Sustaining trajectories towards Sustainability: Dynamics and diversity in UK communal growing activities

Civil society is a critical arena both for exploring Sustainability itself and for sustaining trajectories towards it through innovation, experimentation and debate. Innovations can be mould breaking and can challenge local institutions. Concurrently, initiatives may be fragile due to the development of new working relationships, reliance on voluntary labour and goodwill, and dependence on grant funding. Here we examine different aspects of what it takes to sustain grassroots trajectories for ‘communal growing’, given the pressures that groups and intermediary organisations practicing and supporting this activity experience, and the consequential need to build qualities like ‘resilience’. Attending carefully to the definition of this otherwise slippery concept, a particular focus is given to how contrasting aspects of temporality and agency lead to divergent constructions of ‘resilience’ and strategies for sustaining growing. We draw on fieldwork that explores the practice and support of communal growing in East Sussex, England, and directly associated activities at a national level.We find important interdependencies between communal growing projects and the intermediary organisations supporting them. Additionally there is huge diversity within and between both projects and the organisations that support them, including with respect to the ends to which growing is seen as a means. These ends link growing initiatives – both antagonistically and synergistically – to food, education and health systems. This diversity can be seen positively as: a source of innovation; facilitating the open and bottom up nature of growing; and, enabling the securing of greater financial support for the endeavour. What is less clear is how this plays into framing and configuring communal growing specifically in relation to achieving a more Sustainable and localised food system. We discuss the conceptual and methodological implications of these empirically derived observations with regards future research on grassroots innovations.     

Desperately seeking niches: Grassroots innovations and niche development in the community currency field

The sustainability transitions literature seeks to explain the conditions under which technological innovations can diffuse and disrupt existing socio-technical systems through the successful scaling up of experimental ‘niches’; but recent research on ‘grassroots innovations’ argues that civil society is a promising but under-researched site of innovation for sustainability, albeit one with very different characteristics to the market-based innovation normally considered in the literature. This paper aims to address that research gap by exploring the relevance of niche development theories in a civil society context. To do this, we examine a growing grassroots innovation – the international field of community currencies – which comprises a range of new socio-technical configurations of systems of exchange which have emerged from civil society over the last 30 years, intended to provide more environmentally and socially sustainable forms of money and finance. We draw on new empirical research from an international study of these initiatives comprising primary and secondary data and documentary sources, elite interviews and participant observation in the field. We describe the global diffusion of community currencies, and then conduct a niche analysis to evaluate the utility of niche theories for explaining the development of the community currency movement. We find that some niche-building processes identified in the existing literature are relevant in a grassroots context: the importance of building networks, managing expectations and the significance of external ‘landscape’ pressures, particularly at the level of national-type. However, our findings suggest that existing theories do not fully capture the complexity of this type of innovation: we find a diverse field addressing a range of societal systems (money, welfare, education, health, consumerism), and showing increasing fragmentation (as opposed to consolidation and standardisation); furthermore, there is little evidence of formalised learning taking place but this has not hampered movement growth. We conclude that grassroots innovations develop and diffuse in quite different ways to conventional innovations, and that niche theories require adaptation to the civil society context.     

Grassroots social innovations and food localisation: An investigation of the Local Food programme in England

This paper seeks to orientate research on local food networks more firmly towards ideas of grassroots and social niche innovations. Drawing on recent conceptual ideas from strategic niche management, this paper provides an exploratory analysis of attempts to spread grassroots social innovations through the Big Lottery Local Food programme run by the Royal Society of Wildlife Trusts in England. This £ 59.8 million programme aims to distribute grants to a variety of food-related projects and to make locally grown food more accessible and affordable to local communities. Insights into 29 funded projects, of varying length and scale of operation, are provided through over 150 telephone and personal interviews. While the Local Food programme is undoubtedly about bringing small, often neglected pieces of land into production and increasing access to affordable food, results show that the programme is also very much seen as a vehicle for building community capacity through facilitating community cohesion, healthy eating, educational enhancement and integrating disadvantaged groups into mainstream society and economy. The paper concludes with some reflections on the extent to which the concept of grassroots social innovations, as a form of niche innovation, can help understand the ability of local food networks to develop the capacity of communities to respond to locally identified problems and to effect more widespread, sustainable change.     

