Remote estimation of crop and grass chlorophyll and nitrogen content using red-edge bands on Sentinel-2 and -3

Sentinel-2 is planned for launch in 2014 by the European Space Agency and it is equipped with the Multi Spectral Instrument (MSI), which will provide images with high spatial, spectral and temporal resolution. It covers the VNIR/SWIR spectral region in 13 bands and incorporates two new spectral bands in the red-edge region, which can be used to derive vegetation indices using red-edge bands in their formulation. These are particularly suitable for estimating canopy chlorophyll and nitrogen (N) content. This band setting is important for vegetation studies and is very similar to the ones of the Ocean and Land Colour Instrument (OLCI) on the planned Sentinel-3 satellite and the Medium Resolution Imaging Spectrometer (MERIS) on Envisat, which operated from 2002 to early 2012. This paper focuses on the potential of Sentinel-2 and Sentinel-3 in estimating total crop and grass chlorophyll and N content by studying in situ crop variables and spectroradiometer measurements obtained for four different test sites. In particular, the red-edge chlorophyll index (CI_red-edge), the green chlorophyll index (CI_green) and the MERIS terrestrial chlorophyll index (MTCI) were found to be accurate and linear estimators of canopy chlorophyll and N content and the Sentinel-2 and -3 bands are well positioned for deriving these indices. Results confirm the importance of the red-edge bands on particularly Sentinel-2 for agricultural applications, because of the combination with its high spatial resolution of 20 m.     

An investigation into robust spectral indices for leaf chlorophyll estimation

Quantifying photosynthetic activity at the regional scale can provide important information to resource managers, planners and global ecosystem modelling efforts. With increasing availability of both hyperspectral and narrow band multispectral remote sensing data, new users are faced with a plethora of options when choosing an optical index to relate to their chosen or canopy parameter. The literature base regarding optical indices (particularly chlorophyll indices) is wide ranging and extensive, however it is without much consensus regarding robust indices. The wider spectral community could benefit from studies that apply a variety of published indices to differing sets of species data. The consistency and robustness of 73 published chlorophyll spectral indices have been assessed, using leaf level hyperspectral data collected from three crop species and a variety of savanna tree species. Linear regression between total leaf chlorophyll content and bootstrapping were used to determine the leafpredictive capabilities of the various indices. The indices were then ranked based on the prediction error (the average root mean square error (RMSE)) derived from the bootstrapping process involving 1000 iterative resampling with replacement. The results show two red-edge derivative based indices (red-edge position via linear extrapolation index and the modified red-edge inflection point index) as the most consistent and robust, and that the majority of the top performing indices (in spite of species variability) were simple ratio or normalised difference indices that are based on off-chlorophyll absorption centre wavebands (690–730 nm).     

Remote estimation of nitrogen and chlorophyll contents in maize at leaf and canopy levels

Leaf and canopy nitrogen (N) status relates strongly to leaf and canopy chlorophyll (Chl) content. Remote sensing is a tool that has the potential to assess N content at leaf, plant, field, regional and global scales. In this study, remote sensing techniques were applied to estimate N and Chl contents of irrigated maize (Zea mays L.) fertilized at five N rates. Leaf N and Chl contents were determined using the red-edge chlorophyll index with R² of 0.74 and 0.94, respectively. Results showed that at the canopy level, Chl and N contents can be accurately retrieved using green and red-edge Chl indices using near infrared (780–800 nm) and either green (540–560 nm) or red-edge (730–750 nm) spectral bands. Spectral bands that were found optimal for Chl and N estimations coincide well with the red-edge band of the MSI sensor onboard the near future Sentinel-2 satellite. The coefficient of determination for the relationships between the red-edge chlorophyll index, simulated in Sentinel-2 bands, and Chl and N content was 0.90 and 0.87, respectively.     

Estimating chlorophyll content of crops from hyperspectral data using a normalized area over reflectance curve (NAOC)

