms of two, often clearly distinct, seismic phases. The first, low-frequency seismic phase (<2 Hz) is in fact usually followed by a high-frequency seismic phase (>3–4 Hz) after one second or more. The first seismic phase of explosion quakes has been shown to be characterized by a nearly radial linear polarization and by an apparent propagation velocity estimated at 600–800 m/s. The second phase is characterized by a more chaotic motion and a lower apparent propagation velocity of 150–450 m/s. The wavefield associated with the first low-frequency seismic phase appears to be generated by a resonating P-wave seismic source accompanying gas explosion and emission of pyroclastic materials. The wavefield associated with the second high-frequency seismic phase of explosion quakes appears to be mainly composed of scattered and converted waves due to the critical topography of the volcano.     

Three-dimensional seismic analysis of submarine slopes

Three-dimensional effects in seismic analysis of submarine slopes are assessed by comparing results of two- and three-dimensional (2D & 3D) analyses, in terms of predicted displacements, shear strains, and excess pore water pressure ratios. Limits of applicability of the 2D, plane strain analysis assumptions are quantitatively assessed. Some regression equations are also presented that express ratios of 3D vs. 2D predictions as a function of slope width/height ratio and earthquake peak acceleration. It is found that the results of 2D and 3D dynamic slope stability analysis are within a tolerance of about 15% for width/height ratios larger than 3–5, and 3D effects induced by lateral boundaries become insignificant for width/height ratios larger than 6–7. The results of the present dynamic, fully coupled, non-linear analyses are also compared with those of static slope stability analyses.     

Environmental determinants of littoral paludification in boreal lakes

Numerical studies of the relationships between littoral processes and environmental variables are important because they provide understanding of the impacts of natural and human factors on lake systems. In this study, littoral paludification, its occurrence, types and main environmental determinants were studied in boreal lakes with varying size (41–560 km²) and total phosphorus content (4.5–35.5 μg L⁻¹) in Finland. The relative importance of catchment characteristics, water quality and water level regulation on paludification was analysed at the lake level (n=20), whereas the importance of site morphology, soil quality and aquatic vegetation was analysed at the site level (n=289). This study utilised two novel statistical methods in numerical analyses: generalised linear mixed models and variation partitioning (VP). Bottom ward overgrowth was the main paludification type in the studied lakes. At the lake level, the magnitude of spring flooding and the altitude of the lake had a negative response to paludification, whereas the existence of water level regulation, cover of clay soil and total phosphorus content correlated positively to paludification. At the site level, the paludification was negatively related to slope angle, and positively to the occurrence of clay soil, Glyceria maxima (reed sweet-grass) and the abundance of eutrophy indicator species. However, a considerable amount of variation in littoral paludification both at lake and site levels was accounted for by the joint effects of predictors and may thus be causally related to two or all three groups of predictors.     

Effects of random variations of soil properties on site amplification of seismic ground motions

This paper investigates the effects of random variations of soil properties on site amplification of seismic waves. First, based on attenuation laws and the filtered Tajimi–Kanai spectrum, seismic motion at the base rock of a soil site is stochastically generated according to an assumed earthquake with a given magnitude and epicentral distance. Motions on the surface of this layered random soil site are calculated by nonlinear wave propagation methods, and by assuming the incoming seismic wave consisting of SH wave or combined P and SV waves. Soil properties, including shear modulus, damping ratio and mass density, as well as ground water level are considered as random in the numerical calculation. The Rosenblueth method is used to solve the random dynamic responses of the soil site. Parametric calculations are performed to investigate the effects of various parameters on site amplification of seismic waves. The mean and maximum ground motions on surface of the site are estimated. Numerical results indicate that the estimated surface motions differ substantially if the random variations of soil properties and soil saturation level are taken into consideration in the analysis.     

Site attenuation and source parameters on the North Anatolian Fault zone, eastern Turkey estimated from the aftershocks of 13 March 1992 Erzincan earthquake

Site attenuation and source characteristics of 45 aftershocks of the 13 March 1992 Erzincan, eastern Turkey earthquake have been determined from SH-wave spectra using a least-squares best-fit method. Although the most of the seismograms were recorded on the ophiolitic rock sites and the average regional attenuation correction of Q(f) = 35 f^0.83 was applied, the high fall-off rates ranging between 3.0 and 4.5 beyond the corner frequencies of 8–13 Hz were observed on the SH spectra. The site attenuation value, , has been calculated from the slope of the high frequency part of the SH spectra. It was found that varied in the range of 0.0124–0.0364 s and the average was 0.0246 s with a standard deviation of 0.0047 s. The high fall-off rates of observed spectra have decreased considerably as a result of site attenuation corrections and converged to an average value of 2.3. We concluded that the high fall-off rates of SH wave spectra are mainly controlled by highly deformed Miocene ophiolitic formations which covers a wide area in the North Anatolian Fault zone in the vicinity of Erzincan region. Using the spectra that were corrected for regional and site attenuation, and assuming a Brune's source model; seismic moment, source radius, and stress-drops of the aftershocks were computed. We found that stress-drops for some of the aftershocks in Erzincan area have slightly decreased after removal of site attenuation over SH wave observed spectra.     

Numerical analysis of permafrost effects on the seismic site response

Some of the damage to the infrastructure observed in past earthquakes occurred in Alaska could be related to the existence of permafrost. However, only limited research has been carried out so far to investigate the effects of permafrost on the seismic site response. Permafrost with relatively high shear wave velocity (1000–1500 m/s) extensively exists in the interior of Alaska and causes anomaly in the shear wave velocity profile that may alter the site response. In current design practices, permafrost has been treated as bedrock and its potential effects on site response are ignored. A systematic investigation was conducted to understand the effects of permafrost on the ground motion characteristics using one-dimensional equivalent linear analysis for the MCE, AASHTO and IBC Design Earthquake level hazards. The average surface displacement, velocity and acceleration response spectra for a typical permafrost site were obtained and the worst case scenario was identified. The results show that the presence of permafrost can significantly alter the ground motion characteristics and it may not be conservative to ignore the effects of permafrost in the seismic design of civil structures.     

Non-stationary random vibrations of a shear beam under high frequency seismic effects

Band-limited, non-stationary random vibrations of a shear beam are studied in order to investigate high frequency seismic effects on building structures. A solution for the evolutionary spectral density of the shear beam response to a time segment of band-limited white noise is given in a closed form. The root mean square (rms) and peak response of the shear beam are studied for two characteristic frequency bands: the conventional 1–4 Hz and higher frequency 4–16 Hz, characteristic for rockburst ground motion. Applying the criterion of equal excitation intensity with constant rms velocity, both responses are analyzed in detail and compared. The “switching off” fundamental mode for high frequency excitations results in characteristic overshoot of the stationary response level by the non-stationary rms response and an amplification of the response in the upper part of the shear beam.     

约束混凝土砌块结构抗震性态研究

性态抗震设计已成为结构抗震设计的发展趋势,本文以约束混凝土砌块结构为对象,在提出约束混凝土砌块墙承载力计算公式的基础上,建立了砌块墙片的恢复力模型。对3座不同层数的典型约束混凝土砌块结构,在代表不同场地类别、不同地震动强度的输入下分别进行了动力非线性时程分析和静力非线性分析。通过计算结果的对比,讨论了2种分析方法中场地类别、地震动强度、静力非线性分析中侧力分布模式等影响,所得结论可以为用静力非线性分析估计砌块结构的抗震性能提供有益的参考依据。