Post-Kyoto energy strategy of the Russian Federation,outlooks and prerequisites of the Kyoto mechanisms implementation in the country

Abstract

Energy sector emissions from Russia have declined by about 33% from 1990 levels. We estimate that some 60–70% of the reduction is due to economic decline, and about 8–12% of it is due to reforms in the energy sector; the remainder being due to the wider use of natural gas and structural changes in the economy. Vigorous institutional and technological measures to promote energy efficiency could lead to savings of over 100 million t.c.e. per year by 2010, and keep CO₂ emissions fairly close to current levels over the decade. In our view, international emissions trading should not lead to global emissions growth, but should facilitate the best energy saving and efficiency. Consequently, we propose that the available assigned amount should be divided into two components. That part arising from ‘type 1’ reductions, produced by special projects and measures relating to GHG reduction taken since 1990, should be freely traded; whereas the remaining ‘type 2’ surplus, without a clear link to real emission reduction activity, should only be traded if the revenues are recycled into special projects resulting in emissions reduction equal to or more than the amount of emissions sold.     

Post-Kyoto energy strategy of the Russian Federation,outlooks and prerequisites of the Kyoto mechanisms implementation in the country

Energy sector emissions from Russia have declined by about 33% from 1990 levels. We estimate that some 60–70% of the reduction is due to economic decline, and about 8–12% of it is due to reforms in the energy sector; the remainder being due to the wider use of natural gas and structural changes in the economy. Vigorous institutional and technological measures to promote energy efficiency could lead to savings of over 100 million t.c.e. per year by 2010, and keep CO₂ emissions fairly close to current levels over the decade. In our view, international emissions trading should not lead to global emissions growth, but should facilitate the best energy saving and efficiency. Consequently, we propose that the available assigned amount should be divided into two components. That part arising from ‘type 1’ reductions, produced by special projects and measures relating to GHG reduction taken since 1990, should be freely traded; whereas the remaining ‘type 2’ surplus, without a clear link to real emission reduction activity, should only be traded if the revenues are recycled into special projects resulting in emissions reduction equal to or more than the amount of emissions sold.     

Past as prologue: an innovation-diffusion approach to additionality

The ‘additionality’ criterion for the Clean Development Mechanism (CDM) (which is key to ensuring that CDM projects lead to real and additional emission reductions) has been a topic of much analysis and discussion. A number of different approaches, including those based on financial, barrier and market-penetration criteria, have been suggested as a test for additionality. A simple test for additionality is proposed that draws on the framework of the diffusion of innovations, especially the risk profile of adopters of new technologies or innovations. This approach has the potential to streamline the assessment for additionality, although it will require data on the rate of implementation of specific technologies or innovations.     

Wildfire preparedness,community cohesion and social–ecological systems

The consequences of wildfires are felt in susceptible communities around the globe on an annual basis. Climate change predictions in places like the south-east of Australia and western United States suggest that wildfires may become more frequent and more intense with global climate change. Compounding this issue is progressive urban development at the peri-urban fringe (wildland–urban interface), where continued infrastructure development and demographic changes are likely to expose more people and property to this potentially disastrous natural hazard. Preparing well in advance of the wildfire season is seen as a fundamental behaviour that can both reduce community wildfire vulnerability and increase hazard resilience – it is an important element of adaptive capacity that allows people to coexist with the hazardous environment in which they live. We use household interviews and surveys to build and test a substantive model that illustrates how social cohesion influences the decision to prepare for wildfire. We demonstrate that social cohesion, particularly community characteristics like ‘sense of community’ and ‘collective problem solving’, are community-based resources that support both the adoption of mechanical preparations, and the development of cognitive abilities and capacities that reduce vulnerability and enhance resilience to wildfire. We use the results of this work to highlight opportunities to transfer techniques and approaches from natural hazards research to climate change adaptation research to explore how the impacts attributed to the social components of social–ecological systems can be mitigated more effectively.     

Regulating CO2 in electricity markets: sources or consumers?

The regulation of greenhouse gas emissions from the electricity sector within a cap-and-trade system poses significant policy questions on where to locate the point of compliance. Electricity markets often cross national or other regulatory boundaries, so that electricity generated within the boundary may comply with expectations but imported electricity may not. The question addressed in this article is where to locate the point of compliance in the electricity sector—where in the supply chain linking fuel suppliers to generators to the transmission system to retail load-serving entities should the obligation for measurement and compliance be placed? This problem is examined in the specific context of California's legislative requirements and particular energy markets, with the implications of the different policy options explored. The conclusion offered is that one particular approach to regulating the electricity sector—the ‘first-seller approach’—would be best for California. The alternative ‘load-based approach’ has had a head start in the policy process but would undermine an economy-wide market-based emissions trading programme.     