The Normalized Area Over reflectance Curve (NAOC) is proposed as a new index for remote sensing estimation of the leaf chlorophyll content of heterogeneous areas with different crops, different canopies and different types of bare soil. This index is based on the calculation of the area over the reflectance curve obtained by high spectral resolution reflectance measurements, determined, from the integral of the red–near-infrared interval, divided by the maximum reflectance in that spectral region. For this, use has been made of the experimental data of the SPARC campaigns, where in situ measurements were made of leaf chlorophyll content, LAI and fCOVER of 9 different crops – thus, yielding 300 different values with broad variability of these biophysical parameters. In addition, Proba/CHRIS hyperspectral images were obtained simultaneously to the ground measurements. By comparing the spectra of each pixel with its experimental leaf chlorophyll value, the NAOC was proven to exhibit a linear correlation to chlorophyll content. Calculating the correlation between these variables in the 600–800 nm interval, the best correlation was obtained by computing the integral of the spectral reflectance curve between 643 and 795 nm, which practically covers the spectral range of maximum chlorophyll absorption (at around 670 nm) and maximum leaf reflectance in the infrared (750–800 nm). Based on a Proba/CHRIS image, a chlorophyll map was generated using NAOC and compared with the land-use (crops classification) map. The method yielded a leaf chlorophyll content map of the study area, comprising a large heterogeneous zone. An analysis was made to determine whether the method also serves to estimate the total chlorophyll content of a canopy, multiplying the leaf chlorophyll content by the LAI. To validate the method, use was made of the data from another campaign ((SEN2FLEX), in which measurements were made of different biophysical parameters of 7 crops, and hyperspectral images were obtained with the CASI imaging radiometer from an aircraft. Applying the method to a CASI image, a map of leaf chlorophyll content was obtained, which on, establishing comparisons with the experimental data allowed us to estimate chlorophyll with a root mean square error of 4.2 μg/cm², similar or smaller than other methods but with the improvement of applicability to a large set of different crop types.     

Brown and green LAI mapping through spectral indices

When crops senescence, leaves remain until they fall off or are harvested. Hence, leaf area index (LAI) stays high even when chlorophyll content degrades to zero. Current LAI approaches from remote sensing techniques are not optimized for estimating LAI of senescent vegetation. In this paper a two-step approach has been proposed to realize simultaneous LAI mapping over green and senescent croplands. The first step separates green from brown LAI by means of a newly proposed index, ‘Green Brown Vegetation Index (GBVI)’. This index exploits two shortwave infrared (SWIR) spectral bands centred at 2100 and 2000 nm, which fall right in the dry matter absorption regions, thereby providing positive values for senescent vegetation and negative for green vegetation. The second step involves applying linear regression functions based on optimized vegetation indices to estimate green and brown LAI estimation respectively. While the green LAI index uses a band in the red and a band in the red-edge, the brown LAI index uses bands located in the same spectral region as GBVI, i.e. an absorption band located in the region of maximum absorption of cellulose and lignin at 2154 nm, and a reference band at 1635 nm where the absorption of both water and dry matter is low. The two-step approach was applied to a HyMap image acquired over an agroecosystem at the agricultural site Barrax, Spain.     

Sentinel-2数据的冬小麦地上干生物量估算及评价

作物生物量快速精确的监测对于农业资源的合理利用与农田的精准管理具有重要意义。近年来,遥感技术因其独特的优势已被广泛用于作物生物量的估算中。本文主要针对不同宽波段植被指数在冬小麦生物量(文中的生物量均是指地上干生物量)估算方面的表现进行探索。首先利用欧洲空间局最新的Sentinel-2A卫星数据提取出17种常见的植被指数,之后分别构建其与相应时期内采集的冬小麦地上生物量间的最优估算模型,通过分析两者间的相关性与敏感性,获取适宜进行生物量估算的指数。最后,绘制了研究区的生物量空间分布图。结果表明,所选的植被指数均与生物量显著相关。其中,红边叶绿素指数(CI_(re))与生物量的估算精度最高(决定性系数R~2为0.83;均方根误差RMSE为180.29 g·m~(–2))。虽然相关性较高,但部分指数,如归一化差值植被指数(NDVI)等在生物量较高时会出现饱和现象,从而导致生物量的低估。而加入红边波段的指数不仅能够延缓指数的饱和趋势,而且能够提高反演精度。此外,通过敏感性分析发现,归一化差值指数和比值指数分别在作物生长的早期和中后期对生物量的变化保持较高的敏感性。由于红边比值指数(SR_(re))和MERIS叶绿素敏感指数(MTCI)在冬小麦全生长季内一直对生物量的变化保持高灵敏性,二者是生物量估算中最为稳定的指数。     

Retrieval of aboveground crop nitrogen content with a hybrid machine learning method