Operationalizing the Adaptation Fund: challenges in allocating funds to the vulnerable

The Adaptation Fund of the Kyoto Protocol marks a change in the international climate change financing architecture due to its independence from official development assistance, direct access and the majority of developing countries in governance. A major goal of the Adaptation Fund is to finance concrete adaptation projects and programmes in developing countries that are particularly vulnerable to the effects of climate change. The presented analysis considers the results of operationalization of the fund between 2008 and 2010, and the role vulnerability had in the allocation of funds. The definition of ‘vulnerability’ remains broad and currently does not allow for a prioritization in the allocation of funds. Criteria like ‘level of vulnerability’ or ‘adaptive capacity’ still need to be specified. The possibilities for the Adaptation Fund Board to implement a vulnerability-oriented funding approach are limited by the legal basis of the Kyoto Protocol and the principle of a country-driven approach. The effective support of vulnerable communities primarily depends on the institutional capacities and the institutional arrangement at the national level and the quality of analysis the adaptation projects and programmes are based on.     

Success and failure of grassroots innovations for addressing climate change: The case of the Transition Movement

Grassroots innovations emerge as networks generating innovative solutions for climate change adaptation and mitigation. However, it is unclear if grassroots innovations can be successful in responding to climate change. Little evidence exists on replication, international comparisons are rare, and research tends to overlook discontinued responses in favour of successful ones. We take the Transition Movement as a case study of a rapidly spreading transnational grassroots network, and include both active and non-active local transition initiatives. We investigate the replication of grassroots innovations in different contexts with the aim to uncover general patterns of success and failure, and identify questions for future research. An online survey was carried out in 23 countries (N = 276). The data analysis entailed testing the effect of internal and contextual factors of success as drawn from the existing literature, and the identification of clusters of transition initiatives with similar internal and contextual factor configurations. Most transition initiatives consider themselves successful. Success is defined along the lines of social connectivity and empowerment, and external environmental impact. We find that less successful transition initiatives might underestimate the importance of contextual factors and material resources in influencing success. We also find that their diffusion is linked to the combination of local–global learning processes, and that there is an incubation period during which a transition initiative is consolidated. Transition initiatives seem capable of generalising organisational principles derived from unique local experiences that seem to be effective in other local contexts. However, the geographical locations matter with regard to where transition initiatives take root and the extent of their success, and ‘place attachment’ may have a role in the diffusion of successful initiatives. We suggest that longitudinal comparative studies can advance our understanding in this regard, as well as inform the changing nature of the definition of success at different stages of grassroots innovation development, and the dynamic nature of local and global linkages.     

Climate change adaptation of coffee production in space and time

Savannas constitute the most fire-prone vegetation type on earth and are a significant source of greenhouse gas emissions. Most savanna fires are lit by people for a variety of livelihood applications. ‘Savanna burning’ is an accountable activity under the Kyoto Protocol, but only Australia, as a developed economy, accounts for emissions from this source in its national accounts. Over the past decade considerable effort has been given to developing savanna burning projects in northern Australia, combining customary indigenous (Aboriginal) approaches to landscape-scale fire management with development of scientifically robust emissions accounting methodologies. Formal acceptance by the Australian Government of that methodology, and its inclusion in Australia’s developing emissions trading scheme, paves the way for Aboriginal people to commercially benefit from savanna burning projects. The paper first describes this Australian experience, and then explores options for implementing community-based savanna burning emissions reduction projects in other continental savanna settings, specifically in Namibia and Venezuela. These latter examples illustrate that savanna fire management approaches potentially have broader application for contributing to livelihood opportunities in other fire-prone savanna regions.     

Implementing CDM for the Indian dairy sector: prospects and issues

What is the potential for developing small-scale CDM projects in India to reduce enteric methane emissions from cattle and buffaloes? The issue of baseline setting for prospective CDM projects is a complex one in the Indian context. The baselines constructed on the basis of aggregate emission rates at the national level are unlikely to be precise as methane emission rates are influenced by the livestock and feed characteristics, which vary widely across regions in an agro-climatically diverse country like India. This calls for establishing a project specific baseline underpinned with regional methane emission rates. The various aspects of sustainable development that merit consideration in formulating a CDM project in the Indian dairy sector include; increasing the productivity of animals, increasing the net income of producers, decreasing the cost of milk production and the transfer of safe technologies. The projects in the sector would be able to meet the ‘additionality’ conditions of the CDM. However, there are a number of constraints in implementing the enteric methane mitigation strategies through a CDM project at the field level. The article discusses these technical, financial, socio-cultural and institutional barriers along with possible responses to these constraints.     