Hyperspectral acquisitions have proven to be the most informative Earth observation data source for the estimation of nitrogen (N) content, which is the main limiting nutrient for plant growth and thus agricultural production. In the past, empirical algorithms have been widely employed to retrieve information on this biochemical plant component from canopy reflectance. However, these approaches do not seek for a cause-effect relationship based on physical laws. Moreover, most studies solely relied on the correlation of chlorophyll content with nitrogen, and thus neglected the fact that most N is bound in proteins. Our study presents a hybrid retrieval method using a physically-based approach combined with machine learning regression to estimate crop N content. Within the workflow, the leaf optical properties model PROSPECT-PRO including the newly calibrated specific absorption coefficients (SAC) of proteins, was coupled with the canopy reflectance model 4SAIL to PROSAIL-PRO. The latter was then employed to generate a training database to be used for advanced probabilistic machine learning methods: a standard homoscedastic Gaussian process (GP) and a heteroscedastic GP regression that accounts for signal-to-noise relations. Both GP models have the property of providing confidence intervals for the estimates, which sets them apart from other machine learners. Moreover, a GP-based sequential backward band removal algorithm was employed to analyze the band-specific information content of PROSAIL-PRO simulated spectra for the estimation of aboveground N. Data from multiple hyperspectral field campaigns, carried out in the framework of the future satellite mission Environmental Mapping and Analysis Program (EnMAP), were exploited for validation. In these campaigns, corn and winter wheat spectra were acquired to simulate spectral EnMAP data. Moreover, destructive N measurements from leaves, stalks and fruits were collected separately to enable plant-organ-specific validation. The results showed that both GP models can provide accurate aboveground N simulations, with slightly better results of the heteroscedastic GP in terms of model testing and against in situ N measurements from leaves plus stalks, with root mean square error (RMSE) of 2.1 g/m². However, the inclusion of fruit N content for validation deteriorated the results, which can be explained by the inability of the radiation to penetrate the thick tissues of stalks, corn cobs and wheat ears. GP-based band analysis identified optimal spectral settings with ten bands mainly situated in the shortwave infrared (SWIR) spectral region. Use of well-known protein absorption bands from the literature showed comparative results. Finally, the heteroscedastic GP model was successfully applied on airborne hyperspectral data for N mapping. We conclude that GP algorithms, and in particular the heteroscedastic GP, should be implemented for global agricultural monitoring of aboveground N from future imaging spectroscopy data.     

A novel combined spectral index for estimating the ratio of carotenoid to chlorophyll content to monitor crop physiological and phenological status

Accurate estimation of the ratio of carotenoid (Car) to chlorophyll (Chl) content is crucial to provide valuable insight into diagnoses of plant physiological and phenological status in crop fields. Studies for assessing the ratio of Car to Chl content have been extensively conducted with semi-empirical approaches using spectral indices. However, spectral indices established in previous studies generally relied on site- or species-specific measured data and these indices typically lacked sufficient estimation accuracy for the ratio of Car to Chl content to be used across various species and under different physiological conditions. In this study, we propose a novel combined carotenoid/chlorophyll ratio index (CCRI) in the form of the carotenoid index (CARI) divided by the red-edge chlorophyll index (CI_red-edge): The value of the index is illustrated using synthetic data simulated from the leaf radiative transfer model PROSPECT-5 and with extensive measured datasets at both the leaf and canopy level from the ANGERS dataset and winter wheat and maize field experiments. Results show that CCRI was the index with the highest correlation with the ratio of Car to Chl content in PROSPECT-5 simulations (R² = 0.99, RRMSE = 8.65%) compared to other spectral indices. Calibration and validation results using the ANGERS and winter wheat leaf level data showed that CCRI achieved accurate estimation of the ratio of Car to Chl content (R² = 0.52, RRMSE = 14.10%). CCRI also showed a good performance (R² = 0.54, RRMSE = 17.08%) for estimation of the ratio of Car to Chl content in both calibration and validation with the winter wheat and maize canopy spectra measured in field experiments. Further investigation of the effect of the correlation between leaf Chl and Car content on the performance of CCRI indicated that variation of the correlation affected the retrieval accuracy of CCRI, and CCRI might not be very sensitive to changes of the ratio of Car to Chl content with low values (<0.10).     

成像光谱遥感技术及其图像光谱信息提取的分析研究

成像光谱技术是80年代发展起来的最新遥感方法。本文对其原理、理论基础及图像光谱信息提取的方法进行了探讨,并在红外细分光谱(FIMS)金矿蚀变带信息提取分析研究的基础上,通过对可见光细分19波段AMSS、澳大利亚的24波段GEOSCAN、MKII AMSS及美国GER64通道成像光谱数据的初步处理,发展和形成了一些针对超多波段成像光谱数据的图像处理和分析及光谱信息提取的方法。 成像光谱信息提取的方法,主要包括图像光谱反射率转换技术、图像光谱曲线显示、光谱特征参数测度(光谱吸收特征的波长位置、宽度、深度)、图像地物光谱曲线与地物光谱数据库的信息匹配以及地物光谱识别专家系统。本文以红外细分光谱图像在金矿蚀变带信息提取分析中的应用为例,讨论了成像光谱图像的一种处理分析技术及其发展前景。     

An operational method for fast detecting abnormal channels in imaging spectrometers

Data from abnormal channels in an imaging spectrometer almost always exerts an undesired impact on spectrum matching, classification, pattern recognition and other applications in hyperspectral remote sensing. To solve this problem, researchers should get rid of the data acquired by these channels. Selecting abnormal channels just in the way of visually examining each band image in a imaging data set is a conceivably hard and boring job. To relieve the burden, this paper proposes a method which exploits the spatial and spectral autocorrelations inherent in imaging spectrometer data, and can be used to speed up and, to a great degree, automate the detection of abnormal channels in an imaging spectrometer. This method is applied easily and successfully to one PHI data set and one Hymap data set, and can be applied to remotely sensed data from other hyperspectral sensors.     

An Operational Method for Fast Detecting Abnormal Channels in Imaging Spectrometers

Data from abnormal Channels in an imaging spectrometer almost always exerts an undesired impact on spectrum matching,chassification,pattern recognition and other applications in hyperspectral remote sensing.To solve this problem.researchers should get rid of the data acquired by these channels.Selecting abnormal channels just in the way of visually examining each band image in a imaging data set is a conceivably hard and boring job.To relieve the burden,this paper proposes a method which exploits the spatial and spectral autocorrelations inherent in imaging spectrometer data,and can be used to speed up and ,to a great degree,automate the detection of abnormal channels in an imaging spectrometer.This method is applied easily and successfully to one PHI data set and one Hymap data set ,and can be applied to remotely sensed data from other hyperspectral sensors.     

面向对象与卷积神经网络模型的GF-6 WFV影像作物分类

GF-6 WFV影像是中国首颗带有红边波段的中高分辨率8波段多光谱卫星的遥感影像,对于其影像及红边波段对作物分类影响的研究利用亟待展开。本文结合面向对象和深度学习提出一种适用于GF-6 WFV红边波段的卷积神经网络(RE-CNN)遥感影像作物分类方法。首先采用多尺度分割和ESP工具选择最佳分割参数完成影像分割,通过面向对象的CART决策树消除椒盐现象的同时提取植被区域,并转化为卷积神经网络的输入数据,最后基于Python和Numpy库构建的卷积神经网络模型(RE-CNN)用于影像作物分类及精度验证。有无红边波段的两组分类实验结果表明:在红边波段组,卷积神经网络(RE-CNN)作物分类识别取得了较好的效果,总体精度高达94.38%,相比无红边波段组分类精度提高了2.83%,验证了GF-6 WFV红边波段对作物分类的有效性。为GF-6 WFV红边波段影像用于作物的分类研究提供技术参考和借鉴价值。     

MERIS and the red-edge position

The Medium Resolution Imaging Spectrometer (MERIS) is a payload component of Envisat-1. MERIS will be operated over land with a standard 15 band setting acquiring images with a 300 m spatial resolution. The red-edge position (REP) is a promising variable for deriving foliar chlorophyll concentration, which plays an important role in ecosystem processes. The objectives of this paper are: (1) to study which factors effect the REP of vegetation, (2) to study whether this REP can be derived from the MERIS standard band setting and (3) to show what REP represents at the scale of MERIS data. Two different data sets were explored for simulating the REP using MERIS bands: (1) simulated data using reflectance models and (2) airborne reflectance spectra of an agricultural area obtained by the airborne visible-infrared imaging spectrometer (AVIRIS). A “linear method”, assuming a straight slope of the reflectance spectrum around the midpoint of the slope, was a robust method for determining the REP and the MERIS bands at 665, 708.75, 753.75 and 778.75 nm could be used for applying the “linear method” for REP estimation. Results of the translation to the scale of MERIS data were very promising for applying MERIS at, for instance, the ecosystem level.     