Of solar collectors,wind power,and car sharing: Comparing and understanding successful cases of grassroots innovations

Grassroots activities so far have not been sufficiently appreciated as sources of innovation. Transition processes towards more sustainable socio-technical energy, transport or production systems, however, are hardly imaginable without a broader participation of engaged citizens. This paper presents and compares three cases of successful grassroots innovations for sustainability. In particular we compare the development of wind technology in Denmark, the solar collector do-it-yourself movement in Austria, and the development of car sharing in Switzerland. The paper aims at a better understanding of the preconditions, patterns of growth and change and factors of success of grassroots innovations for more sustainable socio-technical regimes such as energy and transport. In the analysis we focus on dimensions such as the structural conditions and resources of origin, motivations of social actors involved, learning processes and outcomes, competences and activities of those actors, processes of institution-building, and the relationships to mainstream market actors. Based on the empirical background the paper discusses implications for the theorisation of grassroots innovations for greater sustainability and draws implications for further research.     

Innovation for sustainable energy from a pro-poor perspective

The development and transfer of clean energy technologies to achieve universal energy access is challenging due to the inherent complexities of the energy sector, and the energy governance and financial systems in developing economies. Innovation is an essential part of successfully addressing these difficulties. Duplicating the energy infrastructure models of developed countries will not be sufficient to meet the needs of poor consumers. To the extent that innovation can accelerate energy access, it is important to understand the specific types of innovations that are necessary and how they might be facilitated. The general features of existing international clean energy innovation systems, which are predominantly driven by the markets and emissions reduction mechanisms of developed and rapidly growing emerging economies, are reviewed and the alignment of these systems to the innovation processes required to extend energy access globally is evaluated. Drawing on the innovation policy literature, the attributes of effective international and domestic energy innovation systems that are pro-poor and the associated policy approaches are identified.     

Asian Development Bank's support for clean energy

The Asian Development Bank's (ADB) support for the development of the clean energy sector in Asia and the Pacific is examined, together with its implications for mitigating climate change. A key question is whether financing has shifted from fossil fuel projects to renewable energy and energy efficiency in the past decade (2000–2009). Financial data from the ADB – a multilateral source of significant financing in the region – are assessed, and 127 technology-deploying projects and 199 technical assistance projects are evaluated. The assessment suggests that clean energy assistance has gained momentum during the last few years, peaking in 2008, implying a considerable shift in energy investments from conventional fossil-fuel projects to clean energy. Although private sector involvement has been central to the ADB's investment policy, only 30% of funding has been channelled into this sector over the past decade. The reporting of clean energy investments has also progressed within the ADB by including renewable and energy efficiency components in conventional energy projects and other investments, which was not previously accounted for. Nevertheless, the ADB needs to address several challenges in the future, including sustaining funding for clean energy, strengthening private sector investments and improving financial reporting.     

基于自然的解决方案：林业增汇减排路径、潜力与经济性评价

林业作为实施“基于自然的解决方案（NbS）”的重要领域和路径选择,在落实NbS行动中越来越受到各国政府和专家学者的广泛支持。文中在回顾国内外NbS相关资料的基础上,总结分析了林业领域NbS的内涵和路径、国际和国内相关政策及已采取的措施,重点分析了林业NbS路径的减排潜力、成本与效益。从全球范围看,造林和再造林路径具有较高的技术减排潜力,而减少毁林和森林经营管理是相对更具有成本效益的增汇减排路径。中国对林业NbS的实践及科学研究等尚显不足,但已有的重大林业生态工程已经产生了显著的减排效益和经济效益。未来需要在林业NbS相关标准与计量体系建设、减排技术与经济潜力研究、激励与保障机制等政策研究,以及增强公众意识等方面进一步深化和发展。     

Energy market failure in road transport: Is there scope for ‘no regrets’ greenhouse gas reduction?

The Australian Government policy on reduction of greenhouse gas emissions announced in 1990 includes exploring the scope for immediate, low cost reductions. Such measures can be taken as including ‘no regrets’ policies: those that, in addition to mitigating potential climate change, confer economic gains (including other environmental benefits) which exceed their costs. Some possible ‘no regrets’ opportunities and policies are identified relevant to energy use by the road transport sector over the period to 2020. The MARKALMENSA multi-period linear programming model of the Australian energy sector is used to investigate the cost-effectiveness of these policies.     