基于高光谱曲线峰度、偏度的植被叶绿素含量反演模型研究

本文分析了高光谱反射率及红边位置与叶片绿度的相关性,建立了基于敏感波段和红边位置的叶绿素估算模型。通过对不同叶绿素含量高光谱曲线特征的分析,提出了基于高光谱曲线峰度和偏度的叶绿素估算新思路,并分别建立基于原始光谱560-760nm波段和一阶导数光谱660-760nm波段对应峰度、偏度的叶绿素反演模型。结果表明,法国梧桐、无花果和白毛杨基于敏感波段的叶绿素含量反演模型的拟合度,与传统估算模型相比,本文提出的新估算模型可以明显提高高光谱反演叶绿素含量的能力。     

Mapping forest leaf area index using reflectance and textural information derived from WorldView-2 imagery in a mixed natural forest area in Florida,US

The leaf area index (LAI) of plant canopies is an important structural parameter that controls energy, water, and gas exchanges of plant ecosystems. Remote sensing techniques may offer an alternative for measuring and mapping forest LAI at a landscape scale. Given the characteristics of high spatial/spectral resolution of the WorldView-2 (WV2) sensor, it is of significance that the textural information extracted from WV2 multispectral (MS) bands will be first time used in estimating and mapping forest LAI. In this study, LAI mapping accuracies would be compared from (a) spatial resolutions between 2-m WV2 MS data and 30-m Landsat TM imagery, (b) the nature of variables between spectrum-based features and texture-based features, and (c) sensors between TM and WV2. Therefore spectral/textural features (SFs) were first selected and tested; then a canonical correlation analysis was performed with different data sets of SFs and LAI measurement; and finally linear regression models were used to predict and map forest LAI with canonical variables calculated from image data. The experimental results demonstrate that for estimating and mapping forest LAI, (i) using high resolution data (WV2) is better than using relatively low resolution data (TM); (ii) extracted from the same WV2 data, texture-based features have higher capability than that of spectrum-based features; (iii) a combination of spectrum-based features with texture-based features could lead to even higher accuracy of mapping forest LAI than their either one separately; and (iv) WV2 sensor outperforms TM sensor significantly. However, we need to address the possible overfitting phenomenon that might be brought in by using more input variables to develop models. In addition, the experimental results also indicate that the red-edge band in WV2 was the worst on estimating LAI among WV2 MS bands and the WV2 MS bands in the visible range had a much higher correlation with ground measured LAI than that red-edge and NIR bands did.     

SENTINEL-2A red-edge spectral indices suitability for discriminating burn severity

Fires are a problematic and recurrent issue in Mediterranean ecosystems. Accurate discrimination between burn severity levels is essential for the rehabilitation planning of burned areas. Sentinel-2A MultiSpectral Instrument (MSI) record data in three red-edge wavelengths, spectral domain especially useful on agriculture and vegetation applications. Our objective is to find out whether Sentinel-2A MSI red-edge wavelengths are suitable for burn severity discrimination. As study area, we used the 2015 Sierra Gata wildfire (Spain) that burned approximately 80 km². A Copernicus Emergency Management Service (EMS)-grading map with four burn severity levels was considered as reference truth. Cox and Snell, Nagelkerke and McFadde pseudo-R² statistics obtained by Multinomial Logistic Regression showed the superiority of red-edge spectral indices (particularly, Modified Simple Ratio Red-edge, Chlorophyll Index Red-edge, Normalized Difference Vegetation Index Red-edge) over conventional spectral indices. Fisher's Least Significant Difference test confirmed that Sentinel-2A MSI red-edge spectral indices are adequate to discriminate four burn severity levels.     

Estimating forest standing biomass in savanna woodlands as an indicator of forest productivity using the new generation WorldView-2 sensor

Accurate and up-to-date information on forest dendrometric traits, such as above ground biomass is important in understanding the contribution of terrestrial ecosystems to the regulation of atmsopheric carbon, especially in the face of global environmental change. Besides, dendrometric traits information is critical in assessing the healthy and the spatial planning of fragile ecosystems, such as the savanna dry forests. The aim of this work was to test whether red-edge spectral data derived from WorldView-2 multispectral imagery improve biomass estimation in savanna dry forests. The results of this study have shown that biomass estimation using all Worldview-2 raw spectral bands without the red-edge band yielded low estimation accuracies (R² of 0.67 and a RMSE-CV of 2.2 t ha^?1) when compared to when the red-edge band was included as a co-variate (R² of 0.73 and a RMSE-CV of 2.04 t ha^?1). Also, similar results were obseved when all WorldView-2 vegetation indices (without the red-edge computed ones), producing slightly low accuracies (R² of about 0.67 and a RMSE-CV of 2.20 t ha^?1), when compared to those obtained using all indices and RE-computed indices(R² of 0.76 and a RMSE-CV of 1.88 t ha^?1). Overall, the findings of this work have demontrated the potential and importance of strategically positioned bands, such as the red-edge band in the optimal estimation of indigeonus forest biomass. These results underscores the need to shift towards embracing sensors with unique and strategeically positioned bands, such as the forthcoming Sentinel 2 MSI and HysPIRI which have a global footprint.     

Photosynthetic bark: Use of chlorophyll absorption continuum index to estimate Boswellia papyrifera bark chlorophyll content

Quantification of chlorophyll content provides useful insight into the physiological performance of plants. Several leaf chlorophyll estimation techniques, using hyperspectral instruments, are available. However, to our knowledge, a non-destructive bark chlorophyll estimation technique is not available. We set out to assess Boswellia papyrifera tree bark chlorophyll content and to provide an appropriate bark chlorophyll estimation technique using hyperspectral remote sensing techniques. In contrast to the leaves, the bark of B. papyrifera has several outer layers masking the inner photosynthetic bark layer. Thus, our interest includes understanding how much light energy is transmitted to the photosynthetic inner bark and to what extent the inner photosynthetic bark chlorophyll activity could be remotely sensed during both the wet and the dry season. In this study, chlorophyll estimation using the chlorophyll absorption continuum index (CACI) yielded a higher R² (0.87) than others indices and methods, such as the use of single band, simple ratios, normalized differences, and conventional red edge position (REP) based estimation techniques. The chlorophyll absorption continuum index approach considers the increase or widening in area of the chlorophyll absorption region, attributed to high concentrations of chlorophyll causing spectral shifts in both the yellow and the red edge. During the wet season B. papyrifera trees contain more bark layers than during the dry season. Having less bark layers during the dry season (leaf off condition) is an advantage for the plants as then their inner photosynthetic bark is more exposed to light, enabling them to trap light energy. It is concluded that B. papyrifera bark chlorophyll content can be reliably estimated using the chlorophyll absorption continuum index analysis. Further research on the use of bark signatures is recommended, in order to discriminate the deciduous B. papyrifera from other species during the dry season.     

Evaluating the impact of red-edge band from Rapideye image for classifying insect defoliation levels

The prospect of regular assessments of insect defoliation using remote sensing technologies has increased in recent years through advances in the understanding of the spectral reflectance properties of vegetation. The aim of the present study was to evaluate the ability of the red edge channel of Rapideye imagery to discriminate different levels of insect defoliation in an African savanna by comparing the results of obtained from two classifiers. Random Forest and Support vector machine classification algorithms were applied using different sets of spectral analysis involving the red edge band. Results show that the integration of information from red edge increases classification accuracy of insect defoliation levels in all analysis performed in the study. For instance, when all the 5 bands of Rapideye imagery were used for classification, the overall accuracies increases about 19% and 21% for SVM and RF, respectively, as opposed to when the red edge channel was excluded. We also found out that the normalized difference red-edge index yielded a better accuracy result than normalized difference vegetation index. We conclude that the red-edge channel of relatively affordable and readily available high-resolution multispectral satellite data such as Rapideye has the potential to considerably improve insect defoliation classification especially in sub-Saharan Africa where data availability is limited.     

Spatially Explicit Estimation of Leaf Area Index Using EO-1 Hyperion and Landsat ETM+ Data: Implications of Spectral Bandwidth and Shortwave Infrared Data on Prediction Accuracy in a Tropical Montane Environment

This study evaluated the utility of narrowband (EO-1 Hyperion) and broadband (Landsat ETM+) remote sensing data for the estimation of leaf area index (LAI) in a tropical environment in Sulawesi, Indonesia. LAI was inferred from canopy gap fraction measurements taken in natural tropical forest and cocoa plantations. Single and multiple spectral bands and spectral indices were used as predictor variables in reduced major axis (RMA) and ordinary least squares (OLS) regression models. The predictive power of most regression models was notably higher when employing narrowband data instead of broadband data. Highly significant relationships between LAI and spectral reflectance were observed near the red-edge region and in most shortwave infrared (SWIR) bands. In contrast to most near-infrared (NIR) narrow bands, the correlation between SWIR reflectance and LAI was not confounded when including both vegetation types and did not suffer from saturation. The results demonstrate that leaf area index of a challenging tropical environment can be estimated with satisfactory accuracy from hyperspectral remote sensing data.