Climates of urbanization: local experiences of water security,conflict and cooperation in peri-urban South-Asia

ABSTRACT

This article explores changing water (in)securities in a context of urbanization and climate change in the peri-urban spaces of four South-Asian cities: Khulna (Bangladesh), Gurugram and Hyderabad (India), and Kathmandu (Nepal). As awareness of water challenges like intensifying use, deteriorating quality and climate change is growing, water security gets more scientific and policy attention. However, in peri-urban areas, the dynamic zones between the urban and the rural, it remains under-researched, despite the specific characteristics of these spaces: intensifying flows of goods, resources, people, and technologies; diversifying uses of, and growing pressures on land and water; and complex and often contradictory governance and jurisdictional institutions. This article analyses local experiences of water (in-)security, conflict and cooperation in relation to existing policies. It uses insights from the analysis of the case studies as a point of departure for a critical reflection on whether a ‘community resilience’ discourse contributes to better understanding these cases of water insecurity and conflict, and to better policy solutions. The authors argue that a community resilience focus risks neglecting important insights about how peri-urban water insecurity problems are experienced by peri-urban populations and produced or reproduced in specific socio-economic, political and policy contexts. Unless supported by in-depth hydro-social research, such a focus may depoliticize basically political questions of water (re) allocation, prioritization, and access for marginalized groups. Therefore, the authors plead for more critical awareness among researchers and policy-makers of the consequences of using a ‘community resilience’ discourse for making sense of peri-urban water (in-)security.

Key policy insights

• There is an urgent need for more (critical) policy and scientific attention to peri-urban water insecurity, conflict, and climate change.

• Although a changing climate will likely play a role, more attention is needed to how water insecurities and vulnerabilities in South Asia are socially produced.

• Researchers and policy-makers should avoid using depoliticized (community) resilience approaches for basically socio-political problems.

     

Exiting,enduring and innovating: Farm household adaptation to global zoonotic disease

Bovine spongiform encephalopathy (BSE) has been found in 25 countries, costing billions of dollars in those affected economies, and has had profound social and environmental impacts at multiple scales of organization. As a global phenomenon, the impacts of BSE were mediated directly through the environment (animal and human health) but in Canada the indirect socioeconomic impacts of BSE were far more damaging, especially for farm households. Yet, very little research has been conducted on adaptation to the indirect impacts of global environmental change, such as those mediated through the market and governance. Our goal was to examine how farm households adapted to the Canadian BSE crisis in order to better understand rural adaptations to global zoonotic diseases and to agriculture-related global environmental change as a whole. We conducted our mixed methods research in 2004–2006. Data sources included 826 survey responses, 27 individual interviews and 12 group interviews with farmers and ranchers in western Canada. Factor analysis separated out responses into three general adaptation strategies: ‘innovating’ to pursue new opportunities; ‘enduring’ or adaptations that seek stability; and ‘exiting’ from beef production or agriculture altogether. Farm household and community level innovation was a crucial adaptive strategy in the absence of governmental and expert-based support. Enduring adaptations were important to farm household survival in the short term, yet “chronic enduring” can compromise long-term adaptive capacity. Farm exiting was highly problematic during the BSE crisis as these responses were largely unexpected and often left households more vulnerable. Government support at the farm level promoted stability, with little support provided for change-orientated adaptations. Effective farm adaptation will require support for all three types of adaptive strategies and ones that are both expert-based and grassroots in nature to enable farm households in their pursuit of pluriactive and multifunctional livelihood strategies.     

Guinea pig or pioneer: Translating global environmental objectives through to local actions in Central Kalimantan,Indonesia’s REDD+ pilot province

Many difficulties have arisen from top-down approaches to the design and implementation of global environmental initiatives. The concept of translation and other analytical features of Actor-Network Theory (ANT) can offer a way of conceptualising these difficulties and their practical effects. By translation, we refer to what happens in-between the formulation of international goals and the results of implementation, and more specifically, relations and negotiations within this broader process. We examine several aspects of translation in the case of Reducing Emissions from Deforestation and Forest Degradation (REDD+), a prominent global environmental initiative. Using an ethnographic approach, we explore local responses in Central Kalimantan province, Indonesia, to REDD+ ideas and goals that originate at international and national levels. Following selection in 2010 as the official REDD+ pilot province, Central Kalimantan became a site for the convergence of actors and projects with varied sources of funding. The study identifies a central tension that emerged between an initial vision of Central Kalimantan as a pioneer, and local concerns about being used as an experimental subject or ‘guinea pig’ for the testing of externally designed schemes. Results show that greater flexibility in the design of programs and initiatives is needed, to provide space for local inputs. Implementation should pay attention to how local actors are included in planning processes that inform decision-making at higher jurisdictional levels. To bring about intended changes in land use, programs like REDD+ need to extend beyond a focus on short-term projects and targets, to instead emphasise long-term investments and forms of collective action that support learning.